Tdma/tdd access method for a wireless transmission system

TDMA/TDD ACCESS METHOD FOR A WIRELESS TRANSMISSION SYSTEM

Inventor: Jacob W. Jorgensen

Background of the Invention

Cross-Reference to Other Applications

The following applications of common assignee contain common disclosure:

U.S. Patent Application entitled "Transmission Control Protocol/Internet Protocol (TCP/IP) Packet-Centric Wireless Point to Multi-Point (PtMP) Transmission System Architecture," filed

July 9, 1999, Attorney Docket No. A-21505.

U.S. Patent Application entitled "Quality of Service (QoS) - Aware Wireless Point to Multi-Point (PtMP) Transmission System Architecture," filed July 9, 1999, Attorney Docket No. A-21506.

U.S. Patent Application entitled "Method for Providing Dynamic Bandwidth Allocation Based on IP-Flow Characteristics in a Wireless Point to Multi-Point (PtMP) Transmission System," filed July 9, 1999, Attorney Docket No. A-21507.

U.S. Patent Application entitled "Method for Providing for Quality of Service (QoS) - Based Handling of IP-Flows in a Wireless Point to Multi-Point Transmission System," filed July 9, 1999, Attorney Docket No. A-21508.

U.S. Patent Application entitled "IP-Flow Identification in a Wireless Point to Multi-Point Transmission System," filed July 9, 1999, Attorney Docket No. A-21509.

U.S. Patent Application entitled "IP-Flow Characterization in a Wireless Point to Multi-Point (PtMP) Transmission System," filed July 9, 1999, Attorney Docket No. A-21510.

U.S. Patent Application entitled "IP-Flow Classification in a Wireless Point to Multi-Point

(PtMP) Transmission System," filed July 9, 1999, Attorney Docket No. A-21511.

U.S. Patent Application entitled "IP-Flow Prioritization in a Wireless Point to Multi-Point (PtMP) Transmission System," filed July 9, 1999, Attorney Docket No. A-21512.

U.S. Patent Application entitled "Method of Operation for Providing for Service Level Agreement (SLA) Based Prioritization in a Wireless Point to Multi-Point (PtMP) Transmission

System," filed July 9, 1999, Attorney Docket No. A-21513.

U.S. Patent Application entitled "Method for Transmission Control Protocol (TCP) Rate Control With Link-Layer Acknowledgments in a Wireless Point to Multi-Point (PtMP) Transmission System," filed July 9, 1999, Attorney Docket No. A-21514. U.S. Patent Application entitled "Transmission Control Protocol/Internet Protocol (TCP/IP) -

Centric

QoS Aware Media Access Control (MAC) Layer in a Wireless Point to Multi-Point (PtMP)

Transmission System," filed July 9, 1999, Attorney Docket No. A-21532.

U.S. Patent Application entitled "Use of Priority-Based Scheduling for the Optimization of

Latency and Jitter Sensitive IP Flows in a Wireless Point to Multi-Point Transmission System," filed July 9, 1999, Attorney Docket No. A-21533.

U.S. Patent Application entitled "Reservation Based Prioritization Method for Wireless Transmission of Latency and Jitter Sensitive IP-Flows in a Wireless Point to Multi-Point Transmission System," filed July 9, 1999, Attorney Docket No. A-21535.

U.S. Patent Application entitled "Translation of Internet-Prioritized Internet Protocol (IP)-Flows into Wireless System Resource Allocations in a Wireless Point to Multi-Point (PtMP) Transmission System," filed July 9, 1999, Attorney Docket No. A-21536.

U.S. Patent Application entitled "Method of Operation for the Integration of Differentiated services (Diff-serv) Marked IP-Flows into a Quality of Service (QoS) Priorities in a Wireless

Point to Multi-Point (PtMP) Transmission System," filed July 9, 1999, Attorney Docket No. A- 21539.

U.S. Patent Application entitled "Method for the Recognition and Operation of Virtual Private Networks (VPNs) over a Wireless Point to Multi-Point (PtMP) Transmission System," filed July 9, 1999, Attorney Docket No. A-21540.

U.S. Patent Application entitled "Time Division Multiple Access/ Time Division Duplex (TDMA/TDD) Transmission Media Access Control (MAC) Air Frame," filed July 9, 1999, Attorney Docket No. A-21541.

U.S. Patent Application entitled "Application - Aware, Quality of Service (QoS) Sensitive, Media Access Control (MAC) Layer," filed July 9, 1999, Attorney Docket No. A-21542.

U.S. Patent Application entitled "Transmission Control Protocol/Internet Protocol (TCP/IP) Packet-Centric Wireless Point to Point (PtP) Transmission System Architecture," filed July 9, 1999, Attorney Docket No. A-21543.

U.S. Patent Application entitled "Transmission Control Protocol/Internet Protocol (TCP/IP) Packet-Centric Cable Point to Multi-Point (PtMP) Transmission System Architecture," filed July

9, 1999, Attorney Docket No. A-21547. Field of the Invention

The present invention relates generally to telecommunications and, more particularly, to

a system and method for implementing a QOS aware wireless point-to-multi-point transmission

system.

Related Art

Telecommunication networks such as voice, data and video networks have conventionally been customized for the type of traffic each is to transport. For example, voice traffic is very

latency sensitive but quality is less important, so voice networks are designed to transport voice

traffic with limited latency. Traditional data traffic, such as, e.g., a spreadsheet, on the other hand is not latency sensitive, but error-free delivery is required. Conventional telecommunications

networks use circuit switching to achieve acceptable end user quality of service (QoS). With the

advent of new packet switching high bandwidth data networks, different types of traffic can be transported over a data network. Specifically, convergence of separate voice, data and video

networks into a single broadband telecommunications network is enabled. To ensure end user satisfaction, a system is desired that provides QoS for various types of traffic to be transported.

Wireless networks present particular challenges over their wireline counterparts in delivering QoS. For example, wireless networks traditionally exhibit high bit error rates (BER)

due to a number of reasons. Conventional wireless networks also implement circuit switched connections to provide reliable communications channels. However the use of circuit switched

connections allocates bandwidth between communicating nodes whether or not traffic is

constantly being transferred between the nodes. Therefore, circuit switched connections use

communications bandwidth rather inefficiently.

Packet switching makes more efficient use of available bandwidth than does traditional circuit switching. Packet switching breaks up traffic into so-called "packets" which can then be transported from a source node to a destination for reassembly. Thus a particular portion of bandwidth can be shared by many sources and destinations yielding more efficient use of

bandwidth.

A wireless broadband access telecommunications system is desired which can provide

a QoS capability that is comparable to that delivered by wireline broadband access devices. Conventionally, one of the barriers to the deployment of wireless broadband access systems has been the absence of acceptable QoS characteristics, while at the same time delivering bandwidth

sufficient to qualify as broadband. Delivery of raw bandwidth over wireless media without acceptable QoS would not benefit end users. Likewise, the delivery of a high level of QoS at the cost of sufficient bandwidth would also not benefit endusers.

Conventional efforts to provide wireless broadband access systems have not granted sufficient priority to QoS as a guiding principle in architecting the wireless systems, resulting

in sub-optimal designs. With the rapid emergence of the Internet, the packet switching paradigm,

and transmission control protocol/ internet protocol (TCP/IP) as a universal data protocol, it has

become clear that a new wireless system design has become necessary.

What is needed then is an IP-centric wireless broadband access system with true QoS

capabilities.

Summary of the Invention

The present invention is a new time domain multiple access/time division duplex

(TDMA/TDD) media access control (MAC) telecommunications access method, including the steps of accessing one or more dynamically allocatable control packets for providing control information over a wireless medium between a wireless base station and one or more subscriber

customer premises equipment (CPE) stations, and accessing one or more dynamically allocatable

data packets for providing data information over a wireless medium between a wireless base

station and one or more subscriber customer premises equipment (CPE) stations.

One of the embodiments of the invention includes the steps of communicating a downstream acknowledgment, communicating a reservation request, communicating operations data, communicating an upstream acknowledgment slot, communicating an acknowledgment request slot, communicating a frame descriptor slot, communicating a command and control slot.

In another embodiment of the invention, the access method further includes the steps of communicating the data slots for transmission in an uplink direction from the subscriber CPE

station to the wireless base station and communicating the data slots for transmission in a

downlink direction from the wireless base station to the subscriber CPE station.

A time domain multiple access/time division duplex (TDMA/TDD) transmission media

access control (MAC) access method is also disclosed which includes the steps of communicating a downlink subframe over a wireless medium from a wireless base station to one

or more subscriber customer premises equipment (CPE) stations, communicating an uplink

subframe over a wireless medium from the subscriber CPE stations to the wireless base station,

and dynamically allocating a bandwidth between the downlink subframe and the uplink

subframe. In a contemplated embodiment of the TDMA/TDD MAC access method previously

described the steps of scheduling multiple slots in the downlink subframe for one of the

subscriber CPE stations for a single internet protocol (IP) flow are also included

An alternative embodiment of TDMA/TDD MAC access method involves the steps of

scheduling multiple slots in the downlink subframe for one of the subscriber CPE stations for a

plurality of internet protocol (IP) flows. The TDMA/TDD MAC access method can also include

the steps of scheduling multiple slots in the downlink subframe for one of the subscriber CPE

stations for a single internet protocol (IP) flow.

A further embodiment of the TDMA/TDD MAC access described above includes the

step of scheduling multiple slots in the downlink subframe for one of the subscriber CPE stations

for a plurality of internet protocol (IP) flows.

Another embodiment the TDMA/TDD MAC access method involves dynamically

allocating one or more reservation request contention slots for addressing contentions between

reservation requests for available slots in the uplink subframe between the wireless base station

and the subscriber CPE stations. The TDMA/TDD MAC access method previously described

may be further combined with the step of dynamically allocating the contention slots according

to the frequency of detected collisions between the reservation requests.

A further TDMA/TDD MAC access method includes the steps of communicating a

downlink subframe over a wireless medium from a wireless base station to one or more

subscriber customer premises equipment (CPE) stations, communicating an uplink subframe over

a wireless medium from the subscriber CPE stations to the wireless base station, and dynamically allocating a bandwidth between the downlink subframe and the uplink subframe,

and transmitting one or more reservation slots in the downlink subframe defining where the subscriber CPE station requesting a reservation will place uplink data thereof.

A further embodiment of the invention involves a media access control (MAC) access

method, involving communicating a downlink subframe over a wireless medium from a wireless

base station to one or more subscriber customer premises equipment (CPE) stations and then communicating an uplink subframe over a wireless medium from the subscriber CPE stations to

the wireless base station, and also dynamically allocating a bandwidth between the downlink subframe and the uplink subframe. The former embodiment may involve communication using

either ( 1 ) a time domain multiple access/time division duplex (TDMA/TDD) transmission media access control (MAC) access method, (2) a frequency division multiple access (FDMA) access

method, or (3) a code-division multiple access (CDMA) access method, between the downlink

subframe and the uplink subframe.

The cross-referenced applications are incoφorated herein by reference in their entireties.

Brief Description of the Figures

The present invention will be described with reference to the accompanying figures, wherein:

FIG. 1A is a block diagram providing an overview of a standard telecommunications network providing local exchange carrier services within one or more local access and transport

areas;

FIG. 1 B depicts an exemplary network including workstations coupled to a data network;

FIG. 1 C illustrates a conventional video network, such as for example a cable television

(CATV) network;

FIG. 2A is a block diagram illustrating an overview of a standard telecommunications network providing both local exchange carrier and interexchange carrier services between subscribers located in different local access and transport areas;

FIG. 2B illustrates a signaling network in detail;

FIG. 2C illustrates an exemplary network carrying voice, data and video traffic over a

data network; FIG. 2D depicts a network including a point-to-multipoint wireless network coupled via

a router to a data network;

FIG. 3 A depicts an exemplary perspective diagram of a point-to-multipoint network; FIG. 3B depicts a block diagram further illustrating a wireless point-to-multipoint

network; FIG. 4 depicts a wireless Internet protocol network access architecture of the present

invention;

FIG. 5 A depicts Internet protocol flows from a subscriber host to a wireless base station, and through a wireline connection to a destination host;

FIG.5B illustrates a functional flow diagram including an example functional description

of a transmission control protocol adjunct agent performing an outgoing transmission control

protocol spoof function;

FIG. 5C illustrates a functional flow diagram including an exemplary functional description of a transmission control protocol adjunct agent performing an incoming transmission control protocol spoof function; FIG. 6 illustrates a block diagram representing scheduling of mixed Internet protocol flows;

FIG. 7 illustrates packet header field information which can be used to identify Internet

protocol flows and the quality of service requirements of the Internet protocol flows;

FIG. 8A is a block diagram summarizing an exemplary downlink analysis, prioritization

and scheduling function; FIG. 8B is a block diagram summarizing an exemplary uplink analysis prioritization and

scheduling function;

FIG. 9 illustrates how a downlink flow scheduler can take into account a service level agreement in prioritizing a frame slot and scheduling resource allocation;

FIG. 10 depicts an embodiment of an inventive media access control hardware

architecture;

FIG. 11 is an exemplary software organization for a packet-centric wireless point to

multi-point telecommunications system;

FIG. 12A illustrates an exemplary time division multiple access media access control air

frame;

FIG. 12B illustrates an exemplary structure for a time division multiple access/time

division duplex air frame;

FIG. 12C illustrates an exemplary downstream transmission subframe;

FIG. 12D illustrates an exemplary upstream acknowledgment block field of a downstream transmission subframe;

FIG. 12E illustrates an exemplary acknowledgment request block field of a downstream transmission subframe;

FIG. 12F illustrates an exemplary frame descriptor block field of a downstream transmission subframe; FIG. 12G illustrates an exemplary downstream media access control pay load data unit of a downstream transmission subframe;

FIG. 12H illustrates an exemplary command and control block of a downstream

transmission subframe;

FIG. 121 illustrates an exemplary upstream transmission subframe; FIG. 12J illustrates an exemplary downstream acknowledgment block of an upstream

transmission subframe;

FIG. 12K illustrates an exemplary reservation request block of an upstream transmission

subframe 1204; FIG. 12L illustrates an exemplary media access control payload data unit of an upstream

transmission subframe;

FIGs. 12M, 12N and 12O illustrate an exemplary operations data block of an upstream

transmission subframe;

FIG. 13 illustrates how an exemplary flow scheduler for the present invention functions;

FIG. 14 is an exemplary two-dimensional block diagram of an advanced reservation

algorithm;

FIG. 15 A is an exemplary logical flow diagram for a downlink flow analyzer;

FIG. 15B is an exemplary logical flow diagram for a downlink flow scheduler;

FIG. 16A is an exemplary logical flow diagram for an uplink flow analyzer;

FIG. 16B is an exemplary logical flow diagram for an uplink flow scheduler;

FIG. 17 illustrates Internet protocol flow in a downlink direction, including Internet

protocol security encryption; and

FIG. 18 illustrates an uplink direction of Internet protocol security support.

In the figures, like reference numbers generally indicate identical, functionally similar,

and/or structurally similar elements. The figure in which an element first appears is indicated by the leftmost digit(s) in the reference number. Detailed Description of the Preferred Embodiments

I. An Example Environment

The present invention is described in terms of an example environment. The example

environment uses a fixed wireless point-to-multi-point (PtMP) connection to transmit packetized data information including for example, IP telephony, video, data, received from a telecommunications carrier. As used herein, a telecommunications carrier can include US domestic entities (see Definitions below at section II) such as, e.g., ILECs, CLECs, IXCs, NGTs

and Enhanced Service Providers (ESPs), as well as global entities such as PTTs and NEs, recognized by those skilled in the art. In addition, as used herein a telecommunications system

includes domestic systems used by entities such as, e.g., ILECs, CLECs, IXCs and Enhanced

Service Providers (ESPs), as well as global systems recognized by those skilled in the art.

In the preferred embodiment, the traffic arrives from a wide area network (WAN)

connection. Data traffic is received from a data network through a network router and can be

demodulated from internet protocol (IP) format to, for example, the point-to-point protocol (PPP). Network routers can include, for example, a general purpose computer, such as the SUN

workstation running routing software or a dedicated routing device such as various models from CISCO of San Jose, CA, ASCEND of Alameda, CA, NETOPIA of Alameda, CA, or 3COM of Santa Clara, CA.

In the alternative, a virtual private networking protocol, such as the point-to-point tunneling protocol (PPTP), can be used to create a "tunnel" between a remote user and a

corporate data network. A tunnel permits a network administrator to extend a virtual private

network from a server (e.g., a Windows NT server) to a data network (e.g., the Internet).

Although the invention is described in terms of this example environment, it is important

to note that description in these terms is provided for purposes of illustration only. It is not intended that the invention be limited to this example environment or to the precise inter- operations between the above-noted devices. In fact, after reading the following description, it

will become apparent to a person skilled in the relevant art how to implement the invention in alternative environments.

II. Definitions

Table 1 below defines common telecommunications terminology. These terms are used throughout the remainder of the description of the invention.

Table 1.

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III. Introduction

A. Quality of Service (QOS) in a Wireless Environment The concept of quality of service (QoS) is one of the most difficult and least understood topics in data networking. Although a common term in data networking, there are many different usages and definitions for QoS, leading to confusion regarding an exact meaning in precise or

quantitative terms. Even further confusion is found when attempts are made to measure or specify numeric quantities sufficient to allow comparison of equipment or network performance

with respect to QoS.

The confusion about QoS in general data networking is transferred and magnified when

applied to wireless data communications. Wireless transmission has a higher inherent bit error

rate (BER) than does wireline transmission. The addition of, e.g., a point-to-multipoint (PtMP)

topology for multiple users sharing a wireless medium makes it desirable that QoS be defined in a manner that specifically addresses the multiple complicating factors in wireless data communications.

To provide a non-ambiguous definition of QoS that applies to wireless data communications, the nature of the problem that QoS is meant to solve is helpful. Many of the

problems of data communications over wireless are unique and distinct from those of wireline data communications, while some are in fact shared. For wireless broadband access systems,

the problems of quality delivery are somewhat more complex than for the wireline analog. Like its wireline counterpart, the problems encountered in wireless delivery of data include, e . g . , slo w

peripheral access, data errors, "drop-outs," unnecessary retransmissions, traffic congestion, out- of-sequence data packets, latency, and jitter. In addition to these problems, wireless delivery adds problems including, e.g., high inherent bit error rates(BERs), limited bandwidth, user

contention, radio interference, and TCP traffic rate management. A QoS-aware wireless system is desired to address all these problems.

There are a number of ways in which users or subscribers to a data network experience

difficulties. One network difficulty is due to a lack of network availability. Depending on the

access technology being used, this can include a "modem no-answer" condition, "network busy" condition, or a sudden unexpected "drop" of a network connection. These conditions would not be described as being consistent with high QoS. Once network connectivity is achieved, slow

traffic caused by congestion, local access bottlenecks, and network failures can be experienced as slow web page loading, slow file transfers, or poor voice/video quality in streaming multimedia applications. Poor quality in streaming multimedia applications can instead result from high "jitter," or large and rapid variations in latency, leading to interruptions, distortion, or

termination of session. Many different conditions can lead to actual data errors, which in some

contexts can be catastrophic, such as in the file transfer of a spreadsheet. It is desirable that these

problems of a data communications network be minimized or eliminated.

1. Quality

In data networking, quality usually implies the process of delivering data in a reliable and timely manner. What is reliable and timely is dependent on the nature of the traffic being addressed. These terms may include references to limitations in data loss, expectations of data accuracy, limitations of data latency variations (also known as jitter), and limitations of data

retransmissions and limitations of data packet order inversions. Therefore, QoS is a complex

concept, which can require a correspondingly complex mechanism to implement it.

QoS can be a relative term, finding different meanings for different users. A casual user doing occasional web browsing, but no file transfer protocol (FTP) file downloads or real time

multimedia sessions may have different a different definition of QoS than a power user doing

many FTP file downloads of large database or financial files, frequent H.323 video conferencing and IP telephony calls. Also, a user can pay a premium rate (i.e. a so-called service level agreement (SLA)) for high network availability, low latency, and low jitter, while another user can pay a low rate for occasional web surfing only, and on weekends only. Therefore, perhaps it is best to understand QoS as a continuum, defined by what network performance characteristic

is most important to a particular user and the user's SLA. Maximizing the end-user experience

is an essential component of providing wireless QoS.

2. Service

In data networking, a service can be defined as a type of connection from one end of a network to another. Formerly, this could have been further defined to be protocol specific, such

as, e.g., IBM's systems network architecture (SNA), Novell's IPX, Digital's DECnet. However, it appears that TCP/IP (i.e. including user datagram protocol(UDP)) has evolved to become the overwhelming protocol of choice, and will continue to be in the foreseeable future. Therefore,

service can be defined to be a particular type of TCP/IP connection or transmission. Such service

types might include, e.g., FTP file transfers, e-mail traffic, hypertext transfer protocol (HTTP)

traffic, H.323 videoconferencing sessions. It is desirable that a QoS mechanism deal with these differing types of service, in addition to dealing with the different types of quality as discussed

previously.

3. QOS as a Mechanism

QoS can be thought of as a mechanism to selectively allocate scarce networking,

transmission and communications resources to differentiated classes of network traffic with

appropriate levels of priority. Ideally, the nature of the data traffic, the demands of the users, the

conditions of the network, and the characteristics of the traffic sources and destinations all

modify how the QoS mechanism is operating at any given instant. Ultimately, however, it is desirable that the QoS mechanism operate in a manner that provides the user with optimal service, in whatever manner the user defines it.

a. Circuit-Switched QoS

In legacy networks created primarily for voice traffic by telephone companies, data transmission was accomplished with reference to a circuit-centric definition of QoS. In this

definition, QoS implied the ability to carry asynchronous (i.e. transmission of data through start

and stop sequences without the use of a common clock) as well as isochronous (i.e.consistent

timed access of network bandwidth for time-sensitive voice and video) traffic. Circuit-switched

QoS was accomplished by dedicating an end-to-end circuit for each connection or service, whether it was voice (see FIG. 1 A) or data. The circuit-centric QoS mechanism was simply the provision of this circuit for exclusive use by the user. Of course, this approach dedicates the

circuit, all transmission channels associated with the circuit, and the transport media itself to a single user for the entire duration of the session, regardless of whether data is actually being

transmitted every instant of the session. It was generally believed that only in this manner could true QoS be achieved. Therefore, traditional designs for wireless broadband access systems (see FIG. 2A) also used this approach, dedicating a wireless radio channel to each particular data

connection, regardless of the application or whether indeed any data was being transmitted at any

given moment. This circuit-centric approach to QoS is fairly expensive, in terms of the cost of

the equipment, and the utilization factors for the transmission media itself.

b. Asynchronous Transfer Mode (ATM) QoS

With ATM networking, telephone companies could continue to provide a circuit-centric

QoS mechanism with the establishment of permanent virtual connections (PVCs) (i.e. a virtual path or channel connection (VPC or VCC) provisioned for indefinite use) and switched virtual

connections (S VCs) (i.e. a logical connection between endpoints established by an ATM network

on demand based upon signaling messages received from the end user or another network) in an

analogous manner to the legacy voice circuit mechanism. However, several new concepts were needed, including admission policy, traffic shaping, and mechanisms such as, e.g., leaky-buckets, in order to handle traffic that was now categorized as variable bit rate (VBR), constant bit rate (CBR), and unspecified bit rate (UBR).

Virtual circuits were to be established for data transmission sessions, again regardless of the data application or whether data was being transmitted at any given moment. Although ATM

provides QoS for broadband network traffic, the underlying assumptions of ATM design include

the low BER characteristic of wireline networks, not the high BER of the wireless medium.

Without a recognition of the characteristics of the traffic that is being carried by the ATM mechanism and the high inherent BER of wireless, true QoS can not be provided. ATM QoS

mechanisms do not address the unique challenges associated with wireless communication.

c. Packet-Switched QoS

Packet-switching is revolutionizing data communications, so conventional circuit-switch and ATM networking concepts and their legacy QoS mechanisms are in need of update. With

packet-switched data communications, one cannot dedicate a circuit to a particular data

communications session. Indeed, a strength of packet-switching lies in route flexibility and

parallelism of its corresponding physical network. Therefore, the QoS mechanism cannot work

in the same manner as the legacy circuit-centric QoS mechanism did.

Simply providing "adequate" bandwidth is not a sufficient QoS mechanism for packet-

switched networks, and certainly not for wireless broadband access systems. Although some IP-

flows are "bandwidth-sensitive," other flows are latency- and/or jitter-sensitive. Real time or

multimedia flows and applications cannot be guaranteed timely behavior by simply providing

excessive bandwidth, even if it were not cost-prohibitive to do so. It is desirable that QoS

mechanisms for an IP-centric wireless broadband access system recognize the detailed flow-by-

flow requirements of the traffic, and allocate system and media resources necessary to deliver

these flows in an optimal manner.

d. Summary - QoS Mechanisms

Ultimately, the end-user experience is the final arbiter of QoS. It is desirable that an IP-

centric wireless broadband access system assign and regulate system and media resources in a

manner that can maximize the end-user experience. For some applications such as an initial

screen of a Web page download, data transmission speed is the best measure of QoS. For other

applications, such as the download or upload of a spreadsheet, the best measure of QoS can be

the minimization of transmission error. For some applications, the best measure of QoS can be

the optimization of both speed and error. For some applications, the timely delivery of packets

can be the best measure of QoS. It is important to note that fast data transmission may not be the

same as timely delivery of packets. For instance, data packets that are already "too old" can be transmitted rapidly, but by being too old can be of no use to the user. The nature of the data

application itself and the desired end-user experience then can provide the most reliable criteria

for the QoS mechanism. It is desired that an IP-centric wireless broadband access system provide

a QoS mechanism that can dynamically optimize system behavior to each particular IP flow, and

can also adapt to changes with changing network load, congestion and error rates.

4. Service Guarantees and Service Level Agreements (SLAs)

Service guarantees can be made and service level agreements (SLAs) can be entered into

between a telecommunications service provider and a subscriber whereby a specified level of

network availability can be described, and access charges can be based upon the specified level.

Unfortunately, it is difficult to quantify the degree of network availability at any given time, and

therefore this becomes a rather crude measure of service performance. It is desired that data

delivery rate, error rate, retransmissions, latency, and jitter be used as measures of network

availability, but measuring these quantities on a real-time basis can be beyond the capability of

conventional network service providers (NSPs).

Another level of service discrimination desired by network service providers is a service

level agreement (SLA) that provides for differing traffic rates, network availability, bandwidth,

error rate, latency and jitter guarantees. It is desired that an IP-centric wireless broadband access

system be provided that can provide for SLAs, enabling service providers to have more

opportunities for service differentiation and profitability.

5. Class of Service and Quality of Service

In order to implement a practical QoS mechanism, it is desired that a system be able to

differentiate between types of traffic or service types so that differing levels of system resources can be allocated to these types. It is customary to speak of "classes of service" as a means of

grouping traffic types that can receive similar treatment or allocation of system and media

resources.

Currently, there are several methods that can be used in wireline network devices to

implement differentiated service classes. Example methods include traffic shaping, admission

control, IP precedence, and differential congestion management. It is desired that an IP-centric

wireless broadband access system use all of these methods to differentiate traffic into classes of

service, to map these classes of service against a QoS matrix, and thereby to simplify the

operation and administration of the QoS mechanism.

B. QoS and IP-Centric Wireless Environment

In a point-to-multipoint (PtMP) wireless system like the present invention, it is desirable

that the QoS mechanism cope not only with wireline networking considerations, but also with

considerations particular to the wireless environment. As stated earlier, it is desired that the

inherent BER of wireless be handled. The high BER can require that error detection, correction,

and re-transmission be done in an efficient manner. It is desired that a BER handling mechanism

also work efficiently with the re-transmission algorithms of TCP/IP so as to not cause further

unnecessary degradation of bandwidth utilization. An additional challenge of wireless is

contention among users for limited wireless bandwidth. It is desirable that the system handle

service requests from multiple users in a radio medium subject to interference and noise, which

can make efficient allocation of radio bandwidth difficult.

As discussed above, the change from circuit-switched and ATM data networks to packet-

switched data networks has impacted the definition of QoS mechanisms. The present invention

provides a novel QoS mechanism in a point-to-multi-point IP-centric wireless system for packet- switched network traffic. In order for the system to provide optimal QoS performance, it

desirable that it include a novel approach to QoS mechanisms. The use of QoS as the underlying

guide to system architecture and design constitutes an important, substantial and advantageous

difference of the IP-centric wireless broadband access system of the present invention over

existing wireless broadband access systems designed with traditional circuit-centric or ATM cell

circuit-centric approaches such as those used by Teligent and Winstar.

C. IP-Centric Wireless Broadband Access QoS and Queuing Disciplines

1. Managing Queues

Queuing is a commonly accepted tool required for manipulating data communications

flows. In order for packet headers to be examined or modified, for routing decisions to made,

or for data flows to be output on appropriate ports, it is desirable that data packets be queued.

However, queuing introduces, by definition, a delay in the traffic streams that can be detrimental,

and can even totally defeat the intent of queuing. Excessive queuing can have detrimental effects

on traffic by delaying time sensitive packets beyond their useful time frames, or by increasing

the RTT (Round Trip Time), producing unacceptable jitter or even causing the time-out of data

transport mechanisms. Therefore, it is desired that queuing be used intelligently and sparingly,

without introducing undue delay in delay-sensitive traffic such as real-time sessions.

In a wireless environment where time division multiple access (TDMA), forward error

detection (FEC), and other such techniques can be necessary, it is desirable that queuing be used

merely to enable packet and radio frame processing. However, in the case of real-time flows, the

overall added delay in real-time traffic can preferably be held to below approximately 20

milliseconds. The use of queue management as the primary QoS mechanism in providing QoS-based

differentiated services is a simple and straight forward method for wireless broadband systems.

However, wireless systems are usually more bandwidth constrained and therefore more sensitive

to delay than their wireline counterparts. For this reason, it is desirable that QoS-based

differentiated services be provided with mechanisms that go beyond what simple queuing can

do. However, some queuing can still be required, and the different queuing methods are now

discussed.

2. First in, First out (FIFO) Queuing

First in, first out (FIFO) queuing can be used in wireless systems, like wireline systems,

in buffering data packets when the downstream data channel becomes temporarily congested.

If temporary congestion is caused by bursty traffic, a FIFO queue of reasonable depth can be

used to smooth the flow of data into the congested communications segment. However, if the

congestion becomes severe in extent, or relatively long in duration, FIFO can lead to the

discarding of packets as the FIFO queues are filled to capacity and the network is not capable of

accepting additional packets causing discarding of packets, i.e. so-called "packet-tossing."

Although this can have a detrimental effect on QoS in and of itself, the discarding of packets may cause future problems with traffic flow as the TCP protocol causes the retransmission of lost

packets in the proper sequence, further exacerbating the problem. The problem of packet

discards can be minimized by increasing the size of the FIFO buffers so that more time can pass

before discards occur. Unfortunately, eventually the FIFO can become large enough that packets

can become too old and the round-trip time (RTT) can increase to the point that the packets are

useless, and the data connection is virtually lost.

In a wireless broadband environment, the requirement for FIFO queuing is partially dependent upon the type of RF access method being used. For time division multiple access/time

division duplex (TDMA/TDD), it can be desirable that data be queued even for collecting enough

data for the construction of data frames for transmission. Frequency division multiple access

(FDMA) and code-division multiple access (CDMA) are not as "sequential" in nature as TDMA,

and therefore have less of a requirement for FIFO queuing. However, generally for all wireless

access techniques, noise and interference are factors that can lead to retransmissions, and

therefore further delays and consequent adverse effect on QoS.

Using FIFO queuing, shared wireless broadband systems can uniformly delay all traffic.

This can seem to be the "fairest" method, but it is not necessarily the best method if the goal is

to provide high QoS to users. By using different types of queue management, a much better base

of overall QoS can be achieved.

3. Priority Queuing

The shared wireless broadband environment can include a constricted bandwidth segment as data is transmitted over the RF medium. Therefore, regardless of access technique, these

systems can require some amount of queuing. However, using FIFO queuing can result in a

constant delay to all traffic, regardless of the priority or type of traffic. Most data

communications environments can consist of a mixture of traffic, with combinations of real time interactive data, file and data downloads, web page access, etc. Some of these types of traffic are more sensitive to delay, and jitter, than others. Priority queuing simply reorders data packets in the queue based on their relative priorities and types, so that data from more latency- and jitter- sensitive traffic can be moved to the front of the queue.

Unfortunately, if there is downlink data channel congestion, or congestion caused by an overabundance of high priority traffic, the condition of "buffer starvation" can occur. Because of the relative volume of high priority packets consuming a majority of buffer space, little room

is left for lower priority packets. These lower priority packets can experience significant delays while system resources are devoted to the high priority packets. In addition to low priority

packets being held in buffers for long periods of time, or never reaching the buffers, resulting in significantly delayed data flows for these packets, the actual applications corresponding to these low priority packets can also be disrupted, and stop working. Because of the nature of this queuing approach, overall latency and jitter and RTT for lower priority packets can be

unpredictable, having an adverse effect on QoS.

If queue sizes are small, reordering data within the queues can have little beneficial effect

on the QoS. In fact, processing required to examine packet headers in order to obtain the

information necessary to reorder the queues may itself add significant delay to the data stream.

Therefore, particularly for wireless broadband data environments, priority queuing can be not much better than FIFO queuing as a QoS mechanism.

4. Classed Based Queuing By allocating queue space and system resources to packets based on the class of the packets, buffer starvation can be avoided. Each class can be defined to include of data flows with certain similar priorities and types. All classes can be given a certain minimum level of service so that one high priority data flow cannot monopolize all system resources. With the

classification approach, because no data flow is ever completely shut off, the source application

can receive information about the traffic rate, and can be able to provide TCP-mediated transmission rate adjustment supporting smooth traffic flow.

Although this approach can work better than FIFO queuing in wireless broadband

systems, latency and jitter sensitive flows can still be adversely affected by high priority flows

of large volume. 5. Weighted Fair Queuing

A weighted fair queuing method can attempt to provide low-volume flows with

guaranteed queuing resources, and can then allow remaining flows, regardless of volume or

priority, to have equal amounts of resource. Although this can prevent buffer starvation, and can lead to somewhat better latency and jitter performance, it can be difficult to attain stable performance in the face of rapidly changing RF downlink channel bandwidth availability.

Providing a high quality of service can require a QoS mechanism that is more sophisticated than simple queue management.

D. IP-Centric Wireless Broadband Access QoS and TCP/IP

1. TCP/IP

The TCP/IP protocol stack has become the standard method of transmitting data over the

Internet, and increasingly it is becoming a standard in virtual private networks (VPNs). The

TCP/IP protocol stack includes not only internet protocol (IP), but also transmission control protocol (TCP), user datagram protocol (UDP), and internet control message protocol (ICMP).

By assuming that the TCP/IP protocol stack is the standard network protocol for data communications, the creation of a set of optimal QoS mechanisms for the wireless broadband data environment is more manageable. QoS mechanisms can be created that can span the entire

extent of the network, including both the wireline and the wireless portions of the network.

These mechanisms can integrate in a smooth and transparent manner with TCP rate control

mechanisms and provide end-to-end QoS mechanisms that are adaptive to both the wireline and

wireless portions of the network. Of course, segments of the wireline network that are congested

or are experiencing other transport problems cannot be solved by a wireless QoS mechanism. However, a wireless QoS mechanism can optimize data flows in a manner that can enhance the end user experience when there is no severe wireline network congestion or bottleneck present.

2. Differentiation by Class

Data traffic can be handled based on classes of service, as discussed above. To differentiate traffic by class, data traffic (or a sequence of data packets associated with a

particular application, function, or purpose) can be classified into one of several classes of

service. Differentiation can be done on the basis of some identifiable information contained in packet headers. One method can include analyzing several items in, e.g., an IP packet header,

which can serve to uniquely identify and associate the packet and other packets from that packet flow with a particular application, function or purpose. As a minimum, a source IP address, a

source TCP or UDP port, a destination IP address, and a destination IP or UDP port can serve to associate packets into a common flow, i.e. can be used to classify the packets into a class of

service.

By creating a finite and manageable number of discrete classes of service, multiple IP

flows can be consolidated and handled with a given set of QoS parameters by the QoS

mechanisms. These classes can be defined to provide common and useful characteristics for optimal management in the combined wireline and wireless network segments.

3. Per-Flow Differentiation

A finite and discrete set of classes of service, can enable QoS mechanisms to be less compute-intensive, to use less memory, fewer state machines, and therefore have better

scaleability than having individual QoS mechanisms (or sets of parameters) for each individual

IP flow. However, in a network access device such as, e.g., a point to multi-point (PtMP)

wireless broadband access system, the total number of simultaneous IP flows typically will not

exceed the range of 1000, and therefore the amount of processing overhead that could be required could permit a per-flow QoS differentiation without resorting to classes of service. However,

class of service consolidation of IP flows provides advantages related to marketing, billing and administration.

Prior to the present invention, per-flow differentiation has not been used in a wireless environment (including radio frequencies transmitted over coaxial cables and satellite

communications) .

4. Using IP Precedence for Class of Service

IP precedence bits in a type of service (IP TOS) field, as described in Internet Engineering

Task Force (IETF) 1992b, can theoretically be used as a means to sort IP flows into classes of

service. IETF RFC 1349 proposed a set of 4-bit definitions with 5 different meanings: minimize delay; maximize throughput; maximize reliability; minimize monetary cost; and normal service.

These definitions could add significantly to networks, routers and access devices in differentiating different types of flow so that resources could be appropriately allocated, resulting

in improved QoS. However, the proposal has not been widely used. Several proposals in the IETF could make use of this field, along with resource reservation protocol (RSVP), to improve network handling of packets.

Although the type of service (TOS) field has been an integral component of the TCP/IP

specification for many years, the field is not commonly used. Absent appropriate bits in the field being set by a source processor, the access devices, the network and network routers cannot

implement QoS mechanisms.

5. TCP-Mediated Transmission Rate Mechanisms

The manner in which TCP governs transmission rate can be incorporated and managed

by an IP-centric wireless QoS mechanism. If a TCP mechanism is not managed, any wireless QoS mechanism can be overwhelmed or countered by wireless bandwidth factors. Before

addressing the specific wireless factors that can impact TCP transmission speed, a review of TCP

transmission rate mechanism is needed.

TCP can control transmission rate by "sensing" when packet loss occurs. Because TCP/IP was created primarily for wireline environment with its extremely low inherent BER, such as those found over fiber optic lines, any packet loss is assumed by TCP to be due to network congestion, not loss through bit error. Therefore, TCP assumes that the transmission rate exceeded the capacity of the network, and responds by slowing the rate of transmission.

However, packet loss in the wireless link segment is due primarily to inherently high BER, not

congestion. The difference rums out to be not insubstantial.

TCP can initially cause the transmission rate to ramp-up at the beginning of a packet flow,

and is called slow-start mode. The rate can be continuously increased until there is a loss or time-out of the packet-receipt acknowledgment message. TCP can then "back-off, can decrease the transmission window size, and then can retransmit lost packets in the proper order at a significantly slower rate. TCP can then slowly increase the transmission rate in a linear fashion, which can be called congestion-avoidance mode.

If multiple users share a wireless radio link as with the present invention, the inherently high BER of the medium could potentially cause frequent packet loss leading to unproductive TCP retransmission in congestion avoidance mode. Because wireless bandwidth can be a

precious commodity, a IP-centric wireless QoS mechanism preferably provides for packet

retransmission without invoking TCP retransmission and consequent and unnecessary

"whipsawing" of the transmission rate. This, along with several other factors, makes desirable

creation of an IP-centric wireless media access control (MAC) layer. One function of an IP- centric MAC layer can be to mediate local retransmission of lost packets without signaling TCP and unnecessarily altering the TCP transmission speed. A primary task of the IP-centric wireless MAC layer is to provide for shared access to the wireless medium in an orderly and efficient

manner. The MAC layer according to the present invention, Proactive Reservation-based Intelligent Multimedia-aware Media Access (PRIMMA) layer, available from Malibu Networks

Inc., of Calabasas, CA, can also schedule all packet transmissions across the wireless medium

on the basis of, e.g., IP flow type, service level agreements (SLAs), and QoS considerations.

6. TCP Congestion Avoidance in an IP-Centric Wireless System

a. Network Congestion Collapse, Global Synchronization and

IP-Centric Wireless TCP Congestion Avoidance

The inherently high bit error rate (BER) of wireless transmission can make an occurrence

of problems known as congestion collapse or global synchronization collapse more likely than

in a wireline environment. When multiple TCP senders simultaneously detect congestion

because of packet loss, the TCP senders can all go into TCP slow start mode by shrinking their transmission window sizes and by pausing momentarily. The multiple senders can then all attempt to retransmit the lost packets simultaneously. Because they can all start transmitting

again in rough synchrony, a possibility of creating congestion can arise, and the cycle can start all over again.

In the wireless environment, an occurrence of burst noise can cause packet loss from

many IP streams simultaneously. The TCP transmission rate mechanisms of the TCP senders can assume that packet loss was due to congestion, and they can all back-off in synchrony. When

the TCP senders restart, the senders can restart in rough synchrony, and indeed can now create real congestion in the wireless link segment. This cyclical behavior can continue for some time,

and can possibly cause unpredictable system performance. This can be due in part to overflowing system queues which can cause more packets to be dropped and can cause more unproductive retransmissions. This can degenerate into a "race" state that could take many minutes before reestablishing stability; this can have an obvious negative impact on QoS.

In the wireline world, random early detection (RED) can be used to circumvent global synchronization. By randomly selecting packets from randomly selected packet flows before

congestion collapse occurs, global synchronization can be avoided. Queues can be monitored,

and when queue depth exceeds a preset limit, RED can be activated, activating asynchronously

the TCP senders' transmission rate controllers. This can avoid the initial congestion which would otherwise result in collapse and then global synchronization.

Instead of purely random packet discards, the packets to be discarded can be done with

consideration to packet priority or type. While still random, the probability of discard for a given flow can be a function of the by packet priority or type. In a wireless system, weighted random early detection (WRED) can be used without the concern of retransmission and TCP rate reset by preferentially selecting UDP packets of real time IP flows such as streaming audio, and H.323 flows with a more critical packet Time-to-Live parameter. These IP flows are more sensitive to

latency and jitter, and less sensitive to packet loss.

In the wireless environment, with an appropriately designed MAC layer, packet loss due

to BER that might otherwise trigger congestion collapse and global synchronization can best be managed with local retransmission of lost packets according to the present invention and without RED and the unnecessary retransmission of packets by the TCP sender and the resulting reset of

TCP transmission rate. The IP-centric wireless system separately manages the TCP transmission

window of the TCP sender remotely by transmitting a packet receipt-acknowledgment before the TCP sender detects a lost packet and initiates retransmission along with an unnecessary reset of the transmission rate. This IP-centric wireless system TCP transmission window manager

communicates with the MAC layer in order to be aware of the status of all packets transmitted over the wireless medium.

b. The Effect of Fractal Self-Similar Network Traffic

Characteristics vs. Poisson Distributions on Network Congestion Conventionally, it has been believed that network traffic can be modeled with a Poisson

distribution. Using this distribution leads to the conclusion, through system simulations, that the sum of thousands of individual traffic flows with Poisson distributions results in a uniform

overall network traffic distribution. In other words, the overall network can "average-out" the

burstiness of individual traffic flows. Using this model, network congestion behavior, burst

behavior, and dynamic traffic characteristics have been used to create conventional congestion avoidance strategies, design queue buffer sizes in network devices, and traffic and capacity

limitation predictions.

More recent studies have demonstrated that TCP/IP -based traffic causes networks to behave in a fractal, or self-similar fashion. With this model, when the burstiness of individual

traffic flows is summed for the entire network, the entire network becomes bursty. The bursty

nature of network traffic flow is seen over all time scales and flow scales of the network. This

has huge implications both in design of an IP-centric wireless broadband system according to the

present invention, and in the design of congestion avoidance strategies in the network as a

whole. With this new perspective on network behavior, it has become clear that network routers,

switches and transmission facilities in many cases have been "under-engineered." This under- engineering has led to a further exacerbation of the congestion behavior of the network.

The implications for IP-centric wireless system architecture and design range from queue buffer capacity to local congestion avoidance strategies. Because wireless systems have the added burden of a high inherent BER, the effect of network- wide congestion behavior on local (wireless media channel) congestion avoidance strategies must be properly gauged and countered.

For this reason, it is desirable that congestion avoidance algorithms of the IP-centric wireless system be crafted to optimize traffic flow with new mathematical and engineering considerations that until very recently were not apparent or available to system designers. With these considerations in mind, IP-centric wireless system design cannot be done with the conventional wireline system design approaches without resulting in very low system performance characteristics. With traditional design approaches of a circuit-centric wireless system, bandwidth utilization, real time multimedia quality, and overall system QoS provide for a dramatically lower end-user experience.

7. Application-Specific Flow Control in an IP-Centric Wireless System

With a range of data flows, each having different bandwidth, latency and jitter requirements, for the achievement of high QoS as perceived by the end user, it is desirable that

the IP-centric wireless system be able to manage QoS mechanism parameters over a wide range, and in real time. The QoS mechanism must be able to alter system behavior to the extent that one or more data flows corresponding to specific applications be switched on and off from appropriate end users in a transparent manner. This approach is in contrast to other QoS mechanisms that seek to achieve high QoS by establishing circuit-centric connections from end

to end without regard for an underlying application's actual QoS requirements. By using the

present invention, providing a QoS mechanism that is application-specific rather than circuit-

specific, scarce wireless bandwidth can be conserved and dynamically allocated where needed

by the QoS mechanisms associated with each application type. B. QoS and IP-Centric Wireless Media Access Control

1. Proactive Reservation-based Intelligent Multimedia-aware Media

Access (PRIMMA) MAC Layer

The present invention' s proactive reservation-based intelligent multimedia-aware media access (PRIMMA) media access control (MAC) layer provides an application switching function of the IP-centric wireless QoS mechanism. Once the nature and QoS requirements of each IP stream are determined by other portions of the system, this information is communicated to the

PRIMMA MAC layer so that the IP flows of each application can be switched to appropriate

destinations in a proper priority order.

2. PRIMMA IP Protocol Stack Vertical Signaling

For IP streams that originate from a local user's CPE, application-level information about

the nature of the application can be used by the system to assign appropriate QoS mechanism parameters to the IP stream. For IP streams that originate from a non-local host, information

about the IP streams for use in configuring the appropriate QoS mechanism parameters can be extracted from packet headers. The information about the IP streams is communicated "vertically" in the protocol stack model from the application layer (i.e. OSI level 7) to the

PRIMMA MAC layer (i.e. OSI level 2) for bandwidth reservation and application switching

purposes. Although this violates the conventional practice of providing isolation and

independence to each layer of the protocol stack, thereby somewhat limiting the degree of

interchangeability for individual layers of the stack, the advantages far outweigh the negatives

in an IP-centric wireless broadband access system. 3. PRIMMA IP Flow Control and Application Switching

Based on a specific set of QoS requirements of each IP application flow in the IP-centric wireless system, applications are switched in a "proactive" manner by appropriate reservations of bandwidth over the wireless medium. The wireless transmission frames in each direction are

constructed in a manner dictated by the individual QoS requirements of each IP flow. By using

QoS requirements to build the wireless transmission frames, optimal QoS performance can result

over the entire range of applications being handled by the system. For example, latency and jitter sensitive IP telephony, other H.323 compliant IP streams, and real-time audio and video streams

can be given a higher priority for optimal placement in the wireless transmission frames. On the other hand, hypertext transport protocol (HTTP) traffic, such as, e.g., initial web page

transmissions, can be given higher bandwidth reservation priorities for that particular application

task. Other traffic without latency, jitter, or bandwidth requirements such as, e.g., file transfer protocol (FTP) file downloads, email transmissions, can be assigned a lower priority for system resources and placement in the wireless transmission frame.

4. PRIMMA TCP Transmission Rate Agent

Wireless end users are separated from a high speed, low BER wireline backbone by a lower speed, high BER wireless segment which can be subject to burst error events. TCP/IP

traffic that traverses the wireless segment can experience frequent packet loss that, without intervention, can create congestion collapse and global synchronization as previously discussed.

Therefore, it is desirable that the present invention's IP-centric wireless system make use of a

TCP transmission rate agent that can monitor packet loss over the wireless segment, and can manage the remote TCP transmission rate function by recreating and transmitting any lost packet

acknowledgments. The PRIMMA MAC layer can itself retransmit any lost packets over the wireless medium. The IP-centric wireless TCP transmission rate agent or "adjunct" can also flow-control the IP streams when necessary, and in accordance with the QoS requirements of the IP flows.

All IP-centric wireless TCP transmission rate agent functionality can be transparent to both local and remote hosts and applications.

F. Telecommunications Networks

1. Voice Network

a. Simple Voice Network

FIG. 1 A is a block diagram providing an overview of a standard telecommunications network 100 providing local exchange carrier (LEC) services within one or more local access and transport areas (LATAs). Telecommunications network 100 can provide a switched voice connection from a calling party 102 to a called party 110. FIG.IA is shown to also include a

private branch exchange 112 which can provide multiple users access to LEC services by, e.g., a private line. Calling party 102 and called party 110 can be ordinary telephone equipment, key

telephone systems, a private branch exchange (PBX) 112, or applications running on a host computer. Network 100 can be used for modem access as a data connection from calling

party 102 to, for example, an Internet service provider (ISP) (not shown). Network 100 can also

be used for access to, e.g., a private data network. For example, calling party 102 can be an employee working on a notebook computer at a remote location who is accessing his employer's

private data network through, for example, a dial-up modem connection.

FIG. 1 A includes end offices (EOs) 104 and 108. EO 104 is called an ingress EO because it provides a connection from calling party 102 to public switched telephone network (PSTN)

facilities. EO 108 is called an egress EO because it provides a connection from the PSTN facilities to a called party 110. In addition to ingress EO 104 and egress EO 108, the PSTN

facilities associated with telecommunications network 100 include an access tandem (AT) (not

shown) at points of presence (POPs) 132 and 134 that can provide access to, e.g., one or more

inter-exchange carriers (IXCs) 106 for long distance traffic, see FIG.2A. Alternatively, it would be apparent to a person having ordinary skill in the art that IXC 106 could also be, for example, a CLEC, or other enhanced service provider (ESP), an international gateway or global point-of- presence (GPOP), or an intelligent peripheral (IP).

FIG. 1A also includes a private branch exchange (PBX) 112 coupled to EO 104. PBX

112 couples calling parties 124 and 126, fax 116, client computer 118 and associated modem

130, and local area network 128 having client computer 120 and server computer 122 coupled via an associated modem 130. PBX 112 is a specific example of a general class of

telecommunications devices located at a subscriber site, commonly referred to as customer premises equipment (CPE).

Network 100 also includes a common channel interactive signaling (CCIS) network for call setup and call tear down. Specifically, FIG. 1 includes a Signaling System 7 (SS7) signaling network 114. Signaling network 114 will be described further below with reference to FIG. 2B.

b. Detailed Voice Network

FIG. 2A is a block diagram illustrating an overview of a standard telecommunications

network 200, providing both LEC and IXC carrier services between subscribers located in

different LATAs. Telecommunications network 200 is a more detailed version of

telecommunications network 100. Calling party 102a and called party 110a are coupled to EO switches 104a and 108a, respectively. In other words, calling party 102a is homed to ingress EO 104a in a first LATA, whereas called party 110a is homed to an egress EO 108a in a second LATA. Calls between subscribers in different LATAs are long distance calls that are typically routed to IXCs. Sample IXCs in the United States include AT&amp;T, MCI and Sprint.

Telecommunications network 200 includes access tandems (AT) 206 and 208. AT 206 provides connection to points of presence (POPs) 132a, 132b, 132c and 132d. IXCs 106a, 106b

and 106c provide connection between POPs 132a, 132b and 132c (in the first LATA) and POPs

134a, 134b and 134c (in the second LATA). Competitive local exchange carrier (CLEC) 214

provides an alternative connection between POP 132d and POP 134d. POPs 134a, 134b, 134c

and 134d, in turn, are connected to AT 208, which provides connection to egress EO 108a. Called party 110a can receive calls from EO 108a, which is its homed EO.

Alternatively, it would be apparent to a person having ordinary skill in the art that an AT

206 can also be, for example, a CLEC, or other enhanced service provider (ESP), an international

gateway or global point-of-presence (GPOP), or an intelligent peripheral.

Network 200 also includes calling party 102c homed to CLEC switch 104c. Following the 1996 Telecommunications Act in the U.S., CLECs gained permission to compete for access

within the local RBOCs territory. RBOCs are now referred to as incumbent local exchange

carriers (ILECs).

i. Fixed Wireless CLECs

Network 200 further includes a fixed wireless CLEC 209. Example fixed wireless

CLECs are Teligent Inc., of Vienna, VA, WinStar Communications Inc., Advanced Radio Telecom Corp. And the BizTel unit of Teleport Communications Group Inc. Fixed wireless CLEC 209 includes a wireless transceiver/receiver radio frequency (RF) tower 210 in

communication over an RF link to a subscriber transciever RF tower 212. Subscriber RF tower

212 is depicted coupled to a CPE box, PBX 112b. PBX 112b couples calling parties 124b and

126b, fax 116b, client computer 118b and associated modem 130b, and local area network 128b having client computer 120b and server computer 122b coupled via an associated modem 130b. Network 200 also includes called party 110a, a fax 116a, client computer 118a and associated modem 130a, and cellular communications RF tower 202 and associated cellular

subscriber called party 204, all coupled to EO 108a, as shown. EO 104a, 108a and AT 206, 208 are part of a switching hierarchy. EO 104a is known as

a class 5 office and AT 208 is a class 3/4 office switch. Prior to the divestiture of the regional

Bell Operating Companies (RBOCs) from AT&amp;T following the modified final judgment, an

office classification was the number assigned to offices according to their hierarchical function

in the U.S. public switched network (PSTN). An office class is a functional ranking of a

telephone central office switch depending on transmission requirements and hierarchical relationship to other switching centers. A class 1 office was known as a Regional Center (RC),

the highest level office, or the "office of last resort" to complete a call. A class 2 office was known as a Sectional Center (SC). A class 3 office was known as a Primary Center (PC). A class 4 office was known as either a Toll Center (TC) if operators were present, or otherwise as a Toll Point (TP). A class 5 office was an End Office (EO), i.e., a local central office, the lowest

level for local and long distance switching, and was the closest to the end subscriber. Any one

center handles traffic from one or more centers lower in the hierarchy. Since divestiture and with

more intelligent software in switching offices, these designations have become less firm.

Technology has distributed functionality closer to the end user, diffusing traditional definitions of network hierarchies and the class of switches.

ii. Connectivity to Internet Service Providers (ISPs)

In addition to providing a voice connection from calling party 102a to called party 110a, the PSTN can provide calling party 102a a data connection to an ISP (i.e. similar to client 118b). Network 200 can also include an Internet service provider (ISP) (not shown) which could

include a server computer 122 coupled to a data network 142 as will be discussed further below with reference to FIG. IB. The Internet is a well-known, worldwide network comprising several large networks connected together by data links. These links can include, for example, Integrated

Digital Services Network (ISDN), Tl , T3, FDDI and SONET links. Alternatively, an internet

can be a private network interconnecting a plurality of LANs and/or WANs, such as, for example,

an intranet. An ISP can provide Internet access services for subscribers such as client 118b.

To establish a connection with an ISP, client 118b can use a host computer connected to

a modem (modulator/demodulator) 130b. The modem can modulate data from the host computer

into a form (traditionally an analog form) for transmission to the LEC facilities. Typically, the

LEC facilities convert the incoming analog signal into a digital form. In one embodiment, the

data is converted into the point-to-point protocol (PPP) format. (PPP is a well-known protocol that permits a computer to establish a connection with the Internet using a standard modem. It supports high-quality, graphical user-interfaces.) As those skilled in the art will recognize, other

formats are available, including, e.g., a transmission control program, internet protocol (TCP/IP) packet format, a user datagram protocol, internet protocol (UDP/IP) packet format, an

asynchronous transfer mode (ATM) cell packet format, a serial line interface protocol (SLIP) protocol format, a point-to-point (PPP) protocol format, a point-to-point tunneling protocol

(PPTP) format, a NETBIOS extended user interface (NETBEUI) protocol format, an Appletalk

protocol format, a DECnet, BANYAN/VINES, an internet packet exchange (IPX) protocol

format, and an internet control message protocol (ICMP) protocol format.

iii. Communications Links Note that FIGs. 1 A, 2 A and other figures described herein include lines which may refer to communications lines or which may refer to logical connections between network nodes, or

systems, which are physically implemented by telecommunications carrier devices. These carrier

devices include circuits and network nodes between the circuits including, for example, digital

access and cross-connect system (DACS), regenerators, tandems, copper wires, and fiber optic

cable. It would be apparent to persons having ordinary skill in the art that alternative communications lines can be used to connect one or more telecommunications systems devices.

Also, a telecommunications carrier as defined here, can include, for example, a LEC, a CLEC,

an IXC, an Enhanced Service Provider (ESP), a global or international services provider such as

a global point-of-presence (GPOP), and an intelligent peripheral. EO 104a and AT 206 are connected by a trunk. A trunk connects an AT to an EO. A trunk can be called an inter machine trunk (IMT). AT 208 and EO 108a are connected by a trunk which can be an IMT.

Referring to FIG. 1 A, EO 104 and PBX 112 can be connected by a private line with a dial

tone. A private line can also connect an ISP (not shown) to EO 104, for example. A private line with a dial tone can be connected to a modem bay or access converter equipment at the ISP.

Examples of a private line are a channelized Tl or integrated services digital network (ISDN)

primary rate interface (PRI). An ISP can also attach to the Internet by means of a pipe or dedicated communications facility. A pipe can be a dedicated communications facility. A private

line can handle data modem traffic to and from an ISP. Trunks can handle switched voice traffic and data traffic. For example, trunks can include

digital signals DS 1 -DS4 transmitted over Tl -T4 carriers. Table 2 provides typical carriers, along

with their respective digital signals, number of channels, and bandwidth capacities. Table 2

<img file="WO0105100A1_D0007.tif" />

Alternatively, trunks can include optical carriers (OCs), such as OC-1, OC-3, etc. Table

3 provides typical optical carriers, along with their respective synchronous transport signals (STSs), ITU designations, and bandwidth capacities.

Table 3

<img file="WO0105100A1_D0008.tif" />

As noted, a private line is a connection that can carry data modem traffic. A private line

can be a direct channel specifically dedicated to a customer's use between two specified points. A private line can also be known as a leased line. In one embodiment, a private line is an

ISDN/primary rate interface (ISDN PRI) connection. An ISDN PRI connection can include a single signal channel (called a data or D channel) on a Tl, with the remaining 23 channels being

used as bearer or B channels. (Bearer channels are digital channels that bear voice and data information.) If multiple ISDN PRI lines are used, the signaling for all of the lines can be carried

over a single D channel, freeing up the remaining lines to carry only bearer channels.

iv. Telecommunications Traffic

Telecommunications traffic can be sent and received from any network node of a

telecommunications carrier. A telecommunications carrier can include, for example, a LEC, a

CLEC, an IXC, and an Enhanced Service Provider (ESP). In an embodiment, this traffic can be

received from a network node which is, for example, a class 5 switch, such as EO 104a, or from a class 3/4 switch, such as AT 206. Alternatively, the network system can also be, for example, a CLEC, or other enhanced service provider (ESP), an international gateway or global point-of- presence (GPOP), or an intelligent peripheral.

Voice traffic refers, for example, to a switched voice connection between calling party 102a and called party 110a. It is important to note that this is on a point-to-point dedicated path, i.e., that bandwidth is allocated whether it is being used or not. A switched voice connection is established between calling party 102a and EO 104a, then to AT 206 then over an IXC ' s network

such as that of IXC 106a to AT 208 and then to EO 108a and over a trunk to called party 110a.

In another embodiment, AT 206 or IXC 106a can also be, for example, a CLEC, or other

enhanced service provider (ESP), an international gateway or global point-of-presence (GPOP), or an intelligent peripheral.

It is possible that calling party 102a is a computer with a data connection to a server over the voice network. Data traffic refers, for example, to a data connection between a calling party

102a (using a modem) and a server 122b that could be part of an ISP. A data connection can be established, e.g., between calling party 102a and EO 104a, then to AT 206, then to CLEC 214,

then over a fixed wireless CLEC 209 link to PBX 112b to a modem 130b associated with server

122b.

c. Signaling Network FIG. 2B illustrates signaling network 114 in greater detail. Signaling network 1 14 is a separate network used to handle the set up, tear down, and supervision of calls between calling party 102 and called party 110. Signaling network 114 in the given example is the Signaling System 7 (SS7) network. Signaling network 114 includes service switching points (SSPs) 236,

238, 240 and 242, signal transfer points (STPs) 222, 224, 226, 228, 230 and 232, and service

control point (SCP) 234.

In the SS7 network, the SSPs are the portions of the backbone switches providing SS7 functions. The SSPs can be, for example, a combination of a voice switch and an SS7 switch, or a computer connected to a voice switch. The SSPs communicate with the switches using

primitives, and create packets for transmission over the SS7 network. EOs 104a, 108a and ATs 206, 208 can be respectively represented in SS7 signaling network 114 as SSPs 236, 238, 240 and 242. Accordingly, the connections between EOs 104a, 108a and ATs 206, 208 (presented as dashed lines) can be represented by connections 254, 256, 258 and 268. The types of these links are described below.

The STPs act as routers in the SS7 network, typically being provided as adjuncts to in-

place switches. The STPs route messages from originating SSPs to destination SSPs.

Architecturally, STPs can and are typically provided in "mated pairs" to provide redundancy in the event of congestion or failure and to share resources (i.e., load sharing is done automatically).

As illustrated in FIG. 2B, STPs can be arranged in hierarchical levels, to provide hierarchical routing of signaling messages. For example, mated STPs 222, 224 and mated STPs 226, 228 are at a first hierarchical level, while mated STPs 230, 232 are at a second hierarchical level.

SCPs provide database functions. SCPs can be used to provide advanced features in an

SS7 network, including routing of special service numbers (e.g., 800 and 900 numbers), storing information regarding subscriber services, providing calling card validation and fraud protection,

and offering advanced intelligent network (AIN) services. SCP 234 is connected to mated STPs

230 and 232.

In the SS7 network, there are unique links between the different network elements. Table

4 provides definitions for common SS7 links.

Referring to FIG.2B, mated STP pairs are connected by C links. For example, STPs 222,

224, mated STPs 226, 228, and mated STPs 230, 232 are connected by C links (not labeled).

SSPs 236, 238 and SSPs 240, 242 are connected by F links 262 and 264.

Mated STPs 222, 224 and mated STPs 226, 228, which are at the same hierarchical level,

are connected by B links 270, 272, 244 and 282. Mated STPs 222, 224 and mated STPs 230, 232,

which are at different hierarchical levels, are connected by D links 266, 268, 274 and 276.

Similarly, mated STPs 226, 228 and mated STPs 230, 232, which are at different hierarchical levels, are connected by D links 278, 280, 246 and 248.

SSPs 236, 238 and mated STPs 222, 224 are connected by A links 254 and 256. SSPs 240, 242 and mated STPs 226, 228 are connected by A links 258 and 260.

SSPs 236, 238 can also be connected to mated STPs 230, 232 by E links (not shown). Finally, mated STPs 230, 232 are connected to SCP 234 by A links 250 and 252.

For a more elaborate description of SS7 network topology, the reader is referred to

Russell, Travis, Signaling System #7, McGraw-Hill, New York, NY 10020, ISBN 0-07-054991-

5. which is incorporated herein by reference in its entirety. Table 4

<img file="WO0105100A1_D0009.tif" />

d. SS7 Signaled Call Flow To initiate a call in an SS7 telecommunications network, a calling party using a telephone connected to an ingress EO switch, dials a telephone number of a called party. The telephone number is passed from the telephone to the SSP at the ingress EO of the calling party's local

exchange carrier (LEC). First, the SSP can process triggers and internal route rules based on

satisfaction of certain criteria. Second, the SSP can initiate further signaling messages to another

EO or access tandem (AT), if necessary. The signaling information can be passed from the SSP to STPs, which route the signals between the ingress EO and the terminating end office, or egress EO. The egress EO has a port designated by the telephone number of the called party. The call is set up as a direct connection between the EOs through tandem switches if no direct trunking

exists or if direct trunking is full. If the call is a long distance call, i.e., between a calling party

and a called party located in different local access transport areas (LATAs), then the call is connected through an inter exchange carrier (IXC) switch. Such a long distance call is commonly referred to as an inter-LATA call. LECs and IXCs are collectively referred to as the public switched telephone network (PSTN).

Passage of the Telecommunications Act of 1996, authorizing competition in the local

phone service market, has permitted CLECs to compete with ILECs in providing local exchange services. This competition, however, has still not provided the bandwidth necessary to handle the large volume of voice and data communications. This is due to the limitations of circuit switching technology which limits the bandwidth of the equipment being used by the LECs, and

to the high costs of adding additional equipment.

e. Circuit-Switching Circuit switching dedicates a channel to a call for the duration of the call. Thus, using circuit switching, a large amount of switching bandwidth is required to handle the high volume

of voice calls. This problem is compounded by the use of voice circuits to carry data communications over the same equipment that were designed to handle voice communications.

i. Time Division Multiplexed (TDM) Circuit Switching TDM circuit switching creates a full-time connection or a dedicated circuit between any

two attached devices for the duration of the connection. TDM divides the bandwidth down int

fixed time slots in which there can be multiple time slots, each with its own fixed capacity,

available. Each attached device on the TDM network is assigned a fixed portion of the

bandwidth using one or more time slots depending on the need for speed. When the device is in transmit mode, the data is merely placed in this time slot without any extra overhead such as processing or translations. Therefore, TDM is protocol transparentto the traffic being carried. Unfortunately, however, when the device is not sending data, the time slots remain empty, thereby wasting the use of the bandwidth. A higher-speed device on the network can be slowed down or bottled up waiting to transmit data, but the capacity that sits idle cannot be allocated to

this higher priority device for the duration of the transmission. TDM is not well suited for the

bursts of data that are becoming the norm for the data needs in today's organization.

2. Data Network

FIG. IB depicts an example network 148 including workstations 144 and 146 coupled to data network 142. Data network 142 can act as a wide area network (WAN) for coupling a plurality of local area networks (LANs) together. Network 148 includes an example local area

network including a plurality of host computers such as, e.g., client workstation 138 and server 136, coupled together by wiring including network interface cards (NICs) and a hub, such as, e.g. ,

an Ethernet hub. The LAN is coupled to data network 142 by a network router 140 which

permits data traffic to be routed to workstations 144 and 146 from client 138 and server 136.

a. Packet-Switching

Unlike voice networks 100 and 200 described above with reference to FIGs. 1 A and 2 A which transport traffic over circuit-switched connections, data network 148 transports traffic

using packet switching.

Currently, internets, intranets, and similar public or private data networks that

interconnect computers generally use packet switching technology. Packet switching provides

for more efficient use of a communication channel than does circuit switching. Packet switched

networks transport packets of information which can include various types of data such as, e.g.,

digitized voice, data, and video. With packet switching, many different calls can share a

communication channel rather than the channel being dedicated to a single call. During a voice call, for instance, digitized voice information might be transferred between the callers only 60% of the time, with silence being transferred the other 40% of the time. With a circuit switched connection, the voice call could tie-up a communications channel that could have 50% of its bandwidth, unused because of the silence. For a data call, information might be transferred between two computers only 10% of the time. With the data call, 90% of the channel's

bandwidth may go unused. In contrast, a packet-switched connection would permit the voice

call, the data call and possibly other call information to all be sent over the same channel.

Packet switching breaks a media stream into pieces known as, for example, packets, cells

or frames. Each packet can then be encoded with address information for delivery to the proper destination and can be sent through the network. The packets can be received at the destination

and the media stream is reassembled into its original form for delivery to the recipient. This process is made possible using an important family of communications protocols, commonly called the Internet Protocol (IP).

In a packet-switched network, there is no single, unbroken physical connection between

sender and receiver. The packets from many different calls share network bandwidth with other transmissions. The packets can be sent over many different routes at the same time toward the

destination, and can then be reassembled at the receiving end. The result is much more efficient use of a telecommunications network' s bandwidth than could be achieved with circuit-switching.

b. Routers

Data network 142 can include a plurality of network routers 140. Network routers are used to route information between multiple networks. Routers act as an interface between two

or more networks. Routers can find the best path between any two networks, even if there are

several different networks between the two networks.

Network routers can include tables describing various network domains. A domain can be thought of as a local area network (LAN) or wide area network (WAN). Information can be

transferred between a plurality of LANs and/or WANs via network routers. Routers look at a packet and determine from the destination address in the header of the packet, the destination

domain of the packet. If the router is not directly connected to the destination domain, then the

router can route the packet to the router's default router, i.e. a router higher in a hierarchy of routers. Since each router has a default router to which it is attached, a packet can be transmitted through a series of routers to the destination domain and to the destination host bearing the

packet's final destination address.

c. Local Area Networks (LANs) and Wide Area Networks

(WANs) A local area network (LAN) can be thought of as a plurality of host computers interconnected via network interface cards (NICs) in the host computers. The NICs are connected via, for example, copper wires so as to permit communication between the host computers. Examples of LANs include an ethemet bus network, an ethemet switch network, a

token ring network, a fiber digital data interconnect (FDDI) network, and an ATM network. A wide area network (WAN) is a network connecting host computers over a wide area. In order for host computers on a particular LAN to communicate with a host computer on another

LAN or on a WAN, network interfaces interconnecting the LANs and WANs must exist. An

example of a network interface is a router discussed above.

A network designed to interconnect multiple LANs and/or WANs is known as an internet (with a lower case "i"). An internet can transfer data between any of a plurality of networks including both LANs and WANs. Communication occurs between host computers on one LAN and host computers on another LAN via, for example, an internet protocol (IP) protocol. The IP protocol is used to assign each host computer of a network, a unique IP address enabling packets

to be transferred over the internet to other host computers on other LANs and/or WANs that are connected to the internet. An internet can comprise a router interconnecting two or more networks.

The "Internet" (with a capital "I") is a global internet interconnecting networks all over the world. The Internet includes a global network of computers which intercommunicate via the

internet protocol (IP) family of protocols. An "intranet" is an internet which is a private network that uses internet software and

internet standards, such as the internet protocol (IP). An intranet can be reserved for use by parties who have been given the authority necessary to use that network.

d. Switching vs. Routing Routing is done at the middle network architecture levels on such protocols as IPX or

TCP/IP. Switching is done at a lower level, at layer 2 of the OSI model, i.e. the media access control (MAC) layer.

e. TCP/IP Packet-Centric vs. ATM Circuit-Centric Data

Networks Asynchronous Transfer Mode (ATM) is a fixed- size cell switched circuit-centric data

network. ATM implements virtual circuits (VCs), virtual paths (VPs) and transmission paths

(TPs). A circuit-centric network like ATM sets up virtual circuits between source and destination

nodes which provide QoS by dedicating the virtual circuit to a specific traffic type.

Some networks are packet-centric networks. Unlike a circuit-centric network, a packet-

centric network does not use dedicated circuits through which to transfer packets. TCP/IP performs a packetization of user data to be sent between and among the various systems on the

IP network. When a large file is sent down the protocol stack, the IP function is responsible for segmentation and packetization of the data. Then a header is placed on the packet for delivery

to the data link. The routing and switching of this data is handled at the IP (i.e. network) layer. IP is in a sense a dumb protocol. When a packet is prepared for transmission across the medium,

IP does not specifically route the call across a specific channel. Instead, it places a header on the

packet and lets the network deal with it. Therefore, the outward bound packets can take various

routes to get from a source to a destination. This means that the packets are in a datagram form

and not sequentially numbered as they are in other protocols. IP makes its best attempt to deliver the packets to the destination network interface; but it makes no assurances that data will arrive, that data will be free of errors, and that nodes along the way will concern themselves with the

accuracy of the data and sequencing, or come back and alert the originator that something is wrong in the delivery mechanism. It is possible that in IP routing of a packet, the packet can be sent along the network in a loop, so IP has a mechanism in its header information to allow a certain number of "hops" or what is called "time to live" on the network. Rather than permit an

undeliverable pack to loop around the network, IP has a counter mechanism that decrements

every time the packet passes through a network node. If the counter expires, the node will

discard the packet. Working together with IP is TCP which provides controls to ensure that a reliable data stream is sent and delivered. At the sending end, TCP puts a byte count header on information that will be delivered to the IP protocol layer and encapsulates it as part of the

packet. The receiving end, when it gets packets is responsible for resequencing the packets and

ensuring its accuracy. If all of the IP flow is not received correctly, the byte count acknowledgment or nonacknowledgment message can be sent back to the sending end, prompting the sending end to resend the bytes necessary to fill in the remaining portions of the packet flow.

TCP buffers additional packets until after resending the nonacknowledged packet.

3. Video Network

FIG. IC illustrates a conventional video network 150 such as, e.g., a cable television (CATV) network. Video network 150 can include video network 160 coupled to various video capture, distribution links and video output monitors. Video input devices can include, e.g.,

conference cameras 154 and 158. Video output devices can include, e.g., televisions 152 and

156. Video network 160 can include a variety of head end (i.e. the serving end of the cable) and

distribution link equipment such as, e.g., coaxial cable television (CATV) and national television

standard code (NTSC) tuner equipment for multiplexing various video signals. Standard cable

systems have an immense amount of bandwidth available to them.

It is important to note that CATV is a wireless communication method. The frequencies of many video signals are distributed along the cable at the same time. A television

tuner selects a particular channel by tuning into a specific frequency or a "frequency band." Although a cable television CATV video network often includes only one physical cable, a number of channels can simultaneously be present on the cable. This accomplished by sharing the frequency spectrum of the cable and assigning different frequency ranges to different

channels using frequency division multiplexing (FDM). A broadband cable communications

system can operate exactly like a CATV system. A counter to this FDM technique is division

of the cable not divided into frequency bands but into time slots using time-division multiplexing

(TDM). With TDM, each transmitting video station can grab the entire bandwidth of the

cable,but only for a very short period of time. The cable is currently capable of carrying up to 750 MHz. FDM techniques can be used to divide the channels into a number of dedicated logical channels. Innovations have allowed a time division multiple access (TDMA) within an FDM channel.

A cable system can allow multiplexing on two separate dimensions to achieve data channels over a cable. The channels can be separated by FDM, and in a frequency band the

channel can then be shared via TDMA among multiple users. The most common of the TDMA

access methods on broadband cable is CSMA/CD developed by XEROX for Ethernet.

Using a single cable, a midsplit arrangement can accommodate two-way simultaneous transmission. Another way to accomodate this is to use a dual cable system.

Broadband is inherently an analog signaling method. Because video cameras, e.g., are also analog devices, a signal from a video camera (or video recorder) can be directly transmitted

onto a broadband cable channel in red/green/blue (RGB) format.

G. Convergence of Voice/Data/Video Networks

Recognizing the inherent efficiency of packet-switched data networks such as the Internet,

attention has recently focused on the digitization and transmission of voice, data, video and other

information over converged packet-switched data networks. In order to deliver a high quality of

service (QoS) end-user experience, the data networks attempt to provide mechanisms to deliver the different types of information timely and with appropriate bandwidth to provide an acceptable

end- user experience.

FIG. 2C illustrates an example network 286 carrying voice, data and video traffic over

a data network. Network 286 includes calling party 102b homed to EO 104b, where EO 104b is linked to a telephony gateway 288b. Network 286 also includes called party 110c homed to

EO 108c, where EO 108c is linked to a telephony gateway 288c. EOs 104b and 108c and

telephony gateways 288b and 288c can be linked to signaling network 114. Telephony

gateways 288b and 288c can also be coupled to data network 142 via routers 140b and 140c, respectively.

Still referring to FIG.2C, telephony gateways 288b and 288c can be used to packetize voice traffic and signaling information into a form appropriate for transport over data network

142. It would be apparent to those skilled in the art that telephony gateways 288b and 288c can include various computer devices designed for controlling, setting up and tearing down

calls. Voice calls delivered over the data network can include, e.g., voice over packet (VoP), voice over data (VoD), voice over internet protocol (VoIP), voice over asynchronous transfer mode (VoATM), voice over frame (VoF). An example of a telephony gateway 288b and

288c is a media gateway control protocol (MGCP) compliant gateway available from various

vendors such as, e.g., Lucent, of Parsippany, New Jersey, and CISCO of Palo Alto,

California. It is important to note that other network devices such as a Softswitch available from several member companies of the SoftSwitch Consortium, including Level 3

Communications of Louisville, Colorado, could also be necessary to enable transport of, e.g.,

VoIP.

Network 286 is depicted to include other devices coupled to data network 142. First, an H.323 compliant video-conferencing system 289 is illustrated including a camera 154g and television 152g and router 140g. Second, a local area network (LAN) 128a including a client

workstation 138a and a server 136a are coupled to data network 142 via network router 140a.

Similarly, LAN 128f having a client workstation 138f and a server 136f are coupled via

network router 140f to data network 142.

Data Network 142 can provide for routing of packets of information through network routing devices from source locations to destination locations coupled to data network 142.

For example, data network 142 can route internet protocol (IP) packets for transmission of voice and data traffic from telephony gateway 288b to telephony gateway 288c. Data

Network 142 represents any art-recognized packet centric data network. One well-known data network is the global Internet. Other examples include a private intranet, a packet-

switched network, a frame relay network, and an asynchronous transfer mode (ATM) circuit- centric network.

In an example embodiment, data network 142 can be an IP packet-switched network.

A packet-switched network such as, e.g., an IP network, unlike a circuit-switched network, does not require dedicated circuits between originating and terminating locations within the

packet switched network. The packet-switched network instead breaks a message into pieces known as packets of information. Such packets can then be encapsulated with a header which designates a destination address to which the packet must be routed. The packet-switched

network then takes the packets and routes them to the destination designated by the

destination address contained in the header of the packet.

Routers 140a, 140b, 140c, 140d, 140e, 140f and 140g can be connected to one another

via physical media such as, for example, optical fiber link connections, and copper wire connections. Routers 140a-g transfer information between one another and intercommunicate

according to routing protocols.

Data network 142 could be implemented using any data network such as, e.g., IP networks, ATM virtual circuit-centric networks, frame relay networks, X.25 networks, and

other kinds of LANs and WANs. Other data networks could be used interchangeably for data network 142 such as, for example, FDDI, Fast Ethernet, or an SMDS packet switched

network. Frame relay and ATM are connection-oriented, circuit-centric services. Switched

multi-megabyte data service (SMDS) is a connection-oriented mass packet service that offers

speeds up to 45 Mbps.

1. Example Data Networks

a. Asynchronous Transfer Mode (ATM)

ATM is a high-bandwidth, low-delay, fixed-sized cell-based multiplexing network technology. Bandwidth capacity is segmented into 53-byte cells, having a header and payload fields. ATM uses fixed-length cells with the belief that the fixed length cells can be

switched more easily in hardware than variable size packets and thus should result in faster

transmissions in certain environments.

The ATM environment sets up virtual circuits in a circuit-centric manner. Thus, ATM segments variable length IP packet flows into fixed size cells using a segmentation and resequencing algorithm (SAR).

Each ATM cell contains a 48-byte payload field and a 5-byte header that identifies the

so-called "virtual circuit" of the cell. ATM is thought suitable for high-speed combinations of voice, data, and video services. Currently, ATM access can perform at speeds as high as 622

Mbps or higher. ATM has recently been doubling its maximum speed every year.

ATM is defined by a protocol standardized by the International Telecommunications Union (ITU-T), American National Standards Institute (ANSI), ETSI, and the ATM Forum.

ATM comprises a number of building blocks, including transmission paths, virtual paths, and

virtual channels. Asynchronous transfer mode (ATM) is a cell based switching and multiplexing technology designed to be a general purpose connection-oriented transfer mode for a wide range of telecommunications services. ATM can also be applied to LAN and

private network technologies as specified by the ATM Forum.

ATM handles both connection-oriented traffic directly or through adaptation layers, or connectionless traffic through the use of adaptation layers. ATM virtual connections may

operate at either a constant bit rate (CBR) or a variable bit rate (VBR). Each ATM cell sent

into an ATM network contains a small header including information that establishes a virtual circuit-centric connection from origination to destination. All cells are transferred, in sequence, over this virtual connection. ATM provides either permanent or switched virtual connections (PVCs or SVCs). ATM is asynchronous because the transmitted cells need not be periodic as time slots of data are required to be in synchronous transfer mode (STM).

ATM uses an approach by which a header field prefixes each fixed-length payload. The ATM header identifies the virtual channel (VC). Therefore, time slots are available to

any host which has data ready for transmission. If no hosts are ready to transmit, then an empty, or idle, cell is sent. ATM permits standardization on one network architecture defining a multiplexing and

a switching method. Synchronous optical network (SONET) provides the basis for physical

transmission at very high-speed rates. ATM can also support multiple quality of service

(QoS) classes for differing application requirements by providing separate virtual circuits for different types of traffic, depending on delay and loss performance. ATM can also support

LAN-like access to available bandwidth.

Cells are mapped into a physical transmission path, such as the North American DS 1 , DS3, and SONET; European, El, E3, and E4; ITU-T STM standards; and various local fiber

and electrical transmission payloads. All information is multiplexed and switched in an ATM network via these fixed- length cells.

The ATM cell header field identifies cell type, and priority, and includes six portions.

An ATM cell header includes a generic flow control (GFC), a virtual path identifier (VPI), a virtual channel identifier (VCI), a payload type (PT), a call loss priority (CLP), and a header

error check (HEC). VPI and VCI hold local significance only, and identify the destination. GFC allows a multiplexer to control the rate of an ATM terminal. PT indicates whether the cell contains user data, signaling data, or maintenance information. CLP indicates the relative priority of the cell, i.e., lower priority cells are discarded before higher priority cells during

congested intervals. HEC detects and corrects errors in the header.

The ATM cell payload field is passed through the network intact, with no error

checking or correction. ATM relies on higher-layer protocols to perform error checking and correction on the payload. For example, a transmission control protocol (TCP) can be used to

perform error correction functions. The fixed cell size simplifies the implementation of ATM switches and multiplexers and enables implementations at high speeds.

When using ATM, longer packets cannot delay shorter packets as in other packet-

switched networks, because long packets are separated into many fixed length cells. This feature enables ATM to carry CBR traffic, such as voice and video, in conjunction with VBR

data traffic, potentially having very long packets, within the same network.

ATM switches take traffic and segment it into the fixed-length cells, and multiplex the

cells into a single bit stream for transmission across a physical medium. As an example, different kinds of traffic can be transmitted over an ATM network including voice, video, and data traffic. Video and voice traffic are very time-sensitive, so delay cannot have significant variations. Data, on the other hand, can be sent in either connection-oriented or connectionless mode. In either case, data is not nearly as delay-sensitive as voice or video

traffic. Data traffic, as e.g., spread sheet data requires accurate transmission. Therefore, ATM conventionally must discriminate between voice, video, and data traffic. Voice and video traffic requires priority and guaranteed delivery with bounded delay, while data traffic

requires, simultaneously, assurance of low loss. In a converged data network, data traffic can

also carry voice traffic, making it also time-dependent. Using ATM, in one embodiment,

multiple types of traffic can be combined over a single ATM virtual path (VP), with virtual

circuits (VCs) being assigned to separate data, voice, and video traffic.

A transmission path can include one or more VPs. Each VP can include one or more VCs. Thus, multiple VCs can be tmnked over a single VP. Switching can be performed on a transmission path, VPs, or at the level of VCs.

The capability of ATM to switch to a virtual channel level is similar to the operation of a private or public branch exchange (PBX) or telephone switch in the telephone world. In a PBX switch, each channel within a trunk group can be switched. Devices which perform

VC connections are commonly called VC switches because of the analogy to telephone

switches. ATM devices which connect VPs are commonly referred to as VP cross-connects,

by analogy with the transmission network. The analogies are intended for explanatory reasons, but should not be taken literally. An ATM cell-switching machine need not be restricted to switching only VCs and cross-connection to only VPs.

At the ATM layer, users are provided a choice of either a virtual path connection

(VPC) or a virtual channel connection (VCC). Virtual path connections (VPCs) are switched

based upon the virtual path identifier (VPI) value only. Users of a VPC can assign VCCs

within a VPI transparently, since they follow the same route. Virtual channel connections

(VCCs) are switched upon a combined VPI and virtual channel identifier (VCI) value.

Both VPIs and VCIs are used to route calls through a network. Note that VPI and VCI values must be unique on a specific transmission path (TP).

It is important to note that data network 142 can be any of a number of other data- type networks, including various packet-switched data-type networks, in addition to an ATM

network.

b. Frame Relay

Alternatively, data network 142 can be a frame relay network. It would be apparent to

persons having ordinary skill in the art, that a frame relay network could be used as data

network 142. Rather than transporting data in ATM cells, data could be transported in

frames.

Frame relay is a packet-switching protocol used in WANs that has become popular for LAN-to-LAN connections between remote locations. Formerly frame relay access would top out at about 1.5 Mbps. Today, so-called "high-speed" frame relay offers around 45 Mbps.

This speed is still relatively slow as compared with other technology such as ATM.

Frame relay services employ a form of packet-switching analogous to a streamlined

version of X.25 networks. The packets are in the form of frames, which are variable in length. The key advantage to this approach it that a frame relay network can accommodate

data packets of various sizes associated with virtually any native data protocol. A frame relay network is completely protocol independent. A frame relay network embodiment of data

network 142 does not undertake a lengthy protocol conversion process, and therefore offers

faster and less-expensive switching than some alternative networks. Frame relay also is faster than traditional X.25 networks because it was designed for the reliable circuits available today and performs less-rigorous error detection.

c. Internet Protocol (IP)

In an embodiment, data network 142 can be an internet protocol (IP) network over an

ATM network. It would be apparent to those skilled in the art, that an internet protocol (IP)

network over various other data link layer network suchas, e.g., Ethernet, could be used as

data network 142. Rather than transporting data in fixed length ATM circuit-centric cells, data could be transported in variable length IP datagram packet-centric packets as segmented

by TCP. The IP data network can lie above any of a number of physical networks such as, for example, a SONET optical network.

2. Virtual Private Networks (VPNs) A virtual private network (VPN) is a wide area communications network operated by a telecommunications carrier that provides what appears to be dedicated lines when used, but

that actually includes trunks shared among all customers as in a public network. Just as a

VPN can be provided as a service through a wireline network, a VPN can be provided in a wireless network. A VPN can allow a private network to be configured within a public network.

VPNs can be provided by telecommunications carriers to customers to provide secure,

guaranteed, long-distance bandwidth for their WANs. These VPNs generally use frame relay

or switched multi -megabyte data service (SMDS) as a protocol of choice because those protocols define groups of users logically on the network without regard to physical location.

ATM has gained favor as a VPN protocol as companies require higher reliability and greater

bandwidth to handle more complex applications. VPNs using ATM offer networks of

companies with the same virtual security and QoS as WANs designed with dedicated circuits. The Internet has created an alternative to VPNs, at a much lower cost, i.e. the virtual private Internet. The virtual private Internet (VPI) lets companies connect disparate LANs via the Internet. A user installs either a software-only or a hardware-software combination that creates a shared, secure intranet with VPN-style network authorizations and encryption

capabilities. A VPI normally uses browser-based administration interfaces.

3. H.323 Video Conferencing

The H.323 Recommendation for video conferencing will now be briefly overviewed.

The H.323 standard provides a foundation for, for example, audio, video, and data

communications across IP-based networks, including the Internet. By complying with the H.323 Recommendation, multimedia products and applications from multiple vendors can interoperate, allowing users to communicate without concern for compatibility. H.323 promises to be the foundation of future LAN-based products multimedia applications.

H.323 is an umbrella recommendation from the International Telecommunications

Union (ITU) that sets standards for multimedia communications over Local Area Networks (LANs) that do not provide a guaranteed Quality of Service (QoS). These networks dominate

today's corporate desktops and include packet-switched TCP/IP and IPX over Ethernet, Fast

Ethernet and Token Ring network technologies. Therefore, the H.323 standards are important

building blocks for a broad new range of collaborative, LAN-based applications for

multimedia communications.

The H.323 specification was approved in 1996 by the ITU's Study Group 16. Version 2 was approved in January 1998. The standard is broad in scope and includes both stand¬

alone devices and embedded personal computer technology as well as point-to-point and multipoint conferences. H.323 also addresses call control, multimedia management, and

bandwidth management as well as interfaces between LANs and other networks. H.323 is part of a series of communications standards that enable videoconferencing across a range of networks. Known as H.32X, this series includes H.320 and H.324, which

address ISDN and PSTN communications, respectively.

The H.323 architecture defines four major components for network-based communications, including terminals, gateways, gatekeepers, and multipoint control units

(MCUs).

Terminals are client endpoints on the LAN that provide real-time, two-way

communications. All terminals support voice communications; video and data are optional.

H.323 specifies the modes of operation required for different audio, video, and/or data

terminals to work together. H.323 is the standard of next generation Internet phones, audio

conferencing terminals, and video conferencing technologies.

All H.323 terminals also support H.245, which is used to negotiate channel usage and capabilities. Three other components are required: Q.931 for call signaling and call setup, a

component called Registration Admission/Status (RAS), which is a protocol used to communicate with a gatekeeper; and support for RTP/RTCP for sequencing audio and video

packets.

Optional components in an H.323 terminal are video codecs, T.120 data conferencing

protocols, and MCU capabilities.

A gateway is an optional element in an H.323 conference. An H.323 gateway can

provide many services, the most common being a translation function between H.323

conferencing endpoints and other terminal types. This function includes translation between transmission formats (i.e. H.225.0 to H.221) and between communications procedures (i.e.

H.245 to H.242). In addition, a gateway also translates between audio and video codecs and

performs call setup and clearing on both the LAN side and the switched-circuit network side. In general, the purpose of the H.323 gateway is to reflect characteristics of a LAN endpoint to an SCN endpoint and vice versa. The primary applications of gateways are likely to be establishing links with analog PSTN terminals, establishing links with remote H.320

compliant terminals over ISDN-based switched-circuit networks, and establishing links with remote H.324-compliant terminals over PSTN networks.

Gateways are not required if connections to other networks are not needed, since

endpoints may directly communicate with other endpoints on the same LAN. Terminals communicate with gateways using the H.245 and Q.931 protocols.

With the appropriate transcoders, H.323 gateways 5806 can support terminals that comply with H.310, H.321, H.322, and V.70.

Many gateway functions are left to the designer. For example, the actual number of

H.323 terminals that can communicate through the gateway is not subject to standardization.

Similarly, the number of SCN connections, the number of simultaneous independent conferences supported, the audio/video/data conversion functions, and inclusion of multipoint

functions are left to the manufacturer. By incoφorating H.323 gateway technology into the

H.323 specification, the ITU has positioned H.323 as the means to hold standards-based conferencing endpoints together.

The gatekeeper is the most important component of an H.323 enabled network. It can act as the central point for all calls within its zone and provides call control services to

registered endpoints. In many ways, an H.323 gatekeeper acts as a virtual switch.

Gatekeepers perform two important call control functions. The first is address

translation from LAN aliases for terminals and gateways to IP or IPX addresses, as defined in the RAS specification. The second function is bandwidth management, which is also

designated within RAS. For instance, if a network manager has specified a threshold for the

number of simultaneous conferences on the LAN, the gatekeeper can refuse to make any more connections once the threshold is reached. The effect is to limit the total conferencing bandwidth to some fraction of the total available; the remaining capacity is left for e-mail, file transfers, and other LAN protocols. A collection of all terminals, gateways, and multipoint

control units which can be managed by a single gatekeeper are known as an H.323 Zone.

An optional, but valuable feature of a gatekeeper is its ability to route H.323 calls. By

routing a call through a gatekeeper, it can be controlled more effectively. Service providers

need this ability in order to bill for calls placed through their network. This service can also

be used to re-route a call to another endpoint if a called endpoint is unavailable. In addition, a

gatekeeper capable of routing H.323 calls can help make decisions involving balancing

among multiple gateways. For instance, if a call is routed through a gatekeeper, that gatekeeper can then re-route the call to one of many gateways based on some proprietary

routing logic.

While a gatekeeper is logically separate from H.323 endpoints, vendors can

incoφorate gatekeeper functionality into the physical implementation of gateways and

MCUs.

A gatekeeper is not required in an H.323 system. However, if a gatekeeper is present,

terminals must make use of the services offered by gatekeepers. RAS defines these as address

translation, admissions control, bandwidth control, and zone management.

Gatekeepers can also play a role in multipoint connections. To support multipoint conferences, users would employ a gatekeeper to receive H.245 control channels from two terminals in a point-to-point conference. When the conference switches to multipoint, the

gatekeeper can redirect the H.245 Control Channel to a multipoint controller, the MC. A gatekeeper need not process the H.245 signaling; it only needs to pass it between the terminals or between the terminals and the MC.

LANs which contain gateways could also contain a gatekeeper to translate incoming E.164 addresses into Transport Addresses. Because a Zone is defined by its gatekeeper, H.323

entities that contain an internal gatekeeper can require a mechanism to disable the internal

function so that when there are multiple H.323 entities that contain a gatekeeper on a LAN, the entities can be configured into the same Zone.

The Multipoint Control Unit (MCU) supports conferences between three or more endpoints. Under H.323, an MCU consists of a Multipoint Controller (MC), which is

required, and zero or more Multipoint Processors (MP). The MC handles H.245 negotiations between all terminals to determine common capabilities for audio and video processing. The

MC also controls conference resources by determining which, if any, of the audio and video

streams will be multicast.

The MC does not deal directly with any of the media streams. This is left to the MP,

which mixes, switches, and processes audio, video, and/or data bits. MC and MP capabilities can exist in a dedicated component or be part of other H.323 components.

The present invention supports multicast for wireless base station 302, including providing: compatibility with RFC 1112, 1584; recognition and support of multicasting applications, including: multimedia, teleconferencing, database, distributed computing,

real-time workgroups; support of broadcasting function over wireless link; preserves bandwidth, retains QoS latency performance; support of IPv6 IGMP and IPv4 IGMP

multicast; group membership query, group membership report messages.

Approved in January of 1998, version 2 of the H.323 standard addresses deficiencies

in version 1 and introduces new functionality within existing protocols, such as Q.931, H.245

and H.225, as well as entirely new protocols. The most significant advances were in security, fast call setup, supplementary services and T.120/H.323 integration.

G. Packet-Centric QoS- Aware Wireless Point-to-MultiPoint (PtMP)

Telecommunications System

1. Wireless Point-to-MultiPoint Telecommunications System FIG. 2D depicts network 296 including a point-to-multipoint (PtMP) wireless network

298 coupled via router 140d to data network 142. It is important to note that network 296 includes network 286 from FIG.2C, plus PtMP wireless network 298. PtMP wireless network

298 enables customer premise equipment (CPE) at a subscriber location to gain access to the various voice, data and video resources coupled to data network 142 by means of wireless connectivity over a shared bandwidth. The wireless PtMP network 298 is a packet switched network which is TCP/IP packet-centric (i.e. no dedicated circuit is created in delivering a

communication IP flow) and QoS aware.

Specifically, PtMP wireless network 298 includes a wireless access point (WAP) 290d

coupled to router 140d by, e.g., a wireline connection. A wireless access point 290e can be similarly coupled to router 140e by a wireline connection. WAP 290d is in wireless

communication, such as, e.g., radio frequency (RF) communication, with one or more wireless transciever subscriber antennae 292d and 292e. It would be apparent to those skilled

in the art that various wireless communication methods could be used such as, e.g., microwave, cellular, spread spectmm, personal communications systems (PCS), and satellite. In an alternative embodiment, RF communication is accomplished over cable

television (CATV) coaxial cable. As those skilled in the relevant art will understand, a coaxial cable functions as a waveguide over which RF waves propagate. Accordingly, it is

possible for the communications link between RF transceiver subscriber antenna 292d and WAP 290d to be a coaxial cable. Therefore, a coaxial cable connection is analogous to a

wireless connection, and is referred to as an alternative form of wireless connection in the present invention.

In another alternative embodiment, RF communication is accomplished over a

satellite connection, such as, e.g., a low earth orbit (LEO) satellite connection or a high earth

orbit satellite. Taking the example of an LEO satellite connection, WAP 290d and RF transceiver subscriber antenna 292d function as satellite gateways, with the additional functionalities described in the present invention.

As would be apparent to those skilled in the art, although the present invention has

been described in the context of a point-to-multi-point network, the invention is equally

applicable to a point-to-point network environment.

Referring to FIG. 3 A, in an embodiment of the invention, WAPs 290d and 290e can be coupled to a wireless base station 302 where "IP flow" traffic can be queued, analyzed,

characterized, classified, prioritized and scheduled, as described more fully below with

reference to the ensuing figures.

Referring to FIG. 3B, one embodiment of the invention, antennae 292d and 292e are coupled to subscriber customer premise equipment (CPE) stations 294d and 294e,

respectively (also referred to as CPEs 294d, 294e). Subscriber CPE stations 294d and 294e

are coupled to various other CPE equipment via wireline or wireless connections. For

example, CPE stations 290d and 290e can be coupled to voice calling parties 124d, 124e,

126d and 126e, fax machines 116d and 116e, video conferencing equipment including video monitors 152d and 152e, and cameras 154d and 154e, host computers including client

computers 120d and 120e and servers 122d and 122e. Various legacy devices such as PBXs can be coupled to CPEs 294d and 294e. In addition, next generation technologies such as Ethernet phones available from Selsius, a subsidiary of CISCO Systems from San Jose, CA and other Internet appliances can be coupled via LAN connections to CPEs 294d and 294e.

Other video conferencing equipment as well as H.323 compliant conferencing equipment can also be coupled to CPEs 294d and 294e.

In an embodiment of the invention, either of antennae 292d and 292e can communicate with both WAPs 290d and 290e for alternate or backup wireless

communications paths.

Returning to FIG.3A, it depicts an example perspective diagram 300 of a PtMP

network of the present invention. Diagram 300 includes a wireless base station 302 shown in

wireless communication with subscriber locations 306a, 306b, 306c, 306d, 306e, 306f, 306g,

306h, 306i and 306j. Specifically, wireless base station 302 communicates via wireless access point 290d to subscriber antennae 292a-j of subscriber locations 306a-j.

Wireless base station 302 is coupled at interface 320 to network router 140d by, e.g., a wireline connection. Network router 140d is coupled to data network 142 which includes various other network routers 140b for routing traffic to other nodes on data network 142 such

as, e.g., telephony gateway 288b.

Returning to FIG. 3B, it depicts block diagram 310 further illustrating the wireless

PtMP of the present invention. Diagram 310 includes wireless base station 302 coupled at

interface 320 to data network 142. Also coupled to data network 142 are router 140d and telephony gateway 288b which is in turn coupled to a class 5 central office (CO) switch at EO

104b. IP telephony gateway 288b can terminate telephony traffic to PSTN facilities by, e.g.,

translating packets into time domain multiplexed (TDM) standard telephone signals.

Wireless base station 302 is in communication with wireless CPE 294d at subscriber location

306d via antenna WAP 290d and 292d. It would be apparent to those skilled in the art that other configurations of CPE 294d are possible, such as, e.g., one or more host computers with no telephone devices, one or more telephones with no host computers, one or more host computers and one or more telephone devices, and one or more H.323 capable video¬

conferencing platforms which could include a host computer with monitor and camera. CPE 294d is shown with several telephone devices 124d and 126d, e.g., analog

phones, and host computers, client 120d and server 122d. Client 120d and server 122d can be

coupled to CPE 294d via a LAN connection such as, e.g., an Ethernet LAN, or via a legacy

V.35 device 322d providing a high speed data connection. Other Internet appliances capable

of attachment to a data network can also be coupled to CPE 294d.

2. Networking Protocol Stack Architecture - Wireless IP Network

Access Architecture (WINAAR)

FIG. 4 depicts the wireless IP network access architecture (WINAAR) 400 of the present invention. Architecture 400 illustrates the networking protocol stack which is a

version of a TCP/IP protocol stack enhanced to support IP-centric, QoS over a packet

switched, shared bandwidth, wireless PtMP connection. The networking protocol stack will

be described in terms of the Open Systems Interconnect (OSI) 7 layer networking protocol

stack standard which includes physical layer (OSI layer 1) 402, data link layer (OSI layer 2) 404, network layer (OSI layer 7) 406 and 408, transport layer (OSI layer 4) 410 and

applications layer (OSI layer 7) 412.

a. Physical Layer In an example embodiment, physical layer 402 can be implemented using several

wireless application specific integrated circuits (wASICs), an off-the-shelf 16QAM/QPSK

416 ASIC; an Interference Mitigation and Multipath Negation (IMMUNE)/RF 418 algorithm ASIC for minimizing and/or eliminating harmful interference; and a frequency hopping (FH) 419 ASIC for providing dynamic and adaptive multi-channel transmission that optimizes data

link integrity by changing frequency levels depending on the noise level of a given frequency. Physical layer 402 can include the radio frequency (RF) signal 415.

b. Data Link Layer

Data link layer 404 lies on top of physical layer 402. Data link layer 404 can include a

media access control (MAC) layer 414 which is depicted graphically in diagram 400 as MAC

layer portion 414a and proactive reservation-based intelligent multi-media access (PRIMMA)

technology portions 414b and 414c. Arrows 426, 428 and 430, respectively, illustrate that MAC layer 414 can read header information from data and multimedia applications 425,

TCP/UDP 427 and IP 429 layers to analyze and schedule an IP packet of an "IP flow." IP packets of the IP flow are identified by analyzing the header information to determine QoS requirements of the IP flow, so that the IP flow can be characterized, classified, presented,

prioritized and scheduled.

c. Network Layer

1. Internet Protocol (IP)

Network layer 408 is the Internet protocol (IP) 429. As will be discussed further below and as already discussed above with reference to data network 142, IP is a standard protocol for addressing packets of information. Referring now to FIG. 7, IP header fields 702

can include, e.g., source and destination IP addresses, IP type of service (TOS), IP time to live (TTL), and protocol fields. IP is a datagram protocol that is highly resilient to network failures, but does not guarantee sequence delivery. Routers send error and control messages to other routers using the Internet control message protocol (ICMP). ICMP can also provide a

function in which a user can send a "ping" (echo packet) to verify reachability and round trip

delay of an IP-addresse host. Another OSI layer 3 protocol is address resolution protocol

(ARP) which can directly interface to the data link layer. ARP maps a physical address, e.g., an Ethernet MAC address, to an IP address.

2. Internet Protocol (IP)v4 and IPv6

IP 429 of network layer 408 can be, e.g., an IP version 4 (IPv4) or an IP version 6

(IPv6). IPv6 (sometimes called next-generation internet protocol or IPng) is a backward- compatible extension of the current version of the Internet protocol, IPv4. IPv6 is designed to

solve problems brought on by the success of the Internet (such as running out of address

space and router tables). IPv6 also adds needed features, including circuiting security, auto-

configuration, and real-time services similar to QoS. Increased Internet usage and the allocation of many of the available IP addresses has created an urgent need for increased addressing capacity. IPv4 uses a 32-byte number to form an address, which can offer about 4

billion distinct network addresses. In comparison, IPv6 uses 128-bytes per address, which provides for a much larger number of available addresses.

3. Resource Reservation Protocol (RSVP)

IP 429 of network layer 408 can have RSVP enhancement. Developed to enhance

IPv4 with QoS features, RSVP is supposed to let network managers allocate bandwidth based

on the bandwidth requirements of an application. Basically, RSVP is an emerging

communications protocol that is hoped to signal a router to reserve bandwidth for real-time transmission of data, video, and audio traffic.

Resource reservation protocols that operate on a per-connection basis can be used in a network to elevate the priority of a given user temporarily. RSVP runs end to end to communicate application requirements for special handling. RSVP identifies a session

between a client and a server and asks the routers handling the session to give its

communications a priority in accessing resources. When the session is completed, the

resources reserved for the session are freed for the use of others.

RSVP unfortunately offers only two levels of priority in its signaling scheme. Packets are identified at each router hop as either low or high priority. However, in crowded

networks, two-level classification may not be sufficient. In addition, packets prioritized at one router hop might be rejected at the next.

Accepted as an IETF standard in 1997, RSVP does not attempt to govern who should receive bandwidth, and questions remain about what will happen when several users all demand a large block of bandwidth at the same time. Currently, the technology outlines a

first-come, first-served response to this situation. The IETF has formed a task force to

consider the issue.

Because RSVP provides a special level of service, many people equate QoS with the

protocol. For example, Cisco currently uses RSVP in its IPv4-based internetwork router operating system to deliver IPv6-type QoS features. However, RSVP is only a small part of the QoS picture because it is effective only as far as it is supported within a given

client/server connection. Although RSVP allows an application to request latency and bandwidth, RSVP does not provide for congestion control or network-wide priority with the

traffic flow management needed to integrate QoS across an enteφrise. Further, RSVP does not address the particular challenges related to delivering packets over a wireless medium.

The present invention supports RSVP by providing: (1) compatibility with RFC 2205;

(2) recognition and support of RSVP messages, including: Path messages, Reservation

(Resv), Path teardown messages, Resv teardown messages, Path error messages, Resv error messages, and Confirmation messages; (3) recognition and support of RSVP objects, including: Null, Session, RSVP_Hop, Time_Values, Style, Flowspec, Sender_Template,

Sender_Tspec, Adspec, Error_Spec, Policy_Data, Integrity, and Scope, Resv_Confirm; (4)

configurable translation of RSVP Flowspecs for QoS resource allocation in wireless base station 302.

The present invention provides support of DiffServ and RSVP/int-serv by providing:

(1) support of RFC 2474 and 2475; (2) DiffServ in the core of Internet; (3) RSVP/int-serv for

hosts and edge networks; (4) admission control capability for DiffServ compatibility; (5) differentiated services (DSs) (a field marking supported for use by DiffServ, and translation into a wireless base station 302 resource allocation); and (6) support for binding of multiple end-to-end sessions to one tunnel session.

4. Real-time Transport Protocol (RTP) and Real-time

Control Protocol (RTCP)

TCP of transport layer 410 can have a RTP and RTCP enhancement. Real-time

transport protocol (RTP) is an emerging protocol for the Internet championed by the

audio/video transport workgroup of the IETF. Referring to FIG.7, RTP and RTCP header

fields 708 can include several sub fields of information. RTP supports real-time transmission of interactive voice and video over packet-switched networks. RTP is a thin protocol that provides content identification, packet sequencing, timing reconstmction, loss detection, and security. With RTP, data can be delivered to one or more destinations, with a limit on delay.

RTP and other Internet real-time protocols, such as the Internet stream protocol version 2 (ST2), focus on the efficiency of data transport. RTP and other Internet real-time protocols like RTCP are designed for communications sessions that are persistent and that exchange large amounts of data. RTP does not handle resource reservation or QoS control.

Instead, RTP relies on resource reservation protocols such as RSVP, communicating dynamically to allocate appropriate bandwidth.

RTP adds a time stamp and a header that distinguishes whether an IP packet is data or

voice, allowing prioritization of voice packets, while RSVP allows networking devices to

reserve bandwidth for carrying unbroken multimedia data streams.

Real-time Control Protocol (RTCP) is a companion protocol to RTP that analyzes network conditions. RTCP operates in a multi-cast fashion to provide feedback to RTP data

sources as well as all session participants. RTCP can be adopted to circumvent datagram

transport of voice-over-IP in private IP networks. With RTCP, software can adjust to

changing network loads by notifying applications of spikes, or variations, in network transmissions. Using RTCP network feedback, telephony software can switch compression

algorithms in response to degraded connections.

5. IP Multi-Casting Protocols IP 429 of network layer 408 can also support multi-casting protocols. Digital voice and video comprise of large quantities of data that, when broken up into packets, must be

delivered in a timely fashion and in the right order to preserve the qualities of the original

content. Protocol developments have been focused on providing efficient ways to send

content to multiple recipients, transmission referred to as multi-casting. Multi-casting involves the broadcasting of a message from one host to many hosts in a one-to-many relationship. A network device broadcasts a message to a select group of other devices such as PCS or workstations on a LAN, WAN, or the Internet. For example, a router might send information about a routing table update to other routers in a network.

Several protocols are being implemented for IP multi-casting, including upgrades to the Internet protocol itself. For example, some of the changes in the newest version of IP,

IPv6, will support different forms of addressing for uni-cast (point-to-point communications),

any cast (communications with the closest member of a device group), and multi-cast.

Support for IP multi-casting comes from several protocols, including the Internet group

management protocol (IGMP), protocol-independent multi-cast (PIM) and distance vector multi-cast routing protocol (DVMRP). Queuing algorithms can also be used to ensure that video or other multi-cast data types arrive when they are supposed to without visible or

audible distortion.

Real-time transport protocol (RTP) is currently an IETF draft, designed for end-to- end, real-time delivery of data such as video and voice. RTP works over the user datagram

protocol (UDP), providing no guarantee of in-time delivery, quality of service (QoS),

delivery, or order of delivery. RTP works in conjunction with a mixer and translator and

supports encryption and security. The real-time control protocol (RTCP) is a part of the RTP definition that analyzes network conditions. RTCP provides mandatory monitoring of

services and collects information on participants. RTP communicates with RSVP dynamically to allocate appropriate bandwidth.

Internet packets typically move on a first-come, first-serve basis. When the network

becomes congested, Resource Reservation Protocol (RSVP) can enable certain types of traffic, such as video conferences, to be delivered before less time-sensitive traffic such as E-

mail for potentially a premium price. RSVP could change the Internet's pricing structure by offering different QoS at different prices. Using SLAs, different QoS levels can be provided

to users at CPE location stations depending on SLA subscription level.

The RSVP protocol can be used by a host, on behalf of an application, to request a

specific QoS from the network for particular data streams or flows. Routers can use the

RSVP protocol to deliver QoS control requests to all necessary network nodes to establish and maintain the state necessary to provide the requested service. RSVP requests can

generally, although not necessarily, result in resources being reserved in each node along the

data path.

RSVP is not itself a routing protocol. RSVP is designed to operate with current and

future uni-cast and multi-cast routing protocols. An RSVP process consults the local routing

database to obtain routes. In the multi-cast case for example, the host sends IGMP messages to join a multi-cast group and then sends RSVP messages to reserve resources along the delivery paths of that group. Routing protocols determine where packets are forwarded. RSVP is concerned with only the QoS of those packets as they are forwarded in accordance

with that routing. The present invention delivers QoS-aware wireless PtMP access to users over a shared wireless bandwidth, and can take into account priority information provided

within packet headers of packets in IP flows received for transmission over the wireless base station's bandwidth.

d. VPN Networks (Example Optional Protocols)

at Network Layer

Also at network layer 406 are depicted example optional virtual private network

(VPN) protocols point to point protocol (PPP) 420 and IPsec 422, discussed below.

A plurality of protocol standards exist today for VPNs. For example, IP security (IPsec), point-to-point tunneling protocol (PPTP), layer 2 forwarding protocol (L2F) and layer 2 tunneling protocol (L2TP). The IETF has proposed a security architecture for the Internet protocol (IP) that can be used for securing Internet-based VPNs. IPsec facilitates secure

private sessions across the Internet between organizational firewalls by encrypting traffic as it

enters the Internet and decrypting it at the other end, while allowing vendors to use many

encryption algorithms, key lengths and key escrow techniques. The goal of IPsec is to let companies mix-and-match the best firewall, encryption, and TCP/IP protocol products.

IPsec is designed to link two LANs together via an encrypted data stream across the

Internet.

1. Point-to-Point Tunneling Protocol (PPTP) Point-to-point tunneling protocol (PPTP) provides an alternate approach to VPN

security than the use of IPsec. Unlike IPsec, which is designed to link two LANs together via an encrypted data stream across the Internet, PPTP allows users to connect to a network of an

organization via the Internet by a PPTP server or by an ISP that supports PPTP. PPTP was proposed as a standard to the IETF in early 1996. Firewall vendors are expected to support

PPTP.

PPTP was developed by Microsoft along with 3Com, Ascend and US Robotics and is

currently implemented in WINDOWS NT SERVER 4.0, WINDOWS NT WORKSTATION 4.0, WINDOWS 95 via an upgrade and WINDOWS 98, available from Microsoft

Coφoration of Redmond, Washington. The "tunneling" in PPTP refers to encapsulating a message so that the message can be

encrypted and then transmitted over the Internet. PPTP, by creating a tunnel between the

server and the client, can tie up processing resources.

2. Layer 2 Forwarding (L2F) Protocol

Developed by Cisco, layer 2 forwarding protocol (L2F) resembles PPTP in that it also

encapsulates other protocols inside a TCP/IP packet for transport across the Internet, or any

other TCP/IP network, such as data network 112. Unlike PPTP, L2F requires a special L2F- compliant router (which can require changes to a LAN or WAN infrastructure), runs at a

lower level of the network protocol stack and does not require TCP/IP routing to function. L2F also provides additional security for user names and passwords beyond that found in

PPTP.

3. Layer 2 Tunneling Protocol (L2TP)

The layer 2 tunneling protocol (L2TP) combines specifications from L2F with PPTP. In November 1997, the IETF approved the L2TP standard. Cisco is putting L2TP into its

Internet operating system software and Microsoft is incoφorating it into WINDOWS NT 5.0. A key advantage of L2TP over IPsec, which covers only TCP/IP communications, is that

L2TP can carry multiple protocols. L2TP also offers transmission capability over non-IP

networks. L2TP however ignores data encryption, an important security feature for network

administrators to employ VPNs with confidence.

4. IPsec

IP flows using the security encryption features of IPsec 422 are supported by the

present invention. The integration of IPsec 422 flows of WINAAR architecture 400 are described below in the downlink and uplink directions with reference to FIGs. 17A and 17B, respectively. Wireless base station 302 supports prioritization of IPsec encrypted streams by

placing the firewall at the wireless base station and unencrypting the datastream and packet header information prior to identification analysis. Through the wireless transmission

medium, the frame stream already includes encryption of the frame data and implements

frequency hopping.

IPsec provides for secure data transmission for, e.g., VPNs and eCommerce security.

IPsec is compatible with RFC 2401-2407. IPsec is supported with IPv4 and IPv6, and also IPsec tunnel mode. Wireless base station 302 security protocol support includes

authentication header (AH) and encapsulating security payload (ESP). Wireless base station 302 supports IPsec authentication (MD5), encryption algorithms, and automatic key

management (IKE and ISAKMP/Oakley). Wireless base station 302 provides for a choice of

transport mode or tunnel mode and selectable granularity of security service, such as, e.g.,

providing a single encrypted tunnel for all traffic between two hosts, or providing separate

encrypted tunnel for each TCP connection between hosts.

e. Transport Layer

1. Transmission Control Protocol/Internet Protocol

(TCP/IP) and User Datagram Protocol/Internet

Protocol (UDP/IP)

As already discussed, internet protocol (IP) has become the primary networking

protocol used today. This success is largely a part of the Internet, which is based on the

transmission control protocol/internet protocol (TCP/IP) family of protocols. TCP/IP is the

most common method of connecting PCs, workstations, and servers. TCP/IP is included as part of many software products, including desktop operating systems (e.g., Microsoft's

Windows 95 or Windows NT) and LAN operating systems.

The most pervasive LAN protocol to date, has been IPX/SPX from Novell's NetWare network operating system (NOS). However, IPX/SPX is losing ground to TCP/IP. Novell now incoφorates native IP support into NetWare, ending NetWare's need to encapsulate IPX

packets when carrying them over TCP/IP connections. Both UNIX and Windows NT servers

can use TCP/IP. Banyan's VINES, IBM's OS/2 and other LAN server operating systems can

also use TCP/IP.

Transport layer four 410 can include transmission control protocol (TCP) or user

datagram protocol (UDP) 427 part of the standard TCP/UDP/IP protocol family suite of networking protocols. As will be discussed further below and as already mentioned briely

above with reference to data network 142, TCP is a standard protocol for segmenting traffic into packets, transmitting, reassembling and retransmitting packets of information between a

source and destination IP address. Referring now to FIG.7, TCP header fields 706 can

include, e.g., source and destination port numbers, window size, urgent pointer, flags (SYN,

ISN, PSH, RST, FIN), and maximum segment size (MSS). Both TCP and UDP provide a

capability for the TCP/IP host to distinguish among multiple applications through port numbers. TCP can provide for a reliable, sequenced delivery of data to applications. TCP

can also provide adaptive flow control, segmentation, and reassembly, and prioritization of data flows. UDP only provides unacknowledged datagram capability. The recently defined

real time protocol (RTP), RFC 1889, can provide real time capabilities in support of

multimedia applications, for example.

TCP uses a window-based flow control. Each TCP source has a dynamically

changing transmit window that determines how many packets it can transmit during each

successive round-trip time (RTT). The TCP source can continue increasing its transmit

window if no packets were lost within the last RTT. Once congestion is detected, the source TCP throttles back its transmission, i.e. it "backs-off," via a multiplicative decrease. An increasing width of the so-called TCP window versus time corresponds to increasingly longer

bursts of packets. TCP's window flow-controlled protocol exhibits this effect of increasing throughput and buffer utilization until terminated by loss, followed by a period of rapid

backoff.

TCP works over IP to provide end-to-end reliable transmission of data across data

network 142. TCP controls the amount of unacknowledged data in transit by dynamically

reducing either window size or segment size. The reverse is also true in that increased

window or segment size values achieve higher throughput if all intervening network elements have low error rates, support the larger packets, and have sufficient buffering to support larger

window sizes.

f. Application Layer

Applications layer seven 412 can include applications 426 such as, e.g., over TCP, hypertext transport protocol (HTTP), file transfer protocol (FTP), TELNET remote terminal

login, and simple simple mail transfer protocol(SMTP); and over UDP, simple network

management protocol (SNMP), RPC, NFS, and TFTP. Other applications can also run over

the network stack such as, e.g., aworld wide web browser such as NETSCAPE NAVIGATOR available from AOL of Reston, VA, a spreadsheet application program such as LOTUS 123

available from IBM of Armonk, NY or a video teleconferencing program such as MS

NetMeeting available from MICROSOFT of Redmond, WA. Packets transmitted from such

applications could require special handling and prioritization to achieve an appropriate end-

user QoS.

3. PRIMMA -System IP Flow Prioritization

a. Scheduling of Mixed IP Flows

FIG. 6 illustrates block diagram 600 representing scheduling of mixed IP flows. Block diagram 600 shows the scheduling of wireless base station 302. The functionality of

block diagram 600 includes PRIMMA management of Internet, VPN, and realtime IP flows. Referring back to FIG. 3 A, wireless IP flows are coming from data network 142 via network

router 140d to interface 320 of wireless base station 302. IP flows are then scheduled for transmission from wireless base station 302 via antenna 290d through subscriber location 306d via antenna 292d.

Referring back to block diagram 600 of FIG.6, illustrated therein are the downlink and

uplink flows between interface 320 and wireless base station antenna 290d. An IP flow, as described herein, refers to a series of related packets of data transmitted from a source to a destination post computer. IP flow 630 from data network 142 (over interface 320) comprises

Internet IP flows 608, VPN IP flows 610, and realtime IP flows 612. IP flow 630 is in the

downlink direction.

Downlink IP flow analyzer 602 (hereinafter downlink flow analyzer 602) analyzes

Internet IP flow 608, VPN IP flow 610 and realtime IP flow 612. IP flow analyzer 602 is described further below with reference to FIGs. 8 A and 15 A. IP flow analyzer 602 receives

packets and analyzes packet header fields to identify new or existing IP flows. IP flow analyzer 602 can also characterize QoS requirements for the IP flow depending on packet

header field contents. IP flow analyzer 602 can classify the IP flow and associate a given packet with other packets from an existing IP flow and can group together IP flows with similar QoS requirements. IP flow analyzer 602 can also present the IP flows to a flow

scheduler.

Downlink PRIMMA MAC IP flow scheduler 604 (hereinafter downlink flow scheduler 604) schedules received IP flows 608, 610, and 612 for transmission in the

downlink direction. Downlink flow scheduler 604 can prioritize the different classes of IP

flows. For example, scheduler 604 can reserve slots in downlink frames for latency sensitive

IP flows; for FTP type IP flows 608, scheduler 604 can allocate large amounts of bandwidth

for file transfer; and for e-mail type IP flows 608, a lower priority can be given to packets. In prioritizing allocation of wireless bandwidth frame slots, downlink flow scheduler 604 can take into account the fact that an IP flow 630 is a VPN IP flow 610 from a virtual private

network (VPN), such as, e.g., a remote branch office tieing into a coφorate network. All traffic from a VPN can be given a higher priority or specific types of VPN traffic can request particular service levels. Downlink flow scheduler 604 can prioritize realtime IP flows 612

such that their arrival at CPEs 294 at CPE subscriber locations 306 will occur as required.

Downlink PRIMMA MAC segmentation and resequencing (SAR) and framer 606

(hereinafter downlink SAR and framer 606) segments and frames the data packets of received

IP flows into frames for transmission over the wireless medium to CPEs 294 at CPE

subscriber locations 306. For example IP flow 616, 624 can be transmitted to CPE 294d at CPE subscriber location 306d, via base station antenna 290d over a wireless medium to

subscriber antenna 292d and CPE 294d at CPE subscriber location 306d. In the present

invention, the term wireless medium is used to broadly encompass not only propagation of

RF transmissions over cellular communications, but also RF transmissions over satellite

communications and cable (e.g., coaxial cable) communications.

In the uplink direction, IP flow 626 from CPE 294d at CPE subscriber station 306d is received at wireless base station antenna 290d. IP flow 626 can include Internet IP flow 618,

VPN IP flow 620 and realtime IP flow 622. Uplink IP flow analyzer 632 (hereinafter uplink flow analyzer 632) analyzes Internet IP flow 618, VPN IP flow 620 and realtime IP flow 622. Uplink flow analyzer 632 is described further below with reference to FIGs. 8B and 15B. In

one embodiment, the functionality of IP flow analyzer 632 occurs at the CPE 294d at

subscriber CPE location 306d and sends a request to transmit data up to wireless base station 302, including information about an IP flow for which CPE 294d would like to schedule an

uplink slot.

Uplink PRIMMA MAC IP flow scheduler 634 (hereinafter uplink flow scheduler 634)

can schedule the requested IP flow. In one embodiment, the functionality of scheduler 634

can be performed at CPE 294d at subscriber CPE location 306d. In another embodiment, the functionality of scheduler 634 can be performed at the wireless base station 302. An advantage of placing uplink flow scheduler 634 at the wireless base station is that this

provides efficiencies particularly in a point-to-multi-point architecture. It is more efficient to have one centralized scheduler at the base station 302 rather than to place multiple uplink

flow schedulers 634 at CPEs 294 of subscriber CPE locations 306. Uplink PRIMMA MAC segmentation and resequencing (SAR) and framer 636

(hereinafter SAR and framer 636) can segment and frame the data packets of IP flows into

frames for transmission over the wireless medium from CPE 294 at CPE subscriber locations

306 to wireless base station 302 for further transmission over data network 142. IP flow 626 from CPE 294d at CPE subscriber location 306d can be transmitted to base station antenna

290d over a wireless medium such as, e.g., RF communication, cable modem and satellite communication, from subscriber antenna 292d coupled to CPE 294d at CPE subscriber

location 306d.

b. Summary of Downlink and Uplink SubFrame Prioritization

Block diagram 800 of FIG. 8 A summarizes an exemplary downlink analysis,

prioritization and scheduling function. Similarly, block diagram 830 of FIG. 8B summarizes

an exemplary uplink analysis prioritization and scheduling function. Block diagram 800 and

830 are more detailed views of the function of block diagram 600 of FIG. 6.

Beginning with block diagram 800 (of FIG.8A), it depicts how IP flow prioritization

and scheduling of a shared wireless bandwidth is performed in the downlink path, from data network 142 - to router 140d - to interface 320 - to wireless base station 302 - WAP 290d -

over a wireless medium - to wireless transceiver subscriber antenna 292d - to subscriber CPE station 294d at subscriber CPE location 306d.

IP flow analyzer 602 performs the function of identifying, characterizing, classifying, and presenting data packets to a downlink frame scheduler. The functions of identifying, characterizing, classifying and presenting the data packets are described with respect to FIG.

15 A.

During identification, it is determined whether a data packet of an incoming IP data flow is known to the system, i.e. is an "existing IP flow", or rather is the first data packet of a

new IP data flow, based on fields in a packet header section. Identification can also include, e.g., determining the source of the packet in order to extrapolate the type of information in the

packet payload.

During characterization, a new data packet (of a new IP data flow) previously

unknown to the system is characterized based on the packet header information to determine

the QoS requirements for the IP data flow, and to identify the subscriber CPE station that will receive the IP data flow.

During classification, the new IP data flow is classified into a communications priority

class. Classification can also include grouping together packets from different IP flows having similar characteristics into a single class. Example class groupings of IP flows 630 are

illustrated as IP classes 810a - 810g.

During presentation, the new IP data flow is initialized and presented to a downlink

flow scheduler 604.

Downlink flow scheduler places the data packets of an IP data flow into a class queue

based on class queue priorities, and using a set of rules, schedules the data packets for transmission over a wireless medium to a subscriber CPE station 294 at subscriber CPE

location 306 with an advanced reservation algorithm. The mles are determined by inputs to the downlink flow scheduler based on, e.g., a hierarchical class-based prioritization, a virtual

private network (VPN) directory enabled data priority (such as, for example, directory enabled networking (DEN)), and a service level agreement priority. The advanced reservation algorithm for use in scheduling, e.g., isochronous traffic, is described with

respect to FIG. 14 below.

SAR and framer 606 breaks up, sequences, and frames the data packets for wireless

transmission from WAP 290d over the wireless medium to a wireless transceiver subscriber antenna 292. Illustrated in block diagram 800 are a number of subscriber applications 820a -

820e running on devices such as, e.g., subscriber workstation 120d (not shown), connected to

subscriber CPE stations 294a-e (not shown) located at subscriber CPE locations 306a - 306e. Each subscriber CPE location 306 can house one or more subscriber CPE stations 294, and

each subscriber CPE station 294 can receive and transmit one or more IP data flows to and from one or more subscriber workstations 120. In fact, each application connected to a single

CPE station can receive or transmit multiple IP data flows.

Referring to subscriber CPE location 306a of Fig. 8 A, a CPE SAR and framer 814a

resequences the received data and transmits it through CPE flow scheduler 816a, and CPE IP

flow analyzer 818a, to subscriber application 820a. CPE IP flow schedulers 816a - 816e can perform the same function as downlink flow scheduler 604 for uplink traffic. Similarly, CPE

IP flow analyzers 818a - 818e perform the same function as downlink flow analyzer 602.

In an embodiment of the invention, in downlink mode, CPE IP flow schedulers 816a -

816e and CPE IP flow analyzers 818a - 818e perform no function.

Block diagram 800 illustrates the logical functions performed on the downlink path,

not necessarily the physical locations of these functions.

The functions of subscriber applications 820a - 820e, and CPE SAR and framers 814a

- 814e can be performed in the actual subscriber CPE stations 294 connected over a wireless

connection to wireless base station 302.

Block diagram 800 lists an exemplary set of priorities 812 used by downlink flow scheduler 604 to place received data packets into priority class queues. Listed are the following set of example priorities: latency-sensitive UDP prority 812a, high priority 812b, intermediate priority 812c, initial hypertext transfer protocol (HTTP) screens priority 812d,

latency-neutral priority 812e, file transfer protocol (FTP), simple mail transfer protocol

(SMTP) and other e-mail traffic priority 812f and low priority 812g. Persons skilled in the art

will recognize that many different priority classes are possible, depending upon the QoS

requirements of the end-users. Latency-sensitive UDP priority data can refer to data that has the highest priority because it is sensitive to jitter (i.e., time synchronization is important) and

latency (i.e., the amount of time passage between IP data flows in reverse directions). High

priority 812b can refer to, e.g., premium VPN service, and a high priority SLA service. Intermediate priority 812c can refer to, e.g., a value VPN service level and an intermediate level SLA service. HTTP screens priority 812d can refer to the download of HTTP data, for example, an initial HTTP screen, which is important for making an Internet user feel as if he

has a great deal of bandwidth available for his Internet session. Latency-neutral priority 812e

can refer to data that is neutral to latency, such as, e.g., e-mail traffic. FTP, SMTP priority

812f data includes data that is insensitive to latency and jitter, but requires a large amount of bandwidth to be downloaded accurately because of the size of a transmission. Finally, low

priority data 812g can refer to data that can be transmitted over a long period of time, as when

one network device transmits its status information to another network device on a 24 hour

basis. Block diagram 830 (of FIG.8B) depicts how IP flow analysis, prioritization and

scheduling of the shared wireless bandwidth is performed in the uplink path, from subscriber CPE station 294d - to wireless transceiver subscriber antenna 292d - over the wireless

medium - to WAP 290d - to wireless base station 302 - to interface 320 - to router 140d - to

data network 140. Block diagram 830 includes uplink flow analyzer 632, uplink flow scheduler 634 and uplink SAR and framer 636. These components are similar in function to downlink flow analyzer 602, downlink flow scheduler 604 and downlink SAR and framer 606, but instead

analyze, schedule and sequence and frame data packets being transmitted from subscriber workstations 120 of subscriber CPE stations 294 (at subscriber CPE locations 306a - 306e)

over the wireless medium, and transmit the data packets to interface 320 for transmission to

data network 142.

Illustrated in FIG. 8B are subscriber applications 820a - 820e, which are the same

applications shown in FIG. 8 A. Also shown therein are CPE IP flow analyzers 819a - 819e,

CPE IP flow schedulers 817a - 817e, and CPE SAR and framers 815a - 815e. These components function analogously to subscriber applications 820a - 820e, CPE IP flow

analyzers 818a - 818e, CPE IP flow schedulers 816a - 816e, and CPE SAR and framers 814a - 814e. However, these components function to analyze, schedule and transmit IP flows in the uplink path, from subscriber CPE stations (at subscriber CPE locations 306a - 306e) to wireless base station 302 for routing to destination host workstations 136 (not shown).

As noted, multiple applications can be connected to one or more subscriber CPE

stations at subscriber CPE locations 306a - 306e. To prevent collisions between multiple

applications contending for a fixed number of bandwidth allocations for uplink

communication, in one embodiment of the present invention a reservation scheduling system

is used. The bandwidth allocations for data packets are called frame slots, and are described below with respect to FIGs. 12A - 12Q, 14, 16A and 16B.

Block diagram 830 illustrates the logical functions performed on the uplink path, not necessarily the physical locations of these functions.

For example, in one embodiment, the analysis function of IP flow analyzer 632 which

identifies a packet for uplink, characterizes and classifies the packet, can occur in a preferred

embodiment in CPE IP flow analyzers 819a - 819e at the CPE subscriber stations 294a - 294e (not shown) at subscriber locations 306a - 306e.

Also, one embodiment, the functions of CPE IP flow schedulers 817a - 817f for scheduling uplinks subframe slots can be performed in wireless base station 302 for each of

the subscriber CPE stations 294 connected over the wireless connection to wireless base

station 302.

In this embodiment, the scheduling function is performed at uplink flow scheduler 634

at wireless base station 302 based on classification information provided to the wireless base station 302 through an uplink IP flow reservation request from the CPE station. By placing

all scheduling function at the wireless base station 302, overall system quality of service can

be optimized by centralizing the control of scheduling.

In another embodiment, however, their respective functions can be performed in the

actual subscriber CPE stations.

In the reservation scheduling function of this embodiment, each subscriber CPE station requests the reservation of frame slots for its uplink transmissions using a reservation

request block (RRB) of the TDMA airframe, described further below with reference to FIGs.

12A - 12O, before it is permitted to communicate in the uplink path with interface 320. After the reservation request, uplink flow scheduler 634 transmits, as indicated by line 640, to the

requesting subscriber CPE station 294 a description of one or more slots which the CPE

station 294 can use to transmit its uplink data packets from source subscriber workstations 120, over the wireless medium, which are directed toward destination host workstations 136,

over data network 142.

c. Service Level Requests

FIG. 9 illustrates how PRIMMA MAC IP flow scheduler 604 can also take into account a Service Level Agreement in prioritizing frame slot scheduling and resource allocation. FIG. 9 depicts SLA-mediated IP flow management diagram 900 including

prioritization of uplink traffic being transmitted to wireless base station 302 from CPE

subscriber locations 306a, 306b, 306c and 306d. For example, suppose subscribers of

telecommunications services have subscribed to one of four SLA levels, PI 902a, P2 904a, P3

906a and P4 908a. In the illustrated example, suppose IP flows 902b are being sent to a

subscriber at CPE location 306a and have an SLA priority level of PI 902a. Similarly, IP flows 904b, 906b and 908b are being sent to subscribers at CPE locations 306b, 306c and

306d and have SLA priority levels of P2 904a, 906a and 908a, respectively. PRIMMA MAC scheduler 604, 634 of wireless base station 302 can take into account SLA-based priorities in allocating available bandwidth to the subscriber CPE IP flows 902b, 904b, 906b and 908b. In the example illustration, IP flow 902b can be allocated frame slot 902c based on SLA priority

902a. Frame slots 904c, 906c and 908c can be similarly scheduled taking into account SLA

priorities. Uplinked IP flow traffic can then be transmitted on to data network 142.

SLA-based prioritization can provide a valuable means for a telecommunications provider to provide differentiated services to a variety of customers. For example, it is

possible that low priority traffic from a subscriber who has purchased a premium SLA service agreement, can be scheduled at a higher priority than high priority traffic from a

subscriber which has only signed up for a value level or low cost SLA service priority.

d. Identification of Headers FIG. 7 illustrates packet header field information 700 which can be used to identify IP

flows and the QoS requirements of the IP flows. Specifically, IP header fields 702 can

include, e.g., source and destination IP addresses, helpful in providing application aware

preferential resource allocation; IP type of service (TOS), a useful field for assisting PRIMMA MAC in classifying a packet or IP flow; IP time to live (TTL), a useful field for anticipating application packet discards; and protocol fields which can be used in identifying IP flows.

Packet header information 700 also includes UDP header fields 704. Included in UDP

packet header fields 704 are source and destination port numbers.

Packet header information 700 also includes TCP header fields 706. Included in TCP

packet header fields 706 are source and destination port numbers; TCP sliding window size;

urgent pointer; SYN, ISN, PSH, RST and FIN flags; and maximum segment size (MSS).

Packet header information 700 also includes realtime protocol RTP and RTCP header

fields 708. It would be apparent to those skilled in the art that other packet header fields could be useful in identifying an IP flow. The fields have been given by way of example and are not intended to be an exhaustive list of useful packet header fields. Other fields, such as, e.g., fields from IP v6 relating to differentiated services (DIFF SERV) could also be useful to IP

flow analyzer 602 and 632 of wireless base station 302.

e. TDMA MAC Air Frame

FIGs. 12A - 12O illustrate an exemplary time domain multiple access (TDMA) media access control (MAC) transmission air frame. The fields described herein merely refer to one

embodiment for the present invention, and are not limiting to the numerous implementations of the present invention. FIG.12A illustrates an entire TDMA MAC transmission air frame. Air frame 1202 includes downstream transmission subframe 1202 and upstream transmission subframe 1204.

The TDMA MAC air frame of FIG. 12A includes upstream acknowledgment block

(UAB) 1206, acknowledgment request block (ARB) 1208, frame descriptor block (FDB)

1210, data slot (DS), 1212a, DS₂ 1212b, DS₃ 1212c, DS₄ 1212d, DS₅ 1212e, DS₆ 1212f, DS₇1212g, DS₈ 1212h, DS₉ 1212i, DS₁₀ 1212J, DS_n 1212k, DS_m 12121, downstream acknowledgment block (DAB) 1214, reservation request block (RRB) 1216, UA_! 1218a, UA₂

1218b, UA₃ 1218c, UA₄ 1218U, UA₅ 1218e, UA₆ 1218f, UA₇ 1218g, UA₈ 1218h, UA₉ 1218i, UA₁₀ 1218j, UA_π 1218k, UA₁₂ 12181, and UA_n 1218m. In the embodiment described herein, the type of TDMA used is TDMA/time division

duplex (TDMA/TDD). In TDMA/TDD, for one interval of time, transmission is from a CPE

station 294 to a wireless base station 302, and in another instance of time, it is from a wireless

base station 302 to a CPE station 194. Any number of slots can be used for the uplink or for

the downlink. The number of slots is dynamically assigned for both the uplink and the downlink. However, because the downlink data rate is usually higher than the uplink data

rate, more slots are assigned to the downlink. Although distribution of slots between the downlink and uplink is dynamically assigned, the total number of slots for a frame is fixed in

this embodiment.

Table 5

<img file="WO0105100A1_D0010.tif" />

FIG.12B is a symbolic illustration of an exemplary TDMA/TDD air frame 1220 of the

present invention. TDMA/TDD air frame stmcture 1220 depicts a frame of frame size 1228,

which can be, e.g., 16 slots or 32 slots. It would be apparent to those skilled in the art that

frame stmctures 1220 having other numbers of slots could be used without departing from the spirit and scope of the invention. Frame stmcture 1220 includes, e.g., various TDMA slots

1222a, 1222b, 1222c and 1222d. Within each TDMA slot 1222a-c, can be included a data

slot 1224a, 1224b, 1224c and 1224d which in turn can contain a control packet 1226a, or a

data packet 1226b-d, respectively. In the present embodiment the sum of all TDMA slots 1222 within a frame of frame

size 1228 is fixed. However, as noted, using the resource allocation methodologies of the present invention it is possible to dynamically allocate a subset of the entire number of

TDMA slots 1222 to an uplink direction, where all the uplink TDMA slots are known

collectively as an uplink subframe or an upstream transmission subframe 1204, and to

dynamically allocate a subset of the entire number of TDMA slots 1222 to a downlink direction, where all the downlink TDMA slots are known collectively as a downlink subframe or an downlink transmission subframe 1202. Using the resource allocation method of the

present invention, it is possible to allocate all TDMA slots 1222 to a given upstream or downstream direction. It is further possible to allocate all data slots 1224 to a single CPE station. The wireless base station 302 has a state machine, and knows the state of each CPE station 294 having a connection therewith (i.e., having an IP flow recognized by the wireless

base station 294).

Downstream transmission subframe 1202 and upstream transmission subframe 1204

are described in detail below.

1. Downstream Transmission SubFrames

FIG.12C depicts an exemplary downstream transmission subframe 1202. The downstream transmission subframe of FIG. 12C includes transmitter turnaround time 1230,

UAB 1206, ARB 1208, FDB 1210, a variable number of DSs per frame (e.g., 16) 1212, and command and control block (CCB) 1232. The DS transmissions 1212 include DS, 1212a,

DS₂ 1212b, DS₃ 1212c, DS₄ 1212d, DS₅ 1212e, DS₆ 1212f, DS₇ 1212g, DS₈ 1212h, DS₉

1212i, DS₁₀ 1212J, DS„ 1212k, and DS_m 12121.

FIG.12D depicts an exemplary UAB 1206 of a downstream transmission subframe

1202. The downstream transmission subframe of FIG. 12D includes UAB 1206, ARB 1208, FDB 1210, DS, 1212a, DS₂ 1212b, DS₃ 1212c, DS₄ 1212d, DS₅ 1212e, DS₆ 1212f, DS₇

1212g, DS_n 1212h, DS₉ 1212i, DS,₀ 1212J, DS,, 1212k, DS_m 12121, and CCB 1232.

UAB 1206 includes subslots UAB, 1206a,UAB₂ 1206b, UAB₃ 1206c, UAB₄ 1206d,

UAB₅ 1206e, UAB₆ 1206f, UAB₇ 1206g, and UAB_n 1206h. UAB, 1206a includes a preamble

1234a, subscriber ID 1234b, IP-flow identifier 1234c, slot sequence number 1234d, and

cyclical redundancy check (CRC) 1234e.

The UAB field is an acknowledgment by a wireless base station 302 to a CPE station

294 that the slots (e.g., US,-US,₆) of an upstream tranmission subframe have been received.

The reader is referred to the discussion of the upstream transmission subframe below. In subslot UAB, 1206a of ARB 1206: preamble 1234a includes data used for link

integrity puφoses; subscriber ID 1234b identifies which CPE station 294 is making the reservation request; IP-flow identifier 1234c identifies the IP data flow;quality of service data class 1234a identifies the priority class of the IP data flow, if known to the CPE station 294;

IP-flow priority and type 1234b is an indicator of a new IP data flow; and CRC 1234e, which

stands for cyclic redundancy code, provides error checking bits for subslot RRB, 1216a.

FIG.12E depicts an exemplary ARB 1208 of a downstream transmission subframe

1202. The downstream transmission subframe of FIG. 12E includes UAB 1206, ARB 1208,

FDB 1210, DS, 1212a, DS₂ 1212b, DS₃ 1212c, DS₄ 1212d, DS₅ 1212e, DS₆ 1212f, DS₇ 1212g, DS_n 1212h, DS₉ 1212i, DS,₀ 1212j, DS„ 1212k, DS_m 12121, and CCB 1232. ARB 1208 includes subslots ARB, 1208a, ARB₂ 1208b, ARB₃ 1208c, ARB₄ 1208d,

ARB₅ 1208e, ARB₆ 1208f, ARB₇ 1208g, and ARB_n 1208h. ARB, 1208a includes a preamble 1234a, subscriber ID 1234b, IP-flow identifier 1234c, slot sequence number 1234d, and CRC

1234e.

The ARB field is an acknowledgment by a wireless base station 302 to a CPE station

294 that the wireless base station 302 has received an upstream reservation request from the CPE station 294. The reader is referred to the discussion of the upstream transmission

subframe below.

In subslot ARB, 1208a of ARB 1208: preamble 1234a includes data used for link

integrity puφoses; subscriber ID 1234b identifies which CPE station 294 is making the

reservation request; IP-flow identifier 1234c identifies the IP data flow;quality of service data class 1234a identifies the priority class of the IP data flow, if known to the CPE station 294; IP-flow priority and type 1234b is an indicator of a new IP data flow; and CRC 1234e, which stands for cyclic redundancy code, provides error checking bits for subslot RRB, 1216a.

FIG.12F depicts an exemplary FDB 1210 of a downstream transmission subframe

1202. The downstream transmission subframe of FIG. 12F includes UAB 1206, ARB 1208,

FDB 1210, DS, 1212a, DS₂ 1212b, DS₃ 1212c, DS₄ 1212d, DS₅ 1212e, DS₆ 1212f, DS₇

1212g, DS_n 1212h, DS₉ 1212i, DS₁₀ 1212J, DS,, 1212k, DS_m 12121, and CCB 1232.

The FDB includes detailed information pertaining to the slots (e.g., DS₂ - DS,₆) of the downstream transmission subframe.

FDB 1210 includes a preamble subslot 1236a, number of downstream slots subslot,

1236b, IP-flow ID for upstream reservation 1 subslot 1236c, IP-flow ID for upstream reservation 2 subslot 1236d, IP-flow ID for upstream reservation n subslot 1236e, and

contention slot count for next upstream subframe subslot 1236f.

In FDB 1210, the fields are defined as follows: preamble subslot 1236a includes data

used for link integrity puφoses; number of downstream slots subslot 1236b includes the number of downstream slots (DSs), IP-flow ID for downstream reservation subslotl236c

includes an IP flow identification for DS,; IP-flow ID for downstream reservation subslot 1236d includes a second IP flow identification for DS₂; IP-flow ID for downstream

reservation n subslot 1236e includes another IP flow identification for DS_m; contention slot

count for next upstream subframe subslot 1236f provides a count for the next available upstream subframe.

FIG.12G depicts an exemplary downstream MAC payload data unit (PDU). The

downstream MAC PDU includes information regarding the actual stmcture of the payload.

The downstream MAC PDU of FIG. 12G includes MAC linked list sequence number 1238a

(the sequence number of the MAC linked list), reservation request index number 1238b (an index to the downstream IP flow), compressed IP-flow identifier 1238c, compressed IP-flow

priority and type 1238d (identifying the priority and type of a compressed IP flow), slot payload 1238e (the amount of data in a downstream data slot), and CRC 1234e (error checking information).

FIG.12H depicts an exemplary CCB of a downstream transmission subframe 1202.

The CCB comprises OAM&amp;P commands sequenced by subscriber CPE station 294 per frame

and frame synchronization. CCB 1232 includes a mode command subslot 1240a (includes options of what mode the CPE station is to take), profile command subslot 1240b (includes

specific system commands, such as a patch for a module), control data index subslot 1240c

(including download locations and memory requirements or other information needed by the

CPE stations to download data), datablock 1 subslot 1240d (includes specific system data), datablock 2 subslot 1240e (same), datablock n subslot 1240f (same), and CRC subslot 1234e (error checking information).

2. Upstream Transmission SubFrames FIG.121 depicts an exemplary upstream transmission subframe 1204. The upstream

transmission subframe of FIG. 121 includes transmitter turnaround time 1230, DAB 1214,

RRB 1216, a variable number of USs per frame, e.g., 16, 1218, and operations data block

(ODB) 1242, consisting of OAM&amp;P data from subscribers, sequenced by subscriber per

frame. The US transmissions 1218 include US, 1218a, US₂ 1218b, US₃ 1218c, US₄ 1218d, US₅ 1218e, US₆ 1218f, US₇ 1218g, US₈ 1218h, US₉ 12181, US,₀ 1218J, US,, 1218k, US₁₂ 12181, and US_n 1218m.

FIG.12K depicts an exemplary RRB 1216 of an upstream transmission subframe

1204. The upstream transmission subframe of FIG. 12K also shows DAB 1214, RRB 1216,

US, 1218a, US₂ 1218b, US₃ 1218c, US₄ 1218d, US₅ 1218e, US₆ 1218f, US₇ 1218g, US₈

1218h, US₉ 1218i, US,₀ 1218J, US,, 1218k, US,₂ 12181, US_n 1218m, and ODB 1242.

RRB 1216 includes subslots RRB, 1216a, RRB₂ 1216b, RRB₃ 1216c, RRB₄ 1216d, RRB₅ 1216e, RRB₆ 1216f, RRB₇ 1216g, and RRB_n 1216h. RRB, 1216a includes a preamble

1234a, subscriber ID 1234b, IP-flow identifier 1234c, quality of service data class 1244a, IP- flow priority and type 1244b, and CRC 1234e.

A CPE station 294 uses one of the subslots (RRB, 1216a, RRB₂ 1216b, RRB₃ 1216c, RRB₄ 1216d, RRB₅ 1216e, RRB₆ 1216f, RRB₇ 1216g, and RRB_n 1216h) of RRB 1216 to

make a reservation request, which is a request by the CPE station 294 for bandwidth in a

future uplink transmission subframe. If two CPE stations 294d, 294e attempt to access the

same subslot in RRB 1216, which can occur because their pseudorandom number generators

select the same subslot, then a "collision" occurs and the data is not readable by wireless base

station 302. The two CPE stations 294d, 294e are required to try again.

Reservation request slots can be provided on an IP flow basis. Rather than allocate a reservation request slot to every CPE subscriber station, a default number (e.g., 5) are made available as contention slots. If collisions are detected by a greater number of requesting subscribers than the number of reservation request slots, then the slots allocated can be dynamically varied to provide additional RRB slots. (Collisions are analogous to CSMA/CD

collisions in Ethernet, where colliding devices on an Ethernet network attempt to retransmit over the bus architecture by retrying at a random time.)

The radio contention method of the present invention builds upon aspects of the "Slotted Aloha" method developed by L. Roberts in 1972, as a refinement of the "Aloha"

method developed by N. Abramson in the early 1970's, and so-called bit-mapped reservation protocols. Like the Slotted Aloha method, the present invention provides for discrete slots for

transmission of data, rather than allowing the transmission of data at any point. However,

instead of transmitting the actual "payload" of data, the presnt invention advantageously transmits only a "reservation request" describing the actual data payload contents. Also, the number of slots for reservation requests can advantageously be dynamically altered according

to the frequency of detected collisions in the recent past.

Unlike various Carrier Sense Multiple Access (CSMA) techniques previously used in

wireless, both persistent and non-persistent, the present method advantageously does not require that subscriber CPE station 294d "sense" the carrier (the radio channel) before

transmission. Instead, a subscriber CPE station 294d selects a "subslot" to transmit through a pseudo-random number selection, without a prior carrier sense. If a collision is detected, the subscriber CPE station 294d will try again in the next frame using the pseudo-random number

process.

Instead of using a bit-map protocol for the resolution of contention, as is used in some reservation protocols, the wireless base station can explicitly grant reservation requests. The standard bit-map protocol can require that all stations can receive signals from all other

stations so that the subsequent order of transmission can be implicitly determined from the

resulting bit-map pattern. The present method advantageously does not require the receipt of

reservation request signals from other CPE subscriber stations 294d. This is advantageous because, at higher frequencies (such as, e.g., 2 GHz to 30 GHz) where there may be line-of- sight and distance constraints, the requirement for receipt of the transmissions of other CPE

subscriber stations 294d could unduly constrain the topology, locations and distances of CPE subscriber stations. Advantageously, by allowing the wireless base station 302 to explicitly grant the

requested reservation, other factors such as relative or dynamic CPE subscriber station 294d

(or IP-flow) priority factors can be considered. Therefore, the pesent invention's reservation

protocol with a dynamically adjustable number of contention subslots and explicit wireless

base station reservation grants, allows a more optimal means of providing for the allocation of wireless, such as, e.g., radio, bandwidth in response to QoS requirements of IP-flows than any prior method.

As noted, RRB, 1216a includes the following fields: a preamble 1234a, subscriber ID

1234b, IP-flow identifier 1234c, quality of service data class 1244a, IP-flow priority and type

1244b, and CRC 1234e. In subslot RRB, 1216a of RRB 1216: preamble 1234a includes data

used for link integrity puφoses; subscriber ID 1234b identifies which CPE station 294 is

making the reservation request; IP-flow identifier 1234c identifies the IP data flow;quality of

service data class 1234a identifies the priority class of the IP data flow, if known to the CPE station 294; IP-flow priority and type 1234b is an indicator of a new IP data flow; and CRC

1234e, which stands for cyclic redundancy code, provides error checking bits for subslot

RRB, 1216a. Optionally, an additional field can be provided in subslot RRB, 1216a which includes the number of data packets CPE station 294 will transmit in its IP data flow.

FIG.12J depicts an exemplary DAB 1214 of an upstream transmission subframe 1204, where a CPE acknowledges receipt of a slot from base. The DAB is an acknowledgment from a subscriber CPE station 294 to the wireless base station that downstream slots have

been received in a previous subframe.

The DAB 1214 includes subslots DAB, 1214a, DAB₂ 1214b, DAB₃ 1214c, DAB₄

1214d, DAB₅ 1214e, DAB₆ 1214f, DAB₇ 1214g, and DAB_n 1214h. Subslot DAB, 1214a

includes a preamble 1234a, subscriber ID 1234b, IP-flow identifier 1234c, slot sequence number 1234d, and CRC 1234e. (These fields have the same information as described with respect to the RRB.)

FIG.12L depicts an exemplary MAC PDU upstream slot. The MAC PDU upstream

slot of FIG. 12L includes a CPE linked-list sequence number 1246, reservation request index

number 1236b, compressed IP-flow identifier 1238c, compressed IP-flow priority and type

1238d, slot payload 1238e, and CRC 1234e. The upstream MAC PDU is similar to the

downstream MAC PDU, but is used instead for upstream subframe payload information.

FIGs.l2M, 12N and 120 depict an exemplary ODB 1242 in detail. This field is used

to store information regarding the connection between the wireless base station 302 and the CPE station 294. ODB 1242 includes preamble 1234a (including link integrity data), subscriber ID 1234b (identifies which CPE station 294 is making the reservation request), system state 1248a (information about the status of the CPE station 294), performance data 1248b (how full the buffer statistics, cpe processor performance statistics, system state), antenna data 1248c (information pertaining to the antenna), CRC 1234e (error checking information) and synchronization pattern 1248d (error checking information).

Referring to FIG. 12M, system state subslot 1248a comprises system mode 1250a (the

mode of the CPE station, e.g., command mode, operations mode, or initialization mode of the

system), system status 1250b (the status of the CPE station), system resources 1250a (the mode of the CPE station), system power 1250b (the mode of the CPE station), system temperature 1250a (the temperature of the CPE station). The CPE stations 294 are required to take turns using ODB 1242 to transmit their information.

Referring to FIG. 12N, performance data 1248a comprises the number of comrepeats

1252a (the number of repeats of communication attempts), number of frameslips 1252b (the number of frames that have slipped), waitstate index 1252c (an index to the waiting state). f. Exemplary Class-based Frame Prioritization

FIG. 13 shows block diagram 1300, illustrating how an exemplary flow scheduler for

the present invention functions to schedule products. Block diagram 1300 includes: flow scheduler 604, 634 (which is a combination of downlink flow scheduler 604 and uplink flow

scheduler 634), downlink transmission subframe 1202 (i.e., the next MAC downstream subframe), uplink transmission subframe 1204 (i.e., the current MAC upstream subframe). Block diagram 1300 also includes the following downstream components: downstream

reservation first-in-first-out queue 1322, class 1 downstream queue 1302, class 2 downstream

queue 1304, and class 3 downstream queue 1306. Block diagram 1300 also includes the following upstream reservation components: current upstream subframe 1344 (with the

current upstream subframe 1204 about to be stored in it), previous upstream subframes 1346, 1348, 1350, class 1 upstream reservation request queue 1308, class 2 upstream reservation request queue 1310, and class 3 upstream reservation request queue 1312.

In the downlink path, an IP flow QoS class queuing processor (described below with

respect to FIGs. 15A and 15B) queues the received data packets into class 1 packet flow queues 1324, 1326 and 1328, class 2 packet flow queues 1330, 1332, 1334, and class 3 packet

flow queues 1336, 1338, 1340 and 1342.

Based on inputs from a hierarchical class-based priority processor, a virtual private network (VPN) directory enabled (DEN) data table and a service level agreement (SLA) priority data table (described below with respect to FIGs. 15A and 15B), the class 1, class 2, and class 3 packet flow queues are respectively assigned to class 1 downstream queue 1302,

class 2 downstream queue 1304, and class 3 downstream queue 1306. Flow scheduler 604, 634 schedules these downlink data packets onto the downlink transmission subframe 1202. In one embodiment, additional processing is used to minimize latency and jitter. For example, suppose the data packets of class 1 packet flow queue 1324 require jitter-free and latency-free delivery, i.e., delivery of packets must be at constant time intervals and in real¬

time. Packet flow queue 1324 creates, e.g., 4 equal time spaced slot reservations in future

frames, as shown in class 1 downstream queue 1302 and described with respect to FIG. 14

below. The reservations are fed to downstream reservation first-in-first-out queue 1322, and are scheduled onto a future downstream frame 1202 by flow scheduler 604, 634.

In the uplink path, reservation requests for future upstream slots arrive at wireless base station 302 as part of the current upstream subframe 1204 received from CPE subscriber stations 294 over the wireless medium. Current upstream subframe 1344 can temporarily store reservation requests for analysis and scheduling of uplink packets in accord with the

description of FIG. 8B above. Previous upstream subframes 1346, 1348, 1350 include upstream reservation requests awaiting upstream frame slot allocations in future upstream

subframes 1204. Reservation request blocks (RRBs), described further above with reference

to FIG. 12 *** , include a request for a number of slots for a single IP flow with an IP flow identifier # and class of the flow. The upstream reservation requests (by IP flow and class)

are queued onto class 1 upstream reservation request queue 1308, class 2 upstream reservation request queue 1310, and class 3 upstream reservation request queue 1312 by an IP flow QoS class queuing processor (described below with respect to FIGs. 16A and 16B).

Flow scheduler 604 and 1566, and 634 and 1666, uses these downstream reservations and upstream reservation requests to assign slots to data packets in the next downstream

transmission subframe 1202 and upstream transmission subframe 1204, respectively.

FIG. 14 is an exemplary two-dimensional block diagram 1400 of the advanced

reservation algorithm. FIG. 14 includes MAC subframe scheduler 1566, 1666, frames current

frame, n 1402, and future frames, n+1 1404, n+2 1406, n+3 1408, n+4 1410, n+5 1412, n+6 1414 . . . n+x 1416, representing frames of data packets to be transmitted at times n, n+1, n+2

. . . n+x. Each frame is divided into a variable length downlink subframe 1202 and a variable length uplink subframe 1204. The lengths of downlink subframe 1202 and uplink subframe

1204 together comprise the length of an entire frame.

Each frame n 1402 includes a number of slots (1418-1478). Slots 1418-1446

comprise the downlink subframe 1202, and slots 1448-1478 comprise the uplink subframe

1204. In one embodiment, the slots are fixed in length, with each slot capable of storing a

single data packet. The total number of frame slots in a frame remains constant. For example, if a given frame includes 64 frame slots, the slots can be allocated dynamically in either the uplink or downlink directions, such as, e.g., 32 up and 32 down, 64 up and 0 down, 0 up and 64 down. Block diagram 1400 can be thought of as a two dimensional matrix with

each slot having a time value (i.e., a slot-to-slot time interval), e.g., 0.01 ms, and each frame having a total frame interval time value (i.e., a frame-to-frame time interval), e.g., 0.5 ms.

In the present invention, an advanced reservation algorithm assigns future slots to data

packets based on the priority of the IP data flow with which the packet is associated.

Exemplary priorities are described above with respect to FIGs. 8 A and 8B. For calls that are

sensitive to jitter, meaning calls that are time sensitive, it is important to maintain an isochronous (i.e., in phase with respect to time) connection. With such signals, it is important

that the data be dispersed in the same slot between frames, or in slots having a periodic variation between frames. For example, vertical reservation 1480 shows a jitter sensitive signal receiving the same slot for downlink communications in each frame. Specifically, the signal is assigned slot 1422 in frames 1402 - 1416. If the frame-to-frame interval is 0.5 ms,

then a slot will be provided to the IP flow every 0.5 ms. As another example, diagonal reservation 1482 shows a jitter sensitive signal receiving a slot varying by a period of one

between sequential frames. Specifically, the signal is assigned slot 1440 in frame 1402, slot

1438 in slot 1404, . . . slot 1426 in frame 1416, to create a "diagonal." If the frame-to-frame

interval is 0.5 ms and the slot-to-slot interval is 0.01 ms, then a slot can be provided to the IP flow every 0.5 minus 0.01, equals .49 mms. Thus, to decrease the frame interval, a diagonal

reservation of positive slope can be used. To obtain an increased frame interval, a diagonal of

negative slope such as, e.g., negative slope diagonal uplink reservation 1486. The diagonal reservation 1482 can also be more pronounced (i.e., using a greater or lesser slope), depending on the period between sequential frames desired. Reservation patterns 1480, 1482,

1484 and 1486 are useful patterns for jitter sensitive communications. Also illustrated is a

vertical reservation 1486, similar to vertical reservation 1480, useful for a jitter sensitive

communication in the uplink direction.

For latency sensitivity, one or more slots can be guaranteed in each frame. For example, for a call that is latency sensitive, but not jitter sensitive, each frame can be assigned

one (or more) slots for communications. However, the slot(s) need not be periodic between frames, as with jitter sensitive calls. The greater the number of slots allocated per frame to an

IP flow, the greater total bandwidth per frame rate for the IP flow.

For calls that are less latency sensitive, fewer slots per frame can be assigned for the

communication. For example, a communication that is less latency sensitive can receive a

guaranteed bandwidth of one slot every four frames. A call that is even less latency sensitive

can receive, e.g., a single slot every ten frames.

Using these principles, the advanced reservation algorithm can assign the slots from highest priority to lowest priority, exhausting the number of available slots in future frames. IP data flows that are both jitter and latency sensitive can be assigned slots with periodic

patterns first (e.g., patterns 1480, 1482, 1484 and 1486), followed by flows that are highly latency sensitive (but not jitter sensitive), et cetera, until the flows of lowest latency

sensitivity are assigned to slots. Prioritization of different classes of IP flows by scheduler 604, 634, 1566, 1666 is described further below with reference to FIGs. 15 A, 15B, 16A and 16B. g. Downlink SubFrame Prioritization

1. Overview

FIGs. 15 A and 15B are exemplary logical flow diagrams for analysis and scheduling

of the shared wireless bandwidth for the downlink direction. The logical flow pertains to IP packet flows arriving from data network 140, at the wireless base station 302, for transmission down to a subscriber CPE station 294d over the wireless medium. FIG. 15A is an exemplary logical flow diagram 1500 for downlink IP analyzer 602. FIG. 15B is an

exemplary logical flow diagram 1560 for the downlink flow scheduler 604.

The functional components for FIGs. 15A and 15B are explained by way of method

modules, which can be viewed as physical units (e.g., comprising software, hardware, or a

combination thereof) or logical vehicles (e.g., used for explanatory puφoses only). Those

skilled in the art will recognize that the modules are used only to explain an exemplary

embodiment, and are not to be considered limiting.

The exemplary logical flow diagram 1500 for downlink IP flow analyzer of FIG.15A

includes packet header identification component 1502, packet characterization component

1504, packet classification component 1506, and IP flow presentation component 1508. The functions of these components are explained in detail below.

In one embodiment, downlink IP flow analyzer 602 is physically located in wireless

base station 302, although those skilled in the art will recognize that the same functionality can be located remotely from wireless base station 302.

FIGs. 2D, 3 A and 3B are helpful to the reader for an understanding of the downlink IP flow analyzer. 2. Introduction

IP flow analyzer 602 performs the function of identifying, characterizing, classifying,

and presenting data packets to a downlink frame scheduler 604. The functions of identifying, characterizing, classifying and presenting the data packets are respectively performed by packet header identification component 1502, packet characterization component 1504, packet classification component 1506 and IP flow presentation component 1508 of downlink

IP flow analyzer 602.

Packet header identification component 1502 determines whether a data packet of an

incoming IP data flow is part of an IP flow that is known to the system, or is the first data

packet of a new IP data flow, based on the contents of fields of the packet header section.

Packet header identification component 1502 also identifies, e.g., the source of the packet

using the packet header field contents. Packet characterization component 1504 characterizes

a new data packet (of a new IP data flow) to determine the QoS requirements for the IP data flow, and identifies the subscriber CPE station associated with the subscriber workstation that will receive the IP data flow. Packet classification component 1506 classifies the new IP data flow into a communications priority class, grouping the packet together with similar type IP flows. IP data flow presentation 1508 initializes the new IP data flow and presents it to downlink flow scheduler 604.

Downlink flow scheduler 604 places the data packets of an IP data flow into a class

queue, and based on a set of mles, schedules the data packets for transmission over the

wireless medium to a subscriber CPE station using, e.g., an advanced reservation algorithm.

The mles can be determined by inputs to the downlink flow scheduler from a hierarchical class-based priority processor module 1574, a virtual private network (VPN) directory

enabled (DEN) data table 1572, and a service level agreement (SLA) priority data table 1570. The advanced reservation algorithm is described further above with respect to FIG. 14.

- I l l - 3. Identification

Packet header identification component 1502 identifies the IP flow received from data

network 142 at data interface 320 based on the packet header.

An IP flow packet stream from data network 142, including packets from various IP

flows (where each IP flow is associated with a single data "call") is received at packet header

identification component 1502. An IP flow can include packetized data including any type of digital information such as, e.g., packetized voice, video, audio, data, IP flows, VPN flows, and real time flows. The IP flow is transmitted over data network 142 from, e.g., a host

workstation 136d and arrives at interface 302 of wireless base station 320. Interface 302 transmits the packets of the IP flow to packet header identification component 1502. At module 1510, the received packets are buffered into a storage area. At module 1520, the contents of the packet header fields are extracted and parsed.

For IP flows known to the system, so-called "existing IP flows," there are entries in a

table 1526. An IP flow is in the system if there is an existing characterized IP data call. In

module 1522, it is determined if there is a match between the incoming packet and an existing

IP flow call in an entry in existing IP flow identification table 1526. If so, then the IP flow is known to the system, and control passes to module 1530 of the packet characterization

component 1504.

If not, meaning that the IP flow is a new IP data flow, then control passes to module

1524, where the packet header fields are analyzed. Module 1524 analyzes the packet header source field and determines from source application packet header data table 1528 the type of source application making the data call or transmitting the IP packet. The application can be

any of the applications described with respect to FIG. 2D or known to those skilled in the art.

Examples include a file transfer protocol (FTP) download from another client workstation

138f, an IP voice telephony call (over telephony gateway 288b), a voice telephony call from a caller 124d (connected over a modem), an e-mail from a LAN 128a attached host workstation 136a, a fax machine call, and a conference call from multiple callers 124d and 126d

(connected over a modem), to name a few. If the IP flow is not known to the system, then the

IP flow is given an IP flow identifier number, and control passes to module 1526 where the IP

flow identifier number is added to the existing IP flow identification table 1526.

Once the type source application has been determined by packet header information or by another means, such as direct application identification, then control passes from module

1524 to module 1532 of the packet characterization component 1504. In order to identify the

type of source application of the IP flow, any type of service (TOS) or differentiated service (DiffServ) field can also be analyzed.

4. Characterization

Packet characterization component 1504 characterizes new IP flows and passes them to packet classification component 1506 for classification.

For an existing IP flow, control passes to module 1530 from module 1522 of the

packet header identification component 1502. If in module 1522 it is determined that the IP

data flow is known to the system, in module 1530 it is determined whether the packet is old

(i.e., stale). This can include, e.g., determining from a time-to-live field (a field in the IP packet header) the age of the packet, and comparing the field to a threshold age value. If the packet is determined to be stale, it can be discarded. Based on the age of the packet, client

application discards can be anticipated. Otherwise, control can pass to module 1540 of the packet classification component 1506.

For a new IP flow, control passes to module 1532 from module 1524 of the packet header identification component 1502. If in module 1524 it is determined that the IP flow is

not known to the system, in module 1532 the QoS requirements for the application are determined using the source application information identified in modules 1524 and 1528.

Module 1532 performs this operation by looking up the QoS requirements for the identified

source application in the QoS requirement table 1534. Different applications have different QoS requirements in order to provide an acceptable end-user experience. For example, bandwidth allocation (i.e., allocating an appropriate amount of bandwidth) is important to an application performing FTP file transfer downloads, and not jitter (i.e., time synchronizing the

received data) and latency (i.e., the amount of time passage between responses). On the other hand, jitter and latency are important to voice telephony and conference calls, while

bandwidth allocation is not. After processing by module 1532, in module 1536 a destination CPE subscriber

station ID lookup from subscriber CPE IP address table 1538, is performed for the IP flow.

Each subscriber CPE station 294d can have one or more applications, running on one or more subscriber workstations 120d, homed to it. Accordingly, the IP flows can be directed to one or more applications on one or more subscriber workstations of one or more CPE stations

294d. A subscriber workstation can be any device coupled to a subscriber CPE station 294d.

Module 1536 looks up the IP flow in table 1538, to determine the identity of the subscriber

CPE station 294d that will receive the packets of the new IP flow from data network 142. Control then passes from module 1536 to module 1542 of the packet classification

component 1506.

5. Classification

Packet classification component 1506 classifies the IP flow and passes it to IP flow presentation component 1508 for presentment.

For an existing IP flow, control passes to module 1540 from module 1530 of the

packet characterization component 1504. If in module 1530 it is determined that the packet is not stale, then in module 1540 the packet is associated with its existing IP flow. As illustrated in FIG.15 A, the packet processed herein was determined to be a portion of an IP

flow known to the system. Therefore, the QoS processing of modules 1532, 1536 and 1542

are unnecessary, because the QoS requirements of the present packet are assumed to be the

same as for its IP flow. In another embodiment, all packets are characterized and classified.

From module 1540, control can continue with module 1546 of IP flow presentation 1508.

For the new IP flow, control passes to module 1542 from module 1536 of the packet characterization component 1504. In module 1542 the packet is classified into a QoS class

by performing a table lookup into IP flow QoS class table module 1544, where the types of

QoS classes are stored depending on the QoS requirements for packets. Similar IP flows,

(i.e., IP flows having similar QoS requirements) can be grouped together in module 1542. In classifying packets and IP flows, QoS class groupings, any DiffServ priority markings, and

any TOS priority markings can be taken into account. From the module 1542, control passes

to module 1548 of IP flow presentation component 1508.

6. IP Flow Presentation

IP flow presentation component 1508 prepares and presents the IP flow packets to downlink flow scheduler 604.

For existing IP flows, control passes to module 1546 from module 1540 of the packet classification component 1540. In module 1546 the packet is added to the associated existing

IP flow queue, which is the queue for the current IP flow. From module 1546, control passes

to IP flow QoS class queuing processor module 1562 of downlink flow scheduler 604.

For the new IP flow, control passes to module 1548 from module 1542 of the packet

classification component 1506. In module 1548, this new IP flow can be initialized for

presentation to module 1552. In module 1550, the IP flow QoS class is presented to frame scheduler 604 to be placed in an appropriate class queue. Module 1552 presents the IP flow (in particular, the data packet) and IP flow identifier to IP flow QoS class queuing processor

module 1562 of downlink flow scheduler 604.

7. Downlink Flow Scheduler The exemplary logical flow diagram 1560 for the downlink flow scheduler 604 of

FIG. 15B comprises IP flow QoS class queuing processor module 1562, MAC downlink

subframe scheduler module 1566, hierarchical class-based priority processor module 1574, VPN DEN data table module 1572, SLA priority data table 1570, CPE IP flow queue depth status processor 1582 and link layer acknowledgment processor module 1578. Downlink flow scheduler 604 of FIG. 15B also includes QoS class queues as follows:

class 1, 1564a; class 2, 1564b; class 3, 1564c; class 4, 1564d; class 5, 1564e; and class 6, 1564f; and MAC downlink subframes: frame n, 1568a; frame n+1, 1568b; frame n+2, 1568c; frame n+3, 1568d; . . . frame n+p, 1568k.

In one embodiment, downlink flow scheduler 604 is physically located in wireless

base station 302, although those skilled in the art will recognize that the same functionality

can be located remotely from wireless base station 302.

Downlink flow scheduler 604 is used to schedule the downlink subframe. An entire frame can be divided into an uplink portion (called an uplink subframe) for transmitting uplink frames, and a downlink portion (called a downlink subframe) for transmitting

downlink frames.

Also illustrated on FIG. 15B are WAP antenna, the wireless medium, 290d, RF transceiver subscriber antenna 292d, subscriber CPE station 294d and subscriber workstation 120d. WAP antenna 290d and RF transceiver subscriber antenna 292d respectively provide a

wireless connection between wireless base station 302 (where downlink flow scheduler 604 resides in one embodiment) and subscriber CPE station 294d, which can transmit an IP flow

to an application running on subscriber workstation 120d. WAP antenna 290d serves as a

wireless gateway for data network 142, and RF transceiver subscriber antenna serves as a wireless gateway for subscriber CPE station 294d. The connection is also illustrated in FIGs.

2D and 3B. IP flow QoS class queuing processor module 1562 receives the packets from

IP flow presentation component 1508. Module 1562 then creates class queues 1564a -

1564f, which is a variable number of queues, and places the packets in these class queues. How packets are placed in class queues 1564a - 1564f is determined by the inputs to module

1562. Module 1562 can receive inputs from hierarchical class-based priority processor module 1574, VPN DEN data table 1572 and service level agreement (SLA) priority data table 1570. The queuing function of module 1562 can be based on these inputs.

SLA priority data table 1570 can use predetermined service level agreements for particular customers to affect the queuing function. A customer can be provided a higher

quality of telecommunications service by, for example, paying additional money to receive such premium service. An algorithm mnning on module 1562 can increase the queuing

priority for messages transmitted to such customers.

Virtual private network (VPN) directory enabled networking (DEN) data table 1572

can provide prioritization for a predetermined quality of service for a VPN for a company

that pays for the VPN function. A VPN is understood by those skilled in the relevant art to be a private network, including a guaranteed allocation of bandwidth on the network, provided by the telecommunications service provider. VPN DEN data table 1572 permits module 1562 to provide higher quality of service for customer-purchased VPNs. As with SLA priority data

table 1570, the queuing priority can be increased for such VPNs. For example, a platinum

level VPN's lowest priority IP flow classes could also be given a higher priority than a high priority brass level VPN.

Both SLA priority data table 1570 and VPN DEN data table 1572 receive input from

operations, administration, maintenance and provisioning (OAM&amp;P) module 1108. This is a

module that is kept off-line, and includes storage and revision of administrative information regarding new customers, or updates of information pertaining to existing customers. For example, the SLA priority of the customers and VPN information is updated from OAM&amp;P

module 1108.

Hierarchical class-based priority processor module 1574 is a module that operates under the principles of hierarchical class-based queuing. Hierarchical class-based queuing was created by Sally Floyd and Van Jacobson, considered early architects of the Internet.

Hierarchical class-based queuing classifies different types of IP flows using a tree

stmcture at the edge access device routers. Each branch of the tree signifies a different class of IP flows, and each class is dedicated a set limited amount of bandwidth. In this manner,

different classes of flows are guaranteed minimum bandwidth, so that no single IP data flow within a class, and no single class of IP flows, can use up all available bandwidth. The present invention adds a prioritization feature enabling class based priority reservations to be

made using the hierarchical class queue concept, as discussed above with respect to FIGs. 13

and 14.

MAC downlink subframe scheduler 1566 is a processor module that takes the packets

queued in class queues 1564a - 1564f, and can make frame slot reservations to fill up subframes 1568a - 1568k based on priorities 1570, 1572 and 1574, which is a variable number of frames. In one embodiment, each subframe is scheduled (filled) with up to a predetermined number of packets from each of the classes 1564a - 1564f according to

priorities 1570, 1572 and 1574. In another embodiment, the subframes are scheduled

according to the inventive advanced reservation algorithm method described with respect to FIGs. 13 and 14 for isochronous reservations. In yet another embodiment, the subframes are scheduled according to a combination of known methods and the advanced reservation

algorithm method of the present invention.

The subframes can then be sent to WAP antenna 290d for wireless transmission over

the wireless medium to RF transceiver subscriber antenna 292d coupled to subscriber CPE

station 294d, which in turn can send the packets contained in the subframes to subscriber workstation 120d at CPE subscriber location 306d. The subframes can be scheduled from highest priority to lowest priority.

Hierarchical class-based priority (HCBP) processor module 1574 receives as input the

subframes that have been scheduled and transmitted from WAP antenna 290d. By maintaining awareness of the status of the packets (i.e., by knowing which packets have been

sent out), HCBP processor module 1574 knows which packets from which class queues

1564a - 1564f must yet be scheduled.

Every once in a while, a packet is lost through, e.g., noise. When this situation arises,

the subscriber CPE station 294d sends a retransmit request 1576 to WAP 290d, which

transmits the request to link layer acknowledgment (ARQ) processor 1578. ARQ processor 1578 informs MAC downlink subframe scheduler 1566 of this condition, which in turn reschedules the requested packets from the appropriate class queues 1564a - 1564f for retransmission. Link layer acknowledgment ARQ processor 1578 also awaits positive acknowledgments from subscriber CPE station 294d, to determine that the data packets have been properly received. Only after receiving a positive receipt acknowledgment does MAC

downlink subframe scheduler 1566 remove the packet from class queues 1564a - 1564f. Each subscriber CPE station 294d has a limited amount of memory available for

received data packets in an IP flow. When, for example, the devices coupled to the subscriber

CPE station 294d (e.g., subscriber workstation 120d) stop receiving IP data flows (e.g., subscriber workstation 120d goes down), the CPE data packet queues in CPE subscriber

station 294d are quickly filled up. In this scenario, subscriber CPE station 294d transmits a

CPE IP flow queue depth message 1580 indicating that the queue is filled up, which can be

received by CPE IP flow queue depth status processor 1582. CPE queue depth processor

1582 informs MAC downlink subframe scheduler 1566 of this condition, which stops

scheduling downlink subframes directed to subscriber CPE station 294d. Processor 1582 can

also send messages to MAC downlink subframe scheduler 1566 to flush particular IP flows from class queues 1564a - 1564f.

h. Uplink SubFrame Prioritization

1. Overview

FIGs. 16A and 16B are exemplary logical flow diagrams for the uplink. The logical flow pertains to analysis and scheduling of shared wireless bandwidth to IP packet flows from

a subscriber workstation 120d coupled to a subscriber CPE station 294d, being transmitted

over the wireless medium up to the wireless base station 302, and on to data network 142 for

transmission to a destination host workstation 136a. FIG. 16A is an exemplary logical flow diagram 1600 for uplink IP flow analyzer 632. FIG. 16B is an exemplary logical flow diagram 1660 for the uplink flow scheduler 634.

The functional components for FIGs. 16A and 16B are explained by way of method modules, which can be viewed as physical units (e.g., comprising software, hardware, or a

combination thereof) or logical vehicles (e.g., used for explanatory puφoses only). Those

skilled in the art will recognize that the modules are used only to explain an exemplary embodiment, and are not to be considered limiting.

The exemplary logical flow diagram 1600 for uplink IP flow analyzer 632 of FIG.16A includes packet header identification component 1602, packet characterization component 1604, packet classification component 1606, and IP flow presentation component 1608. The

functions of these components are explained in detail below.

In one embodiment, uplink IP flow analyzer 632 is physically located in wireless base station 302, although those skilled in the art will recognize that the same functionality can be located remotely from wireless base station 302. In a preferred embodiment of the present

invention, the function of IP flow analyzer 632 is performed at a subscriber CPE station 294d

desiring an uplink reservation slot for uplinking a packet/IP flow up to base station 302. A

reservation request block (RRB) request detailing the IP flow identifier, number of packets and classification of the IP flow can be created then by IP flow analyzer 632 and can be uplinked via preferably a contention RRB slot for scheduling by uplink frame scheduler 634 in future uplink subframe slots up at wireless base station 302.

FIGs. 2D, 3 A and 3B are helpful to the reader for an understanding of the uplink IP

flow analyzer.

2. Introduction

IP flow analyzer 632 performs the function of identifying, characterizing, classifying,

and presenting data packets to an uplink frame scheduler 634. The functions of identifying,

characterizing, classifying and presenting the data packets can be respectively performed by packet header identification component 1602, packet characterization component 1604,

packet classification component 1606 and IP flow presentation component 1608 of uplink IP flow analyzer 632.

Packet header identification component 1602 determines whether a packet of an

incoming IP flow is known to the system (i.e. is an existing IP flow), or if it is the first data

packet of a new IP data flow, and determines the source application based on fields in the header section of the packet. Identification 1602 can include buffering packets and extracting

and parsing the header contents. Packet characterization component 1604 characterizes a new

data packet (of a new IP flow) to determine the QoS requirements for the IP flow based on the source application, and to identify the subscriber CPE station that will receive the IP flow.

Packet classification component 1606 classifies the new IP data flow into one of several

priority classes. Classification 1606 can include, e.g., grouping packets having similar QoS requirements. IP data flow presentation 1608 initializes the new IP data flow and presents it to uplink flow scheduler 634.

Each time a subscriber CPE station 294d attempts to communicate in the uplink

direction with wireless base station 302, it requests a reservation by inserting an RRB in the

uplink subframe. Uplink frame scheduler 634 then schedules the reservation request in a future uplink subframe and notifies the CPE station 294d of the reservation. In a downlink signal, uplink flow scheduler 634 located preferably at wireless base station 302, transmits a reservation slot in a particular future frame for the requesting subscriber CPE station 294d to

transmit its uplink data. Uplink flow scheduler 634 assigns the reservation based on the same parameters as the downlink flow scheduler 604 uses in the downlink. In other words, uplink

flow scheduler 634 determines the reservation slots based on the queue class priority and

based on a set of mles, schedules the reservations for uplink transmissions from subscriber

CPE station 294d using, e.g., an advanced reservation algorithm. The mles are determined

by inputs to the uplink flow scheduler 634 from a hierarchical class-based priority processor

module 1674, a virtual private network (VPN) directory enabled (DEN) data table 1672, and a service level agreement (SLA) priority data table 1670. The advanced reservation algorithm is described with respect to FIG. 14. 3. Identification

Packet header identification component 1602 identifies the IP flow received from a

subscriber CPE station 294d based on the packet's header contents.

A stream of packets, also known as packets from several IP flows (i.e. each IP flow is

associated with a single "call") is received at packet header identification component 1602.

The IP flow in one embodiment is transmitted to subscriber CPE station 294d from one or

more subscriber workstations 120d for uplink to host computers 136a coupled to wireless base station 302 by data network 142. Subscriber CPE station 294d can transmit the data packets of the IP flow to packet buffer module 1610 of packet header identification component 1602. In one embodiment, packet header identification component is within CPE subscriber station 294d. At module 1610, the received packets are buffered in a storage area

for transfer to header extraction module 1620. At module 1620, the packet header files are

extracted and parsed to obtain the contents of the packet header fields.

Relevant fields can include, e.g., source, destination, type of service (TOS) and differentiated service (DiffServ) markings, if any exist.

For IP flows known to the system, there are entries in existing IP flow identification table 1626. An IP flow is in the system if a previous packet of the IP flow of the existing IP

data call has already been identified. In module 1622, it is determined if there is a match

between the incoming IP flow and an entry in table 1626. If so, then the IP flow is known to the system, and control passes to module 1630 of the packet characterization component

1604.

If the IP flow is not an existing flow known to the system, meaning that the IP flow is

a new IP flow, then control passes to module 1624, where the packet header fields are

analyzed to identify the source application of the IP flow. Packet header analysis module 1624 determines from source application packet header table 1628 the type of source application making the IP flow. The application can be any of

the types of applications described with respect to FIG. 2D or known to those skilled in the

art. Examples include a file transfer protocol (FTP) download from another client

workstation 138f, a voice telephony call from a caller 124d (connected over a modem), a fax machine call, and a conference call from multiple callers 124d and 126d (connected over a

modem), to name a few. If the IP flow is a new IP flow, then the identification information

about the new IP flow is added to table 1626, and control passes from analysis module 1624

to module 1632 of the packet characterization component 1604.

4. Characterization Packet characterization component 1604 characterizes the IP flow and passes it to packet classification component 1606 for classification.

If the IP flow is an existing IP flow, control passes to module 1630 from module 1622

of the packet header identification component 1602. If in module 1622 it is determined that

the IP data flow is known to the system, in module 1630 it is determined whether the packet

is old (i.e., stale). This can include determining from a time-to-live field (a field in the IP packet header) the age of the packet, and comparing the field to a threshold age value. If the

packet is determined to be stale, it is discarded. Module 1630 can anticipate application packet discards. From module 1630, control passes to module 1640 of the packet classification component 1606. If the IP flow is new, control passes to module 1632 from module 1624 of the packet header identification component 1602. If in module 1624 it is determined that the application associated with the IP flow application is not known to the system, in IP flow QoS

requirements lookup module 1632 the QoS requirements for the application associated with

the IP flow are determined. Module 1632 performs this operation by looking up the application in IP flow QoS requirement table 1634. Different applications have different requirements. For example, bandwidth allocation (i.e., allocating an appropriate amount of

bandwidth) is important to an application performing FTP downloads, and not jitter (i.e., time

synchronizing the received data) and latency (i.e., the amount of time passage between

responses). On the other hand, jitter and latency are important to voice telephony and

conference calls, and bandwidth allocation is not.

After processing by module 1632, control passes to module 163b. In CPE subscriber

station identifier (ID) lookup module 1636 a subscriber CPE ID lookup is performed for the

new IP data flow. Each subscriber CPE station 294d can have one or more applications, mnning on one or more subscriber workstations 120d, homed to it. Accordingly, one or many subscribers can generate or receive an IP flow directed from or at a subscriber CPE station 294d. A subscriber workstation 120d can be any device coupled to a subscriber CPE station

294d. Module 1636 looks up the CPE station identifier for the IP flow in table 1638, to provide the CPE ID in the reservation request block (RRB). Control then passes from module

1636 to module 1648 of the packet classification component 1606.

5. Classification

Packet classification component 1606 classifies the IP flow and passes it to IP flow

presentation component 1608 for presentment.

For existing IP flows, control passes to module 1640 from module 1630 of the packet characterization component 1604. If in module 1630 it is determined that the packet is not

stale, then in module 1640 the packet is associated with its IP flow. As illustrated in FIG.16A, the packet processed herein was determined to be a portion of an IP flow known to

the system. Therefore, the QoS processing of modules 1632, 1636 and 1642 are unnecessary, because the QoS requirements of the present packet are the same as for its IP flow. For new IP flows, control passes to module 1642 from module 1636 of the packet

characterization component 1604. In module 1642 the packet is classified or grouped into a

QoS class by performing an IP flow QoS requirement table 1644 lookup where the QoS

classes are stored depending on the QoS requirements for packets. From module 1642, control passes to module 1648 of IP flow presentation component 1608.

6. IP Flow Presentation

IP flow presentation component 1608 prepares and presents the IP data flow packets to flow scheduler 634. In one embodiment of the uplink direction, a reservation request block

(RRB) is created and uplinked via a contention slot to the wireless base station 302 for

scheduling by IP flow scheduler 634. In another embodiment, the scheduler is located at the

CPE station 294d so no reservation request is needed.

For existing IP flows, control passes to module 1646 from module 1640 of the packet

classification component 1640. In module 1646, the packet is added to the IP flow queue, which is the queue for the current existing IP flow. In one embodiment, this can include

preparation of a RRB. From module 1646, control passes to module 1662 of uplink flow scheduler 634. In one embodiment, this can include uplink of the RRB from CPE 294d to

wireless base station 302.

For a new IP flow, control passes to module 1648 from module 1642 of the packet classification component 1606. In initialize IP flow module 1648, this new IP flow is

initialized for presentation to module 1652. Module 1652 presents the IP data flow (in

particular, the reservation request block data packet) to module 1662 of uplink flow scheduler 634. In module 1650, the QoS class for the IP flow is presented to scheduler 634, preferably by inclusion in a RRB. 7. Uplink Flow Scheduler

The exemplary logical flow diagram for the uplink flow scheduler 634 of FIG. 16B

comprises IP flow QoS class queuing processor module 1662, MAC uplink subframe

scheduler module 1666, hierarchical class-based priority processor module 1674, VPN DEN

data table module 1672, SLA priority data table 1670, CPE IP flow queue depth status processor 1682 and link layer acknowledgment processor module 1678.

Uplink flow scheduler 634 of FIG. 16B also includes QoS class queues for class 1,

1664a; class 2, 1664b; class 3, 1664c; class 4, 1664d; class 5, 1664e; and class 6, 1664f; and MAC uplink subframes: frame n 1668a; frame n+1, 1668b; frame n+2, 1668c; frame n+3,

1668d, . . . frame n+p, 1668k.

In one embodiment, uplink flow scheduler 634 is physically located in wireless base

station 302, although those skilled in the art will recognize that the same functionality can be

located remotely from wireless base station 302. For example, in another embodiment,

uplink flow scheduler 634 can be located at CPE station 294d and is in communication with

other CPE stations 294 and the wireless base station 302.

Uplink flow scheduler 634 is used to schedule the uplink subframe. The entire frame

is divided into an uplink portion (called an uplink subframe) for transmitting uplink frames, and a downlink portion (called a downlink subframe) for transmitting downlink frames.

Illustrated in FIG. 16B are WAP antenna 290d, the wireless medium, RF transceiver subscriber antenna 292d, subscriber CPE station 294d and subscriber workstation 120d.

WAP 290d and RF transceiver subscriber antenna 292d respectively provide a wireless

connection between wireless base station 302 (where uplink flow scheduler 634 resides in one

embodiment) and subscriber CPE station 294d, which can transmit upstream an IP flow from

an application mnning on client computer 120d. WAP 290d serves as a wireless gateway for

data network 142, and RF transceiver subscriber antenna 292d serves as a wireless gateway for subscriber CPE station 294d to uplink the IP flow packet data.

Also illustrated in FIG. 16B is data interface 320, which provides a connection from

uplink flow scheduler 634 for sending uplinked IP flow packets on to data router 140d of data

network 142 and on to a destination host computer 136a. These connections are also

illustrated in FIGs. 2D and 3B.

The previous frame includes an uplink reservation request which is received by the wireless base station from a subscriber CPE station 294d. At this point, the reservation

request block has been identified, characterized, classified, and presented, preferably at the CPE station 294d, and has been transmitted to uplink flow scheduler 634 from uplink flow analyzer 632 at the CPE 294d. In particular, the reservation request block is presented to IP

flow QoS class queuing processor module 1662 from module 1650. Module 1662 informs MAC uplink subframe scheduler 1666 of the reservation.

In turn, MAC uplink subframe scheduler 1666 uses a slot in the subframe to

acknowledge receipt of the request called the acknowledgment request block (ARB). An

exemplary slot used to convey the frame, slot, and IP flow identifier for this reservation is

described with respect to FIG.12. Scheduler 1666 transmits in this reservation slot the CPE identification data, along with which future slot(s) and frame(s) the requesting subscriber

CPE station 294d is permitted to use for uplink of the requested data packet IP flow transmissions.

The future slot(s) in the future frame(s) are assigned, e.g., based on inputs from hierarchical class-based priority processor module 1674, VPN DEN data table 1672 and

service level agreement (SLA) priority data table 1670. These components function in a

similar manner to hierarchical class-based priority processor module 1574, VPN DEN data table 1572 and service level agreement (SLA) priority data table 1570, described with respect to the downlink flow scheduler 604. When IP flow QoS class queuing processor module 1662 receives packets of an

existing or new IP flow from IP flow presentation module 1608, it then creates class queues

1664a - 1664f, which is a variable number of queues, and places the packets in these class queues. In a preferred embodiment there are between 3 and 10 classes. These queues hold reservation request packets for scheduling. Packets are placed in class queues 1664a - 1664f

according to the contents of the reservation request block for input to module 1662.

Module 1662 receives inputs from hierarchical class-based priority processor module

1674, VPN DEN data table 1672 and service level agreement (SLA) priority data table 1670.

The queuing function of module 1662 is based on these inputs. These components function

analogously to their counteφarts in the downlink flow scheduling method. SLA priority data

table 1670 and VPN DEN data table 1672 receive input from operations, administration, maintenance and provisioning (OAM&amp;P) module 1108. OAM&amp;P module 1108 provides

updates to priorities when, e.g., a subscriber modifies its service level agreement or a VPN subscription is changed. MAC uplink subframe scheduler 1666 takes the requests queued in class queues

1664a - 1664f, and schedules reservations of slots in frames 1668a - 1668k, which is a variable number of frames. In one embodiment, each frame is scheduled with up to a

predetermined number limit or percentage limit of packets from each of the classes 1664a -

1664f. The requests can be scheduled as shown in FIG. 13, taking into account certain priorities. In another embodiment, the frames are scheduled according to the inventive

advanced reservation algorithm method for scheduling isochronous type traffic described with respect to FIG. 14. In yet another embodiment, the frames are scheduled according to a

combination of known methods and the advanced reservation algorithm method of the present invention.

The reservation slot schedule can then be sent down to the CPE stations 294 using, e.g., FDB slots such as 1236g and 1236h of FIG. 12F. The uplink slots can then be inserted

by CPE station 294d into the uplink subframe as scheduled. The frame slots are then

transmitted up from CPE station 294d to wireless base station 302 and are then sent on as

packets to their destination addresses. For example, from wireless base station 302 the packets can be transmitted over data network 142 to a host computer 136a.

After the uplink packets are received by the wireless base station 302, the wireless base station 302 sends an upstream acknowledgment data block (UAB) message back down to the transmitting subscriber CPE station 294d, to acknowledge receipt of the transmitted

data packets. Every once in a while, a packet is lost through noise or other interference in the wireless medium. When this situation arises, the subscriber CPE station 294d determines

that it has not received a UAB data acknowledgment, so it sends a retransmit request

requesting another uplink reservation slot to wireless base station 302 via WAP 290d, which

transmits the request to link layer acknowledgment (ARQ) processor 1678. ARQ processor

1678 informs MAC uplink subframe scheduler 1666 of the need of retransmission (i.e. the need of a frame slot reservation for resending the uplink packet). CPE subscriber station

294d can also send to ARQ processor 1678, other data messages about nonreceipt of uplink transmission acknowledgments. The ARQ 1678 can forward such messages on to the uplink

subframe scheduler 1666. The uplink subframe scheduler 1666 in turn reschedules the requested uplink reservation from the appropriate class queues 1664a - 1664f. Alternatively,

in another embodiment, link layer acknowledgment processor 1678 can also send a positive

UAB acknowledgment to the subscriber CPE station 294d, to indicate that the data packets

have been properly received. Thus uplink scheduler 1666 in addition to scheduling first time

reservations, also can schedule repeat reservations for lost packets.

Each subscriber CPE station 294d has a limited amount of memory space available for queuing packets received from subscriber workstations 120d awaiting reservation slots of uplink from the CPE 294d to wireless base station 302. When, for example, the the queue of

subscriber CPE station 294d becomes full from a backup of packets awaiting upstream

reservations, IP data flows can potentially be lost, or packets may become stale. In this

scenario, subscriber CPE station 294d transmits a CPE IP flow queue depth message 1680 to

the wireless base station 302 indicating that the queue is filled up, which can be received by

CPE IP flow queue depth status processor 1682. Processor 1682 can inform MAC uplink subframe scheduler 1666 of this condition, which can, e.g., increase temporarily the priority of IP flows at subscriber CPE station 294d to overcome the backlog or can, e.g., stop

transmitting additional downlink packets to the CPE station 294d until the queue depth

backlog is decreased to an acceptable level again. Processor 1682 can also send messages to

MAC uplink subframe scheduler 1666 to flush reservation requests from the subscriber CPE

station 294d in class queues 1664a - 1664f.

4. TCP Adjunct Agent

TCP is a reliable transport protocol tuned to perform well in traditional networks

where congestion is the primary cause of packet loss. However, networks with wireless links incur significant losses due to bit-errors. The wireless environment violates many assumptions made by TCP, causing degraded end-to-end performance. See for example, Balakrishnan, H., Seshan, S. and Katz, R. H., "Improving Reliable Transport and Handoff Performance in Cellular Wireless Networks," University of California at Berkeley, Berkeley,

CA, accessible over the Internet at URL,

htφ://www.cs.berkeley.edu/~ss/papers/winet/html/winet.html, dealing more directly with

handoffs and bit errors in a narrowband wireless environment, the contents of which are incoφorated by reference. Attempts to address this problem have modified TCP in order to

overcome it. However, this is not a commercially feasible means of overcoming this challenge. It is impracticable to implement any solution that requires a change to the standard operation of TCP.

The present invention uses an enhanced MAC layer which interfaces with a TCP adjunct agent to intercept TCP layer requests to manipulate the TCP layers at either a source or destination end of a transmission, to modify TCP behavior at the source and destination of

the TCP/IP transmission which includes an intermediary wireless link. Packets can be queued at the wireless base station awaiting receipt acknowledgment and the base station can perform

local retransmissions across the wireless link to overcome packet loss caused by high bit-error

rates. Communication over wireless links is characterized by limited bandwidth, high

latencies, sporadic high bit-error rates and temporary disconnections which must be dealt with

by network protocols and applications.

Reliable transport protocols such as TCP have been tuned for traditional wired line

networks. TCP performs very well on such networks by adapting to end-to-end delays and packet losses caused by congestion. TCP provides reliability by maintaining a mnning average of estimated round-trip delay and mean deviation, and by retransmitting any packet

whose acknowledgment is not received within four times the deviation from the average. Due

to the relatively low bit-error rates over wired networks, all packet losses are correctly assumed to be caused by congestion.

In the presence of the high bit-error rates characteristic of wireless environments, TCP reacts to packet losses as it would in the wired environment, i.e. it drops its transmission window size before retransmitting packets, initiates congestion control or avoidance

mechanisms (e.g., slow start) and resets its retransmission timer. These measures result in an

unnecessary reduction in the link's bandwidth utilization, thereby causing a significant

degradation in performance in the form of poor throughput and very high interactive delays. The present invention maintains packets in class queues awaiting acknowledgment of receipt from the subscriber CPE stations. Unacknowledged data slots can then be resent by

having the wireless base station perform local retransmissions to the subscriber CPE station.

By using duplicate acknowledgments to identify a packet loss and performing local

retransmissions as soon as the loss is detected, the wireless base station can shield the sender from the inherently high bit error rate of the wireless link. In particular, transient situations of very low communication quality and temporary disconnectivity can be hidden from the

sender.

For transfer of data from a CPE subscriber host to a wireless base station host, missing

packets are detected at the wireless base station and negative acknowledgments can be

generated for them. The negative acknowledgments can request that the packet be resent from the CPE subscriber host (the sender). The CPE subscriber host can then process the

negative acknowledgment and retransmit corresponding missing packets. Advantageously, no modifications to the sender TCP or receiver TCP is necessary, since the present invention

places TCP aware functionality in the MAC layer. FIG. 5A illustrates flow 500 depicting IP flows from a source TCP at a subscriber host, down a protocol stack for transmission through a CPE subscriber station, through a wireless medium to a wireless base station, up and through a protocol stack at the wireless

base station having an example TCP adjunct agent, then through a wireline connection and

through a protocol stack to a destination host. The adjunct TCP agent modifies operation of a

TCP sliding window algorithm at the transmitting TCP and in cooperation with proactive

reservation-based intelligent multi-media access technology (PRIMMA) media access control

(MAC) enables local retransmission over the wireless medium in accord with the present invention.

Specifically, flow 500 illustrates IP packet flow from subscriber workstation 120d, through CPE subscriber station 294d at CPE subscriber location 306d, then over a wireless transmission medium to wireless base station 302, and eventually over a wireline link over

data network 142 to host workstation 136a.

TCP adjunct agent 510e makes sure transport is reliable by modifying operation of the

TCP sliding window algorithm at the transmitting TCP in a manner that optimizes the window for the wireless medium. TCP adjunct agent 51 Oe advantageously is transparent to

industry standard protocols as agent 510e does not require modification of the standard TCP/UDP layer of client subscriber workstation 120d or host workstation 136a.

Flow 500 includes IP flows from application layer 512a, down the protocol stack

through TCP/UDP layer 510a, through IP layer 508a, then through point-to-point (PPP) layer

520a, then through data link Ethernet layer 504a, then through lOBaseT Ethernet network interface card (NIC) physical layer 502a, over a wire line connection to lOBaseT Ethernet

NIC physical layer 502b of subscriber CPE 294d.

Subscriber CPE 294d flows packets coming in from NIC 502b, back up its protocol

stack through Ethernet layer 504b, through PPP layers 520b and 520c, back down through PRIMMA MAC 504c to wireless physical layer 502c including antenna 292d, then over the wireless medium to antenna 290d of wireless base station 302.

Wireless base station 302 flows packet IP flows up from antenna 290d at physical layer 502d through PRIMMA MAC layer 504d, through PPP layer 520a, through IP layer 508d to TCP adjunct agent 510e, which can flow IP flows down through IP layer 508e, through PPP layer 520e, through wide area network (WAN) layer 504e, through wireline

physical layer 502e, through interface 320, over routers 140d, through data network 142, via

wireline connections to wireline layer 502f of WAN host workstation 136a.

Host workstation 136a flows IP flows from wireline layer 502f, up through its

protocol stack through WAN layer 504f, through PPP layer 520f, through IP layer 508f, to TCP/UDP layer 51 Of and on to application layer 512f. TCP/UDP layers 51 Oa and 51 Of act to provide such transport functions as, e.g.,segmentation, managing a transmission window, resequencing, and requesting

retransmission of lost packet flows. Normally TCP layers 510a and 51 Of would send a window of packets and then await acknowledgment or requests for retransmission. A TCP

sliding window algorithm is normally used to vary the transmission flow to provide optimized

transport and to back off when congestion is detected by receipt of requests for retransmission. Unfortunately in the wireless environment, due to high bit error rates, not all

packets may reach the destination address, not because of congestion, but rather because of high bit error rates, so as to prompt a retransmission request from the destination IP host to the source. Rather than slow transport, TCP adjunct agent 5 lOe modifies operation of the

TCP sliding window algorithm to optimize operation over wireless. PRIMMA MAC layer

504d interacts with TCP adjunct agent 510e permitting the agent to intercept, e.g., retransmission requests, from TCP layer 510a of subscriber workstation 120d intended for

host 136a, and allowing the wireless base station to retransmit the desired packets or flows to subscriber workstation 120d rather than forwarding on the retransmission request to host

136a, since the packets could still be stored in the queue of PRIMMA 504d and would not be discarded until an acknowledgment of receipt is received from the subscriber CPE. Since

retransmission can be performed according to the present invention at the PRIMMA MAC data link layer, i.e. layer 2, retransmission can occur from the base station to the CPE subscriber, rather than requiring a retransmission from all the way over at the transmitting

source TCP which would cause TCP to backoff its sliding window algorithm. Thus, by

having wireless base station 302 retransmit until receipt is acknowledged over the wireless

link, the inherently high bit error rate can be overcome, while maintaining an optimal TCP window. Recall, a TCP transmitter transmits a TCP sliding window block of packets and alters

the size of the window upon detection of congestion. The TCP transmitter transports a block

of packets in a window, and then awaits acknowledgment from the receiver. If transmission

is going smoothly, i.e. no congestion or lost packets occur, then the transmitter TCP ramps up

the transmission rate. This increased transmission rate continues until the transmitting TCP

detects congestion or packet loss. When notified of congestion, the transmitting TCP stops

transmitting, backs off and sends a smaller block (i.e. a smaller window) of packets.

TCP adjunct agent modifies normal TCP operation by tricking the transmitting TCP

and its transmitting window algorithm. The TCP adjunct agent prevents the transmitter from

being notified of loss, i.e. receiving congestion notification, from the receiving TCP by, e.g.,

preventing duplicate retransmission requests. Since the transmitting TCP does not receive

such notification, it does not modify the TCP sliding window and transmission continues at

the higher rate.

In the event that real congestion occurs, i.e. if the TCP adjunct agent recognizes

packets really were lost, then the TCP adjunct agent can let the retransmission request go

through to the transmitting TCP. This is advantageously accomplished because the MAC

link layer of the present invention is in communication with the higher protocol layers, it is

application aware, transport aware and network aware. In this case, because the MAC layer is

transport layer aware, PRIMMA MAC layer 504d communicates with the TCP adjunct agent

510e at layer 4. Since the MAC requires acknowledgment of receipt of wireless

transmissions sent to the CPE subscriber station 294d for every packet sent from the wireless

base station 302, the MAC layer 504d knows whether an inter-TCP layer communication,

e.g., a request for retransmission, is sent from a client computer TCP at the CPE station is

created because the lost packet was lost in wireless transmission, or because of real congestion.

If PRIMMA MAC 504d does not receive an acknowledgment from 504c, then the

PRIMMA MAC 504d of wireless base station 302 can retransmit the contents of the lost

packet to the subscriber CPE station 294d. If the PRIMMA MAC 504c of the subscriber CPE

station 294d acknowledges receipt and still requests a retransmission, then real congestion

could have occurred and the PRIMMA MAC 504d of the wireless base station 302 can let the

TCP adjunct agent 510e know that it should allow the retransmission request to be sent to the

transmitting TCP 51 Of of host workstation 136a.

Thus, TCP adjunct agent 510e of the present invention can modify operation of the

TCP sliding window algorithm in a manner that is optimal for the wireless medium, without

requiring any change to commercially available TCP layers 510a and 51 Of at the receiver and

sender hosts. In an embodiment, TCP adjunct agent 510e obviates the need for any

modification of the TCP layers at either the sending (i.e. transmitting) host or client. In

another embodiment the host and client TCP layers are unaware of the modification of

operation by the TCP adjunct agent, i.e. it is transparent to source and destination TCP layers.

In another embodiment, TCP adjunct agent 510e intercepts retransmission requests between a

TCP layer of the client computer coupled to the subscriber CPE station and the TCP layer of

the host workstation coupled to the data network.

FIG. 5B illustrates functional flow diagram 522 including an example functional

description of TCP adjunct agent 51 Oe performing an outgoing TCP spoof function.

Referring to FIG.5B and 5 A, diagram 522 assumes that a TCP layer 51 Of at a transmitting

host 136a has transmitted a windowful of packet data to subscriber workstation 120d, and awaits acknowledgment. Diagram 522 illustrates receipt of an outgoing TCP message 524 in TCP adjunct agent 5 lOe at wireless base station 302 which has been sent from subscriber workstation 120d via subscriber CPE station 294d.

In step 526, the TCP header contents of outgoing TCP message 524 is parsed in order

to reveal the contents of the message being sent from subscriber workstation 120d through

the wireless network toward the transmitting host 136a.

In step 528, it is determined whether the TCP header contents includes a duplicate

acknowledgment message from the CPE station. Receiving a duplicate acknowledgment

request from the CPE subscriber location could be indicative of a lost message in the wireless

medium, or a real congestion problem. If in step 528 the TCP packet is determined to be a duplicate acknowledgment message, then processing can continue with step 532, if not, then

processing can continue with step 530.

In step 530, it is determined that there was real congestion, i.e., this was not a duplicate acknowledgment message caused by retransmission attempts at the wireless link

Jayer. Thus, in step 530, the TCP message is permitted to pass through TCP adjunct 510e without modification, and can continue through flow 500 to TCP layer 51 Of of FIG.5A.

In step 532, since there was a duplicate acknowledgment detected in step 528, it is determined whether the packet was successfully transmitted, or not. Step 532 is performed via intercommunication between TCP adjunct agent 510e and PRIMMA MAC layer 504d.

This is an example of the interactivity between PRIMMA MAC and higher layer protocols illustrated as line 428 in FIG. 4. PRIMMA MAC layer 504d can identify whether a packet

was successfully sent from wireless base station 302 to CPE station 294d since, as illustrated in FIG.15B, requests for retransmission 1576 are received from CPE station 294d at link layer

acknowledgment (ARQ) processor 1578 to MAC downlink subframe scheduler 1566 alerting

the scheduler 1566 to retransmit the lost packet in a future frame 1568. If in step 532, it is

determined that the packet was successfully transmitted, then processing can continue with step 530, as described above. If however it is determined that the packet was not successfully transmitted, then processing continues with step 534.

In step 534, since the packet was not successfully transmitted, TCP adjunct agent 510e

can suppress transmission of TCP message 524 since it can be assumed that the packet was

lost in the wireless medium. Processing can continue with step 536. In step 536, TCP adjunct agent 51 Oe can wait for notification from PRIMMA MAC

504d that a successful link layer retransmission of the lost packet was received at link layer

acknowledgment processor 1578. From step 536, processing can continue with step 538.

In step 538, upon receipt of acknowledgment of a successful PRIMMA MAC 504d

link layer retransmission, then normal TCP messages can be resumed. In another step (not shown), TCP adjunct agent and PRIMMA MAC layers can set a limit of a threshold number of retransmission attempts, and if that threshold is reached, then

processing can continue with step 530 to permit the TCP message to pass without modification.

FIG. 5C illustrates functional flow diagram 540 including an example functional

description of TCP adjunct agent 51 Oe performing an incoming TCP spoof function.

Referring to FIG.5C and 5 A, diagram 540 assumes that a TCP layer 510a at a transmitting

subscriber workstation 120d has transmitted a windowful of packet data to host 136a, and

awaits acknowledgment. Diagram 544 illustrates receipt of an incoming TCP message 542

in TCP adjunct agent 5 lOe at wireless base station 302 which has been sent from host workstation 136a via data network 142 for transmission over the wireless medium to subscriber CPE 294d to subscriber workstation 120d.

In step 544, the TCP header contents of ingoing TCP message 542 is parsed in order

to reveal the contents of the message being sent from host 136a through the wireless network toward the transmitting subscriber workstation 120d.

In step 546, it is determined whether the TCP header contents includes a duplicate acknowledgment message from host 136a. Receiving a duplicate acknowledgment request

from the host could be indicative of a lost message in the wireless medium, or a real congestion problem. If in step 546 the TCP packet is determined to be a duplicate

acknowledgment message, then processing can continue with step 550, if not, then processing

can continue with step 548.

In step 548, it is determined that there was real congestion, i.e., this was not a duplicate acknowledgment message caused by retransmission attempts at the wireless link

layer. Thus, in step 548, the TCP message is permitted to pass through TCP adjunct 510e

without modification, and can continue through flow 500 to TCP layer 510a of FIG.5A.

In step 550, since there was a duplicate acknowledgment detected in step 546, it can

be determined whether the packet was successfully transmitted, or not. Step 550 can be performed via intercommunication between TCP adjunct agent 510e and PRIMMA MAC layer 504d. This is an example of the interactivity between PRIMMA MAC and higher layer

protocols illustrated as line 428 in FIG. 4. PRIMMA MAC layer 504d can identify whether a packet was successfully sent from CPE station 294d to wireless base station 302, as

illustrated in FIG. 16B, requests for retransmission 1676 are received from CPE station 294d at link layer acknowledgment (ARQ) processor 1678 to MAC downlink subframe scheduler

1666 alerting the scheduler 1666 to retransmit the lost packet in a future frame 1668. If in step 550, it is determined that the packet was successfully transmitted, then processing can

continue with step 548, as described above. If however it is determined that the packet was not successfully transmitted, then processing continues with step 552.

In step 552, since the packet was not successfully transmitted, TCP adjunct agent 510e can suppress transmission of TCP message 542 since it can be assumed that the packet was lost in the wireless medium. Processing can continue with step 554.

In step 554, TCP adjunct agent 51 Oe can wait for notification from PRIMMA MAC 504d that a successful link layer retransmission of the lost packet was received at link layer

acknowledgment processor 1678. From step 554, processing can continue with step 556.

In step 556, upon receipt of acknowledgment of a successful PRIMMA MAC 504d

link layer retransmission, then normal TCP messages can be resumed. In another step (not shown), TCP adjunct agent and PRIMMA MAC layers can set a

limit of a threshold number of retransmission attempts, and if that threshold is reached, then

processing can continue with step 548 to permit the TCP message to pass without

modification.

5. Wireless QoS Aware PRIMMA Media Access Control (MAC)

Hardware Architecture

FIG. 10 illustratively depicts an embodiment of PRIMMA MAC hardware

architecture 1000. Architecture 1000 shows data network 142 coupled by a wireline

bidirectional connection to WAN interface 320.

WAN interface 320 is bidirectionally linked to a bidirectional data frame FIFO 1002

which is bidirectionally coupled to both segmentation and resequencing (SAR) 1004 and

QoS/SLA mles engine and processor 1008.

QoS/SLA mles engine and processor 1008 is also bidirectionally coupled to IP flow buffers 1014 and flash random access memory (RAM) 1010.

SAR 1004 is bidirectionally coupled to IP flow buffers 1014, flash RAM 1010,

QoS/SLA mles engine and processor 1008 and PRIMA MAC scheduler ASIC 1012.

PRIMA MAC scheduler ASIC 1012 is also bidirectionally coupled to an RF interface

290, a static RAM (SRAM) radio cell buffer 1018 and IP blow buffer 1014. 6. Wireless Base Station Software Organization

FIG. 11 is an exemplary software organization for a packet-centric wireless point to

multi-point telecommunications system. The software organization of FIG. 11 includes

wireless transceiver and RF application specific integrated circuit (ASIC) module 290, IP

flow control component 1102, WAN interface management component 1104, QoS and SLA

administration component 1106, system and OAM&amp;P component 1108, customer billing and

logging component 1110, directory enabled networking (DEN) component 1112, and wireless

base station 320.

IP flow control module 1102 includes transmission queuing control module 1102a,

TCP rate control and class of service module 1102b, wireless PRIMMA MAC layer engine

1102c and IP flow identification and analysis module 1102d.

WAN interface management component 1104 includes WAN ingress/egress queuing

control module 1104a, WAN interface ports (e.g., for Tl, T3, OC3 ports) 1104b, firewall and

security module 1104c, and WAN traffic shaping module 1104d.

The IP Flow control component 1102 and WAN interface management component

1104 represent the "core" of the system, where the packet processing, MAC layer scheduling,

TCP proxy agent, and WAN I/F control functions are located. Much of the activities of the "non-core" components described above support and control these core components.

QoS and SLA administration component 1106 includes includes QoS performance

monitoring and control module 1106a, service level agreements module 1106b, policy

manager module 1106c and encryption administration module 1106d.

The QoS and SLA administration component 1106 provides the static data needed by

the system in order to properly group particular IP-flows into QoS classes. Typically, during

the provisioning phase of installing the system, the service provider will (remotely) download pertinent information about the subscriber CPE station 294, including the subscriber CPE

stations' s SLA, any policy-based information (such as hours of operation or peak data

transmission rate allowance.). Encryption keys or "strengths" can also be downloaded, which may be subscriber CPE station or service provider specific. System OAM&amp;P component 1108 includes SNMP proxy client for WAP module

1108a, SNMP proxy clients for CPE module 1108b, and system operations, administration,

management and provisioning module 1108c.

The OAM&amp;P component 1108 allows remote service personnel and equipment to

monitor, control, service, modify and repair the system. System performance levels can be

automatically monitored, and system traps and traces can be set. Subscriber complaints can be addressed with the use of remote test and debug services controlled by OAM&amp;P component 1108. System capacity limits can be monitored, and proactive provisioning of

additional WAN connectivity can occur, as the result of automatic trend analysis functions in OAM&amp;P component 1108. Customer billing and logging module 1110 includes account logging and database

management module 1110a, transaction query and processing control module 1110b, billing

and account control module 111c, and user authentication module 11 lOd.

The customer billing and logging component 1110 allows the service provider to

receive account, billing and transaction information pertaining to subscribers in the system. For service providers who bill on the basis of usage, cumulative system resource utilization

data can be gathered. For specific types of activities (eg. video conferencing, multi-casting, etc.) there may be special billing data that is collected and transmitted to the service provider.

This component also controls the availability of the system to subscribers through the operation of the subscriber authentication function. Once a subscriber is authorized to use the system, a new subscriber authentication entry is made (remotely) by the service provider.

Likewise, a subscriber can be denied further access to the system for delinquent payment for

services, or for other reasons. The service provider can also remotely query the system for

specific account-related transactions. Directory Enabled Networking (DEN) component 1112 includes DEN QoS 1112a

module, DEN management and provisioning 1112b module, DEN IPSEC module 1112c and

IP -based VPN control and administration module 1112d.

The DEN component 1112 allows the service provider the means to input into the system relevant information regarding the operation of DEN-based VPN's of subscribers.

Subscriber VPNs need to be "initialized" and "provisioned" so that the system properly

allocates system resources to subscribers with these VPNs, and provides for the recognition and operation of these VPNs. Data from DEN component 1112 are utilized by the system to

apply the appropriate priorities to IP-flows of the subject subscribers.

The invention's packet-centric wireless base station supports directory enabled

networking (DEN), a MICROSOFT, INTEL and CISCO standard for providing a standard

stmcture for how distributed sites manage IP flows. The present invention prioritizes VPN

traffic in a lightweight directory access protocol (LDAP)-compliant (LDAP is available from

MICROSOFT of Redmond, WA) manner which allows remote administration, provisioning

and management. The present invention is also LDAP version 2 compliant. The present

invention also complies with the X.500 standard promulgated by the international

telecommunications union/ telecommunications section (ITU/T), and with the RFC 1777.

In one embodiment, DEN provides policy-based network management, IPsec compatible network security, and IPsec based VPNs. The DEN of the wireless base station 302 is planned to be common information model (CIM) 3.0 compatible (once the specification is finalized). The wireless base station 302 can provide native DEN support

and supports directory based DEN QoS mechanisms including reservation model (i.e. RSVP,

per-flow queuing), and precedence/ priority/ differentiated model (i.e. packet marking).

Wireless base station 302 can plan support of DEN network policy QoS, and until DEN is

complete, can support internal QoS and network extensions.

6. IPsec Support

IPsec is introduced above with reference to FIG. 4. IPsec provides a standard method of encrypting packets. In VPN tunnel mode, an entire header can be encoded, i.e. encrypted. In order for the present invention to be able to implement its packet-centric, QoS aware prioritization, during identification of a packet/IP flow, the wireless base station needs to be able to analyze the contents of header fields of the packets. Therefore, analysis of

unencrypted packets is desirable.

The present invention already encrypts the data stream prior to transmitting frames

over the wireless medium, so IPsec does not really need to be used over the wireless link to

provide for encrypted transmission. Where a service provider finds it desirable to use IPsec,

IPsec can be used for authentication and secure encapsulation of the header and payload, or

just the payload data. IPsec is normally integrated at a firewall. If a service provider desires to implement the present invention and IPsec, then the present invention should be implemented behind the firewall, i.e. the firewall can be moved to the wireless base station. This permits ending the IPsec stream at the base station which can provide the base station access to packet header fields.

FIG. 17 illustrates IP flow in the downlink direction including IPsec encryption.

Similarly, FIG. 18 illustratively depicts an uplink direction of IPsec support of the present invention.

FIG. 17 illustrates downlink flow 1700 depicting downlink direction IP flows from a

source host workstation 136a, down a protocol stack which supports IPsec, for transmission up and through wireless base station 302 which is coupled to data network 142, through

encryption layers, then through the wireless link to subscriber CPE 294d, up and through a

protocol stack at the subscriber CPE 294d, then through a wireline connection to data network

142 and up through the protocol stack to the destination subscriber workstation 120d at

subscriber location 306d.

Specifically, flow 1700 illustrates IP packet flow from host workstation 136a, through

wireless base station 302, then over a wireless transmission link to subscriber CPE 294d, and over a wireline link to subscriber workstation 120d.

Host workstation 136a flows IP flows down from application layer 1712h, down through TCP/UDP layer 171 Oh, through IP layer 1708h, through optional PPP layer 1706h,

through Ethernet layer 1705h, down through lOBaseT layer 1702h, over data network 142 to

lOBaseT layer 1702g, then up through Ethernet 1704g, up its protocol stack through optional

PPP layer 1706g to IP layer 1708g and 1708h, back down through Internet firewall and IPsec

security gateway 1706f, down through WAN layer 1704f, to wireline layer 1702f to data

network 142 to wireline physical layer 1702e.

Wireline physical layer 1702e of wireless base station 302, flows IP flows up the protocol stack through WAN layer 1704e through IPsec security gateway 1706e and firewall to IP network layer 1708e and 1708d and then down through encryption layer 1706d,

PRIMMA MAC layer 1704d and down to wireless link to subscriber CPE 294d.

Subscriber CPE 294d flows packet IP flows up from antenna 292d at physical wireless layer 1702c up through MAC layer 1704c, through encryption layer 1706c, through IP layers

1708 b and 1708c, then down through optional layer 1706b to Ethernet layer 1704b to lOBaseT connection 1702b to lOBaseT connection.

Subscriber workstation 120d flows IP flows up from lOBaseT layer 1702a up through its protocol stack through Ethernet layer 1704a, through optional PPP layer 1706a, through IP

layer 1708a, to TCP/UDP layer 1710a and on up to application layer 1712a.

FIG.18 illustrates uplink flow 1800 depicting uplink direction IP flows from a source

TCP at subscriber workstation 120d at CPE location 306d, down a protocol stack for transmission through Ethernet coupled CPE subscriber station 294d through wireless medium to wireless base station 302, up and through a protocol stack at the wireless base station 302 which supports IPsec, then through a wireline connection to data network 142 and through a

protocol stack to a destination host.

Specifically, flow 1800 illustrates IP packet flow from subscriber workstation 120d,

through subscriber CPE 294d, then over a wireless transmission medium to wireless base station 302, and eventually over a wireline link to host workstation 136a.

Flow 1800 includes IP flows from application layer 1812a, down the protocol stack

through TCP/UDP layer 1810a, through IP layer 1808a, then through optional point-to-point

(PPP) layer 1806a, then through data link Ethernet layer 1804a, then through lOBaseT Ethernet network interface card (NIC) physical layer 1802a, over a wire line connection to lOBaseT Ethernet NIC physical layer 1802b of subscriber CPE 294d.

Subscriber CPE 294d flows packets coming in from NIC 1802b, back up its protocol stack through Ethernet layer 1804b, through optional PPP layer 1806b to IP layer 1808b and

1808c, back down through an Internet firewall and IPsec security gateway 1806c, down

through PRIMMA MAC 1804c to wireless physical layer 1802c including antenna 292d, then

over the wireless medium, such as, e.g., RF communication, cable RF, and satellite link, to

antenna 290d of wireless base station 302 at wireless physical layer 1802d. Wireless base station 302 flows packet IP flows up from antenna 290d at physical wireless layer 1802d up through MAC layer 1804d, through IPsec layers 1806d and 1806d, which can encapsulate packets and encrypt them. From IPsec layer 1806e, IP flows can flow

down through WAN layer 1804e and through wireline physical layer 1802e over data network

142. Wireline physical layer 1802f flows IP flows up the protocol stack through WAN layer 1804f through IPsec security gateway 1806f and firewall to IP network layer 1808f and

1808g and then down through optional PPP layer 1806h, Ethernet layer 1804h and down

through lOBaseT layer 1802g, through interface 320, over routers 140d, through data network 142, via wireline connections to lOBaseT physical layer 1802h of host workstation 136a. Host workstation 136a flows IP flows up from lOBaseT layer 1802h up through its protocol stack through Ethernet layer 1805h, through optional PPP layer 1806h, through IP

layer 1808h, to TCP/UDP layer 1810h and on to application layer 1812h.

IV. Conclusion

While various embodiments of the present invention have been described above, it should be understood that they have been presented by way of example only, and not

limitation. Thus, the breadth and scope of the present invention should not be limited by any

of the above-described exemplary embodiments, but should be defined only in accordance with the following claims and their equivalents.