Apparatus for enhanced intravascular phonophoresis including dissolution of intravascular blockage and concomitant inhibition of restenosis

<b>BACKGROUND OF THE INVENTION</b>

The present invention concerns ultrasonic surgical apparatus for clot dissolution including a catheter having a first lumen therethrough and adapted for intravascular positioning; an ultrasonic transducer disposed in the first lumen at a distal end thereof, said ultrasonic transducer comprising a radiator means for coupling ultrasonic waves into clots; a piezoelectric crystal, connected with said radiator means, for generating ultrasonic waves; and a power source, disposed exterior to a proximate end of said catheter and electrically connected to said ultrasonic transducer through said first catheter lumen, for causing said piezoelectric crystal to generate ultrasonic waves.

The present invention is generally related to phonophoresis and is more particularly directed to the intravascular generation of ultrasonic energy for enhanced delivery of drugs and also for the dual purpose of intravascular blockage removal and the prevention of restenosis.

It is known that ultrasound can transport a physiologically active agent, or drug, across a membrane. Phonophoresis is defined as the migration of drug molecules, contained in coupling/contact agents, through the skin under the influence of ultrasound. It has been demonstrated that ultrasound can drive a drug into skeletal muscle and paravertebral nerve, and an increase in percutaneous absorption of several drugs by the influence of ultrasound has been reported by many observers. The usefulness of phonophoresis in chemotherapy is important since the ultrasound localizes drug delivery to a desired area, thus increasing the effectiveness without increasing systemic toxicity.

Ultrasonic energy has been considered for removal of intravascular blockages due to both atherosclerotic plaque and intravascular blood clots. It has been shown that ultrasonic energy is useful in fragmenting plague and thrombosis, either as a result of mechanical action thereon or cavitation thereof, in which high energy ultrasound applied to liquids generates vapor-filled microbubbles, or "cavities," with the concomitant rapid expansion and collapse of the cavities, accompanied by local intense hydraulic shock leading to fragmentation or dissolution of the thrombosis.

As set forth in WO 92/10140, a miniature ultrasonic ablation tool mounted at the tip of a flexible catheter and deployed in small diameter arteries is useful for removal of intra arterial atherosclerotic plaque and/or blood clots.

While transluminal coronary angioplasty has gained wide acceptance, acute reocclusion after successful coronary angioplasty occurs in approximately 5% of patients. Late restenosis (generally in less than three months) is a major clinical problem limiting the long-term efficacy of this treatment of atherosclerosis and occurs in 25% to 50% of patients.

The pathogenesis of restenosis is still not entirely clear, but angioscopic observations, autopsy specimens from patients undergoing coronary angioplasty recently, and atherectomy samples from patients with restenosis have demonstrated that the pathophysiologic process leading to acute occlusion after coronary angioplasty are mainly related either to predominantly thrombotic mechanisms or major plaque dissection with intimal flaps and superimposed thrombosis, and that the pathophysiologic events leading to chronic restenosis involved vascular injury, platelet deposition and thrombosis, organization and incorporation of thrombi and subsequent smooth muscle cell proliferation and connective tissue synthesis.

Because excessive platelet deposition at the site of coronary angioplasty and finally smooth muscle cell proliferation appears central to the process of restenosis, the use of an agent directed at the thrombus and smooth muscle cell has been considered. A number of agents have been reported to inhibit smooth muscle cell proliferation, including heparin, immunosuppressants such as cyclosporin, fish oil and omega-3 fatty acid, calcium channel blockers, cortiocosteroids, captopril and other inhibitors.

The ultrasonic apparatus of the present invention is specifically useful for the enhanced phonophoresis and the dissolution of intravascular blockages with concomitant treatment for inhibition of restenosis.

WO 92/10140 discloses an ultrasonic surgical apparatus for clot dissolution including a catheter having a first lumen therethrough and adapted for intravascular positioning; an ultrasonic transducer disposed in the first lumen at a distal end thereof, said ultrasonic transducer comprising a radiator means for coupling ultrasonic waves into clots; a piezoelectric crystal, connected with said radiator means, for generating ultrasonic waves; and a power source, disposed exterior to a proximate end of said catheter and electrically connected to said ultrasonic transducer through said first catheter lumen, for causing said piezoelectric crystal to generate ultrasonic waves.

EP-0316796 discloses an ultrasonic surgical apparatus for clot dissolution including a catheter having a first lumen with a piezoelectric ultrasonic transducer and a second lumen for passing a physiologic solution to the probe tip.

SUMMARY OF THE INVENTION

The object of the invention is achieved by an ultrasonic surgical apparatus as claimed in claim 1.

In accordance with the present invention, ultrasonic apparatus generally includes radiator means for coupling ultrasonic waves into intravascular walls and fluids, means connected with the radiator means for the generation of ultrasonic waves, and, importantly, separate means for promoting cavitation of the intravascular fluid proximate the radiator means. This cavitation is important in the enhancement of phonphoresis.

More specifically, the radiator means is sized for intravascular insertion and the means for promoting cavitation includes lumen means for introducing a seed fluid into the intravascular fluid proximate the radiator means.

The seed fluid comprises a solution of aqueous saline and carbon dioxide, the solution carbon dioxide content in the solution being about 10 grams per weight per liter of solution. In addition, the seed fluid may include a separate composition having activity for the inhibition of restenosis, such as, for example, heparin. The apparatus of the present invention enhances the delivery of restenosis inhibiting drugs into the vascular wall.

Further, a vessel is provided for storing the aqueous saline solution at a pressure greater than atmospheric pressure.

A valve for controlling the flow of the seed fluid into the lumen means may provide a means for controlling the rate of clot dissolution.

Additionally, the apparatus may include amplified means, interconnected between the radiator means and the piezoelectric crystal means, for transmitting and amplifying mechanical vibration of an ultrasonic frequency from the piezoelectric crystal to the radiator means.

More specifically, the amplifier means may comprise a cylindrical member having two regions of different cross-sectional area, with a larger cross-sectional region attached to the piezoelectric crystal, and a smaller cross-sectional region attached to the radiator.

In addition, a power source may be provided and disposed exterior to a proximate end of the catheter and electrically connected to the ultrasonic transducer through the catheter lumen, causing the piezoelectric crystal to generate ultrasonic waves.

Further specific enhancement of clot dissolution may be obtained through the use of active agents in combination with the ultrasonic transducer.

A method for dissolving intravascular clots generally includes the steps of introducing ultrasonic waves proximate intravascular blockages and promoting cavitation of intravascular fluid proximate the intravascular blockages. Mechanical violence introduced by the cavitation is thereby effectively utilized to enhance the breakup of blockages such as clots.

More particularly, the step of introducing ultrasonic waves may include the step of inserting a catheter according to the invention having an ultrasonic transducer on one end thereof into a vessel by positioning the ultrasonic transducer proximate a clot. The step of promoting cavitation includes the introduction of seed fluid into the intravascular fluid proximate the clot with the seed fluid including an aqueous saline solution containing carbon dioxide which is maintained at a pressure greater than about 1 atmosphere before introduction into the intravascular fluid.

An active agent may be utilized in combination with the ultrasonic transducer and/or means for promoting cavitation to promote clot dissolution without damage to artery walls.

The invention provides a combination for enhancing clot dissolution activity of a composition and/or inhibiting restenosis. In view of the present cost of such compositions and possible side effects thereof, this combination is a very important advance in the treatment of intravascular blockages.

<b>BRIEF DESCRIPTION OF THE DRAWINGS</b>

A better understanding of the present invention may be had with the consideration of the following detailed description, taken in conjunction with the accompanying drawings in which: <ul id="ul0001" list-style="none" compact="compact"><li>Figure 1 is a diagram of ultrasonic surgical apparatus in accordance with the present invention for clot ablation, generally showing a catheter, an ultrasonic transducer disposed within a catheter lumen, a power source disposed exterior to a proximate end of the catheter and electrically connected to the ultrasonic transducer through the catheter lumen, and a supply of pressurized seed solution for promoting cavitation in intravascular fluid;</li><li>Figure 2 is an enlarged cross-sectional view of an ultrasonic apparatus in accordance with the present invention;</li><li>Figures 3 and 4 are representations of the use of the apparatus in the present invention in clot dissolution; and</li><li>Figure 5 is a representation of an alternative embodiment of the present invention.</li></ul>

<b>DETAILED DESCRIPTION</b>

Turning now to Figure 1, there is shown ultrasonic surgical apparatus 10, generally including a catheter 12, an ultrasonic transducer 14, disposed at a distal end 16 of the catheter 12, and a power source 18 disposed exterior to a proximate end 20 of the catheter 12 and electrically connected to the ultrasonic transducer 14 for causing a piezoelectric crystal 24 (see Figure 2) to generate ultrasonic waves as hereinafter described in greater detail. It should be appreciated that the catheter 12 and power source 18 may be of any conventional design suitable for use with the ultrasonic transducer 14, with the expected operating frequencies between about 50 kHz and 1.3 MHz, suitable for clot ablation.

Also shown is a storage vessel 26 in fluid communication with the catheter 12 and transducer 14 as will be hereinafter discussed in greater detail.

It is well known in the art that low power ultrasonic resonators (i.e., 20 watt power consumption at resonance under load), such as are used for surgical handpieces, must have all their parts manufactured to very tight tolerances in order to maintain capability of achieving high vibrational motion in air (i.e., unloaded). It is also well known that the addition of an undesigned mass or spring load to the tip significantly reduces the vibration amplitude at resonance, and the power delivery capability. However, it has been found that resonators constructed in accordance with the present invention, i.e., a piezoelectric crystal 24 having an entire end made from active piezoelectric material, and having an inertial node within the body of the ceramic do not need metal pieces with accurate tolerances in order to function. Furthermore, mass, spring, fluid, or point contact-type loads applied to the radiator do not generally cause a loss of amplitude at resonance but instead cause an increased power draw from the AC power supply used to drive the crystal.

Turning now to Figure 2, there is shown an enlarged view of the transducer 14 of the present invention disposed at the distal end 16 of the catheter 12.

A radiator 44 provides means for coupling ultrasonic waves into clots (see Figures 3 and 4) which includes a cylindrical body portion 46 and an arcuate radiating surface 48. It should be appreciated that while the radiating surface 48 is shown in the drawing with a generally hemispherical shape, a number of blunt shapes may be utilized as effective radiation of acoustic energy.

As hereinafter described in greater detail, this structure, in part, provides for more efficient radiation of ultrasonic energy in a forward direction than prior art radiators. An amplifier 58 may be interconnected between the piezoelectric crystal 24 and the radiator 44 for transmitting and amplifying mechanical vibration of an ultrasonic frequency from the piezoelectric crystal 24 to the radiator 44.

The radiator 44 and the amplifier 58 may be formed from a single piece of material, such as titanium. Titanium is a preferred material due to its lightweight nature and ability to vibrate longitudinally. Titanium is further known to be relatively non-lossy to sound waves. In addition, it is chemically inert and its hardness resists cavitation erosion. These characteristics make it preferable as a material for the radiator 44.

An opening 60 may be formed in the back face 62 of the amplifier 58 for accepting the piezoelectric crystal 24, which typically would be square in cross-section.

Extending outwardly from a junction 70 of the body portion 46 of the radiator 44 and the amplifier 58 is a circular flange having an "L" portion 74 thereon, which provides means for centering the transducer 14 at the catheter distal end 16 within the catheter lumen 76 with the body portion 46 and radiating surface 48 extending outwardly therefrom.

In addition, a compliant support 78 may be provided adjacent to and surrounding the piezoelectric crystal 24 for supporting and centering the piezoelectric crystal within the catheter lumen 76. The support 78 may be formed of any suitable material which would adhere to an inside wall 80 of the catheter, or the catheter wall 82 may be formed with a berm 78 to accomplish the purpose of supporting the piezoelectric crystal 24 in a centered coaxial relationship within the catheter lumen 76.

Electrodes 88 and 90 may be disposed on opposite sides 92, 94 and interconnected by way of electrical leads 100 to the power source 18 as shown in Figure 1. The electrodes 88 and 90, as well as the power source 18, may be of conventional design suitable for applying a voltage between the crystal faces 92, 94 in order to cause the mechanical generation of ultrasonic waves, the latter being propagated along a longitudinal axis 104 of the piezoelectric crystal 24.

The piezoelectric crystal 24 may be of any suitable material well known in the art having piezoelectric characteristics such as lead zirconate titanate (PZT). Preferably the cross-section of the piezoelectric crystal 24 is square with a diagonal dimension of about 1 mm to about 6 mm, and for operating in a range of about 50 KHz to about 1.3 MHz, the length, l, of the piezoelectric crystal 24 would be about 1.25 mm to about 12.5 mm in order to sustain power output from the piezoelectric crystal 24 sufficient to cause cavitation for disruption and liquefaction of blood clots.

While the dimensions of the radiator 44 and amplifier 48 are empirically determined, in general the amplifier 44 length is greater than the piezoelectric crystal 24 and amplifier 44 diameter is comparable to the cross-sectional dimensions of the piezoelectric crystal 24. The radiator 44 diameter may be approximately equal to the piezoelectric crystal 24 diagonal dimension.

The structure of the transducer 14 in accordance with the present invention promotes the forward projection of acoustic waves 110 along the longitudinal axis 104 as shown in Figures 3 and 4.

Referring again to Figure 2, an outer lumen 120 in the catheter 12, which surrounds the interior lumen 76, provides a means for both promoting cavitation in intravascular fluid 122, proximate clots 126, and for introducing a composition having clot dissolution activity as will be hereinafter discussed. A representation of the cavitation is illustrated by bubbles 128 within the intravascular fluid 122, and a reduction in clot 126 is represented in Figure 4.

The lumen 120 terminates in a cowling 130 surrounding the radiator 44 exterior to the catheter 12.

A seed liquid at a pressure greater than 1 atm is provided by the storage vessel 26 through a tube 134. A valve 136 provides a means for controlling the rate of clot dissolution through volume regulation of the seed fluid.

Cavitation occurs when the magnitude of the vacuum portion of the pressure-vacuum cycle in an acoustic wave within a liquid medium is sufficiently high that dissolved gases in the fluid come out of solution in the form of small observable bubbles 128. Typically the bubble formation (and/or subsequent collapse during the following pressure cycle) has a characteristic random noise acoustic signature. It is also quite violent mechanically at the bubble site, a property that enhances the efficacy of the transducer 14 in clot dissolution.

The valve 136 is utilized to allow the passage of a small but steady flow of cavitation seed liquid to the intravascular fluid 122.

The seed liquid is an aqueous saline solution impregnated with CO₂ (carbon dioxide) in a concentration of about 10 grams weight per liter of fluid. The seed liquid is kept in the vessel 26, sealed against the atmosphere until time of use, when it is carried through a lumen in the catheter to the ablation/dissolution site. As the liquid exits its container, its pressure drops to atmospheric pressure, and the CO₂ begins to come out of solution in the form of small gas bubbles (seed bubbles). The concentration of CO₂ in the stored solution is adjusted so that after transit through the lumen, the seed bubble 128 size is still very small (less than 25 microns).

In the presence of the acoustic field of an ultrasonic transducer, the small seed bubbles become sites for cavitation in which they become enlarged, collapse, and/or are forced away from the face of the transducer. The cavitation pressure threshold is lowered considerably, and the density of seed sites is very high -- both conditions contributing to the occurrence of cavitation within a large volume of the acoustic medium in front of the transducer. (By contrast, naturally occurring cavitation appears to be confined to a region very close to the face of the transducer.) By adjusting the feed rate of the seed fluid, the resulting cutting/dissolution activity can be controlled for maximum effect. A typical feed rate is 2 cc/min.

Experimental use of the hereinabove described transducer 14, with zero seed fluid flow, has established that when the transducer is held with the force of 60 grams against a submerged cross-sectional sample of totally occluded artery preserved in formaldehyde and the piezoelectric crystal 24 was driven with sufficient voltage at 100 KHz to produce a vibrational amplitude of 6.2 microns (peak) at the radiator 44, steady penetration of the radiator 44 into the clot was observed. The resulting cavity was a smooth-walled imprint of the radiator 44.

With regard to the dissolution of blood clots, a sample of approximately 1 cubic centimeter in volume was removed from a large clot mass and submerged in a transparent plastic tray approximately 1 inch in diameter and 1/4 inch deep. The radiator 44 was placed in a permanent position at a depth of about 1/8 inch in the center of the clot and energized as hereinabove described. A portion of the clot within a 1/4 inch radius of the radiator 44 was dissolved in two to three seconds.

Continued driving of the piezoelectric crystal 24 produced violent fluid motion and within one minute, the clot had separated into several pieces with each being propelled in eddied currents around the tray and aiming of the transducer at each piece resulted in complete dissolution within one additional minute. After a total lapsed time of about two to three minutes, the appearance of the fluid in the tray was indistinguishable with that of blood. In this experiment, the peak amplitude for clot dissolution was about 5 microns at 100 KHz; thus the voltage requirement is less for clot ablation.

These results are enhanced with seed liquid flow. In addition, it has been observed that bubbles 128 of a certain size (25 to 50 microns) are entrained in the acoustic field of the transducer and projected with very high speed (not yet measured, but much faster than the eye can follow, perhaps 10 to 15 m/sec) through the intravascular fluid 122. Ultrasound propelled bubbles are postulated to produce sufficient shear forces along their path to separate red blood cells.

It is also expected that the transducer 14 will also exhibit dissolution activity at a distance from the working tip rather than strictly by direct contact as has been the case for intravascular fluid 122 transducers without cavitation enhancement.

It has been further found that the present invention exhibits a synergy with known compositions having clot dissolution activity. That is, the use of ultrasonic energy with a composition having clot dissolution activity increases the dissolution rate up to two orders of magnitude over the use of the composition alone. This is shown in the following example.

<b>Example</b>

Two clot samples were prepared as follows: <ul id="ul0002" list-style="bullet" compact="compact"><li>Cored at 3 mm diameter from clot sample.</li><li>Washed in tap water, room temperature.</li><li>Weighed, placed at bottom of 1 ml vial with a 5 mm ID.</li><li>Covered with 1 ml streptokinase solution (strength: 2,500 units/ml, normal saline diluent).</li></ul>

Immediately following sample immersion, transducer OG-2 (3 mm x 3 mm cross section, 120 KHz operating frequency) was moved into contact with one of the clots. The transducer was then operated at a drive level of 75 v peak with 50% duty cycle for a period of 90 seconds.

Temperature of the treated solution after ultrasound exposure was 40° C.

Results were as follows: <tables id="tabl0001" num="0001"><table frame="all"><tgroup cols="4" colsep="1" rowsep="0"><colspec colnum="1" colname="col1" colwidth="39.37mm" /><colspec colnum="2" colname="col2" colwidth="39.37mm" /><colspec colnum="3" colname="col3" colwidth="39.37mm" /><colspec colnum="4" colname="col4" colwidth="39.37mm" /><thead valign="top"><row rowsep="1"><entry namest="col1" nameend="col1" align="left">Sample</entry><entry namest="col2" nameend="col2" align="center">Initial Weight</entry><entry namest="col3" nameend="col3" align="center">Final Weight</entry><entry namest="col4" nameend="col4" align="left">Appearance</entry></row></thead><tbody valign="top"><row><entry namest="col1" nameend="col1" align="left">CONTROL</entry><entry namest="col2" nameend="col2" align="char" char=".">.142 gm</entry><entry namest="col3" nameend="col3" align="char" char=".">.109 gm</entry><entry namest="col4" nameend="col4" align="left">Core sample intact</entry></row><row rowsep="1"><entry namest="col1" nameend="col1" align="left">U.S.+ Strep</entry><entry namest="col2" nameend="col2" align="char" char=".">.120</entry><entry namest="col3" nameend="col3" align="char" char=".">.022</entry><entry namest="col4" nameend="col4" align="left">3 small pieces</entry></row></tbody></tgroup></table></tables>

The Example demonstrates the significant effect provided by the combination of ultrasonic energy and composition having clot dissolution activity in actual clot dissolution. This synergism significantly reduces the amount of composition necessary to effect clot dissolution. It can be easily appreciated that any side effects or unwanted activity of the compositions are consequently reduced because of the lower doses necessary to effect clot dissolution when used in combination with ultrasonic energy.

The cavitation created by the apparatus 10 in accordance with the present invention is also useful in the enhancement of phonophoresis and is therefore useful in combination with any known drug, or active agent, and in treatment of conditions by phonophoresis. Such drugs include, but are not limited to: <dl id="dl0001" compact="compact"><dt>Dexamethasone</dt><dd>Sodium chloride</dd><dt>Arabinosyl cytosine</dt><dd>Calcium chloride</dd><dt>BCNU</dt><dd>Hydrocortisone</dd><dt>Cyclophosphamide's active</dt><dd>Tetracycline</dd><dt>metabolite</dt><dd>Streptomycin</dd><dt>Nitrogen mustard</dt><dd>Fluorafur</dd><dt>Melphalan</dt><dd>Physostigmine</dd><dt>Mannitol</dt><dd>Penicillin</dd><dt>Zinc oxide and tannic acid</dt><dd>Thiodine</dd><dt>Urea and dimethyl sulfoxide</dt><dd>Papain</dd><dt>Lignocaine/lidocaine</dt><dd>Interferon</dd><dt>Lignocaine and dexamethasone</dt><dd>Penicillin</dd><dt>Benzydamine</dt><dd>Streptomycin</dd><dt>Fluocinolone acetonide</dt><dd>Tetracycline</dd><dt>Ibuprofen</dt><dd>Thiamin and</dd><dt>Benzoic acid</dt><dd>Ascorbic Acid</dd><dt>Potassium chloride</dt>&lt;dd /&gt;</dl>

Similar effects are expected with the use of drugs having activity to reduce restenosis. That is, the activity of a drug in reducing restenosis is increased with ultrasonic energy by enhancement of delivery into a vascular wall.

The use of heparin to prevent acute occlusion and chronic restenosis is attractive because of its known antithrombotic effect and inhibitory effect on smooth muscle cell proliferation. Many mechanisms have been described for heparin growth inhibition. The earliest mechanism proposed that heparin, which is negatively charged, "scavenged" cationic growth factors such as fibroblast growth factor and platelet-derived growth factor. It has been shown that smooth muscle cells bind and internalize heparin consistent with receptor-mediated endocytosis.

Unfortunately, doses used for systemic anticoagulant heparinization are accompanied by the potent for hemorrhage, electrolyte shifts, and thrombocytopenia in the acute setting, and osteoporosis and alopecia over longer periods of time. These disadvantages are overcome by the apparatus and method of the present invention utilizing ultrasound to delivery heparin, in which doses may be used which heretofore have been less than conventionally used.

Turning now to Figure 5, there is shown an alternative embodiment 150 of the present invention, suitable for clot dissolution in combination with a composition having clot dissolution activity as hereinabove described.

This embodiment 150 generally includes a piezoelectric crystal 152 attached to a catheter 154 by means of an elastomeric material 156 which, importantly, is affixed to the crystal 152, only at a midpoint 160 thereof and surrounding a rear end 164 of the crystal 152 without attachment, or adherence thereto, which may leave an air gap 170 between the elastomeric material 156 and the crystal 152.

In this configuration, with the rear end 164 of crystal 152 not being loaded by the elastomeric material, sufficient ultrasonic waves may be introduced into a vessel (not shown in Figure 5) for the dissolution of clots (not shown in Figure 5).

As hereinbefore discussed, the piezoelectric crystal 152 may be powered by a set of electrical leads 174 interconnected to the power source 18, shown in Figure 1. An auxiliary lumen 150 is provided in the catheter 154 to provide means for introducing a composition having clot dissolution activity proximate the crystal 152 within the vessel. The crystal 152 provides a means for intravascular generation of ultrasonic waves within the vessel, in combination with a composition having clot dissolution activity, as hereinabove discussed, and provides a combination for intravascular clot dissolution and apparatus for enhancing clot dissolution activity of a composition.

Although there has been hereinabove described a specific arrangement of ultrasonic surgical apparatus for dissolving intravascular blockage and inhibiting restenosis in accordance with the present invention, for the purpose of illustrating the manner in which the invention may be used to advantage, it will be appreciated that the invention is not limited thereto. Accordingly, any and all modifications, variations, or equivalent arrangement which may occur to those skilled in the art should be considered to be within the scope of the invention as defined in the appended claims.