Method and apparatus for actively managing electric power supply for an electric power grid

0001METHOD AND APPARATUS FOR ACTIVELY MANAGING ELECTRIC POWER SUPPLY FOR AN ELECTRIC POWER GRID

CROSS REFERENCE OF RELATED APPLICATIONS

0003[0001] This application is a continuation of U.S. Application No. 13549429, filed on September 14, 2012, which is herein incorporated by reference in its entirety.

BACKGROUND OF THE INVENTION

0005[0002] 1. Field of the Invention

0006[0003] The present invention relates generally to the field of electrical power control systems, and more particularly, to systems, methods, and apparatus embodiments for actively managing power supply from any electric power generation source or storage device for introduction to an electric power grid, microgrid interconnected or disconnected, and for creating operating reserves for utilities and market participants of the electric power grid.

0007[0004] 2. Description of Related Art

0008[0005] Generally, electric power management systems for supply of electricity to an electric power grid are known. However, most prior art systems and methods apply to load curtailment where the supply is used to remove the service points from the grid, but not particularly operable to supply or introduce a new source of supply to the grid. Supplying energy to the grid requires detailed attachment modeling, and due to the requirements that any amount of supply, even micro-scale supply, must comply with standards applicable to full scale utilities or macro-generation supply; this compliance is difficult and expensive. However, there are relevant prior art documents relating to supply of power to electric power grids in the field of the present invention. By way of example, consider the following US Patent and US Patent Application Publication documents: [0006] U.S. Patent Application Publication No. 20080040479, filed 08-09-2007 by inventors Bridge et al. and assigned on the face of the publication to V2Green, Inc. for "Connection locator in a power aggregation system for distributed electric resources," discloses a method to obtain the physical location of an electric device, such as an electric vehicle, and transforming the physical location into an electric network location, and further including receiving a unique identifier associated with a device in a physical location. See also related WIPO publication WO2008073477, and U.S. Patent Application Nos. 20110025556, 20090043519, 20090200988, 20090063680, 20080040296,

000920080040223, 20080039979, 20080040295, and 20080052145.

0010[0007] WIPO Publication No. WO2011079235, filed 12-22-2010 and published 06-30-

00112011 by inventor Williams and assigned on the face of the document to Interactive Grid Solutions, LLC for "Distributed energy sources system," describes an energy management system that includes distributed energy sources (for example a wind turbine) that communicate with consumer devices and electric utilities, wherein a CPU is in

0012communication with the distributed energy source and is operable to control the flow of energy produced by the distributed energy source.

0013[0008] WIPO Publication No. WO2012015508, filed 05-02-2011 and published 02-02-

00142012 by inventor Cherian et al. and assigned on the face of the document to Spriae, Inc. for "Dynamic distributed power grid control system," describes a control system for a distributed power grid that includes a simulation module operative to directly interface with the operational control of the distributed energy resources (DER) to develop and dynamically modify the control inputs of the distributed power grid, and wherein the distributed control module can simulate control response characteristics of the DER to determine control methodology by conducting decentralized and distributed simulation. See also WIPO Publication Nos. WO201200879 and WO2012015507, and U.S. Patent Application Nos. 20110106321, 20120029720 and 20120029897.

0015[0009] WIPO Publication No. WO2012058114, filed 10-21-2011 and published 05-03- 2012 by inventor Alatrash et al. and assigned on the face of the document to Petra Solar, Inc. for "Method and system facilitating control strategy for power electronics interface of distributed generations resources," discloses a method and system for implementing a control strategy for distributed generation (DG) units, wherein the DG unit behaves similarly to a synchronous generator.

0016[0010] U.S. Patent No. 7949435, filed 08-09-2007 and issued 05-24-2011 to inventors Pollack et al. and assigned to V2Green, Inc. on the face of the document for "User interface and user control in a power aggregation system for distributed electric resources," describes a method and operator interface for users or owners of a distributed power resource, such as an electric vehicle, which connects to a power grid, wherein the user or owner controls a degree of participation of the electric resource power aggregation via the user interface, and further including an energy pricing preference, a vehicle state-of-charge, and a predicted amount of time until the electric resource disconnects from a power grid. See also U.S. Patent Application Publication Nos. 20090043520 and 20080039989.

0017[0011] U.S. Patent Application Pub. No. 20110282511, filed 03-26-2011 and published 11-17-2011 to inventor Unetich and assigned on the face of the document to Smart Power Devices Ltd for "Prediction, communication and control system for distributed power generation and usage," describes an apparatus for obtaining, interpreting and

0018communicating a user reliable and predictive information relevant to the price of electricity service at a prospective time. [0012] U.S. Patent No. 7844370, filed 08-09-2007 and issued 11-30-2010 by inventors Pollack et al. and assigned on the face of the document to GridPoint, Inc. for "Scheduling and control in a power aggregation system for distributed electric resources," describes systems and methods for a power aggregation system in which a server establishes individual Internet connections to numerous electric resources intermittently connect to the power grid, such as electric vehicles, wherein the service optimizes power flows to suit the needs of each resource and each resource owner, while aggregating flows across numerous resources to suit the needs of the power grid, and further including inputting constraints of individual electric resources into the system, which signals them to provide power to take power from a grid.

0019[0013] U.S. Patent Application Pub. No. 20090187284, filed 01-07-2009 and published 07-23-2009 by inventors Kreiss et al. for "System and method for providing power distribution system information," describes a computer program product for processing utility data of a power grid, including a datamart comprised of physical databases storing utility data applications comprising an automated meter application configured to process power usage data from a plurality of automated meters, a power outage application configured to identify a location of a power outage, and a power restoration application configured to identify a location of a power restoration. See also U.S. Pat. Application Nos. 20110270550, 20110270457, and 20110270454.

0020[0014] The increased awareness of the impact of carbon emissions from the use of fossil fueled electric generation combined with the increased cost of producing base load, intermediate, and peak power during high load conditions has increased the need for alternative solutions utilizing new power technologies as a mechanism to defer, or in some cases eliminate, the need for the deployment of additional generation capacity by electric utilities, generating utilities, or distributing utilities or any grid operator or market participant whose primary function is to facilitate the production, distribution, operation and sale of electricity to individual consumers. Existing electric utilities are pressed for methods to defer or eliminate the need for construction of fossil-based or macro large scale electricity generation while dealing with the need to integrate new sources of generation such as renewable energy sources or distributed energy resources whose production and integration into the electric grid is problematic.

0021[0015] Today, a patchwork of systems exist to implement demand response load management programs, dispatch of macro-generation, and energy management and control for both supplying "negawatts", supply and grid stability to the electric utility grid whereby various radio subsystems in various frequency bands utilize "one-way" transmit only methods of communication or most recently deployed a plurality of proprietary two-way methods of communications with electric customers or their load consuming device and measurement instruments including, by way of example, "smart meters." In addition, macro generation is controlled and dispatched from centralized control centers either from utilities, Independent Power Producers (IPPs) or other Market Participants that utilize point to point primarily "Plain old telephone service" POTS dedicated low bit rate modems or nailed time division multiplex (TDM) circuits such as T-ls that supply analog telemetry to Energy Management Systems or in some cases physical dispatch to a human operator to "turn on" generation assets in response to grid supply needs or grid stress and high load conditions. Under traditional Demand Response technologies used for peak shaving, utilities or other market participants install radio frequency (RF)-controlled relay switches typically attached to a customer's air conditioner, water heater, or pool pumps, or other individual load consuming devices. A blanket command is sent out to a specific geographic area whereby all receiving units within the range of the transmitting station (e.g., typically a paging network) are turned off during peak hours at the election of the power utility. After a period of time when the peak load has passed, a second blanket command is sent to turn on those devices that have been turned off. This "load shifting" has the undesired effect of occasionally causing "secondary peaks" and generally requires consumer incentives for adoption.

0022[0016] Most recent improvements that follow the same concepts are RF networks that utilize a plurality of mesh based, non-standard communications protocols that utilize IEEE 802.15.4 or its derivatives, or "ZigBee" protocol end devices to include load control switches, programmable thermostats that have pre-determined set points for accomplishing the "off or "cut" or reduce command simultaneously or pre-loaded in the resident memory of the end device. These networks are sometimes referred to in the industry as "Home Area Networks" or (HANs). In these elementary and mostly proprietary solutions, a

0023programmable thermostat(s) or building control systems (PCTs) move the set point of the HVAC (or affect another inductive or resistive device) or remove a resistive device from the electric grid thus accomplishing the same "load shifting" effect previously described. All of these methods require and rely on statistical estimations and modeling for measuring their effectiveness and use historical information that are transmitted via these same "smart meters" to provide after-the-fact evidence that an individual device or consumer complied with the demand response event. Protocols that are employed for these methods include "Smart Energy Profiles Versions 1 & 2" and its derivatives to provide utilities and their consumers an attempt at standardization amongst various OEMs of PCTs, switching, and control systems through a plurality of protocols and interfaces. These methods remain crude and do not include real time, measurement, verification, settlement and other attributes necessary to have their Demand Response effects utilized for effective Operating Reserves with the exception of limited programs for "Emergency" Capacity Programs as evidenced by programs such as the Energy Reliability Council of Texas' (ERCOT's) Emergency Interruptible Load Service (EILS). Furthermore, for effective settlement and control of mobile storage devices such as Electric Vehicles, these early "Smart Grid" devices are not capable of meeting the requirements of Federal Energy Regulatory

0024Commission (FERC), North American Electric Reliability Corp. (NERC) or other standards setting bodies such as the National Institute of Science & Technology (NIST) Smart Grid Roadmap.

0025[0017] While telemetering has been used for the express purpose of reporting energy usage, no cost effective techniques exist for calculating power consumption, carbon gas emissions, sulfur dioxide (S0₂) gas emissions, and/or nitrogen dioxide (N0₂) emissions, and reporting the state of a particular device under the control of a two-way positive control load management device or other combinations of load control previously described. In particular, one way wireless communications devices have been utilized to de-activate electrical appliances, such as heating, ventilation, and air-conditioning (HVAC) units, water heaters, pool pumps, and lighting or any inductive or resistive device that is eligible as determined by a utility or market participant for deactivation, from an existing electrical supplier or distribution partner's network. These devices have typically been used in combination with wireless paging receivers or FM radio carrier data modulation, or a plurality of 2-way proprietary radio frequency (RF) technologies that receive "on" or "off commands from a paging transmitter or transmitter device. Additionally, the one-way devices are typically connected to a serving electrical supplier's control center via landline trunks, or in some cases, microwave transmission to the paging transmitter. The customer subscribing to the load management program receives a discount or some other form of economic incentive, including direct payments for allowing the serving electrical supplier (utility), retail electric provider or any other market participant to connect to their electrical appliances with a one-way load control switch and deactivate those appliances during high energy usage periods. This technique of demand response is used mostly by utilities or any market participant for "peak shifting" where the electric load demand curve is moved from a peak period to a less generation intensive time interval and are favored by rate-based utilities who earn capital returns of new power plants or any capital deployed to operate their electric grids that are approved by corresponding Public Utility Commissions. These methods are previous art and generally no conservation of energy is measured. In many instances, secondary peak periods occur when the cumulative effect of all the resistive and inductive devices are released from the "off state simultaneously causing an unintended secondary peak event.

0026[0018] While one-way devices are generally industry standard and relatively inexpensive to implement, the lack of a return path from the receiver, combined with the lack of information on the actual devices connected to the receiver, make the system highly inefficient and largely inaccurate for measuring the actual load shed to the serving utility or compliant with measurement and verification for presenting a balancing authority or independent system operator for operating reserves. While the differential current draw is measurable on the serving electric utility's transmission lines and at electrical bus or substations, the actual load shed is approximate and the location of the load deferral is approximated at the control center of the serving utility or other statistical methods are considered to approximate the individual or cumulative effect on an electric utility grid. The aforementioned "two-way" systems are simultaneously defective in addressing real time and near real time telemetry needs that produce generation equivalencies that are now recognized by FERC Orders such as FERC 745 where measurable, verifiable Demand Response "negawatts", defined as real time or near real time load curtailment where measurement and verification can be provided within the tolerances required under such programs presented by FERC, NERC, or the governing body that regulate grid operations. The aforementioned "smart meters" in combination with their data collection systems commonly referred to as "Advanced Metering Infrastructure" generally collect interval data from meters in HISTORICAL fashion and report this information to the utility, market participant or grid operator AFTER the utility or grid operator has sent notice for curtailment events or "control events" to initiate due to high grid stress that includes lack of adequate operating reserves to meet demand, frequency variations, voltage support and any other grid stabilizing needs as identified by the utility or grid operator and published and governed by FERC, NERC, or other applicable regulations.

0027[0019] One exemplary telemetering system is disclosed in U.S. Pat. No. 6,891,838. This patent describes details surrounding a mesh communication of residential devices and the reporting and control of those devices, via WANs, to a computer. The stated design goal in this patent is to facilitate the "monitoring and control of residential automation systems." This patent does not explain how a serving utility or customer could actively control the devices to facilitate the reduction of electricity. In contrast, this patent discloses techniques that could be utilized for reporting information that is being displayed by the serving utility's power meter (as do many other prior applications in the field of telemetering).

0028[0020] An additional exemplary telemetering system is disclosed in U.S. Patent Application Publication No. 20050240315. The primary purpose of this published application is not to control utility loads, but rather "to provide an improved interactive system for remotely monitoring and establishing the status of a customer utility load." A stated goal of this publication is to reduce the amount of time utility field personnel have to spend in the field servicing meters by utilizing wireless technology.

0029[0021] Another prior art system is disclosed in U.S. Patent No. 6633823, which describes, in detail, the use of proprietary hardware to remotely turn off or turn on devices within a building or residence. While initially this prior art generally describes a system that would assist utilities in managing power load control, the prior art does not contain the unique attributes necessary to construct or implement a complete system. In particular, this patent is deficient in the areas of security, load accuracy of a controlled device, and methods disclosing how a customer utilizing applicable hardware might set parameters, such as temperature set points, customer preference information, and customer overrides, within an intelligent algorithm that reduces the probability of customer dissatisfaction and service cancellation or churn.

0030[0022] Attempts have been made to bridge the gap between one-way, un-verified power load control management systems and positive control verified power load control management systems. However, until recently, technologies such as smart breakers and command relay devices were not considered for use in residential and commercial environments primarily due to high cost entry points, lack of customer demand, and the cost of power generation relative to the cost of implementing load control or their ability to meet the measurement, telemetry, verification requirements of the grid operator or ISO. Furthermore, submetering technology within the smart breaker, load control device, command relay devices or building control systems have not existed in the prior art.

0031[0023] One such gap-bridging attempt is described in U.S. Patent Application

0032Publication No. 20050065742. This publication discloses a system and method for remote power management using IEEE 802 based wireless communication links. The system described in this publication includes an on-premise processor (OPP), a host processor, and an end device. The host processor issues power management commands to the OPP, which in turn relays the commands to the end devices under its management. While the disclosed OPP does provide some intelligence in the power management system, it does not determine which end devices under its control to turn-off during a power reduction event, instead relying on the host device to make such decision. For example, during a power reduction event, the end device must request permission from the OPP to turn on. The request is forwarded to the host device for a decision on the request in view of the parameters of the on-going power reduction event. The system also contemplates periodic reading of utility meters by the OPP and storage of the read data in the OPP for later communication to the host device. The OPP may also include intelligence to indicate to the host processor that the OPP will not be able to comply with a power reduction command due to the inability of a load under the OPP's control to be deactivated. However, neither the host processor nor the OPP determine which loads to remove in order to satisfy a power reduction command from an electric utility, particularly when the command is issued by one of several utilities under the management of a power management system. Further, neither the host processor nor the OPP tracks or accumulates power saved and/or carbon credits earned on a per customer or per utility basis for future use by the utility and/or customer. Still further, the system of this publication lacks a reward incentive program to customers based on their participation in the power management system. Still further, the system described in this publication does not provide for secure communications between the host processor and the OPP, and/or between the OPP and the end device. As a result, the described system lacks many features that may be necessary for a commercially viable implementation.

0033[0024] Customer profiles are often used by systems for a variety of reasons. One reason is to promote customer loyalty. This involves keeping information about not only the customer, but about the customer's actions as well. This may include information about what the customer owns (i.e., which devices), how they are used, when they are used, etc. By mining this data, a company can more effectively select rewards for customers that give those customers an incentive for continuing to do business with the company. This is often described as customer relationship management (CRM).

0034[0025] Customer profile data is also useful for obtaining feedback about how a product is used. In software systems, this is often used to improve the customer/user experience or as an aid to testing. Deployed systems that have customer profiling communicate customer actions and other data back to the development organization. That data is analyzed to understand the customer's experience. Lessons learned from that analysis is used to make modifications to the deployed system, resulting in an improved system.

0035[0026] Customer profile data may also be used in marketing and sales. For instance, a retail business may collect a variety of information about a customer, including what customers look at on-line and inside "brick-and-mortar" stores. This data is mined to try to identify customer product preferences and shopping habits. Such data helps sales and marketing determine how to present products of probable interest to the customer, resulting in greater sales.

0036[0027] However, the collection of customer profile information by power utilities, retail electric providers or any other market participant that sells retail electric commodity to end customers (residential or commercial) has been limited to customer account information of gross electrical consumption and inferential information about how power is being consumed but requires customers to take their own actions. Because power utilities, REPs, market participants typically are unable to collect detailed data about what is happening inside a customer's home or business, including patterns of energy consumption by device, there has been little opportunity to create extensive customer profiles.

0037[0028] Thus, none of the prior art systems, methods, or devices provide complete solutions for actively controlling power load management for customers attached to the electric grid, and for creating operating reserves for utilities and market participants.

0038Therefore, a need exists for a system and method for active power load management that is optionally capable of tracking power savings for the individual customer as well as the electric utility and any other market participant to thereby overcome the shortcomings of the prior art.

SUMMARY OF THE INVENTION

0040[0029] For applications of management of electrical power supply and load curtailment equivalent to supply, the present invention provides for apparatus, systems and methods for actively controlling power supply and load management for the electric grid, and for creating operating reserves for utilities and market participants or combinations thereof. The present invention provides systems, apparatus, and methods for managing power supplied over an electric power grid by an electric utility and/or other market participants to multiplicity of grid elements and devices for supply and/or load curtailment as supply, each of which having a Power Supply Value (PSV) associated with its energy consumption and/or reduction in consumption and/or supply, and wherein messaging is managed through a network by a Coordinator using IP messaging for communication with the grid elements and devices, with the energy management system (EMS), and with the utilities, market participants, and/or grid operators.

0041[0030] The present invention further provides additional tracking of all elements associated with the electric power grid (i.e., grid elements) for supply, normal and emergency grid operations, and/or load curtailment through a Coordinator and to an energy management system (EMS), and further for tracking power consumption, supply, Operating Reserves created through curtailment or by supply, savings for both the individual customer, broadly defined as any consumer of electrical power whether this is an individual residential consumer, a large commercial/industrial customer or any combination thereof, inclusive of retail electric providers and market participants as well as the overall electric grid, including utilities, whether generating or distributing the electric power grid.

0042[0031] One aspect of the present invention provides a system for managing and supplying power on an electric power grid that is constructed and configured for supplying and receiving power from a multiplicity of sources, where the power flows to a plurality of power consuming devices or is generated by a plurality of power generation and storage solutions that are energized, de-energized, and/or power-reduced by a plurality of controllable devices, the system including: a server having a command processor operable to receive or initiate power commands and issue power event messages responsive thereto; a Coordinator constructed and configured in networked communication with the server, and operable for receiving, sending, storing, processing, and/or managing messages for the server and for a multiplicity of grid elements and/or devices that consume power and/or produce or store power; wherein the messages are communicated over a communications network via the Coordinator through an IP -based messaging or a proprietary-based messaging; a database for storing information relating to power consumed by the plurality of power consuming devices and the amount of power to be reduced to each of the power consuming devices and/or power supply to be provided to the electric power grid; and wherein the system is operable for providing maintained or improved grid stability.

0043[0032] Another aspect of the present invention is to provide an apparatus for use in managing power on an electric power grid that is constructed and configured for supplying and receiving power from a multiplicity of grid elements and supply sources, wherein the power flows to a plurality of power consuming devices or is generated by a plurality of power generation and/or storage solutions that are energized, de-energized, and/or power- reduced by a plurality of controllable devices, the apparatus including: a Coordinator for managing communication between grid elements and devices, supply sources, and a control server or energy management system (EMS 10), wherein the communication occurs over a network using IP -based or proprietary messaging, and wherein the communication includes at least one of grid element(s), supply source(s), and/or device(s) characteristics, thereby providing controlled power management and/or supply for the electric power grid.

0044[0033] Accordingly, the present invention is directed to systems for managing and supplying power on an electric power grid that is constructed and configured for supplying and receiving power from a multiplicity of sources, where the power flows to a plurality of power consuming devices or is generated by a plurality of power generation and storage solutions that are enabled and disabled by a plurality of controllable devices, wherein the system includes: a server comprising a command processor operable to receive or initiate power messaging, including but not limited to control commands and issue power control event messages responsive thereto, at least one of the power control commands requiring a reduction in an amount of electric power consumed by the plurality of power consuming devices; an event manager operable to receive the power control event messages, maintain at least one power management status relating to each client device and issue power control event instructions responsive to the power control event messages that may be initiated from a market participant, a utility, or an electric grid operator; a database for storing, information relating to power supplied by any power source supply and/or consumed by the plurality of power consuming devices and based upon the amount of power to be reduced to each of the power consuming devices, generating a first power supply value (PSV); and a client device manager operably coupled to the event manager and the database, the client device manager selecting from the database, based on the information stored in the database, at least one client device to which to issue a power message indicating at least one of an amount of electric power to be reduced or increased and identification of at least one controllable device to be instructed to disable a flow of electric power to one or more associated power consuming devices responsive to receipt of a power control event instruction requiring a reduction in a specified amount of electric power; the plurality of controllable device and corresponding device interfaces facilitating communication of power control instructions to the controllable devices, the power control instructions causing the at least one controllable device to selectively enable and disable a flow of power to the power consuming device(s); and a device control manager operably coupled to the controllable device interfaces for issuing a power control instruction to the controllable devices through the controllable device interfaces, responsive to the received power control message, the power control instruction causing the controllable device(s) to disable a flow of electric power to at least one associated power consuming device for reducing consumed power, and based upon the reduction in consumed power, generating a second power supply value (PSV) corresponding to the reduction in consumed power and/or supplied power or power available for supply to the electric power grid. [0034] Also, the present invention is directed to method for managing power on an electric power grid that is constructed and configured for supplying and receiving power from a multiplicity of sources, including a Coordinator for managing all communications with all interactive grid elements relating to status and messaging for those elements, and relating to power supply and load curtailment affecting the grid through any / select / all of those elements. Furthermore, the Coordinator associated with the present invention monitors and manages through the EMS, active supply director (ASD), and/or active load director (ALD) to the multiplicity of grid elements, where, when, how much, and grid stability components of the power that flows to and is distributed and/or transmitted to a plurality of power consuming devices or is generated by a plurality of power generation and storage solutions that are enabled and disabled by a plurality of controllable devices, the method steps including: initiating power control commands by a server including a command processor operable to receive or initiate power control commands and issue power control event messages responsive thereto, all of which are communicated through the Coordinator from the EMS and/or ALD and/or ASD, at least one of the power control commands requiring a reduction in an amount of electric power consumed by the plurality of power consuming devices, and at least one of the power control commands requiring an introduction of supply of electric power; the Coordinator also functioning as an event manager receiving the power control event messages, maintain at least one power management status relating to each client device and issuing power control event instructions responsive to the power control event messages that may be initiated from a market participant, a utility, ISO, and/or an electric grid operator; storing in a database, information relating to power consumed by the plurality of power consuming devices and based upon the amount of power to be reduced to each of the power consuming devices, and/or relating to power available for supply by power generation source supply and/or power storage source supply, generating a first power supply value (PSV); and the

0045Coordinator also functioning as a client device manager for selecting from the database, based on the information stored in the database, at least one client device to which to issue a power control message indicating at least one of an amount of electric power to be reduced or increased and identification of at least one controllable device to be instructed to disable a flow of electric power to one or more associated power consuming devices responsive to receipt of a power control event instruction requiring a reduction in a specified amount of electric power; wherein the plurality of controllable device and corresponding device interfaces facilitating communication of power control instructions to the controllable devices, the power control instructions causing the at least one controllable device to selectively enable and disable a flow of power to the power consuming device(s); and a device control manager issuing a power control instruction to the controllable devices through the controllable device interfaces, responsive to the received power control message, the power control instruction causing the controllable device(s) to disable a flow of electric power to at least one associated power consuming device for reducing consumed power, and/or causing the generation source supply (GSS) and/or storage source supply (SSS) for supply available to the electric power grid, and based upon the reduction in consumed power and/or supply available for the grid, generating at least one other power supply value (PSV) corresponding to the reduction in consumed power for each element and/or device associated with curtailment (reduction) or supply (increase) in power associated with the grid. [0035] These and other aspects of the present invention will become apparent to those skilled in the art after a reading of the following description of the preferred embodiment when considered with the drawings, as they support the claimed invention.

BRIEF DESCRIPTION OF THE DRAWINGS

0047[0036] FIG. 1 illustrates a schematic diagram of an IP -based active power load management system in accordance with an exemplary embodiment of the present invention.

0048[0037] FIG. 2 is a schematic diagram illustrating an exemplary active load client (ALC) smart meter use case example according to the present invention, wherein the ALC is shown as a component of the system of FIG. 1.

0049[0038] FIG. 3 illustrates a flow diagram of methods according to the present invention for tracking power usage and power supply value (PSV) generation.

0050[0039] FIG. 4 illustrates a flow diagram of methods according to the present invention for tracking state of ALCs having an IP address within an electric power grid system.

0051[0040] FIG. 5 is a schematic diagram illustrating an exemplary system arrangement for conservation voltage reduction.

0052[0041] FIG. 6 is a schematic diagram an IP -based active energy management system in accordance with the present invention, including components of ALC, ALD, IP -based communication, load control devices and power consuming devices.

0053[0042] FIG. 7 is a schematic diagram illustrating generation, transmission, distribution, and load consumption within a traditional electric power grid.

0054[0043] FIG. 8 is a schematic diagram illustrating balancing areas and their traditional interaction for power generation or supply balancing with customer demand for electric power within a grid. [0044] FIG. 9 is a graphic illustration of daily load shape and base load for traditional electric power grid operations, including sufficient operating reserves to address peak load conditions.

0055[0045] FIG. 10 is a graph illustrating operating reserves of different types of responsiveness required for generation and operation of a traditional electric power grid.

0056[0046] FIG. 11 is a bar graph illustrating applications of operating reserves of different types and communications networks and timing for traditional control events.

0057[0047] FIG. 12 is a schematic illustration for balancing resources within a traditional electric power grid, including grid stability elements of frequency.

0058[0048] FIG. 13 is a schematic diagram illustrating components including ALD, ALC, and IP communications for distributed grid intelligence within systems of the present invention.

0059[0049] FIG. 14 is a schematic diagram that illustrates smart grid with decentralized networks according to systems and methods of the present invention.

0060[0050] FIG. 15 is another schematic diagram that illustrates smart grid with decentralized networks according to systems and methods of the present invention.

0061[0051] FIG. 16 is yet another schematic diagram that illustrates smart grid with decentralized networks according to systems and methods of the present invention.

0062[0052] FIG. 17 shows a schematic diagram for supply from utility, market participant,

0063CSP, and/or REP, ALD / cloud layer, ICCP, control and dispatch, and micro-grid enablement according to systems and methods of the present invention.

0064[0053] FIG. 18 is a schematic diagram representing operating reserves for supply side generation of electric power for a grid, active load director (ALD), active load client (ALC), power consuming devices, and other components of the systems and methods of the present invention for generating operating reserves of different categories.

0065[0054] FIG. 19 is a schematic diagram showing one embodiment of the present invention including power consuming devices, control devices, ALC, ALD, customer profile, IP communication network, and grid telemetry components of systems and methods of the present invention.

0066[0055] FIG. 20 is a schematic diagram showing one embodiment of the present invention including energy management system (EMS), power consuming devices, control devices, ALC, ALD, customer profile, IP communication network, and grid telemetry components of systems and methods of the present invention.

0067[0056] FIG. 21 is a schematic diagram showing one embodiment of the present invention including EMS, power consuming devices, control devices, ALC, ALD, customer profile, IP communication network, and grid telemetry components of systems and methods of the present invention.

0068[0057] FIG. 22 is a flow diagram illustrating method steps for energy consuming devices and the generation of power supply value (PSV) according to embodiments of the present invention, including learning profile.

0069[0058] FIG. 23 is a graph showing at least three (3) dimensions for factors associated with load consumption and devices managing temperature control for corresponding power consuming devices, including the change in factors over time.

0070[0059] FIG. 24 is a graph showing first, second, and additional standard deviations of for the chart of drift versus time, for use with the systems and methods of the present invention. [0060] FIG. 25 is a flow diagram for methods of the present invention for calculating the time period for environmentally dependent and independent devices and determining or generating power supply value (PSV) for those power-consuming devices.

0071[0061] FIG. 26 is a schematic diagram illustrating exemplary IP -based active power load management system in accordance with one embodiment of the present invention.

0072[0062] FIG. 27 is a schematic diagram illustrating a schematic diagram of an exemplary active load director in accordance with one embodiment of the present invention.

0073[0063] FIG. 28 is a schematic diagram illustrating a schematic diagram of an exemplary active load client in accordance with one embodiment of the present invention.

0074[0064] FIG. 29 is a flow diagram illustrating steps in a method for updating information relating to ALCs and/or ALD database.

0075[0065] FIG. 30 provides a schematic diagram illustrating analytics for how the system and methods of the present invention provides additional operating (e.g., regulating, spinning and/or non-spinning) reserve to a power utility, market participant, grid operator, etc.

0076[0066] FIG. 31 is a graph that depicts a load profile of a utility during a projected time period, showing actual energy usage as well as projected energy usage determined with and without a control event, in accordance with an exemplary embodiment of the present invention.

0077[0067] FIG. 32 is a schematic diagram illustrating the Coordinator as part of the system and methods of the present invention.

0078[0068] FIG. 33 is a schematic diagram showing a basic AGC / energy management system (EMS) representation. [0069] FIG. 34 is a schematic diagram illustrating an energy management system (EMS) as part of the system of the present invention.

DETAILED DESCRIPTION OF THE PRESENT INVENTION

0080[0070] Overall, the systems and methods of the present invention provide supply and/or curtailment as supply for grid stability of an electric power grid. The present invention relates generally to the field of electrical power control systems and more particularly to systems, methods, and apparatus embodiments for actively managing power supply from any electric power generation source or storage device for introduction to an electric power grid, and/or load curtailment for consideration as supply. Preferably, these systems and methods are in compliance with the standards that are currently contemplated and are changing in response to the recognized need in the United States and other countries where the electric utility grid is not fully developed, but the demand for energy is expected to grow substantially over the life of the invention. The present invention embodiments further provide for actively managing power supply from any generation source supply and/or power supply from curtailment events applied to load consuming devices, thereby creating operating reserves for utilities and market participants, while optionally tracking power savings for both the individual customer, broadly defined as any consumer of electrical power whether this is an individual residential consumer, a large

0081commercial/industrial customer or any combination thereof inclusive of retail electric providers and market participants, as well as the electric utility or electric power generation source supply (GSS), whether generating or distributing power for the electric power grid.

0082[0071] When curtailment or supply is provided in a distributed manner from a plurality of sources through the present invention, capacity is also created on the transmission and distribution system that is used to carry the physical energy to the load consuming devices, and/or the attachment point of the supply devices, and those consumers at their attachment point to the grid. This is sometimes referred to in both the industry and the description of the present invention as a "service point" and can represent any attachment point along an electric grid whereby the physical layer of wires meets the physical attachment of either load or supply that is used in accordance with the present invention. The creation of capacity for these "wired" networks is in itself new to the art, and is tracked with the other messaging described in the present invention via the Coordinator and with specific messaging that is used and identified for the purpose of transmission and distribution capacity created along every element that is used to distribute electric power in the electric power grid. These created capacities are preferably aggregated by service point, by attachment wires, by transformer, by feeder wire, by substation/electrical bus, by transmission line(s), by grid area, by geodetic points, by utility or MP service area, by LMP, by balancing authority, by state, by interconnect, by ISO, and combinations thereof. Thus, created capacity according to the present invention, includes both the actual capacity due to supply introduction or load curtailment, and/or the location of the capacity created, which is a function of the attachment point and with respect to the electrical bus

0083(substation) and/or transmission feeder that is supplying it.

0084[0072] The present invention provides systems, apparatus, and methods for managing power supplied over an electric power grid by an electric utility and/or other market participants to multiplicity of grid elements and devices for supply and/or load curtailment as supply, each of which having a Power Supply Value (PSV) associated with its energy consumption and/or reduction in consumption and/or supply, and wherein messaging is managed through a network by a Coordinator using IP messaging for communication with the grid elements and devices, with the energy management system (EMS), and with the utilities, market participants, and/or grid operators.

0085[0073] Before describing in detail exemplary embodiments that are in accordance with the present invention, note that the embodiments reside primarily in combinations of system and apparatus components, and processing steps, communications, protocols, messaging and transport all related to actively managing power load or supply on an individual subscriber basis and optionally tracking power savings incurred by both individual subscribers and an electric utility or other market participant. Accordingly, the systems, apparatus, and method steps components have been represented where appropriate by conventional symbols in the drawings, showing only those specific details that are pertinent to understanding the embodiments of the present invention so as not to obscure the disclosure with details that will be readily apparent to those of ordinary skill in the art having the benefit of the description herein.

0086[0074] As used in accordance with the description of the present invention, NERC is described and defined as follows: http://www.nerc. com/files/Glossary_12Feb08.pdf Balancing Authority (BA), as used in accordance with the description of the present invention is defined as the responsible entity that integrates resource plans ahead of time, maintains load- interchange-generation balance within a Balancing Authority Area, and supports Interconnection frequency in real time. Balancing Authority Area (BAA), as used in accordance with the description of the present invention is defined as the collection of generation, transmission, and loads within the metered boundaries of the Balancing Authority. The Balancing Authority (BA) maintains load-resource balance within this area (BAA). [0075] Also, if demand changes so abruptly and quantifiably as to cause a substantial fluctuation in line frequency within the utility's electric grid, the utility must respond to and correct for the change in line frequency. To do so, utilities typically employ an Automatic Generation Control (AGC) process or subsystem to control the utility's regulating reserve. This subsystem when coupled with transmission, generation and distribution telemetry, processors, and industry standard software in its aggregate is referred to as an "Energy Management System (EMS) as exemplified and manufactured for the energy sector by many OEMs such as GE, OSIsoft and Areva to name a few. To determine whether a substantial change in demand has occurred, each utility monitors its Area Control Error (ACE).

0087[0076] A utility's ACE is equal to the difference in the scheduled and actual power flows in the utility grid's tie lines plus the difference in the actual and scheduled frequency of the supplied power multiplied by a constant determined from the utility's frequency bias setting. Thus, ACE can be written generally as follows:

0088[0077] ACE=(NI.sub.A-NI.sub.S)+(-10B.sub.l)(F.sub.A-F.sub.S), [Equation 1] where NI.sub.A is the sum of actual power flows on all tie lines, Ni.sub.S is the sum of scheduled flows on all tie lines, B.sub.l is the frequency bias setting for the utility, F.sub.A is the actual line frequency, and F.sub.S is the scheduled line frequency (typically 60 Hz).

0089[0078] In view of the foregoing ACE equation, the amount of loading relative to capacity on the tie lines causes the quantity (NI.sub.A-NI.sub.S) to be either positive or negative. When demand is greater than supply or capacity (i.e., the utility is

0090undergenerating or under-supplying), the quantity (NI.sub.A-NI.sub.S) is negative, which typically causes ACE to be negative. On the other hand, when demand is less than supply, the quantity (NI.sub.A-NI.sub.S) is positive (i.e., the utility is over-generating or over- supplying), which typically causes ACE to be positive. The amount of demand (e.g., load) or capacity directly affects the quantity (NI.sub.A-NI.sub.S); thus, ACE is a measure of generation capacity relative to load. Typically, a utility attempts to maintain its ACE very close zero using AGC processes. If ACE is not maintained close to zero, line frequency can change and cause problems for power consuming devices attached to the electric utility's grid. Ideally, the total amount of power supplied to the utility tie lines must equal the total amount of power consumed through loads (power consuming devices) and transmission line losses at any instant of time. However, in actual power system operations, the total mechanical power supplied by the utility's generators is seldom exactly equal to the total electric power consumed by the loads plus the transmission line losses. When the power supplied and power consumed are not equal, the system either accelerates (e.g., if there is too much power in to the generators) causing the generators to spin faster and hence to increase the line frequency or decelerates (e.g., if there is not enough power into the generators) causing the line frequency to decrease. Thus, variation in line frequency can occur due to excess supply, as well as due to excess demand. To respond to fluctuations in line frequency using AGC, a utility typically utilizes "regulating reserve," which is one type of operating reserve as illustrated in FIG. 1. Regulating reserve is used as needed to maintain constant line frequency. Therefore, regulating reserve must be available almost immediately when needed (e.g., in as little as a few seconds to less than about five (5) minutes). Governors are typically incorporated into a utility's generation system to respond to minute-by-minute changes in load by increasing or decreasing the output of individual macro generators and, thereby, engaging or disengaging, as applicable, the utility's regulating reserve. [0079] The aggregation of the longstanding, unmet needs in the relevant art is the basis for new innovation, including solutions offered by the present invention, having systems and apparatus components that include the following attributes:

0091a. The system, apparatus, methods and devices utilize standards-based OSI Layer 1-4 communications protocols with a plurality of security encryption methods.

0092b. The communication layer is Internet Protocol (V4 or V6 or its derivatives thereof) based such that the messages, instructions, commands, measurements and telemetry is transmitted via physical layer delivered Ethernet, first generation wireless communications methods (analog or digital), second generation communications methods such as Code Division Multiple Access (1XRTT), Enhanced Data Rates for GSM Evolution (EDGE), third generation protocols such as Evolution for Data Only (EVDO), High Speed Packet Access (HSPA), Fourth Generation protocols Long Term Evolution (LTE), IEEE 802.11 (X) "WiFi", or any derivative standard approved by the IEEE, International Telecommunications Union or any domestic or international standards body or any proprietary protocols that can operate in near real time and contain an Internet Protocol packet for the transmittal of their command, control, telemetry, measurement, verification, and/or settlement information, whether wired or wireless.

0093c. The command and control for the purpose of (b) can be created and controlled from a centralized processor, a distributed processing apparatus, or at the device level. d. The aggregation of these methods result in the creation of real time load curtailment that may be classified broadly as "Demand Response", macro or distributed generation and can be native load (i.e., real-time supply) as required by the electric power grid where the invention is utilized, and also be utilized to create Operating Reserves as defined by NERC, FERC, and/or any other governing body that regulates the operation of an electric power grid and/or utilities or other market participant providing power to an electric power grid.

0094[0080] The following descriptions and definitions are included herein for the purpose of clarifying terms used in the claims and specification of the present invention, in addition to explanation of the relevant prior art, including the figures and those figures illustrating the present invention.

0095[0081] By way of introduction to the present invention, FIG. 1 illustrates a schematic diagram of an IP -based active power load and supply management system in accordance with an exemplary embodiment of the present invention. This diagram shows analogies for how load-consuming devices are addressable by an active load director (ALD), by comparison to communication networks such as the Internet. Similarly, Active Supply Director (ASD) and Active Supply Client or Element (ASC) provide for the corresponding management of electric power available or actually supplied to the electric power grid, whether by Generation Source Supply (GSS) elements or by Storage Source Supply (SSS), including battery or fuel cell, or compressed air, stored water, or any subsystem that includes a potential for discharging electricity as stored energy to the electric power grid, available for discharge or actually discharged into the grid. In any case, whether electric power supply for the grid is provided by generation or load curtailment, the supply is evaluated and rated by Power Supply Value (PSV) and Power Trade Block (PTB), which indicates the amount of power, including aggregated amounts acceptable for settlement by the grid.

0096[0082] Power Supply Value (PSV) is estimated, modeled, measured, and/or determined or calculated at the meter or submeter, building control system, supply source, or at any device or controller that measures electric power within the standard as supplied by the regulatory body(ies) that govern the regulation of the grid. PSV depends on operating tolerances, operating standard for accuracy of the measurement. Notably, the PSV provides a uniform, systematic unit for addressing the power curtailment or power supply that is responsive to an energy management system (EMS) or equivalent for providing grid stability, reliability, frequency as determined by governing authority, grid operator, market participant, utility, and/or regulations applicable to the electric power grid operations. The PSV enables transformation of curtailment or reduction in power, in addition to the introduction of power supply to the grid, at the device level by any system, apparatus, and/or device that sends or receives an IP message to be related to or equated to supply as presented to the governing entity that accepts these values and award supply equivalence. PSV may be provided in units of electrical power units, flow, monetary equivalent, and combinations thereof. The PSV and/or PTB addresses the longstanding unmet need within the electric power management systems for a consistent or standard unit(s) that provide for blocks or bundles of energy are introduced, aggregated, and settled; the prior art nowhere teaches or discloses these functional units. Thus, the present invention includes a PSV that provides a unit for measuring and settling the GSS power available for / introduced to the electric power grid and/or the curtailment power available (consistent with FERC orders 745, 750, 755 all published in 2011) as a requirement for providing supply to the power grid, and, particularly wherein the supply to the power grid is provided for grid stability, voltage stability, reliability, and combinations thereof. Notably, "high performance reserves" from FERC order 755 covers for "deadband", i.e., the time between receipt of reg-up / reg-down, recognition of that order, and response to impact on the grid, which is about 5 minutes for high performance reserves, which are faster for supply than the traditional utilities.

0097[0083] PSV is preferably settled as traditional power delivery or curtailment systems at the nearest interconnection point, Location Marginal Price (LMP), node, transmission interconnection, balancing authority, utility service area, retail electric provider service area, ISO, state, and combinations thereof, i.e., settlement is available at the point of delivery and/or acceptance (or attachment point), and is facilitated by ALC, ASC,

0098Coordinator, metering device, smart meter, sub-meter, and combinations thereof, or any revenue grade device accepted by the governing authority to determine PSV and/or settlement. Also preferably, PSV includes consideration for line losses proximal to those devices and/or grid elements, if not through real-time metrics then through modeling and/or estimation. Furthermore, regarding PSV and other metrics, where no real-time metrics for verification and settlement exist, modeling is used. Preferably, analytics is used in connection with the present invention for modeling, estimation, optimization, and combinations, such as those analytics taught by US Patent Nos. 8180622, 8170856, 8165723, 8155943, 8155908, 8153401, 8126685, 8036872, 7826990, 7844439, 7840395, 7729808, 7840396, 7844440, 7693608, and US Patent Application Publication Nos.

009920070239373, 20080262820, 20080263469, 20090076749, 20090083019, 20090105998, 20090113049, 20100023309, 20100049494, 20100168931, 20100268396, 20110082596, 20110082597, all of which are incorporated herein by reference in their entirety.

0100[0084] The present invention methods, systems, devices, and apparatus for managing flow of power for an electric grid, micro grid, or other system, or combinations thereof, more particularly the supply of electric power for the grid, whether by generation, storage for discharge, electric vehicles (EV), which function as transportable storage and load consuming devices, either standalone or in aggregate, (and must be tracked to ensure proper settlement and grid stability management), and/or load curtailment, and function to ensure grid stability and to supply electric power from any source of power generation, storage, and/or curtailment that equates to supply.

0101[0085] According to the present invention, grid stabilizing metrics including voltage, current, frequency, power factor, reactive and inductive power, capacitance, phase control, and/or any other grid metric that is required by a grid operator, market participant, utility, and the like, to operate and maintain electric power grid stability as determined by the grid operator or the governing entity therefor. Preferably, these metrics are monitored and/or measured at a multiplicity of points throughout the electric power grid, including but not limited to locations within or at the distribution system, transmission system, electrical bus (substation), generation source, supply control devices, load control devices, load consuming devices (particularly those involved in curtailment activities), at least one Coordinator, and combinations thereof. The metrics apply to any size and type of element, regardless whether the generation source is macro in nature, e.g., large scale generation such as large coal, nuclear, gas or other traditional or non-traditional sources of generation, micro-grid generation, emergency back-up power generation, alternative energy generation, e.g., wind, solar, etc., or a power storage device or fuel cell that is potentially available for discharge.

0102[0086] Also, the client devices or the associated power consuming or generation control devices have the ability to independently execute commands from an Active Load Director (ALD), Active Load Client (ALC), a 3^rd party Energy Management System (EMS), Active Supply Director (ASD), Coordinator, Generation Source Supply (GSS), Storage Source Supply (SSS), transmission / distribution capacity, messaging, settlements, security, and combinations thereof, that provide for both load consuming and generation to engage with the electric power grid at attachment points with assured grid stability as indicated by the grid stability metrics for compliance with requirements of the grid operator, utility, market participant, grid governing authority, and/or any other regulations applicable to the electric power grid. All of these systems and devices preferably receive their commands and send communications and/or messaging via an IP message via a Layer 3 router capable of handling all current and future iterations of IP messaging contemplated during the life of this invention. FIG. 33 is a schematic diagram showing a basic AGC / energy management system (EMS) representation and FIG. 34 provides a schematic diagram illustrating an energy management system (EMS) as part of the system of the present invention. As shown in FIG. 34, a detailed EMS with automatic generation control and distributed energy resource (DER), and load resources is provided according to the present invention.

0103[0087] Also preferably, all messaging is controlled and transmitted through the Coordinator, which communicates between the many power control, power consuming, and power generation devices, grid elements, etc. and the EMS and/or grid operator, utility, governing authority, and combinations thereof. More preferably, all commands and communications are routed through and by the Coordinator, which is constructed and configured for direct and/or wireless communication with the multiplicity of grid elements, and further includes components of processor, memory, persistence layer, memory cache, messaging engine, security interface, status and/or change-in-status indicator, geodetic locator, telemetry, connections with the network, software operable for managing and changing the connections, database with software operable for storing and analyzing data associated with transmission and distribution attachments, service points, elements, devices, registration, authentication, PSV, PTB, identification, capacity and capability of load and supply devices, software version control for devices, software improvement control, software for settlement, and combinations thereof. Other class 5 switch elements that may be applicable to the Coordinator, and are included with the present invention include customer identification and authentication, customer security, attachment information and capacities, reservations for utilizing the transmission and distribution system, signaling to the electric grid or its operator the plurality of all the above. The Coordinator functions as an "energy router" whereby the messaging required to route supply, demand and transmission/distribution capacity to and from the grid is differentiated from pure communications routing and relates to grid stability and improved grid performance. Thus, the Coordinator is not merely functional as a traditional

0104telecommunications router, but further includes the aforementioned messaging,

0105management, and control functionality required for supply or curtailment to the electric power grid. The Coordinator is consistent with compliance as contemplated in the aforementioned FERC orders where frequency deviations, security, and grid performance are all now needed in an era of aging grid infrastructure and a changing and dynamic load environment where the legacy macro grid and the interim "Smart Grid" elements are not capable of responding to the new needs that FERC and NERC have identified and charged the market participants to solve, which have not yet been solved by any prior art, but which are addressed by the present invention. The energy routing function of the coordinator serves as a traffic manager, and a messaging engine, to track all the grid elements, secure reservations and settlement information on the electric power grid and the interface for one- to-many (i.e., one port for EMS to the many grid elements under the control of an EMS and supplying grid stability from the many to the one) allowing for microelements and distributed generation and distributed load curtailment to perform with the macro grid without taxing and destroying the legacy infrastructure beyond its capabilities and limitations; the Coordinator is further operable for tracking and maintaining status of all devices within its defined boundaries, or as described hereinabove with respect to PSV, or determined by the governing authority for the grid, which includes a balancing area, an ISO, a utility, a market participant, and combinations thereof. FIG. 32 provides a schematic diagram illustrating the Coordinator as part of the system and methods of the present invention. Additionally, since the Coordinator operates as "energy router" it is operable to register a new element, it functions to "reserve" a message to introduce it to the network.

0106[0088] Preferably, the Coordinator manages all registered supply and/or load curtailment as supply grid elements and/or devices according to their characteristics, profiles associated therewith, location, and capability for responsiveness to the various electric power grid resource requirements. The Coordinator further operates to match and prioritize these registered grid elements and/or devices and provides messaging of their information and/or matching and prioritization to communication elements, including wireless and/or wireline carriers, so that the messaging is then prioritized through any or all of the networks for communication of any messages to the utility, market participant, grid operator, EMS, and combinations thereof, based upon the grid resource requirements at any given time. Thus, the Coordinator provides priority "flags" on messaging that may be communicated over existing telecommunications infrastructure to provide grid stability and resources messaging with priority messaging over other information transmitted through those communications networks regardless if they have been configured to offer priority or "class" of service or not, VPNs or not. In particular, since electric power generation, distribution and transmission is part of critical infrastructure and provides an asset for national security in many countries, including the United States of America, the present invention provides for enhanced critical infrastructure security with the priority messaging associated with the Coordinator and allows the Coordinator to take advantage of new chip and ASIC technologies that will accommodate multiple routes, VPNs, APNs, and IP addresses per device, ALC, ASD, GSS, SSS, Smart Meter, Service Point, transmission, distribution element or combinations thereof.

0107[0089] The Coordinator is operable for and includes Layer 1-4 for communication, but additionally, and significantly, the Coordinator further tracks and communicates and controls where elements are attached to the grid, makes or communicates decisions about how the resources are used either with or without communication to an ALD or ASD, or EMS if unavailable, communicates the status of any and all grid elements to legacy distribution automation and transmission reporting subsystems and provides for new methods for direct contribution by grid elements to the grid stability through load curtailment and/or supply from any source, and for settlement of same, and the security, authentication, initial registration of the devices with the grid, ALD, ASD, market participant, grid operators, their legacy subsystems and/or EMS for the electric power grid; and change of status for those elements; and combinations of these, while simultaneously facilitating and routing those messages to the appropriate subsystem to achieve the supply, curtailment, and/or grid stability requested by the legacy subsystems, or through the present invention, all with IP -based messaging. Most preferably, using digitally encrypted secure IP messaging delivered through a network via Ethernet, wireless messaging, or proprietary methods, including carrier-grade wireless and/or wired networks for communication.

0108[0090] The Coordinator operates further for communication of all telemetry, settlement, tracking, and combinations thereof. All elements associated with the grid for supply and/or load curtailment are registered with the Coordinator and are routed within one or more ports within the EMS; thus, the Coordinator and its application or functionality within the electric power grid, sending the signals, telemetry and messaging for primary frequency control, grid stability, control events, dispatch schedules for supply sources (both pre- scheduled and dynamic/real time in response to electric power grid conditions), and combinations thereof. The Coordinator also preferably includes functionality for clearing and reporting to and with transmission reservations subsystems. By way of example, prior art transmission reservations subsystems can be represented by companies such as OATFs OASIS transmission reservation system (illustrated at the Internet website

0109www.oatioasis.com), which is overseen and regulated by FERC, but whose clearing and reporting is deficient in enabling reservations below macro transmission levels, and whose reservation systems include "firm" capacity and "non-firm" capacity that has very little value since its reliability is not assured. The present invention solves many of these problems and creates "actual measurable and verifiable transport capacity" by enhancing power distribution, settlement, and combinations thereof, by grid element, by service point, by device and by consumer. Additionally, telemetry for settlement for curtailment, supply from storage, and combinations thereof, area managed through the Coordinator. The Coordinator is further constructed, configured, and operable in IP-based or proprietary messaging communication, for providing a routing and control architecture and methods analogous to the OSI model used in telecommunications networks worldwide, applied for grid supply, whether GSS or SSS, and load curtailment management for any of the multiplicity of grid elements, and grid stability. The messages contemplated by this type of energy routing and capacity creation in itself creates the potential for a new standard for achieving FERC and NERC goals while seamlessly integrating into legacy subsystems of current art of macro electric utility architecture.

0110[0091] The method, system and apparatus embodiments of the present invention further provide that the client devices, load consuming devices, generation / supply / source control devices, and/or generation supply sources, are operable to send change in state messages in lieu of a constant stream of IP messages via a telemetry path. The change-in-state messages provide the ability to only communicate the "deltas" (or change in state) and have the ALD, ASD, and/or server transmit, send, or stream the telemetry from the last "known value" until that last known value has changed, by communicating a "delta" message, rather than constantly streaming values, and may use "machine to machine"

0111communications, text telemetry, or any low bit rate telemetry method that meets the requirements as established by the governing entity, but is capable of complying while simultaneously utilizing the transmission bandwidth and latency that is available at a service point or device. These change-in-state messages preferably include the necessary information to report the Power Supply Value (PSV), PTB, and/or any other grid stability messages on an event basis rather than merely a telemetry basis and to send those messages through a server, and are transmitted to an energy management system (EMS) via a format as determined by the grid operator, microgrid operator, and/or other grid control entity while simultaneously achieving primary frequency control and grid stability at the service point and storing at the ALC, ASD, ALD, ASD or combinations thereof the necessary information in granular format sufficient to transmit for settlement or measurement & verification processes later either when better transmission speeds are available or retrievable by a manual intervention such as a smart phone, tablet or drive by apparatus where the memory may be downloaded to a mobile client. [0092] The systems, methods, and apparatus embodiments of the present invention further provide for commands issued either directly by the EMS, Coordinator, ASD, ASC, ALD, ALC, load consuming device, "Smart Electric Meter" and its subcomponents (processor/memory), or by programming a client device such as a programmable thermostat or building control system, wherein the commands anticipate the activation of a load curtailment event for any load consuming device (such as an HVAC system, a system profile that has been programmed for supply side indices such as market price of power or Operating Reserves or load side indices that take a consumer's preferences into account, or any other sensor) or the activation of a supply or demand event for any supply source associated with the electric power grid.

0112[0093] Just prior to the activation of the load consuming device a precise measurement of total load as measured by the meter or submeter, ALC, or load consuming device is made as to ascertain its contribution to the total amount of electricity prior to the activation of the load consuming device. Similarly, for ASD, ASC, or any supply source, GSS or SSS, electric supply availability and electric supply existing at the attachment point(s) is determined. Measurements by the same aforementioned measuring elements are made after the activation of the grid element, whether a load consuming or supply device or other element. Either through a baseline measurement or with precise timing of measuring the "before" and "after" load or supply contribution by the activation of the grid element is recorded in the ALC or ASC, device, or passed to the Coordinator or the EMS via an IP message utilizing one of the aforementioned communications methods to the ALD, ASD, and/or Coordinator, or is stored in the ALD, ASD, and/or Coordinator until a "change-instate" message is communicated directly to the ALD, ASD, and/or Coordinator, so that it might be used in the calculation of load removed, "cut", reduced, or "added" , or supply available or supply provided, in response to an ALD, ASD, and/or Coordinator, a preprogrammed load curtailment or supply profile, or in response to commands from an Energy Management System (EMS), or correspondingly, the ALC, ASC, Coordinator, a pre-programmed supply profile, or combinations thereof, or in response to commands from an EMS (preferably via the Coordinator) for active supply management from any supply source, whether generation, storage, or combinations thereof.

0113[0094] The following examples illustrating embodiments for the systems, methods, and apparatus of the present invention follow the FERC regulations 745, 750, and 755 introduced in 2011 for Load Curtailment, Supply from Storage, and Supply from

0114Generation.

0115[0095] Example: Load Curtailment for Supply Equivalent

0116Relating to the load curtailment for providing a supply equivalent, FIG. 2 provides a schematic diagram illustrating an exemplary active load client (ALC) smart meter use case example according to the present invention, wherein the ALC is shown as a component of the system of FIG. 1. ALC as a smart meter: Measurement to revenue grade as established by governing body, Grid stabilizing values stored in memory/processor,

0117Memory/Processor, IDR and other IEEE/ ANSI or approved tables in memory used to calculate PST and PTB, Communications Interface, Remote/autonomous ALD function, IP Multimedia Gateway, Router, Security Interface(s), Customer Interface(s), Disconnect Capability, Advanced metering infrastructure features and functions. Additionally, or alternatively, by way of example and not limitation, smart breakers and command relay devices, are grid elements according to the present invention, and may be considered and operated as submeters for measurement and verification purposes. FIG. 3 illustrates a flow diagram of methods according to the present invention for tracking power usage and PSV generation, which is an important component of embodiments of the present invention, as will be described in more detail in the specification hereinbelow. In other method steps for the present invention, FIG. 4 illustrates a flow diagram of methods according to the present invention for tracking state of ALCs having an IP address within an electric power grid system. FIG. 5 is a schematic diagram providing an overview of an IP -based active energy management system (EMS) in accordance with the present invention, including

0118components of ALC, ALD, IP -based communication, load control devices and power consuming devices, which are described in more detail in the following specification. As illustrated, the EMS / Grid Operator / Market Participant / Retail Electric Provider / Independent Power Producer / Automatic Generation Control component(s) of the system of the present invention are in networked communication with ALD(s) via IP -based communication methods, for communicating load control events to control devices and/or ALCs for managing load consumed by power consuming devices. A variety of system elements are illustrated for exemplary purposes, to show the interaction between the power generation or source provider and the power consuming devices. Notably, many devices may be constructed and configured for communication through the ALD such that they are controlled by an EMS, as illustrated in these figures, in particular in FIG. 5.

0119[0096] In another aspect of factors addressed by the present invention, FIG. 6 is a schematic diagram illustrating an exemplary system arrangement for conservation voltage reduction (CVR). Transmission lines, illustrated on the left side of the diagram, transfer electric power from the power generation source, which may be a utility, to an electrical bus or substation, where it is transformed to provide distribution voltages (e.g., about 6.9kV in this example and single phase) to additional transformers, indicated as Fl, F2, F3, ... FN, where voltage measurement along the feeder via ALC(s). Under current standards, voltages must be kept at between about +/- 3% and about +/- 5%, but in any case maintained as required by standards, for final distribution at the end of the line to prevent damage to power consuming devices. The ALCs preferably transmit voltage information and line loss information to the ALD(s). The ALD establishes a phase / voltage "locked" loop to automatically control the voltages so that the CVR creates megawatts of operating reserves according to the methods and systems of the present invention.

0120[0097] Also, by way of introduction to the commercial application of the present invention, considering basic operations of the electric power grid is helpful, in conjunction with the figures referenced herein. FIG. 7 is a schematic diagram illustrating generation, transmission, distribution, and load consumption within a traditional electric power grid. Traditional, prior art transmission systems (e.g., high voltage transmission lines) connect electric power sources (e.g., power plants) to distribution facilities (e.g., power substation, transformer, transformer drum) as well as neighboring power systems. "Smart meters" have been placed on homes and businesses whose primary function is "advanced metering" or historical metering information and limited utility operational benefits.

0121[0098] In the prior art, power generation or supply balances with customer demand for electric power within a grid. Electricity cannot be stored cost effectively, so supply

0122(generation) must be produced exactly when needed to meet customer demand and to avoid system failure. Level In - lake must be kept constant at all times (this simply put is grid stability that includes and focuses on frequency - 60 Hz - and voltage stability. Laws of physics dictate that power flows o path of least resistance, not necessarily where we'd like it to flow. FIG. 8 is a schematic diagram illustrating balancing areas and their interaction for power generation or supply balancing with customer demand for electric power within a grid, where utilities are connected by transmission lines and balancing areas. Diagrams illustrating regions and balancing areas and their interaction for power generation or supply balancing with customer demand for electric power within a grid are widely available on the Internet by searching for "NERC regions and balancing authorities." These balancing areas (BAs) provide for opportunities for the electric power grid and/or a multiplicity of grids that are constructed and configured for networked communication and power distribution therebetween. In one embodiment of the present invention, all communication passes through at least one Coordinator for providing the one-to-many coordination of communication, messaging, etc. between the many grid elements and the EMS, inside a given BA or between BAs, which may involve at least one Coordinator for each BA, thereby providing for managed, coordinated cross-communication of status, change-in- status, grid stability metrics, control messages, and combinations thereof. One of the main reasons for collaboration across BAs is illustrated by FIG. 9, showing a graphic illustration of daily load shape and base load for electric power grid operations, including sufficient operating reserves to address peak load conditions. A single grid or sector within a grid may not be operable to manage its operating reserves through curtailment or additional generation, in particular according to time requirements, as shown in FIG. 10, where operating reserves are indicated as having different types of responsiveness required for generation and operation of an electric power grid. By way of further explanation, FIG. 11 bar graph shows applications of operating reserves of different types and communications networks and timing for control events. Finally, FIG. 12 illustrates balancing resources within an electric power grid, including grid stability elements of frequency.

0123[0099] The present invention systems and methods provide hereinbelow for power trade blocks or power trading blocks (PTBs) for facilitating the collaboration across balancing areas and regions for supply and load curtailment management, for increasing power available, operating reserves, and/or grid stability. In preferred embodiments of the present invention, at least one PTB is introduced and/or provided to the electric power grid, including method steps of: valuing, trading, selling, bartering, sharing, exchanging, crediting, and combinations thereof. Thus the present invention provides for electric trading market across BAs or microgrids or individual load consuming customers or supply sources, whether generation, storage, or distribution or transmission.

0124[00100] Telemetry, measurement, verification, PSV, PTB, and other factors described herein, in compliance with FERC 745, 750, and 755, provide with the present invention the capacity for customers providing curtailment as operating reserves to be compensated for megawatts at the clearing price, and for supply to be provided or indicated as available to be provided, and compensated or settled for megawatts at the clearing price. Clearing prices are either determined by many attributes including their location of where the power is delivered or accepted by a generator of power or a purchaser of power. The term

0125"Locational Marginal Pricing (LMP)" refers to a node where power is either delivered from a generator or accepted by a purchaser. A node corresponds to a physical bus or collection of buses within the network or any other geodetically defined boundary as specified by the governing entity. A load or supply zone is defined as an aggregation of nodes. The zonal price is the load-weighted average of the prices of all nodes in the zone. A hub is defined as the representative selection of nodes to facilitate long-term commercial energy trading. The hub price is a simple average of LMPs at all hub locations. An external or proxy node is defined as the location that serves as a proxy for trading between ISO-Balancing area and its neighbors.

0126[00101] For vertically integrated utilities that do not have open markets as ISOs, their delivery or acceptance of power can occur at their boundaries of their "Balancing Area", which is defined as the geography where their transmission and distribution system extends and is subject to grid stability maintained by that utility. Balancing Authority boundaries can also be delivery points or (LMP) pricing points. It should be noted that vertically integrated utilities are subject to the same FERC and NERC rules as decoupled utilities in ISOs, except in vertically integrated utilities, local public utility commissions have more authority to enforce and enhance rules since the rate base is being charged for

0127improvements to the grid within the balancing area (BA) that the utility serves. Three FERC orders (745, 750, 755 all from 2011) are particularly applicable to the electric power grid load management and distributed supply addressed by the various systems, methods and apparatus embodiments for present invention. The trend in the world market is to inject market forces to utilities such that they must follow new FERC rules that permit the use of demand response technologies/load curtailment technologies to promote the need for fewer large scale, primarily fossil fuel power plants. FERC 745 enables load resources/distributed resources (DR), applies to all ISOs/RTOs, focused fast acting DR, hard for "dumb" DR, justifies, high performance CVR. FERC 745 generally ensures that "negawatts" are equal to "megawatts" if they meet certain criteria. FERC 745: low latency communication, NERC dispatch and control, measurement and verification, analytics and settlement, and QSE, EMS and ICCP, for AS. FERC 750 enables storage technologies, enabled fast acting frequency response, higher compensation than CSP models if fast response. FERC 750 generally: batteries, electric vehicles with batteries, compressed air, etc. are compensated for/as ancillaries. FERC 755 enables distributed energy, micro-grids and attachment at distribution level of grid; higher compensation due to fast acting ancillaries. FERC 755 generally: micro generation, micro turbines, micro grids compensated for ancillaries. FERC 750 and 755: low latency communication, NERC dispatch and control, measurement and verification, analytics and settlement, QSE, EMS and ICCP, for AS, and balancing important.

0128[00102] Power is generally traded in terms of "Capacity" the reserved peak amount of power that a generator agrees to reserve for the utility, market participant, or REP; and "Energy" is defined as the amount of power consumed by the utility, market participant, REP or any entity that is authorized to buy, sell or distribute power for the electric power grid, consumers, particularly commercial accounts, also purchase power in this manner. Energy is settled on the wholesale market in "MegaWatt Hours", which is defined as one (1) million watts of electricity consumed at a metering point, or interchange of power such a LMP, transmission tie point between two utilities, a commercial customer large enough to consume such an amount, a utility (generating or distributing) or a market participant including a REP that generally purchases the power from a generating utility and utilizes the distribution network to supply its power purchased at the wholesale level and distributes its power to end consumers/customers generally in smaller increments of measurement "kilowatt hours (kWH)." These increments are important due to the introduction of programs involving utilizing curtailment technologies enabled by FERC Order 745, 750, 755 whereby utilities, market participants, REPs and CSPs may aggregate their

0129curtailment/DR and/or supply in increments of "kW-representing a capacity figure" and "kWH" which represents avoided energy. Peak "capacity" charges are settled based upon intervals whereby the instantaneous peak (kW / MW) determines the "capacity" charge.

0130[00103] In particular, by way of more detailed explanation, in 2011, FERC issued a series of orders (745, 750, 755) that have had a pronounced impact on the injection of new technologies, particularly distributed load resource, curtailment, demand response technologies, and distributed supply sources, to the market to be implemented across all of the US and with direct applicability to World markets. FERC Order 745, issued March 15, 2011 and adopted April 2011, and which is incorporated herein by reference in its entirety, provides that utilities, market participants, CSPs, REPs or any other entity that can aggregate a minimum trading block of power that can be accepted into the market, BA, or utility service area or regional trading area (RTO) must be compensated for such curtailment/load resource and demand response technology at the clearing price at the nearest LMP as though it was generation. Said plainly, "Negawatts" have the same value as "Megawatts." Controversial, particularly to those utilities that still have the antiquated practice of rate base recovery of assets to insure profits, the conditions of which these "Negawatts" are compensated as "Megawatts" place a high value on those curtailment/load resource/demand response technologies that can create utility Operating Reserves for the benefit of grid stability. Operating Reserves, previously defined, come in different capacity and energy products or their equivalencies in the case of curtailment/load resources/demand response and are compensated at the nearest LMP based upon their ability to perform to the same level of measurement, verification, responsiveness (latency) and settlement as generation. This high standard has the practical effect of rewarding those advanced technologies that can perform as generation equivalencies (load resources), while still allowing capacity products (traditional and advanced demand response) to also participate in the market and perform the valuable function of providing capacity and energy resources without the need for transmission losses (avoided power avoids transmission of kWH / MWH to the endpoint, therefore freeing up transmission and distribution lines to carry power elsewhere where it is needed). It should be noted that most utilities do not have accurate measurements of distribution losses below their electrical bus (substation levels) and as such high performance, IP based ALCs/service points that allow this information to be brought forward to the utility operations promote the Operating Reserves and

0131"Negawatts" and add to their value.

0132[00104] Related U.S. Patents and Patent Applications, including U.S. Application No. 13/172,389, filed 06-29-2011, which is a continuation of U.S. Application No. 12/715,195, filed 03-01-2010 and issued as U.S. Patent No. 8032233, which is a divisional of U.S. Application No. 11/895,909, filed Aug. 28, 2007 and issued as U.S. Patent 7715951, all of which are incorporated herein by reference in their entirety; these documents include descriptions of some active load management within power grids, and provide additional background and context for the present invention systems and methods.

0133[00105] Also, in this document, relational terms, such as "first" and "second," "top" and "bottom," and the like, may be used solely to distinguish one entity or element from another entity or element without necessarily requiring or implying any physical or logical relationship or order between such entities or elements. The terms "comprises,"

0134"comprising," or any other variation thereof are intended to cover a non-exclusive inclusion, such that a process, method, article, or apparatus that comprises a list of elements does not include only those elements, but may include other elements not expressly listed or inherent to such process, method, article, or apparatus. The term "plurality of as used in connection with any object or action means two or more of such object or action. A claim element proceeded by the article "a" or "an" does not, without more constraints, preclude the existence of additional identical elements in the process, method, article, or apparatus that includes the element.

0135[00106] By way of definition and description supporting the claimed subject matter, preferably, the present invention includes communication methodologies for messaging via a communication layer. IP -based communications over a network are most preferred. Correspondingly, and consistent with the communication methodologies for messaging according to the present invention, as used throughout this specification, figures and claims, the term "ZigBee" refers to any wireless communication protocol adopted by the Institute of Electronics & Electrical Engineers (IEEE) according to standard 802.15.4 or any successor standard(s), the term "Wi-Fi" refers to any communication protocol adopted by the IEEE under standard 802.11 or any successor standard(s), the term "WiMax" refers to any communication protocol adopted by the IEEE under standard 802.16 or any successor standard(s), and the term "Bluetooth" refers to any short-range communication protocol implementing IEEE standard 802.15.1 or any successor standard(s). Additionally or alternatively to WiMax, other communications protocols may be used, including but not limited to a "1G" wireless protocol such as analog wireless transmission, first generation standards based (IEEE, ITU or other recognized world communications standard), a "2G" standards based protocol such as "EDGE or CDMA 2000 also known as 1XRTT", a 3G based standard such as "High Speed Packet Access (HSPA) or Evolution for Data Only (EVDO), any accepted 4G standard such as "IEEE, ITU standards that include WiMax, Long Term Evolution "LTE" and its derivative standards, any Ethernet solution wireless or wired, or any proprietary wireless or power line carrier standards that communicate to a client device or any controllable device that sends and receives an IP based message. The term "High Speed Packet Data Access (HSPA)" refers to any communication protocol adopted by the International Telecommunication Union (ITU) or another mobile

0136telecommunications standards body referring to the evolution of the Global System for Mobile Communications (GSM) standard beyond its third generation Universal Mobile Telecommunications System (UMTS) protocols. The term "Long Term Evolution (LTE)" refers to any communication protocol adopted by the ITU or another mobile telecommunications standards body referring to the evolution of GSM-based networks to voice, video and data standards anticipated to be replacement protocols for HSPA. The term "Code Division Multiple Access (CDMA) Evolution Date-Optimized (EVDO) Revision A (CDMA EVDO Rev. A)" refers to the communication protocol adopted by the ITU under standard number TIA-856 Rev. A.

0137[00107] It will be appreciated that embodiments of the invention described herein may be comprised of one or more conventional processors and unique stored program instructions that control the one or more processors to implement, in conjunction with certain non-processor circuits, some, most, or all of the functions for managing power load distribution and tracking individual subscriber power consumption and savings in one or more power load management systems as described herein. The non-processor circuits may include, but are not limited to, radio receivers, radio transmitters, antennas, modems, signal drivers, clock circuits, power source circuits, relays, meters, smart breakers, current sensors, and user input devices. As such, these functions may be interpreted as steps of a method to distribute information and control signals between devices in a power load management system. Alternatively, some or all functions could be implemented by a state machine that has no stored program instructions, or in one or more application specific integrated circuits (ASICs), in which each function or some combinations of functions are implemented as custom logic. Of course, a combination of the two approaches could be used. Thus, methods and means for these functions have been described herein. Further, it is expected that one of ordinary skill in the art, notwithstanding possibly significant effort and many design choices motivated by, for example, available time, current technology, and economic considerations, when guided by the concepts and principles disclosed herein, will be readily capable of generating such software instructions, programs and integrated circuits (ICs), and appropriately arranging and functionally integrating such non-processor circuits, without undue experimentation.

0138[00108] Recently, the IEEE and ITU have released improved WiMax and Long Term Evolution wireless standards that have facilitated the consideration of new technologies to improve the response and control of power load control devices employing smart breaker and smart disconnect switches that include advanced smart meters where IP multimedia gateways are embedded or attach as separate connected printed circuit boards, submetering technologies that possess sufficient "revenue grade" metrology such that the measurements provided by these devices may be accepted for settlement purposes. The term "revenue grade" is an industry term, as will be appreciated by one of ordinary skill in the art, a percentage of accuracy determined by ANSI, which means that power measurement must be within ½% of the actual value being consumed. Thus, calibration standards are provided accordingly to OEMs of power measuring devices and/or chips. In embodiments of the systems and methods of the present invention, these calibration standards are met via components including a chipset and related software, and the transmittal of the power measurement information via IP -based communications as set forth hereinabove.

0139Baselining techniques that provide a reference power usage point, sampling techniques that allow for verification of the power "state" and power consumption data for electricity consuming devices (inductive or resistive), reactive power, Power Factor, start-up current, duty cycles, voltage, consumption forecasts and most importantly real-time or near real time power measurement sampling, , etc. are required to derive a Power Supply Value (PSV) that includes an American National Standards Institute (ANSI), ISO, grid operator, governing body revenue measurement, etc., which is preferably aggregated to reach the size of at least a single Power Trade Block (PTB) unit for the purposes of optimally monetizing the active load management from the customer perspective. PTBs are dependent on a grid operator, regional transmission operator, or independent system operator to determine the capacity size (in kW or MW) or energy data in (kWH or MWH) that can be accepted for bidding, trading, settlement by the utility, the end consumer/customer, the market participant, the CSP, demand response aggregator or any entity authorized by the government entity that regulates grid operators such as FERC, NERC etc. Generally due to measurement, verification, transmission and/or distribution modeling (which considers the impact to the grid from the curtailment activities at any geodetic location on the grid, but generally modeled by electrical bus or substation), the minimum acceptable PBT is 100 kW at the time of the present invention. This limitation is not expected to be permanent, given these advancements in measurement/verification, the near real time or real time IP/Ethernet based telemetry capabilities presented by a plurality of various communications methods as discussed in this embodiment and the advancements in service oriented architecture based (SOA) software and hardware subsystems, when combined with an ALD and ALC that can perform at a sublevel such that the minimum PTB can be determined at the device, home, building, service point, commercial, industrial, transformer, feeder, substation, transmission line and any sub-point along the transmission and distribution feeder system of an electrical grid as so long as minimum telemetry, measurement, verifications, validation are met and are capable of being aggregated to a minimum PTB acceptable to the grid operator, ISO, RTO, BA or any other increment of grid topography used now or in the future for settling power block increments by sub-PTB.

0140[00109] Embodiments of the present invention expand upon and enhance prior technologies by, among other things, employing WiMax, High Speed Packet Access (HSPA), Evolution for Data Only (EVDO), both considered 3^rd generation wireless standards, Long Term Evolution (LTE), considered at the time of the invention as a "4G" standard and its derivative standards that are most assuredly to be introduced during the life of this invention, IEEE 802.11 (X) also known as "WiFi" and its derivative standards inclusive of "Muliple Input Multiple Output" (MIMO), as set forth in the communication methodologies hereinabove, a plurality of proprietary mesh and point to point

0141communications solutions or any Internet Protocol (IP)-based load control in a system with the ability to monitor and measure, in real time or in sufficient time increments to satisfy the telemetry performance standards as established by the Government or governing bodies (ex: National Electric Reliability Corporation (NERC), the Federal Energy Reliability Commission (FERC) the amount of power deferred, conserved or removed (or carbon, S0₂, or NO₂ eliminated), such as by way of example the Kyoto or Copenhagen Protocols that set up carbon credits. These improvements allow new options for electric utilities or any market participant to defer or invest in new power generation that is friendlier to the environment.

0142[00110] IP -based power management is advantageous over existing systems for many reasons. This is particularly true for communications and control that employ Internet Protocol Version 6 (V6) whereby each of the multiplicity of grid elements, including but not limited to load consuming device (ALC), meter, load control device, programmable thermostat (PCT), building control system or any device utilized for the measurement and control of power, and any supply-related element or device and related sensors and controllers, and their corresponding derivation of PSV and/or PTB for the purpose of power management, whether curtailment or supply, can have its own static IP address, virtual private network with enhanced security, to provide for operating reserves acceptable to the grid regulator, operator, or equivalent. Revenue grade metrology and IP-communication of a unique identifier, such as by way of example and not limitation, a static IP address or dynamically assigned IP address through IP V4 to provide for a unique identifier at that time, for each of the grid elements or device(s), control device(s), the Coordinator, and combinations thereof are critical for the real-time aggregation of PSVs to form at least one PTB corresponding to the load curtailment event. Thus, every piece of hardware having an IMEI (international manufacturer equipment identifier) and electronic serial numbers or MAC address are combinable with IP V6 so that each device has a unique identifier that provides for enhanced security and settlement. Other well established methods of secure transmission include the use of encryption "keys" widely used amongst the transmission of information between two IP based or proprietary solutions for the secure communication of PSVs, PTBs, equipment identifiers, "states", or any other grid stabilizing command, control or status message necessary to implement advanced load curtailment, load resources, or demand response for purposes of creating or aggregating individual load sources, groups of load sources, or any sub increment to create Operating Reserves and other grid stabilizing reserves that improve grid stability and operation. And correspondingly, for all supply availability and/or actual supply provided or introduced to the electric power grid, PSVs and PTBs, are aggregated as power supply sources in groups, or any sub increment to create distributed power supply for introduction at any predetermined attachment points, geographic locations, and combinations thereof, provided that it complies with all requirements, by way of example and not limitation, FERC, NERC, governing authority rules and requirements, etc. [00111] For example, the Coordinator provides for positive control allows a system controller to receive a response from an end device installed at a customer location, which indicates that the actual target device has turned "off or "on", or reduced, as in the case of a variable speed inductive device or a variable power consuming resistive device whereby complete operation is not interrupted but power consumption is reduced to create the operating reserve via curtailment of some but not all of the power from the power consuming device. Correspondingly, for power supply, GSS or SSS elements provide for electric power supply available for introduction through attachment points for the grid. Additionally, each grid element or equipment identifier is unique and each IP address is either dynamically assigned when the device is activated (e.g., through use of the dynamic host configuration protocol (DHCP)) or statically assigned by the serving IP network, thereby providing enhanced security to protect against an act of random terrorism or sabotage inadvertently shutting down power services. Existing power management systems, including those utilizing radio subsystems that operate in unlicensed and uncontrolled spectrum bands such as the FCC is in bands, do not address security problems adequately and thus are more likely susceptible to hostile or malicious acts. Further embodiments of these identifiers include the use of MAC addresses, standards based encryption keys, and the normal encryption technologies that are inherent with the use of standards based communications methods such as HSPA, EVDO and LTE where packets are encrypted from the point they leave the radio base station or in some cases the router and even the application layer itself. Further embodiments include Virtual Private Network (VPN) and VPN tunnels that form virtual physical layer connections via an IP transport layer. [00112] The market for electric power forecasts its needs on a predetermined basis, e.g., at least one day ahead of the event for load curtailment or supply request. Load amounts for generation or curtailment are provided for at least one location, geography, BA, and/or attachment point for the grid; also, corresponding pricing for those load amounts, depending upon the timing for the event, are also provided. Standby and clearing of energy supply are provided. These are generally controlled by an energy trader in the market. Allocation is made for regulating reserves, operating reserves, ancillary resources, real-time energy, and combinations thereof. For example a bid is submitted to ERCOT. The status of each grid element, including load-consuming devices and supply sources is provided through messaging, preferably through the Coordinator; also, the Coordinator provides for information and messaging relating to grid element or device identification, capacity, status, etc. The Coordinator is the routing, status, capacity, identifier, tracking, and/or control communicator between the multiplicity of grid elements and the EMS or control server, ASD. By reference to FIG. 1, ALC communicates its status through an ALD, ASD, and/or the Coordinator to the EMS and/or grid operator. The communication occurs through the various methods and components identified herein. The message from the grid element and/or device, including identification of the element or device, capacity, availability for supply or load curtailment, etc. Significantly, each grid element and/or device must be registered with the grid for activation and active participation in the grid for load curtailment and/or supply inclusive of the market participant who serves or controls the grid element. In preferred embodiments, this registration occurs through the

0143Coordinator and via IP messaging, and the telemetry is provided as required by the grid for those specific grid elements or devices, and depending upon their participation and role in the grid. For example, telemetry streams at different rates for regulating reserves (real-time or change state every six seconds) and dead band controlled separately by the EMS, through the Coodinator, ALD, controller, etc.

0144[00113] IP -based systems are also bandwidth or network efficient. For example, IP devices are controlled via the 7-layer Open Systems Interconnection (OSI) model whereby the payload of each packet can contain a message or "change in state" or any other message required in the previous embodiments for purposes of stabilizing, statusing and the creation of Operating Reserves for an electric grid or microgrid and does not require synchronous communication. This method of transmission (for example "UDP" communications) allows for very minimum overhead and low data rates on a broadband network. For proprietary 'mesh" networks whose bandwidth performance is very poor and an IP message may be encapsulated in a proprietary data packet that may or may not contain encryption, an efficient asynchronous communication method may be the only way to send out a plurality of messages and message type for command and control or status reporting. Additionally, IP devices can report many states that are important to an electric grid operator, market participant. These states supply compliance information necessary for the entity to receive command and control to insure the safe and reliable operation of the grid, but are also necessary for measurement, verification, telemetry, settlement and Power Supply Values (PSVs) to provide the information needed to comply with the grid operator's standards to deliver Operating Reserves or any Demand response products where the end results improve grid stability and will allow the consumer, utility, market participant, REP, CSP etc. to receive monetary compensation for supplying these products as contemplated in FERC Order 745. These commands, including "no power" for outage or for simple demand response compliance measured and verified at the device level, the meter level, the electrical bus level or a plurality of all the above. Furthermore these commands are aggregated and presented to the grid operator or utility so that "many" end points can be simultaneously operated as one resource and responsive to an EMS. For example, the active load client 21 may be implemented with a battery backup mechanism to provide backup or auxiliary power to the active load client 21 when AC power is lost. In this case, when battery backup is invoked, the active load client 21 can report a "no power" condition. Alternatively, a "no power" condition may be assumed if an active load client 21 fails to timely respond to a message (e.g., a poll or other message) from the ALD server 8, particularly where multiple active load clients 21 in a geographic area fail to timely respond to the ALD server messaging or multiple UDP packets receive no acknowledgement.

0145Because the geographic location of each customer premises and active load client 21 may be known at the time of installation or thereafter (e.g., using GPS coordinates), such network outages may be located on a per meter basis, or per load consuming device basis.

0146[00114] A multiplicity of use cases for communications is provided under the systems and methods of the present invention. Messaging under the present invention includes any and all commands, queries, etc. that relate to the profiles of the devices, "health" of the grid, status information, etc. Profiles automatically drive what is started, when, for controlled restart, rather than only controlled restart commanded by the utility; the present invention provides for either the profiles and/or the utility to communicate for command and control, in particular for providing for grid stability and/or supply resource information.

0147[00115] Further embodiment allows the ALD, ASD, and/or Coordinator server to provide prior to the loss of communication or power a set of profiles or commands to be executed at the ALC or ASC level such that they operate autonomously providing the operating reserves that the grid operator or utility desires, storing the measurement and verification information for transmittal later, or in the case of a power loss, very precise "re-start" procedures such that the simultaneous impact of a power restoration from a grid operator does not have the adverse effect of overloading the generation and distribution system. These embodiments of a "controlled restart" may also apply to a Customer Profile where the most mission critical devices at a consumer location are prioritized, known to the utility via a Power Supply Value and other load characteristics such as power factor, voltage, current, reactive power or any other grid stabilizing metric that is reported historically by the ALC such that the grid operator OR the customer can use these autonomous profiles, autonomous ALCs and memory in same to create "microgrids" that autonomously operate independent of the macro-grid operator and provide grid stabilizing load resources to those consumers that are isolated via the microgrid where other supply sources that can power and operate the microgrid either under the operation of a computer controlled system and apparatus or a separate utility or microgrid operator exists and may operate autonomously until communication with a host ALD is re-established.

0148[00116] One of the most beneficial advantages of an IP -based power management system, as provided in one embodiment of the present invention, is accurate reporting of the actual amount of power available for the creation of Operating Reserves via a distinct PSV value at the time the reserves are needed, a forecast of Power available via the customer profiles due to a plurality of methods that include known "expected" behavior of customer and load consuming devices, the baseline methods previously described, and the ability to allocate different types of operating reserves based upon the Grid Operator, CSP, MP, Utility, and equivalent's needs at the given condition of the the grid as well as power saved by each customer on an individual basis. Embodiments of the present invention monitor and calculate precisely how many kilowatts (or carbon credits) are being generated or saved per customer instead of merely providing an estimate. These values are stored in a Power Supply Value (PSV), wherein the historical consumption, the real time consumption, the baseline consumption data as provided by standards supplied by the governing body (NAESBY, FERC, NERC) establish the PSV that is used for transmitting via the IP message the information necessary for grid stabilizing operating reserves. Furthermore, embodiments of the present invention provide means for tracking the actual amount of deferred load and pollutants according to generation mix, serving utility and geographic area. These deferred pollutants are recognized as "Renewable Energy Credits" as exemplified by the recently passed North Carolina Law known as Senate Bill 567, where these PSV derived "Negawatts" count towards a generating and distributing utilities obligations for supplying renewable energy as a percentage of their total generation mix. According to the present invention, if device curtailment or supply is measured, verified, settled within the parameters established, then utility can accept the supply that would have been available in the case of curtailment event, then renewable energy credits are available to the consumer / device, i.e., megawatts equal renewable energy credits.

0149[00117] The present invention provides systems and methods for managing power supplied over an electric power grid by an electric utility and/or other market participants to multiple power consuming devices, each of which having a Power Supply Value (PSV) associated with its energy consumption and/or reduction in consumption. Preferably, according the systems and methods of the present invention, generation of the PSV includes estimating and/or baselining. Furthermore, PSV applications for carbon credits may be geodetically dependent, measured, or computed based upon electricity consumed from a source; for carbon credits, PSV is then based upon fossil fuel electricity eliminated through efficiency, reduction and baselining, provided that the PSV is measurable and verifiable. [00118] The present invention systems, methods, and apparatus embodiments provide for any grid element or device to communicate, in IP format or any proprietary messaging, any message that improves, modifies, enhances, changes, and combinations thereof, the characteristics in memory, ASIC, metrology, location, security, status, change -in-state, and combinations thereof, including PSV, PTB, or other information about participation in activities in the grid, including grid stability enhancement, load curtailment, real-time energy management, supply availability, metrology tables, device assignment, and combinations thereof. More preferably, all messaging, including initial device registration and any updates, are provided between the multiplicity of grid elements or devices and the Coordinator, and managed from and through the Coordinator for one -to-many

0150communications with the EMS, grid operator, supervisory control and distribution control and automation, transmission control, or any active grid management system.

0151[00119] Power flow from supply sources, whether GSS or SSS, to the grid, and/or power flow through the grid to the power consuming devices is selectively introduced, enabled, reduced and disabled by one or more controllable devices controlled by the Coordinator, and measured with PSV and PTB accuracies that are able to be recognized by the governing bodies within revenue grade metrology such that the ALC and/or ASC becomes in essence a sub-meter with PSV values that can report over the IP connection, preferably through the Coordinator, a plurality of states for any grid element or device, necessary for grid stability and control over each ALC / ASC via the ALD / ASC such that each distribution point on the grid may be stabilized at each point of the distribution or transmission system to effect grid stabilization holistically rather than reacting to conditions as they occur. Power control messages from a controlling server, preferably communicated through the Coordinator, indicate amounts of electric power to be reduced and/or Operating Reserves to be created, and/or supply to be introduced at predetermined attachment points or location, and an identification of at least one controllable device to be instructed to disable, reduce or consume more a flow of electric power to one or more associated power consuming devices depending on the type of Operating Reserves needed at the time of activation by the ALD through the IP connection to the associated ALC to create the desired Operating Reserve or grid stabilizing reserves. Notably, the power control commands include a power inquiry command requesting the server to determine an amount of electric power available (PSV) for temporary reduction or increase from supply or adding to supply (for example, Auto Reg up for regulating reserves/ Reg Down) by a requesting electric utility, market participant or electric power grid operator(s) and wherein the command processor issues an associated power control event message responsive to the power inquiry command, the server further comprising: a database that stores current power usage information for the at least one electric utility or electric power grid operator(s), wherein the event manager (or Coordinator) accesses the utility database responsive to receipt of the associated power control event message and communicates a response to the power inquiry command indicating the amount of power available for temporary reduction based on the current power usage information and the corresponding Power Supply Value (PSV), estimated, derived or generated therefrom. This polling command also functions as an "alert" to provide the power consuming device via the ALC / ASC to report the PSV, PTB, state, reactive power, voltage, current, or any other grid stabilizing metric to the ALD / ASD such that the ALD / ASD can by electrical bus, by regional transmission

0152organization, by Balancing Authority, by microgrid, by individual consumer or by individual transformer or any other system at any point on the distribution system of the grid or microgrid a plurality of information such that the ALD / ASD / Coordinator can prioritize the order, the type of curtailment, reduction in power or profile to effect to stabilize the grid or microgrid or to supply the utility, REP, market participant, CSP or other an instantaneous and accurate snapshot of the available resource for dispatch and to prepare the ALC / ASC to look for a priority message delivered via an IP flag or specially formatted message so that the message combined with the Alert has the grid stabilizing effect. Thus, the present invention systems and methods provide for creation of the grid stability product and/or operating reserve; messaging is used for status, grid "health", down to device level.

0153[00120] In preferred embodiments of the present invention, operating reserve messages are prioritized over network, including over other traffic on the network. Furthermore, priority messaging is further includes so that on standards-based or proprietary

0154communications networks that have sufficient speed, measurement (PSV) and are responsive to an EMS and/or Coordinator that have network priority over other packets, such that emergency and/or critical infrastructure protection power management commands receive priority over any other power control commands, to transmit those messages over other non-critical traffic.

0155[00121] In one embodiment of the present invention, a system for managing power on an electric power grid that is constructed and configured for supplying and receiving power from a multiplicity of sources, where the power flows to a plurality of power consuming devices or is generated by a plurality of power generation and storage solutions that are enabled and disabled by a plurality of controllable devices, wherein the system includes: a server comprising a command processor operable to receive or initiate power control commands and issue power control event messages responsive thereto, at least one of the power control commands requiring a reduction or increase in an amount of electric power consumed by the plurality of power consuming devices or introduction or availability for introduction of distributed power supply by GSS or SSS participant; an event manager operable to receive the power control event messages, maintain at least one power management status relating to each client device and issue power control event instructions responsive to the power control event messages that may be initiated from a market participant, a utility, or an electric grid operator; a database for storing, information relating to power consumed by the plurality of power consuming devices and based upon the amount of power to be reduced to each of the power consuming devices or power supply source (GSS or SSS), generating at least one power supply value (PSV) or change in PSV associated with each grid element, including transmission line losses in proximity associated with the location or attachment or service point of the grid element; and a client device manager operably coupled to the event manager and the database, the client device manager selecting from the database, based on the information stored in the database, at least one client device to which to issue a power control message indicating at least one of an amount of electric power to be reduced or increased or introduced by distributed supply source, and/or identification of at least one controllable device to be instructed to disable a flow of electric power to one or more associated power consuming devices responsive to receipt of a power control event instruction requiring a reduction in a specified amount of electric power; the plurality of controllable device and corresponding device interfaces facilitating communication of power control instructions to the controllable devices, the power control instructions causing the at least one controllable device to selectively enable and disable a flow of power to the power consuming device(s); and a device control manager operably coupled to the controllable device interfaces for issuing a power control instruction to the controllable devices through the controllable device interfaces, responsive to the received power control message, the power control instruction causing the controllable device(s) to disable a flow of electric power to at least one associated power consuming device for reducing consumed power, and based upon the reduction in consumed power, generating another (at least a second) power supply value (PSV) corresponding to the reduction in consumed power or power supplied or available for supply.

0156[00122] This embodiment may further include a combination of a processor, database, event manager, preferences manager and market conditions to include price of electric power, grid stabilization events and location of customer relative to the grid operator's generation, transmission, and distribution elements would effect a change on the electric grid by a change in the power consuming devices utilizes some or all of the information provided by the grid operator, market participant, or utility to automatically or manually through a plurality of communications methods (smart phone, tablet computer, computer, text response, phone message) elect to curtail or consume power to effect a change to the normal operation of a plurality of power consuming power devices in exchange for credits, economic / monetary incentives, rewards programs, or carbon / green credits. This provides that a customer receives a real time or near real time signal from a grid operator that alerts them to an economic event that would allow them to make substantial compensation for curtailing or accepting power at that minimum time interval for both reporting and responding as established by the governing entity. This is real-time pricing for grid stress/stabilization or very high commodity pricing.

0157[00123] Preferably, market pricing conditions via a customer profile that can be loaded to a smart phone, tablet, or any web-enabled appliance for accepting or modifying a profile or moreover a profile that automated controls based upon previously selected economic messages.

0158[00124] Embodiments of the present invention include an exemplary system for supporting a serving utility or power distributor (e.g., such as a municipality, electric cooperative, or any other wholesale or retail producer of electric power, and/or any market participant associated with electric power consumption, reduction of consumption, and/or supply, and combinations thereof), methods for providing continuous, real time active power control in the system, and a method for determining how much actual load may be controlled at any given time for the purposes of conservation, alternative power generation and the creation of carbon (and other gaseous emissions) credits, which are all under the authority of grid operator, governing authority, or equivalent, and based upon

0159corresponding regulations such as by way of example and not limitation FERC, NERC, etc.

0160[00125] Additional embodiments of the present invention provide a system that implements the exemplary methods through the unique use of load information, location of customers consuming electricity, changes in state of controlled devices, current sensing, customer set points/preferences and artificial intelligence (e.g., as implemented through software) to optimize the presentation of load available to the serving utility for control.

0161[00126] Generally, the embodiments disclosed in the present invention are directed towards the real time (active) control of residential and commercial electrical devices that generally are 240V or less. However, specific features and functions may also be applicable to larger commercial installations that are greater than 240V. The description herein is intended to provide a practical implementation of real time load management for either voluntary or involuntary participants over large geographies and ideally for many serving electrical power producers, wholesalers or distributors or market participants of any kind as defined by the governing entities. The exemplary methods and systems disclosed in the present invention may be implemented by an individual market participant provider, or a third party monitoring service that tracks and manages power loading for one or more market participants. This application describes the necessary methods and generally describes software subsystems for both a host function (e.g., an active load director (ALD) server) and a companion active load client (ALC).

0162[00127] One embodiment of the present invention controls power distribution for a variety of electric utility companies, market participant (MP) or any other electric power grid operator(s) by actively monitoring the amount of power needed by each MP and supplying the required power by redirecting power from participating customers. In this embodiment, customers agree to allow the power management system to disable certain power-consuming devices during peak loading times of the day. Smart breakers, load control switches (submetering ALCs) or any other device that can be interfaced or added within an electric consuming device or added at the point where the electric consuming devices receives power from a wall socket or any other electrical connection which have the ability to be switched on or off remotely, are installed for specific devices in an electric service control panel accessed by a known IP address. Alternatively, IP-addressable smart appliances may be used. The power management system determines the amount of steady- state power each device consumes when turned on and logs the information in a database for each subscriber. For example, a current sensor on each smart appliance or within each smart breaker or power measurement circuit that is incorporated in the device that serves as a de-facto ALC with metrology sufficient to be accepted as a PSV for aggregation to the ALD for the creation of Operating Reserves may measure the amount of current consumed by each monitored device. An active load client then multiplies the amount of current consumed by the operating voltage of the device to obtain the power consumption, and transmits the power consumption to the ALD server. When the serving utility needs more power than it is currently able to supply, the power load management system automatically adjusts the power distribution by turning off or reducing specific loads on an individual device or subscriber basis. Because the amount of power consumed by each specific load is known via the PSV and aggregated via the PBT, the system can determine precisely which loads to turn off or reduce and tracks the power savings generated by each customer as a result of this short-term outage.

0163[00128] Furthermore, based upon the reduction in consumed power, the systems and methods of the present invention provide for generating at the control center a power supply value (PSV) corresponding to the reduction in consumed power by the power consuming device(s). Importantly, the PSV is an actual value that includes measurement and verification of the reduction in consumed power; such measurement and verification methods may be determined by the appropriate governing body or authority for the electric power grid(s). Power Supply Value (PSV) is calculated at the meter or submeter or at building control system or at any device or controller that measures power within the standard as supplied by the regulatory body(ies) that govern the regulation of the grid. PSV variations may depend on operating tolerances, operating standard for accuracy of the measurement. PSV further includes forecasting, statistical sampling, baselining, and combinations thereof. The PSV enables transformation of curtailment or reduction in power at the device level by any system that sends or receives an IP message to be related to or equated to supply as presented to the governing entity that accepts these values and award supply equivalence, for example of a power generating entity or an entity allowed to control power consuming devices as permitted by the governing body of the electric power grid, e.g., FERC, NERC, etc.

0164[00129] PSV may be provided in units of capacity, demand, electrical power flow, time, monetary equivalent, energy and combinations thereof. Thus, the PSV provides an actual value that is confirmed by measurement and/or verification, thereby providing for a curtailment value as a requirement for providing supply to the power grid, wherein the supply to the power electric power grid is provided for grid stability, voltage stability, reliability, and combinations thereof, and is further provided as responsive to an energy management system or equivalent for providing grid stability, reliability, frequency as determined by governing authority for the electric power grid and/or grid operator(s).

0165[00130] The present invention can be more readily understood with reference to the Figures. FIG. 13 provides a schematic diagram illustrating components including ALD, ALC, and IP communications for distributed grid intelligence within systems of the present invention.

0166[00131] Smart grid configurations are preferred under systems and methods of the present invention. By way of example, consider embodiments in FIGs. 14-16, which provide schematic diagrams that illustrate smart grid with decentralized networks according to systems and methods of the present invention.

0167[00132] FIG. 17 shows a schematic diagram for supply from utility, market participant, CSP, and/or REP, ALD / cloud layer, ICCP, control and dispatch, and micro-grid enablement according to systems and methods of the present invention.

0168[00133] As set forth hereinabove, the present invention provides systems and methods for generating operating reserves for an electric power grid. The firm demand or capacity under contract consists of a base load (minimum load normally expected on the grid) and an operating reserve. The operating reserve consists of a regulating reserve (reserve responsive to grid stabilization and response to automatic generation control) and contingency reserve. Contingency reserve consists of spinning reserve (connected to grid, immediately available, and ready to go within minutes) and non-spinning or supplemental reserve (not connected to the grid and ready to go within minutes). FIG. 18 is a schematic diagram representing operating reserves for supply side generation of electric power for a grid, ALD, ALC, power consuming devices, and other components of the systems and methods of the present invention for generating operating reserves of different categories.

0169[00134] FIG. 19 is a schematic diagram showing one embodiment of the present invention including power consuming devices, control devices, ALC, ALD, customer profile, IP communication network, and grid telemetry components of systems and methods of the present invention.

0170[00135] FIG. 20 is a schematic diagram showing one embodiment of the present invention including EMS, power consuming devices, control devices, ALC, ALD, customer profile, IP communication network, and grid telemetry components of systems and methods of the present invention. In another illustration, FIG. 21 shows a schematic diagram for one embodiment of the present invention including EMS, power consuming devices, control devices, ALC, ALD, customer profile, IP communication network, and grid telemetry components of systems and methods of the present invention.

0171[00136] Following is a list of consumer-adjustable parameters as examples for systems and methods components according to the present invention: pool pump (time of day, day of week, month); HVAC and water heater temperatures (seasonal/month of year temperature range, away temperatures, time of day/day of week temperature schedule, location temperature set points for upstairs and downstairs); windows (open/close); fans; dryer (time of use); dishwasher (time of use); commercial building control (chiller, cooling tower, discharge air, boiler, hydronic, built-up air handling unit). Supplier-adjustable parameters may include a pool pump (time of use), water heater (temperature range), thermostat (temperature range), HVAC (temperature range), dryer (time of use), and dishwasher (time of use). Rates may be supplied by on e of market participants per spec (e.g., pricing and time of use dependent upon grid stability and usage). FIG. 22 is a flow diagram illustrating method steps for energy-consuming devices and the generation of power supply value (PSV) for those devices, according to embodiments of the present invention, including learning profile. Furthermore, FIG. 25 shows a flow diagram for methods of the present invention for calculating the time period for environmentally dependent and independent devices and determining or generating power supply value (PSV) for those power-consuming devices.

0172[00137] By way of example, for temperature or environmental-factor controlling devices as power consuming devices, FIG. 23 provides a graph showing at least three (3) dimensions for factors associated with load consumption and devices managing

0173temperature control for corresponding power consuming devices, including the change in factors over time. FIG. 24 is a graph showing first, second, and additional standard deviations of for the chart of drift versus time, for use with the systems and methods of the present invention. When the ALD is automatically considering load curtailment, preferably a search algorithm provides the most load against the least amount of consumers impacted. Based upon the thermal drift of structures, additional structures are identified and selected, to provide required curtailment for grid stability. Each structure has its own factors, as illustrated in FIG. 23. Thus, the ALD selects and provides instructions to the ALCs and/or power consuming devices based upon profiles and attributes. Preferably, the system stores in memory on the server computer associated with the database for storing information relating to the energy management system and its various components described in the specification, identification of the last power consuming device(s) used for satisfying a load curtailment event, and automatically shifts their categorization for the ALD for purposes of selection for the next curtailment event.

0174[00138] Additionally, the following figures, in which like reference numerals designate like items. FIG. 26 depicts an exemplary IP -based active power load management system 10 in accordance with one embodiment of the present invention. The exemplary power management system 10 monitors and manages power distribution via an active load director (ALD) server 8 connected between one or more utility control centers (UCCs) 9 (one shown) and one or more active load clients (ALCs) 21 (one shown). The ALD server 8 may communicate with the utility control center 9 and each active load client 21 either directly or through a network 6 using the Internet Protocol (IP) or any other connection- based protocols. For example, the ALD server 8 may communicate using RF systems operating via one or more base stations 90 (one shown) using one or more wireless communication protocols, such as Global System for Mobile communications (GSM), Enhanced Data GSM Environment (EDGE), High Speed Packet Access (HSDPA), Time Division Multiple Access (TDMA), or Code Division Multiple Access data standards, including CDMA 2000, CDMA Revision A, and CDMA Revision B. Alternatively, or additionally, the ALD server 8 may communicate via a digital subscriber line (DSL) capable connection, cable television based IP capable connection, or any combination thereof. In the exemplary embodiment shown in FIG. 1, the ALD server 8 communicates with one or more active load clients 21 using a combination of traditional IP -based communication (e.g., over a trunked line) to a base station 90 and a wireless channel implementing the WiMax protocol for the "last mile" from the base station 90 to the active load client 21.

0175[00139] Each active load client 21 is accessible through a specified address (e.g., IP address) and controls and monitors the state of individual smart breaker modules or intelligent appliances 22 installed in the business or residence 24 to which the active load client 21 is associated (e.g., connected or supporting). Each active load client 21 is associated with a single residential or commercial customer. In one embodiment, the active load client 21 communicates with a residential load center 16 that contains smart breaker modules, which are able to switch from an "ON" (active) state to an "OFF" (inactive), and vice versa, responsive to signaling from the active load client 21. Smart breaker modules may include, for example, smart breaker panels manufactured by Schneider Electric SA under the trademark "Square D" or Eaton Corporation under the trademark "Cutler- Hammer" for installation during new construction. For retro-fitting existing buildings, smart breakers having means for individual identification and control may be used.

0176Typically, each smart breaker controls a single appliance and may be embedded in circuits or individual appliances or appliance controls or appliance control devices, whether internal to the device housing, or external thereto (e.g., a washer/dryer 30, a hot water heater 40, an HVAC unit 17, or a pool pump 20).

0177[00140] Additionally, the active load client 21 may control individual smart appliances directly (e.g., without communicating with the residential load center) via one or more of a variety of known communication protocols (e.g., IP, Broadband over PowerLine (BPL) in its various forms, including through specifications promulgated or being developed by the HOMEPLUG Powerline Alliance and the IEEE, Ethernet, Bluetooth, ZigBee, Wi-Fi, WiMax, etc.). Typically, a smart appliance 22 includes a power control module (not shown) having communication abilities. The power control module is installed in-line with the power supply to the appliance, between the actual appliance and the power source (e.g., the power control module is plugged into a power outlet at the home or business and the power cord for the appliance is plugged into the power control module). Thus, when the power control module receives a command to turn off the appliance 22, it disconnects the actual power supplying the appliance 22. Alternatively, a smart appliance 22 may include a power control module integrated directly into the appliance, which may receive commands and control the operation of the appliance directly (e.g., a smart thermostat may perform such functions as raising or lowering the set temperature, switching an HVAC unit on or off, or switching a fan on or off).

0178[00141] Referring now to FIG. 27, the ALD server 8 may serve as the primary interface to customers, as well as to service personnel. In the exemplary embodiment depicted in FIG. 27, the ALD server 8 includes a utility control center (UCC) security interface 307, a UCC command processor 308, a master event manager 309, an ALC manager 310, an ALC security interface 311 , an ALC interface 312, a web browser interface 318, a customer signup application 320, customer personal settings 319, a customer reports application 316, a power savings application 322, an ALC diagnostic manager 317, an ALD database 321, a service dispatch manager 126, a trouble ticket generator 328, a call center manager 324, a carbon savings application 326, a utility P & C database 329, a read meter application 315, and a security device manager 313.

0179[00142] Using the web browser interface 318, in one embodiment, customers interact with the ALD server 8 and subscribe to some or all of the services offered by the power load management system 10 via a customer sign-up application 320. In accordance with the customer sign-up application 320, the customer specifies customer personal settings 319 that contain information relating to the customer and the customer's residence or business, and defines the extent of service to which the customer wishes to subscribe. Additional details of the customer sign-up application 320 are discussed below. Customers may also use the web browser interface 318 to access and modify information pertaining to their existing accounts or information pertaining to their load consuming devices (by way of example and not limitation, the information includes consumption, efficiency, and the like).

0180[00143] The ALD server 8 also includes a UCC security interface 307 which provides security and encryption between the ALD server 8 and a utility company's control center 9 to ensure that no third party is able to provide unauthorized directions to the ALD server 8. A UCC command processor 308 receives and sends messages between the ALD server 8 and the utility control center 9. Similarly, an ALC security interface 311 provides security and encryption between the ALD server 8 and each active load client 21 on the system 10, ensuring that no third parties can send directions to, or receive information from, the active load client 21. The security techniques employed by the ALC security interface 311 and the UCC security interface 307 may include conventional symmetric key or asymmetric key algorithms, such as Wireless Encryption Protocol (WEP), Wi-Fi Protected Access (WPA and WPA2), Advanced Encryption Standard (AES), Pretty Good Privacy (PGP), or proprietary encryption techniques or embodiments approved by the governing bodies pertaining to critical infrastructure protection (CIP).

0181[00144] In one embodiment, the commands that can be received by the UCC command processor 308 from the electric utility's control center 9 include a "Cut" command, or reduce command, a "How Much" command, or PSV, PBTY, priority - based command, an "End Event" command, and a "Read Meters" command. The "Cut" command instructs the ALD server 8 to reduce a specified amount of power for a specified amount of time. The specified amount of power may be an instantaneous amount of power or an average amount of power consumed per unit of time. The "Cut" command may also optionally indicate general geographic areas or specific locations for power load reduction. The "How Much" command requests information for the amount of power (e.g., in megawatts, and/or PSV by PTB) that can be reduced by the requesting utility control center 9. The "End Event" command stops the present ALD server 8 transaction. The "Read Meters" command instructs the ALD server 8 to read the meters for all customers serviced by the requesting utility.

0182[00145] The UCC command processor 308 may send a response to a "How Much" command or an "Event Ended" status confirmation to a utility control center 9. A response to a "How Much" command returns an amount of power, particularly relating to PSV and/or PTB, that can be cut or reduced. An "Event Ended" acknowledgement message confirms that the present ALD server transaction has ended.

0183[00146] The master event manager 309 maintains the overall status of the power load activities controlled by the power management system 10. The master event manager 309 maintains a separate state for each utility that is controlled and tracks the current power usage within each utility. The master event manager 309 also tracks the management condition of each utility (e.g., whether or not each utility is currently being managed). The master event manager 309 receives instructions in the form of transaction requests from the UCC command processor 308 and routes instructions to components necessary to complete the requested transaction, such as the ALC manager 310 and the power savings application 322.

0184[00147] The ALC manager 310 routes instructions between the ALD server 8 and each active load client 21 within the system 10 through an ALC interface 312. For instance, the ALC manager 310 tracks the state of every active load client 21 serviced by specified utilities, grid operators and/or market participants, by communicating with the active load client 21 through an individual IP address. The ALC interface 312 translates instructions (e.g., transactions) received from the ALC manager 310 into the proper message structure understood by the targeted active load client 21 and then sends the message to the active load client 21. Likewise, when the ALC interface 312 receives messages from an active load client 21 , it translates the message into a form understood by the ALC manager 310 and routes the translated message to the ALC manager 310.

0185[00148] The ALC manager 310 receives from each active load client 21 that it services, either periodically or responsive to polling messages sent by the ALC manager 310, messages containing the present power consumption, PSV, PTB, and combinations thereof, and the status (e.g., "ON" or "OFF" or state) of each device controlled by the active load client 21. Alternatively, if individual device metering is not available, then the total power consumption via PSV, and load management status for the entire active load client 21 may be reported. The information contained in each status message is stored in the ALD database 321 in a record associated with the specified active load client 21. The ALD database 321 contains all the information necessary to manage every customer account and power distribution. In one embodiment, the ALD database 321 contains customer contact information, such as names, addresses, phone numbers, email addresses, and associated utility or market participant companies for all customers having active load clients 21 installed at their residences or businesses, as well as a description of specific operating instructions for each managed device (e.g., IP-addressable smart breaker, load control ALC, or appliance), device status, and device diagnostic history. [00149] There are several types of messages that the ALC manager 310 may receive from an active load client 21 and process accordingly. One such message is a security alert message. A security alert message originates from an optional security or safety monitoring system installed in the residence or business and coupled to the active load client 21 (e.g., wirelessly or via a wired connection). When a security alert message is received, the ALC manager 310 accesses the ALD database 321 to obtain routing information for determining where to send the alert, and then sends the alert as directed. For example, the ALD manager 310 may be programmed to send the alert or another message (e.g., an electronic mail message or a pre-recorded voice message) to a security monitoring service company and/or the owner of the residence or business.

0186[00150] Another message communicated between an active load client 21 and the ALC manager 310 is a report trigger message. A report trigger message alerts the ALD server 8 that a predetermined amount of power, PSV, PTB, and combinations thereof has been consumed by a specific device monitored by an active load client 21. When a report trigger message is received from an active load client 21, the ALC manager 310 logs the information contained in the message in the ALD database 321 for the customer associated with the information-supplying active load client 21. The power consumption information, including PSV, PTB, and combinations thereof, is then used by the ALC manager 310 to determine the active load client(s) 21 to which to send a power reduction or "Cut" or reduce message during a power reduction event to satisfy the operating reserve requirement.

0187[00151] Yet another message exchanged between an active load client 21 and the ALC manager 310 is a status response message. A status response message reports the type and status of each device controlled by the active load client 21 to the ALD server 8. When a status response message is received from an active load client 21, the ALC manager 310 logs the information contained in the message in the ALD database 321.

0188[00152] In one embodiment, upon receiving instructions (e.g., a "Cut" or reduce instruction) from the master event manager 309 to reduce power consumption for a specified utility, the ALC manager 310 determines which active load clients 21 and/or individually controlled devices to switch to the "OFF" or reduced state based upon present power consumption data stored in the ALD database 321, and in combination with customer interface. The ALC manager 310 then sends a message to each selected active load client 21 containing instructions to turn off or reduce all or some of the devices under the active load client's (ALC's) control.

0189[00153] In another embodiment, a power savings application 322 may be optionally included to calculate the total amount of power saved by each utility or market participant during a power reduction event (referred to herein as a "Cut event" or "reduce event"), as well as the amount of power saved, PSV, PTB, and combinations for each customer whose active load client 21 reduced the amount of power delivered, PSV, PTB, and combinations thereof, and matched against a baseline stored at either the ALC and/or ALD. The power savings application 322 accesses the data stored in the ALD database 321 for each customer serviced by a particular utility and stores the total cumulative power savings, or PSV (e.g., in megawatts per hour, or kWH / MWH ) accumulated by each utility for each Cut or reduce event, i.e., curtailment or load control event, in which the utility participated as an entry in the utility Power and Carbon ("P&C") database 329.

0190[00154] In a further embodiment, an optional carbon savings application 326 uses the information produced by the power savings application 322, including PSV, PTB, and combinations, to determine the amount of carbon saved by each utility and by each customer for every Cut or reduce event. Carbon savings information (e.g., type of fuel that was used to generate power for the customer set that was included in the just completed event, power, PSV, PTB, and/or combinations saved in the prior event, governmental standard calculation rates, and/or other data, such as generation mix per serving utility and geography of the customer's location and the location of the nearest power source) is stored in the ALD database 321 for each active load client 21 (customer) and in the utility P&C database 329 for each utility. The carbon savings application 326 calculates the total equivalent carbon credits saved for each active load client 21 (customer) and utility participating in the previous Cut or reduce event, and stores the information in the ALD database 321 and the utility P&C database 329, respectively.

0191[00155] Additionally, the ALC manager 310 automatically provides for smooth operation of the entire power load management system 10 by optionally interacting with a service dispatch manager 325. For example, when a new customer subscribes to participate in the power load management system 10, the service dispatch manager 325 is notified of the new subscription from the customer sign-up application 320. The service dispatch manager 325 then sends an activation request to the ALC manager 310. Upon receiving the activation request from the service dispatch manager 325, the ALC manager 310 may sends a query request for information to the new active load client 21 and, upon receipt of the information, provides it to the service dispatch manager 325. Additionally, if at any time the ALC manager 310 detects that a particular active load client 21 is not functioning properly, the ALC manager 310 may send a request for service to the service dispatch manager 325 to arrange for a service call to correct the problem. The ALCs and/or load consuming devices may automatically discover and/or join a network of ALC devices, automatically add customer profile(s). [00156] In another embodiment, the service dispatch manager 325 may also receive requests for service from a call center manager 324 that provides support to an operations center (not shown), which receives telephone calls from customers of the power load management system 10. When a customer calls the operations center to request service, the call center manager 324 logs the service call in the ALD database 321 and sends a

0192"Service" transaction message to the service dispatch manager 325. When the service call has been completed, the call center manager 324 receives a completed notification from the service dispatch manager 325 and records the original service call as "closed" in the ALD database 321.

0193[00157] In yet another embodiment, the service dispatch manager 325 may also instruct an ALC diagnostic manager 317 to perform a series of diagnostic tests for any active load client 21 for which the service dispatch manager 325 has received a service request. After the ALC diagnostic manager 317 has performed the diagnostic procedure, it returns the results to the service dispatch manager 325. The service dispatch manager 325 then invokes a trouble ticket generator 328 to produce a report (e.g., trouble ticket) that includes information (some of which was retrieved by the service dispatch manager 325 from the ALD database 321) pertaining to the required service (e.g., customer name, address, any special consideration for accessing the necessary equipment, and the results of the diagnostic process). A residential customer service technician may then use the information provided in the trouble ticket to select the type of equipment and replacement parts necessary for performing a service call.

0194[00158] A read meter application 315 may be optionally invoked when the UCC command processor 308 receives a "Read Meters" or equivalent command from the utility control center 9. The read meter application 315 cycles through the ALD database 321 and sends a read meter message or command to each active load client 21, or those active load clients 21 specifically identified in the UCC's command, via the ALC manager 310. The information received by the ALC manager 310 from the active load client 21 is logged in the ALD database 321 for each customer. When all the active load client meter information has been received, the information is sent to the requesting utility control center 9 using a business to business (e.g., ebXML) or other desired protocol, or other protocols established by ANSI or governing body related to the grid.

0195[00159] The optional security device management block 313 includes program instructions for handling security system messages received by the security interface 311. The security device management block 313 includes routing information for all security system messages and may further include messaging options on a per customer or service company basis. For example, one security service may require an email alert from the ALD server 8 upon the occurrence of a security event; whereas, another security service may require that the message sent from the in-building system be passed on by the active load client 21 and the ALD server 8 directly to the security service company.

0196[00160] In a further embodiment, the ALD server 8 also includes a customer reports application 316 that generates reports to be sent to individual customers detailing the amount of power saved, PSV, PTB, and/or combinations, including against a baseline, during a previous billing cycle. Each report may contain a cumulative total of power savings over the prior billing cycle, details of the amount of power saved per controlled device (e.g., breaker or appliance), power savings from utility directed events, power savings from customer directed events, devices being managed, total carbon equivalents used and saved during the period, and/or specific details for each Cut or curtailment or reduce event in which the customer's active load client 21 participated. Customers may also receive incentives and awards for participation in the power load management system 10 through a customer rewards program 302. For example, the utilities or a third party system operator may enter into agreements with product and/or service providers to offer system participants discounts on products and services offered by the providers based upon certain participation levels or milestones. The rewards program 302 may be setup in a manner similar to conventional frequent flyer programs in which points are accumulated for power saved (e.g., one point for each megawatt saved or deferred) and, upon accumulation of predetermined levels of points, the customer can select a product or service discount.

0197Alternatively, a serving utility may offer a customer a rate discount for participating in the system 10.

0198[00161] FIG. 28 illustrates a schematic diagram of an exemplary active load client 21 in accordance with one embodiment of the present invention. The depicted active load client 21 includes a Linux -based operating system 28, a status response generator 29, a smart breaker module controller 31, a smart device interface 30, a communications interface 44, a security interface 46, an IP-based communication converter 47, a device control manager 32, a smart breaker (Bl-BN) counter manager 536, a report trigger application 34, an IP router 45, a smart meter interface 48, a security device interface 49, and an IP device interface 50. The active load client 21, in this embodiment, is a computer or processor- based system located on-site at a customer's residence or business. The primary function of the active load client 21 is to manage the power load levels of controllable devices located at the residence or business, which the active load client 21 oversees on behalf of the customer. In an exemplary embodiment, the software running on the active load client 21 operates using the Linux embedded operating system 28 to manage the hardware and the general software environment. One skilled in the art will readily recognize that other operating systems, such as Microsoft's family of operating systems, Mac OS, and Sun OS, C++, machine language, among others, may be alternatively used. Additionally, the active load client 21 may include DHCP client functionality to enable the active load client 21 to dynamically request IP addresses for itself and/or one or more controllable devices 38-43, 36, 53 managed thereby from a DHCP server on the host IP network facilitating communications between the active load client 21 and the ALD server 8. The active load client 21 may further include router functionality and maintain a routing table of assigned IP addresses in a memory of the active load client 21 to facilitate delivery of messages from the active load client 21 to the controllable devices 38-43, 36, 53.

0199[00162] A communications interface 44 facilitates connectivity between the active load client 21 and the ALD server 8. Communication between the active load client 21 and the ALD server 8 may be based on any type of IP or other connection protocol, including but not limited to, the WiMax protocol, and equivalents or alternatives, as discussed in the foregoing. Thus, the communications interface 44 may be a wired or wireless modem, a wireless access point, or other appropriate interface.

0200[00163] A standard IP Layer-3 router 45 routes messages received by the

0201communications interface 44 to both the active load client 21 and to any other locally connected device 51. The router 45 determines if a received message is directed to the active load client 21 and, if so, passes the message to a security interface 46 to be decrypted. The security interface 46 provides protection for the contents of the messages exchanged between the ALD server 8 and the active load client 21. The message content is encrypted and decrypted by the security interface 46 using, for example, a symmetric encryption key composed of a combination of the IP address and GPS data for the active load client 21 or any other combination of known information. If the message is not directed to the active load client 21, then it is passed to the IP device interface 50 for delivery to one or more locally connected devices 51. For example, the IP router 45 may be programmed to route power load management system messages as well as conventional Internet messages. In such a case, the active load client 21 may function as a gateway for Internet service supplied to the residence or business instead of using separate Internet gateways or routers.

0202[00164] An IP based communication converter 47 opens incoming messages from the ALD server 8 and directs them to the appropriate function within the active load client 21. The converter 47 also receives messages from various active load client 21 functions (e.g., a device control manager 32, a status response generator 29, and a report trigger application 34), packages the messages in the form expected by the ALD server 8, and then passes them on to the security interface 46 for encryption.

0203[00165] The device control manager 32 processes power management commands and/or command messages for various controllable devices logically connected to the active load client 21. The devices can be either smart breakers, smart meters, load control appliances, building control systems, and the like, 38-43 or other IP based devices 36, such as smart appliances with individual control modules (not shown). The device control manager 32 also processes "Query Request" or equivalent commands or messages from the ALD server 8 by querying a status response generator 29 which maintains the type and status of each device controlled by the active load client 21, and providing the statuses to the ALD server 8. The "Query Request" message may include information other than mere status requests, such as temperature set points for thermally controlled devices, time intervals during which load control is permitted or prohibited, dates during which load control is permitted or prohibited, and priorities of device control (e.g., during a power reduction event, hot water heater and pool pump are turned off before HVAC unit is turned off), PSV, PTB, and/or combinations thereof. If temperature set points or other non-status information are included in a "Query Request" message and there is a device attached to the active load client 21 that can process the information, the temperature set points or other information are sent to that device 36 via a smart device interface 30.

0204[00166] The status response generator 29 receives status messages from the ALD server 8 and, responsive thereto, polls each controllable device 38-43, 36, 53 under the active load client's control to determine whether the controllable device 38-43, 36, 53 is active and in good operational order. Each controllable device 38-43, 36, 53 responds to the polls with operational information (e.g., activity status and/or error reports) in a status response message. The active load client 21 stores the status responses in a memory associated with the status response generator 29 for reference in connection with power reduction events.

0205[00167] The smart device interface 30 facilitates IP or other address-based

0206communications to individual devices 36 (e.g., smart appliance power control modules) that are attached to the active load client 21. The connectivity can be through one of several different types of networks, including but not limited to, BPL, ZigBee, Wi-Fi, Bluetooth, or direct Ethernet communications. Thus, the smart device interface 30 is a modem adapted for use in or on the network connecting the smart devices 36 to the active load client 21. The smart device interface 30 also allows the device control manager 32 to manage those devices that have the capability to sense temperature settings and respond to temperature variations.

0207[00168] The smart breakers, smart meters, load control appliances, building control systems, and the like, module controller 31 formats, sends, and receives messages, including power control, PSV, PTB, and/or combinations thereof, instructions, to and from the smart breaker module 16. In one embodiment, the communications is preferably through a BPL connection. In such embodiment, the smart breaker module controller 31 includes a BPL modem and operations software. The smart breaker module 16 contains individual smart breakers, smart meters, load control appliances, building control systems, and the like, 38-43, wherein each smart breaker 38-43 includes an applicable modem (e.g., a BPL modem when BPL is the networking technology employed) and is preferably in-line with power supplied to a single appliance or other device. The Bl-BN counter manager 536 determines and stores real time power usage for each installed smart breaker 38-43. For example, the counter manager 536 tracks or counts the amount of power or PSV, PTB, and/or combinations used by each smart breaker 38-43 and stores the counted amounts of power in a memory of the active load client 21 associated with the counter manager 536. When the counter for any breaker 38-43 reaches a predetermined limit, the counter manager 536 provides an identification number corresponding to the smart breaker 38-43 and the corresponding amount of power (power number), PSV, PTB, and combinations thereof, to the report trigger application 34. Once the information is passed to the report trigger application 34, the counter manager 536 resets the counter for the applicable breaker 38-43 to zero so that information can once again be collected. The report trigger application 34 then creates a reporting message containing identification information for the active load client 21, identification information for the particular smart breaker 38-43, and the power number, and sends the report to the IP based communication converter 47 for transmission to the ALD server 8.

0208[00169] The smart meter interface 48 manages either smart meters 53 that communicate using the communications methods or a current sensor 54 connected to a traditional power meter 52. When the active load client 21 receives a "Read Meters" command or message from the ALD server 8 and a smart meter 53 is attached to the active load client 21, a "Read Meters" command is sent to the meter 53 via the smart meter interface 48 (e.g., a BPL modem). The smart meter interface 48 receives a reply to the "Read Meters" message from the smart meter 53, formats this information along with identification information for the active load client 21, and provides the formatted message to the IP based communication converter 47 for transmission to the ALD server 8.

0209[00170] A security device interface 49 transfers security messages to and from any attached security device. For example, the security device interface 49 may be coupled by wire or wirelessly to a monitoring or security system that includes motion sensors, mechanical sensors, optical sensors, electrical sensors, smoke detectors, carbon monoxide detectors, and/or other safety and security monitoring devices. When the monitoring system detects a security or safety problem (e.g., break-in, fire, excessive carbon monoxide levels), the monitoring system sends its alarm signal to the security interface 49, which in turn forwards the alarm signal to the IP network through the ALD server 8 for delivery to the target IP address (e.g., the security monitoring service provider). The security device interface 49 may also be capable of communicating with the attached security device through the IP device interface to recognize a notification message from the device that it has lost its line based telephone connection. Once that notification has been received, an alert message is formatted and sent to the ALD server 8 through the IP based

0210communication converter 47.

0211[00171] Operation of the power management system 10 in accordance with exemplary embodiments will now be described. In one embodiment, customers initially sign up for power load management services using a web browser, or any web-enabled device. Using the web browser, the customer accesses a power management system provider's website through the web browser interface 318 and provides his or her name and address information, as well as the type of equipment he or she would like to have controlled by the power load management system and/or ALD 10 to save energy at peak load times and to accumulate power savings or carbon credits (which may be used to receive reward incentives based upon the total amount of power, PSV, or carbon saved by the customer). The customer may also agree to allow management of power consumption via PTBs during non-peak times to sell back excess power to the utility, while simultaneously accumulating power savings or carbon credits.

0212[00172] The customer sign up application 320 creates a database entry for each customer in the ALD database 321. Each customer's contact information and load management preferences are stored or logged in the database 321. For example, the customer may be given several simple options for managing any number of devices or class of devices, including parameters for managing the devices (e.g., how long each type of device may be switched off, reduced, and/or define hours when the devices may not be switched off at all) in a building control system a plurality of options exists. In particular, the customer may also be able to provide specific parameters for HVAC operations (e.g., set control points for the HVAC system specifying both the low and high temperature ranges). Additionally, the customer may be given an option of receiving a notification (e.g., an email message, Instant Message, Text Message, or recorded phone call, or any combination thereof) when a power management event occurs. When the customer completes entering data, a "New Service" or equivalent transaction message or command is sent to the service dispatch manager 325.

0213[00173] Referring now again to FIG. 27 an exemplary operational flow diagram is illustrated providing steps executed by the ALD server 8 (e.g., as part of the service dispatch manager 325) to manage service requests in the exemplary power load management system 10, in accordance with one embodiment of the present invention. The steps of FIG. 27 are preferably implemented as a set of computer instructions (software) stored in a memory (not shown) of the ALD server 8 and executed by one or more processors (not shown) of the ALD server 8. Pursuant to the logic flow, the service dispatch manager 325 receives a transaction message or command and determines the type of transaction. Upon receiving a "New Service" transaction message, the service dispatch manager 325 schedules a service person (e.g., technician) to make an initial installation visit to the new customer. The service dispatch manager 325 then notifies the scheduled service person, or dispatcher of service personnel, of an awaiting service call using, for example, email, text messaging, and/or instant messaging notifications. Alternatively, a technician can use a "joining" device such as a PC, computer, tablet computer, smartphone, etc.

0214[00174] In one embodiment, responsive to the service call notification, the service person obtains the new customer's name and address, a description of the desired service, and a service time from a service dispatch manager service log. The service person obtains an active load client 21, all necessary smart breaker modules 38-43, and all necessary smart switches and/or ALCs to install at the customer location. The service person notes any missing information from the customer's database information (e.g., the devices being controlled, type make and model of each device, and any other information the system will need to function correctly). The service person installs the active load client 21 and smart breakers 38-43 at the new customer's location. A global positioning satellite (GPS) device may optionally be used by the service person to determine an accurate geographic location of the new customer building, which will be added to the customer's entry in the ALD database 321 and may be used to create a symmetric encryption key to facilitate secure communications between the ALD server 8 and the active load client 21. The physical location of the installed active load client 21 is also entered into the customer's entry. Smart switch devices may be installed by the service person or left at the customer location for installation by the customer. After the active load client 21 has been installed, the service dispatch manager 325 receives a report from the service person, via a service log, indicating that the installation is complete. The service dispatch manager 325 then sends an "Update" or equivalent transaction message to the ALC manager 310.

0215[00175] When a "Service" or similar transaction message or command is received, the service dispatch manager 325 schedules (512) a service person to make a service call to the specified customer. The service dispatch manager 325 then sends a "Diagnose" or similar transaction to the ALC diagnostic manager 317. The ALC diagnostic manager 317 returns the results of the diagnostic procedure to the service dispatch manager 325, which then notifies the service person of the service call and provides him or her with the results of the diagnostic procedure using a conventional trouble ticket. The service person uses the diagnostic procedure results in the trouble ticket to select the type of equipment and replacement parts necessary for the service call including a "join", "rejoin", or "network" command to form an ALC-enabled load control network.

0216[00176] Preferably, the systems and methods of the present invention provide for automated remote updating of ALCs, including but not limited to software, firmware, chipsets, kernels, and combinations thereof. Updating through the ALD(s) and/or central server, and/or dedicated server for updating ALCs is provided by the present invention. Also, commands are sent for purposes for updating PSV, PTB by a central and/or remote device or server, or processor, meant to enhance for update PSV, PTB, or location of PTB server point ASIC within an IP message or proprietary message that deal with table spaces, pricing, changes in acceptable time increments, status messages, location of market (LMP, node, electrical bus, etc.) for the load for marketing, aggregated, settled, and combinations thereof. The updating is for purposes of PSV, PTB, or ability to know the health and/or status of any zone within the electric power grid. Thus, the systems and methods of the present invention provide for automatic updating by remote server or dedicated device(s), through ALD(s) and/or directly to ALC(s) that affect any aspect of updating of ALCs relating to software, firmware, rules, metrology, ASICs, chipsets, machine code, operating systems, and combinations thereof. Furthermore, ALCs may be updated for improved or increased accuracy of ALCs to qualify PSV and PTB associated therewith. Also, the present invention provides for ALCs with smart cross-communication that provide for at least one ALC to transmit commands to at least one other ALC within the network associated with the electric power grid.

0217[00177] FIG. 29 illustrates an exemplary operational flow diagram providing steps executed by the ALD server 8 (e.g., as part of the ALC manager 310) to confirm customer sign-up to the power load management system 10, in accordance with one embodiment of the present invention. The steps are preferably implemented as a set of computer instructions (software) stored in a memory (not shown) of the ALD server 8 and executed by one or more processors (not shown) of the ALD server 8. In accordance with the logic flow, the ALC manager 310 receives (902) an "Update" or similar transaction message or command from the service dispatch manager 325 and uses the IP address specified in the "Update" message to send (903) out a "Query Request" or similar message or command to the active load client 21. The "Query Request" message includes a list of devices the ALD server 8 expects to be managed. If the customer information input at customer sign-up includes temperature set points for one or more load-controllable devices, that information is included in the "Query Request" message. Updating software, firmware, or any code embodiment via communication network via IP messages after the ALC are installed via the ALD or other operations processor / database. The ALC manager 310 receives (904) a query reply containing information about the active load client 21 (e.g., current IP network, operational state (e.g., functioning or not), setting of all the counters for measuring current usage (e.g., all are set to zero at initial set up time), status of devices being controlled (e.g., either switched to the "on" state or "off state)). The ALC manager 310 updates (905) the ALD database 321 with the latest status information obtained from the active load client 21. If the ALC manager 310 detects (906), from the query reply, that the active load client 21 is functioning properly, it sets (907) the customer state to "active" to allow participation in ALD server activities. However, if the ALC manager 310 detects (906) that the active load client 21 is not functioning properly, it sends (614) a "Service" or similar transaction message or command to the service dispatch manager 325.

0218[00178] Referring now again to previously described FIG. 3, an exemplary operational flow diagram 700 is illustrated providing steps executed by the ALD server 8 (e.g., as part of the master event manager 309) to manage events in the exemplary power load management system 10, in accordance with one embodiment of the present invention. The steps of FIG. 3 are preferably implemented as a set of computer instructions (software) stored in a memory (not shown) of the ALD server 8 and executed by one or more processors (not shown) of the ALD server 8. Pursuant to the logic flow, the master event manager 309 tracks (702) current power usage and/or PSV within each utility being managed by the ALD server 8. When the master event manager 309 receives (704) a transaction message or command from the UCC command processor 308 or the ALC manager 310, the master event manager 309 determines (706) the type of transaction received. Upon receiving a "Cut" or "reduce" transaction from the UCC command processor 308 (resulting from a "Cut" or "reduce" command issued by the utility control center 9), the master event manager 309 places (708) the utility in a managed logical state. The master event manager then sends (710) a "Cut" or "reduce" transaction or event message or command to the ALC manager 310 identifying the amount of power and/or PSV and/or PTB (e.g., in megawatts) that must be removed from the power system supplied by the utility. The amount of power specified for reduction in a "Cut" or "reduce" command may be an instantaneous amount of power and/or PSV and/or PTB or an average amount of power and/or PSV and/or PTB per unit time. Finally, the master event manager 309 notifies (711) every customer that has chosen to receive a notification (e.g., through transmission of an email or other pre-established notification technique) that a power management event is in process.

0219[00179] Returning to block 706, when the master event manager 309 receives a "How Much" or other equivalent power inquiry transaction message or command from the UCC command processor 308 (resulting from a "How Much" and/or PSV and/or PTB or equivalent power inquiry command issued by the utility control center 9), the master event manager 309 determines (712) the amount of power and/or PSV and/or PTB that may be temporarily removed from a particular utility's managed system by accessing the current usage information for that utility. The current usage information is derived, in one embodiment, by aggregating the total available load for the serving utility, as determined from the customer usage information for the utility stored in the ALD database 321, based on the total amount of power and/or PSV and/or PTB that may have to be supplied to the utility's customers in view of the statuses of each of the active load clients 21 and their respectively controllable load devices 38-43, 36, 53 during the load control interval identified in the "How Much" and/or PSV and/or PTB message.

0220[00180] Each utility may indicate a maximum amount of power or maximum percentage of power to be reduced during any power reduction event. Such maximums or limits may be stored in the utility P&C database 329 of the ALD server 8 and downloaded to the master event manager 309. In one embodiment, the master event manager 309 is programmed to remove a default one percent (1%) of the utility's current power

0221consumption during any particular power management period (e.g., one hour). In alternative embodiments, the master event manager 309 may be programmed to remove other fixed percentages of current power consumption or varying percentages of current power consumption based on the current power consumption (e.g., 1% when power consumption is at system maximum and 10% when power consumption is at only 50% of system maximum). Based on the amount of power to be removed, the master event manager 309 sends (710) a "Cut" or equivalent event message to the ALC manager 310 indicating the amount of power (e.g., in megawatts) that must be removed from the utility's power system (e.g., 1% of the current usage), and notifies (711) all customers that have chosen to receive a notification that a power management event is in process. The master event manager 309 also sends a response to the utility control center 9 via the UCC command processor 308 advising the utility control center 9 as to the quantity of power that can be temporarily reduced by the requesting utility.

0222[00181] Returning once again to block 706, when the master event manager 309 receives an "End Event" or equivalent transaction message or command from the UCC command processor 308 (resulting from an "End Event" command issued by the utility control center 9), the master event manager 309 sets (714) the state of the current event as "Pending" and sends (716) an "End Event" or equivalent transaction message or command to the ALC manager 310. When the ALC manager 310 has performed the steps necessary to end the present event (e.g., a power reduction or Cut event), the master event manager 309 receives (718) an "Event Ended" or equivalent transaction from the ALC manager 310 and sets (720) the utility to a logical "Not Managed" state. The master event manager 309 then notifies (722) each customer that has chosen to receive a notification (e.g., through transmission of an email or other pre-established notification mechanism) that the power management event has ended. Finally, the master event manager 309 sends an "Event Ended" or equivalent transaction message or command to the power savings application 322 and the utility control center 9 (via the UCC command processor 308).

0223[00182] Turning now again to FIG. 4, also previously described, exemplary operational flow diagram 330illustrates steps executed by the ALD server 8 (e.g., as part of the ALC manager 310) to manage power consumption in the exemplary power load management system 10, in accordance with one embodiment of the present invention. The steps of FIG. 4 are preferably implemented as a set of computer instructions (software) stored in a memory of the ALD server 8 and executed by one or more processors of the ALD server 8. In accordance with the logic flow, the ALC manager 310 tracks (802) the state of each managed active load client 21 by receiving messages, periodically or responsive to polls issued by the ALC manager 310, from every active load client 21 that the ALC manager 310 manages. These messages indicate the present states of the active load clients 21. The state includes the present consumption of power for each controllable device 38-43, 36 controlled by the active load client 21 (or the total power consumption for all controllable devices 38-43, 36 controlled by the active load client 21 if individual device metering is not available) and the status of each device 38-43, 36 (e.g., either "Off or "On" or "Reduce"). The ALC manager 310 stores or logs (804) the power consumption and/or PSV and/or PTB and device status information in the ALD database 321 in a record corresponding to the specified active load client 21 and its associated customer and serving utility. Note that there may be distributed throughout the grid a multiplicity of ALCs and ALDs that are networked and responsive to the grid operator, EMS, utility, market participant, and combinations thereof. Furthermore, ALCs aggregate corresponding PSVs and/or PTBs, preferably at the electrical bus level, LMP, RTO, BA, etc. at appropriate PTBs for settlement purposes and other EMS requirements.

0224[00183] When the ALC manager 310 receives (806) a transaction message from the master event manager 309, the ALC manager 310 first determines (808) the type of transaction received. If the ALC manager 310 receives a "Cut" or equivalent transaction message or command from the master event manager 309, the ALC manager 310 enters (810) a "Manage" logical state. The ALC manager 310 then determines (339) which active load clients 21 and associated devices 38-43, 36 operating on the utility specified in the "Cut" message to switch to the "Off state (or reduce). If a location (e.g., list of GPS coordinates, a GPS coordinate range, a geographic area, or a power grid reference area) is included in the "Cut" or reduce transaction message, only those active load clients 21 within the specified location are selected for switching to the "Off or reduce state. In other words, the ALC manager 310 selects the group of active load client devices 21 to which the issue a "Turn Off or reduce transaction message based at least partially on the geographic location of each active load client 21 as such location relates to any location identified in the received "Cut" or reduce transaction message. The ALD database 321 contains information on the present power consumption (and/or the average power consumption and/or PSV and/or PTB) for each controllable device 38-43, 36 connected to each active load client 21 in the system 10. The ALC manager 310 utilizes the stored power consumption information and/or PSV and/or PTB to determine how many, and to select which, devices 38-43, 36 to turn off to achieve the power reduction required by the "Cut" message. The ALC manager 310 then sends (340) a "Turn Off or equivalent transaction message or command to each active load client 21, along with a list of the devices to be turned off and a "change state to off or reduce" indication for each device 38-43, 36 in the list. The ALC manager 310 then logs (816) the amount of power (either actual or average), as determined from the ALD database 321, saved for each active load client 21, along with a time stamp indicating when the power was reduced and/or target PSV and/or PTB was achieved. The ALC manager 310 then schedules (818) transactions for itself to "Turn On" each turned-off device after a predetermined period of time, including customer profile, or "drift" (e.g., which may have been set from a utility specified default, set by instructions from the customer, or otherwise programmed into the ALC manager 310).

0225[00184] Returning back to block 808, when the ALC manager 310 receives a "Turn On" or equivalent transaction message or command from the master event manager 309 for a specified active load client 21, and the ALC manager's state is currently in a "Manage" state, the ALC manager 310 finds (820) one or more active load clients 21 that are in the "On" state and do not have any of their managed devices 38-43, 36 turned off (and are in the specified location if so required by the original "Cut" or reduce transaction message), which, when one or more of such devices 38-43, 36 are turned off or reduced, will save the same or substantially the same amount of power and/or PSV and/or PTB that is presently being saved by the specified active load clients that are in the "Off or reduce state. Upon identifying new active load clients 21 from which to save power, the ALC manager 310 sends (822) a "Turn Off or reduce or equivalent transaction message or command to each active load client 21 that must be turned off or power thereto reduced in order to save the same amount of power and/or PSV and/or PTB, as the active load client(s) (ALCs) to be turned on (i.e., to have its or their managed devices 38-43, 36 turned on) or to save an otherwise acceptable amount of power and/or PSV and/or PTB (e.g., a portion of the power previously saved by the active load client(s) to be turned back on). The ALC manager 310 also sends (824) a "Turn On" or equivalent transaction message or command to each active load client 21 to be turned back on. The "Turn On" message instructs all active load clients 21 to which the message was directed to turn on any controllable devices that have been turned off, and causes the affected active load clients 21 to instruct their controllable devices 38-43, 36 to enable the flow of electric power to their associated power consuming devices (e.g., appliance, HVAC unit, and so forth). Finally, the ALC manager 310 logs (826) the time that the "Turn On" transaction message is sent in the ALD database 321.

0226[00185] Returning once again to block 808, when the ALC manager 310 receives an "End Event" or equivalent transaction message or command from the master event manager 309, the ALC manager 310 sends (828) a "Turn On" or equivalent transaction message or command to every active load client 21 which is currently in the "Off or reduce state and is served by the serving utility identified in the "End Event" message or to which the "End Event" message relates. Upon determining (830) that all the appropriate active load clients 21 have transitioned to the "On" state, the ALC manager 310 sends (832) an "Event Ended" or equivalent transaction message or command to the master event manager 309.

0227[00186] An exemplary operational flow of steps executed by the ALD server 8 (e.g., through operation of the power savings application 322) to calculate and allocate power savings in the power load management system 10, in accordance with one embodiment of the present invention is further described herein. The power savings application 322 calculates the total amount of power saved by each utility for each Cut or reduce event and the amount of power saved by each customer possessing an active load client (ALC) 21, against a baseline.

0228[00187] According to the logic flow of FIG. 25, the power savings application 322 receives (902) an "Event Ended" or equivalent transaction message or command from the master event manager 309 each time a "Cut" or reduce or power savings event has ended. The power savings application 322 then accesses (904) the ALD database 321 for each active load client 21 involved in the "Cut" or reduce event. The database record for each active load client 21 contains the actual amount (or average amount) of power and/or PSV and/or PTB that would have been used by the active load client 21 during the last "Cut" or reduce event, along with the amount of time that each controllable device 38-43, 36 associated with the active load client 21 was turned off. The power savings application 322 uses this information to calculate the amount of power (e.g., in megawatts per hour) that was saved for each active load client 21. The total power savings and/or PSV and/or PTB for each active load client 21 is stored in its corresponding entry in the ALD database 321. A running total of power saved is kept for each "Cut" or reduce transaction. Each utility that is served by the ALD server 8 has an entry in the utility P&C database 329. The power savings application 322 stores (906) the total amount of power and/or PSV and/or PTB (e.g., in megawatts per hour) saved for the specific utility in the utility's corresponding entry in the utility or market participant P&C database 329, along with other information related to the power savings event (e.g., the time duration of the event, the number of active load clients (ALCs) required to reach the power savings and/or PSV and/or PTB, average length of time each device was in the off state, plus any other information that would be useful in fine tuning future events and in improving customer experience). When all active load client entries have been processed, the power savings application 322 optionally invokes (908) the carbon savings application 326 or, analogously, a sulfur dioxide savings application or a nitrogen dioxide savings application, to correlate the power savings with carbon credits, sulfur dioxide credits or nitrogen dioxide credits, respectively, based on the geographic locations of the particular serving utility or market participant and customer. Additionally, in one embodiment, the carbon savings application 326 determines carbon credits based on government approved or supplied formulas and stores the determined carbon credits and/or PSV and/or PTB on a per customer and/or per utility basis.

0229[00188] As described above, the present invention encompasses a method for managing and distributing power within a power management system based on real-time feedback from addressable and remotely controllable devices including the actual amount of power currently being individually or collectively consumed by the addressable devices. With this invention, a power management system may pinpoint specific areas of high power usage and more accurately distribute power loads to utilities in need. Additionally, the present invention provides optional participation incentives for customers based on the amount of their actual participation in the power management system.

0230[00189] Additionally, customer profiles for power consumption are included in the present invention. The embodiments described utilize concepts disclosed in U.S.

0231Publication No. 200900542970, entitled "System and Method for Active Power Load Management," which is incorporated by reference in its entirety herein. The following paragraphs describe the Active Management Load System (ALMS), which includes at least one Active Load Director (ALD), and at least one Active Load Client (ALC) in sufficient detail to assist the reader in the understanding of the embodiments described herein. More detailed description of the ALMS, ALD, and ALC can be found in U.S. Publication No. 200900542970, which is incorporated herein by reference in its entirety.

0232[00190] Embodiments described herein utilize the Active Load Management System (ALMS) that is fully described in U.S. Publication No. 200900542970. The ALMS captures energy usage data at each service point and stores that data in a central database. This data describes all of the energy consumed by devices owned by each customer, as well as additional information, such as customer preferences. Other embodiments of the ALMS and/or ALC/ALD combination focus on use of this information in the calculation of carbon credits or for the trading of unused energy.

0233[00191] In one embodiment, a system and method are provided for creating and making use of customer profiles, including energy consumption patterns. Devices within a service point, using the active load director, may be subject to control events, often based on customer preferences. These control events cause the service point to use less power. Data associated with these control events, as well as related environment data, are used to create an energy consumption profile for each service point. This can be used by the utility to determine which service points are the best targets for energy consumption. In addition, an additional algorithm determines how to prevent the same service points from being picked first each time the utility wants to conserve power.

0234[00192] In one embodiment, a method is provided for determining and using customer energy profiles to manage electrical load control events on a communications network between a server in communication with an electric utility and a client device at each of a plurality of service points. A customer profile is generated at the server for each of a plurality of customers including at least energy consumption information for a plurality of controllable energy consuming devices at an associated service point. The plurality of customer profiles is stored in a database at the server for use in load control events. The plurality of customer profiles are aggregated into a plurality of groups based on at least one predetermined criterion, for example PSV and/or PTB, grouping by bus, as required.

0235[00193] A candidate list of service points for load control events based on the predetermined criterion is generated at the server. A load control event is sent to at least one selected service point in the candidate list of service points in response to an energy reduction request including a target energy savings received from the electric utility via the communications network. An energy savings for the plurality of controllable energy consuming devices resulting from the load control event at the selected service point is determined at the server. The server determines if the resulting energy savings is at least equal to the target energy savings. The load control event is sent to at least one selected additional service point in the candidate list of service points in order to reach the target energy savings, if the target energy savings has not been reached.

0236[00194] In one embodiment, a system is provided for determining and using customer energy profiles to manage electrical load control events on a communications network between a server in communication with an electric utility and a client device at each of a plurality of service points, including an interface for each customer location that could be an ALC, smart meter, building control, and combinations thereof. The system includes a memory storing a database containing a plurality of customer profiles for load control events wherein each customer profile includes at least energy consumption information for a plurality of controllable energy consuming devices at an associated service point; and a server processor, cooperative with the memory, and configured for managing electrical load control events on the communications network to the plurality of service points by:

0237generating a customer profile for each of a plurality of customers; aggregating the plurality of customer profiles into a plurality of groups based on at least one predetermined criterion; generating a candidate list of service points for load control events based on the

0238predetermined criterion; sending a load control event to at least one selected service point in the candidate list of service points in response to an energy reduction request including a target energy savings received from the electric utility via the communications network; determining an energy savings for the plurality of controllable energy consuming devices resulting from the load control event at the selected service point; determining if the resulting energy savings is at least equal to the target energy savings; and sending the load control event to at least one selected additional service point in the candidate list of service points in order to reach the target energy savings.

0239[00195] Note that control events, command and control messages, and time periods, and combinations thereof, managed by the ALCs and/or ALDs, and other messaging used in embodiments of the invention include regulated load management messages. Regulated load management messages contain information used to apply control of the electric supply to individual appliances or equipment on customer premises. The load to be controlled includes native load and operating reserves including regulating, spinning, and non- spinning types. The embodiments disclosed make use of the "customer profiles" concept. The ALMS and/or ALC/ALD combination(s) enables data to be gathered to generate a profile of each customer, including information about controllable energy consuming devices, and the related individual structures or service points. Customer profiles reside within the Active Load Director Database 321 in the Active Load Director 8. Included in this customer profile is the customer's pattern of energy consumption. The customer profile includes, but is not limited to, the following: (1) customer name; (2) customer address; (3) geodetic location; (4) meter ID; (5) customer programs (possibly including program history); (6) device information, including device type and manufacturer/brand; (7) customer energy consumption patterns; and (8) connection and disconnection profile. The connection/disconnection profile can include service priority (i.e., elderly, police, etc.) and disconnection instructions. The customer profile is created by using data gathered from within the ALMS. Data gathered or calculated includes, but is not be limited to, the following: (1) set points; (2) energy and average energy used in a given time period; (3) energy and average energy saved in a given time period; (4) drift time per unit temperature and average drift time; and (5) power time per unit temperature and average power time per unit temperature.

0240[00196] In other embodiments, additional data called "variability factors" may be captured by the ALMS or ALC/ALD combination as part of the customer profile, including, but not limited to, the following: (1) outside temperature, (2) sunlight, (3) humidity, (4) wind speed and direction, (5) elevation above sea level, (6) orientation of the service point structure, (7) duty duration and percentage, (8) set point difference, (9) current and historic room temperature, (10) size of structure, (11) number of floors, (12) type of construction (brick, wood, siding etc.) (13) color of structure, (14) type of roofing material and color, (15) construction surface of structure (built on turf, clay, cement, asphalt etc.), (16) land use (urban, suburban, rural), (17) latitude/longitude, (18) relative position to jet stream, (19) quality of power to devices, (20) number of people living in and/or using structure and (21) other environmental factors.

0241[00197] Additional factors may also be deemed necessary for determining unique energy consumption patterns and generating performance curves and data matrices for usage in load control events and other purposes detailed in this and related patent applications. [00198] By way of example, based upon the reduction in consumed power, the systems and methods of the present invention provide for generating at the control center a power supply value (PSV) corresponding to the reduction in consumed power by the power consuming device(s). Importantly, the PSV is an actual value that includes measurement and verification of the reduction in consumed power; such measurement and verification methods may be determined by the appropriate governing body or authority for the electric power grid(s). Power Supply Value (PSV) is calculated at the meter or submeter or at building control system or at any device or controller that measures power within the standard as supplied by the regulatory body(ies) that govern the regulation of the grid. PSV variations may depend on operating tolerances, operating standard for accuracy of the measurement. The PSV enables transformation of curtailment or reduction in power at the device level by any system that sends or receives an IP message to be related to or equated to supply as presented to the governing entity that accepts these values and award supply equivalence, for example of a power generating entity or an entity allowed to control power consuming devices as permitted by the governing body of the electric power grid, e.g., FERC, NERC, etc.

0242[00199] PSV may be provided in units of electrical power flow, monetary equivalent, and combinations thereof. Thus, the PSV provides an actual value that is confirmed by measurement and/or verification, thereby providing for a curtailment value as a requirement for providing supply to the power grid, wherein the supply to the power electric power grid is provided for grid stability, voltage stability, reliability, and combinations thereof, and is further provided as responsive to an energy management system or equivalent for providing grid stability, reliability, frequency as determined by governing authority for the electric power grid and/or grid operator(s). [00200] As part of the Active Load Directory (ALD), the methods described herein consolidate this information creating a historic energy consumption pattern reflecting the amount of energy used by each service point to maintain its normal mode of operation. This energy consumption pattern is part of a customer's profile.

0243[00201] Energy consumption patterns are subject to analysis that may be used for a variety of different types of activities. For example, based on the energy consumption patterns created from this data, the ALD will derive performance curves and/or data matrices for each service point to which the Active Load Management System (ALC / ALD combination(s)) is attached and determine the amount of energy reduction that can be realized from each service point. The ALD will create a list of service points through which energy consumption can be reduced via demand side management, interruptible load, or spinning/regulation reserves. This information can be manipulated by the ALD processes to create a prioritized, rotational order of control, called "intelligent load rotation" which is described in detail below. This rotational shifting of the burden of the interruptible load has the practical effect of reducing and flattening the utility load curve while allowing the serving utility to effectively group its customers within the ALD or its own databases by energy efficiency.

0244[00202] The practical application of this data is that in load control events, a utility can determine the most efficient service points to dispatch energy from, or more importantly derive the most inefficient service points (e.g., homes, small businesses, communities, structures, or devices) within the utility's operating territory. Based on this information, highly targeted conservation programs could have an immediate impact to improve energy efficiency. From a marketing perspective, this is invaluable information because it contains the comfort preference of a service point compared against the capabilities of the service point's energy consuming devices, or the lack of efficiency of those devices. From a national security point of view, the profiles could be used to determine habits of monitored end customers in a similar fashion to how Communications Assistance for Law

0245Enforcement Act (CALEA) is used by law enforcement for wire-tapping. Utilities may use energy consumption patterns to categorize or group customers for service, control event, marketing, sales, or other purposes. Other uses of energy consumption patterns are possible that determine or predict customer behavior.

0246[00203] Generally, the embodiments described encompass a closed loop system and method for creating a customer profile, calculating and deriving patterns of energy drift, and making use of those patterns when implemented through the machinery of a system comprised of load measurement devices combined with the physical communications link and when these inputs are manipulated through a computer, processor, memory, routers and other necessary machines as those who are skilled in the art would expect to be utilized.

0247[00204] The embodiments described also make use of the concept of "drift." The data gathered for the customer profile is used to empirically derive the decay rate or drift, temperature slope, or a dynamic equation (f{x}) whereby the service point (or device) will have a uniquely derived "fingerprint" or energy usage pattern.

0248[00205] Drift occurs when a climate-controlled device begins to deviate from a set point. This may occur both normally and during control events. Customers define the upper and lower boundaries of comfort in customer preferences, with the set point in the middle of those boundaries. During normal operation, a climate controlled device will attempt to stay near the device's set point. However, all devices have a duty cycle that specifies when the device is in operation because many devices are not continuously in operation. For a climate-controlled device, the duty cycle ends when the inside temperature reaches, or is within a given tolerance of, the set point. This allows the device to "drift" (upward or downward) toward a comfort boundary temperature. Once the boundary temperature is reached, the duty cycle begins again until the inside temperature reaches, or is within a given tolerance of, the set point which ends the duty cycle.

0249[00206] Therefore, drift is the time it takes for a climate-controlled device to move from the set point to the upper or lower comfort boundary. Drift is calculated and recorded for each service point and for each device associated with the service point. The inverse of drift is "power time" which is the time it takes for the device to move from the comfort boundary to the set point.

0250[00207] Drift may also occur during a control event. A control event is an action that reduces or terminates power consumption of a device. During a control event, a climate- controlled device will drift toward maximum or minimum control event boundaries (upper or lower) until it reaches that boundary which is normally outside the comfort boundary. Once it reaches the control event boundary, the ALMS returns power to the device to enable it to reach the set point again.

0251[00208] As an example, an HVAC system may have a set point of 72. degree, and a minimum and maximum temperature of 68. degree, and 76. degree., respectively. On a cold day, a control event would cause the HVAC system to begin to lose power and move toward the minimum temperature. Once the structure reaches the minimum temperature, the control event would end, and power would be restored to the HVAC system, thus causing the temperature to rise toward the preferred temperature. A similar but opposite effect would take place on a warm day.

0252[00209] In some embodiments, drift, as well as other measurements available from the active load director data base 321, are used to create an energy consumption pattern for each service point. Additional measurements may include vacancy times, sleep times, times in which control events are permitted, as well as variability factors referred to previously.

0253[00210] A device that resides within an energy-efficient structure will have a tendency to cool or heat more slowly, thus exhibiting a lower rate of drift. These devices may be subject to control events for longer periods of time, commensurate with the rate of drift, because it takes them longer to drift to a comfort boundary.

0254[00211] In another embodiment, the active load director server 8 identifies service points that have an optimum drift for power savings. The power savings application 322 calculates drift for each service point and saves that information in the active load director data base 321.

0255[00212] The embodiments disclosed also make use of the "intelligent load rotation" concept. Intelligent load rotation uses machine intelligence to ensure that the same service points are not always selected for control events, but distributes control events over a service area in some equitable way.

0256[00213] There are a variety of ways in which intelligent load rotation may be

0257implemented. In one embodiment of intelligent load rotation, service points are simply selected in a sequential list until the end is reached, after which selection starts at the top of the list again. This is a fairly straightforward approach that may be implemented by any one skilled in the art.

0258[00214] The present invention further includes a basic intelligent load rotation algorithm. In general, the algorithm goes through each service point within a group of service points, and sends control events to each of those service points until enough energy savings have been obtained. [00215] In its most basic form, the algorithm first identifies a group selection criteria as indicated in logic block. This may be as simple as all service points or may be more complex, such as selecting service points within a specified drift or within a specified geographic area. The group selection criteria may include, but is not limited to, any of the following: (1) random selection of service points; (2) drift; (3) grouping of logical geodetic points by a utility; (4) efficiency rating of appliances; (5) ALD customer preferences; (6) capacity of devices; (7) proximity to transmission lines; (8) pricing signals (both dynamic and static); and (9) service priority, based upon an emergency situation (i.e. fire, police, hospital, elderly, etc.), the required level of operating reserves from market participant, grid operator, EMS, and equivalent.

0259[00216] The algorithm then identifies an individual service point selection criterion as indicated in logic block. This is the criterion for selecting individual service points within a group. In its simplest embodiment, this criterion involves sequential selection of service points within the group. Other criteria may include random selection, selection based on number of previous control events, or other criteria.

0260[00217] Next, the algorithm creates a candidate list of service points based on the group selection criteria as indicated in logic block. From this list, the algorithm selects a service point based on the individual service point selection criteria as indicated in logic block. The ALMS then sends a control event to the selected service point as indicated in logic block, and calculates the energy savings of that control event based on drift calculation as indicated in block. The algorithm then determines if more energy savings are needed to reach the savings target as indicated in decision block. If not, then the ALMS records where the algorithm ended in the candidate list as indicated in block 1824 and exits. If more energy savings are needed, then the ALMS determines if any more service points are in the candidate list as indicated in decision block. If there are no more service points in the candidate list, then the algorithm returns to the beginning of the candidate list again in logic block. Otherwise, if there are more service points in the candidate list, the algorithm simply returns to logic block.

0261[00218] In an alternate embodiment, decision block may be modified to determine if more service points are to be selected from this group.

0262[00219] There are many other embodiments of intelligent load rotation. Many embodiments are based on the group selection criteria. Service points may be grouped by geography or some other common characteristic of service points. For example, groups might include "light consumers" (because they consume little energy), "daytime

0263consumers" (because they work at night), "swimmers" (for those who have a pool and use it), or other categories. These categories are useful to the utility or market participant, grid operator, EMS, or equivalent for quickly referring to customers with specific energy demographics. The utility or market participant, grid operator, EMS, or equivalent may then select a number of service points in each group for control events to spread control events among various groups.

0264[00220] In another embodiment, optimum drift can be used as the group selection criteria. Because those service points will use the least energy, the utility may want to select those service points that are the most energy efficient.

0265[00221] In another embodiment, a group of service points is selected that have had the fewest control events in the past. This ensures that service points with the most control events in the past will be bypassed in favor of those who have received fewer control events. [00222] In another embodiment, with reference to FIGS. 24-25, drift is used as a means of intelligent load rotation. As data is collected by the ALMS or ALC/ALD combinations, it is possible to calculate the total drift of a device over time, as shown in FIG. 23. The calculation for one service point represents one vector on the graph. Each vector represents the drift for a single service point. To identify the service points with the optimal drift, the ALD 8 determines the median drift and all service points having a drift that is within one standard deviation away from that median. That represents the shaded area in the graph depicted in FIG. 24. If sufficient service points cannot be found that are within one standard deviation, then the second standard deviation can be selected.

0266[00223] In another embodiment, energy consumption patterns in customer profiles are used to identify service points that are the best targets for excess power sharing. This would occur when renewable energy such as solar or wind is added to the grid, resulting in power that cannot be compensated for by the grid. This could occur, for example, on very windy days. When this happens, utilities or market participant, grid operator, EMS, or equivalent are faced with the problem of what to do with the excess energy. Instead of cutting power to service points in order to affect power savings, a utility, market participant, grid operator, EMS, or equivalent could add energy to service points in order to effect power dissipation. The service points selected by the utility may be different (or even the inverse) of those selected for power savings. The devices at these service points would be turned on if they were off or set points for climate-controlled devices would be adjusted to heat or cool more than normal. Spread out over many control points, this can provide the energy dissipation needed.

0267[00224] In a further embodiment, energy consumption patterns within customer profiles could be used to identify opportunities for up selling, down selling, or cross selling. These opportunities may be determined by the power utility or by its partners. Data from customer profiles may be used to provide insights on inefficient devices, defective devices, or devices that require updating to meet current standards. Customer profile data may also be used to identify related sales opportunities. For example, if energy consumption patterns suggest that the customer may be very interested in personal energy conservation, then sales efforts could be directed toward that individual concerning products related to that lifestyle. This information can be used by the utility or its partners to provide incentives to customers to buy newer, updated devices, or obtain maintenance for existing devices. The customer is given the option to opt out of having his customer profile used for sales and marketing efforts, or for regulating energy conservation. The customer profile makes use of open standards (by way of example and not limitation, the CPExchange standard) that specify a privacy model with the customer profile. The use of consumption patterns in this manner is governed by national, state, or local privacy laws and regulations.

0268[00225] A further embodiment of using customer profiles to identify sales opportunities involves the use of device information to create incentives for customers to replace inefficient devices. By identifying the known characteristics and/or behavior of devices within a service point, the invention identifies those customers who may benefit from replacement of those devices. The invention estimates a payback period for replacement. This information is used by the ALC/ALD operator to create redemptions, discounts, and campaigns to persuade customers to replace their devices.

0269[00226] Furthermore, customer profiles when combined with characteristics about the load consuming devices, the structure or building that consumes electricity, or a

0270combination of many human & thermodynamic factors, weather (both forecasted & actual), can assist utilities, REPs, market participants, or Demand Response Aggregators (commonly referred to as Curtailment Service Providers or "CSPs" who are themselves Market Participants) form unique energy consumption data and "curves" that would provide a utility, REP, Market Participant, CSP or any other entity that has been granted permission by the Grid Operator or governing body of the electric utility grid, to create estimated and actual Power Supply Values for how much power is available to remove from the grid under the positive control of both the consumer and the utility, REP, CSP, Market Participant or grid operators. The system uses the information and selects based upon the profiles and quality of the devices to give the most PSV for operating reserves back to the grid with minimized tangible impact on the consumer or the device following a curtailment event.

0271[00227] FIG. 30 provides a schematic diagram illustrating analytics for how the system and methods of the present invention provides additional operating (e.g., regulating, spinning and/or non-spinning) reserve to a power utility, market participant, grid operator, etc. A web browser interface may be provided through which a customer may designate his or her device performance and energy saving preferences for an environmentally- dependent, power consuming device in accordance with one embodiment of the present invention. For example, a customer may manage their HVAC setting by adjusting/entering responses to the following questions: What do you consider a comfortable temperature? What temperature would you turn it to when no one is at home? What temperature would you turn it to when everyone is sleeping? What is the minimum/maximum temperature you would want to experience? FIG. 31 is a graph that depicts a load profile of a utility during a projected time period, showing actual energy usage as well as projected energy usage determined with and without a control event, in accordance with an exemplary embodiment of the present invention; automated computer program allows for determination of which devices for curtailment as FIG. 23 is a diagram illustrating an exemplary curve for power consuming devices within the system, wherein each device has its own curve based upon factors; and FIG 25 illustrating generation of an exemplary sampling repository at the active load director associated with the devices and the curve of FIG. 23 to determine which buildings or homes are more energy efficient; these are better targets because they maintain conditions at curtailment longer without deterioration (e.g., heat loss, cool loss of home, etc.) power efficiency, thermodynamic efficiency, then control based upon the reserve that is being dispatched, thereby creating "bands" of operating reserves based upon prioritization within the system.

0272[00228] According to the present invention, PSV may be generated by methods including information relating to baselining historical load, estimating based upon curves, real-time or near-real-time value, and combinations thereof. Advantageously, the present invention provides active load management metrics, including PSV, much better than merely statistical estimate for a command as with prior art; PSV also further provides for steps of measurement and settlement. FERC requires that the settlement credits provide at point where it occurs; so then settlement information follows the transaction; most preferably, according to the present invention, settlement occurs in real time or near real time, as in financial transactions or other commodity transactions, such as for natural gas supply. Also, preferably, there is a defined interval that is accepted or acceptable by the governing entity for the electric power grid, wherein each transaction is recorded as it occurs. Furthermore, the present invention provides for IP real-time communications that provide for settlement of the curtailment by load-consuming devices at or approximate to the time of the transaction, i.e., the curtailment. Also, preferably, there is data that provides supporting evidence attached with the IP real-time communication of the acceptance of the load control event, and then automatically recorded in a settlement database. Also, some information related to this transaction and its settlement is transmitted to the energy / curtailment purchaser, and then also the seller is paid according to the PSV and/or PTB related to the curtailment event.

0273[00229] These Power Supply Values (PSVs) and Curves created by the consumer, the consumption habits, data mining and the thermodynamic properties of the load consuming devices and whatever these load consuming devices are attached to provide a method and apparatus such that the consumer experience is not negatively impacted and that small amounts of electric consumption can be collected from the profiles and provided to a utility, grid operator, market participant, REP or CSP and sold back to the electric grid in the form of Operating Reserves or other Demand Response/Curtailment Programs where the individual profiles when combined with a plurality of profiles created marketable Power Trading Blocks as so long as these blocks can meet the operational requirements of the grid operators/utilities and are utilized either by an processor, database, and active load intelligence that supplies the grid operator, utility wth sufficient information so that the profile derived Operating Reserve can be monetized as directed by FERC Order 745 or any subsequent FERC Orders that result in curtailment/demand response to have economic value to the consumer and the utility, market participant, CSP, REP or any other entity that is authorized to aggregate and monetize curtailment and operating reserves back to the electric utility grid.

0274[00230] Power Trading Blocks (PTBs) are dependent upon the grid operator or ISO; there must be enough curtailment or supply for the grid operator to accept, settle, and monetize. At this time, the PTB is 100k Watts in most electric power grids, such as a conventional utility or independent system operator or grid or microgrid operator. Generally, the power available as operating reserves is traded in larger amounts, PTB size, to be significant enough to beneficially stabilize the grid and its operating reserves. At this time, the regional trading organization or geographic-specific grid and corresponding regulations therefor, determine the PTB size, which typically requires the aggregation of load from a multiplicity of consumers, residential or commercial, to reach a minimum PTB size or PTB unit. The PTB unit, combined with the PSV, and the real-time secure communications used with ALC/ALD function to lower the size of the minimum PTB required to form a PTB unit for grid reception and settlement purposes. The commercial impact determines the minimum PTB size, which corresponds to a PTB unit, due to cost and timing of communication of the information related to the curtailment event(s) and response by the device(s), and how aggregation of load curtailment by the multiplicity of devices is managed to ensure maximum compensation to the customer(s) associated with the device(s) for the curtailment event, with minimum negative physical impact to those consumers and/or devices from the curtailment event.

0275[00231] Customer profiles may also be dynamic. An example of this would be the ability for a consumer (commercial or residential) to utilize real time communications from an electric utility grid, market, market participant, utility, REP, CSP or any other entity authorized on behalf of the consumer to act on their behalf to control load consuming devices owned by the consumer and connected to the electric utility grid. A consumer may received this information through a plurality of methods utilizing IP based communications methods and web based devices such as smart phones, computers, text messages, paging messages, or even voice response units or live customer service agents. Under this real time scenario, a consumer could dynamically "Opt In" to a pre-determined customer profile or "Opt Out" or more importantly change the profile dynamically to take advantage of real time market pricing of electricity being sold by the utility, market participant, REP or any entity authorized to buy, sell and trade electric commodity or demand response products on behalf of the consumer.

0276[00232] Alternative methods that may also be considered is a processor based consumer profiles where multiple "what if scenarios based upon time of use, pricing, pricing triggers, comfort and unforeseen events such as natural disasters are contemplated. Under these scenarios, the customer profile may automatically be changed by the

0277processor/database apparatus, the end devices themselves or a "learning" algorithm whereby the consumer allows an intelligent programming "Artificial Intelligence" capability to predict and act on the consumer's behalf without any intervention by the consumer required, but with the corresponding Operating Reserves and Power Supply Values communicated in real time or near real time sufficient for the utility, REP, Market Participant, CSP or other authorized entity to act and trade these Operating Reserves created by the aggregation of the consumer profiles through the plurality of systems and apparatus' to act individually or connected and networked together to act as one resource through an energy management system or some other approved processor/database/cloud based system that can aggregate the sum of the profiles, determine the Power Supply Values, create the operating reserves via the profiles and send the appropriate command & control commands through various IP based communications methods to effect the devices, permitted through these profiles, to perform either curtailment (or consumption) to created the appropriate Operating Reserve product.

0278[00233] Customer Profiles are also important in the operation of the new renewable markets to include electric vehicle operations. Charging operations of electric vehicles have the potential effect of negatively impacting the operation of the electric grid by causing unpredictable peaks and distribution system stress if too many vehicles are charging simultaneously, so then billing from different charging locations but associated with a specific electric vehicle provide for settlement therefor. Furthermore the problem of settlement of charging in foreign locations from the consumers "home" charging station has not been addressed. Consumer profiles are a very important component of this solution as the location of the EV, the cost of power at the point of a re-charging event, the remaining capacity of the on-board batteries and the ability to dispatch excess capacity to the electric grid via an Active Load Director or intelligent charging station are all components of Customer Profiles that can also be utilized for the economic advantage of both the consumer, the utility, market participant, REP or CSP. Dynamic pricing transmitted to the car via an IP message or via a "smart phone", text or through the charging station directly combined with set or dynamic profiles as previously described when aggregated with other EVs.

0279[00234] Example: Generation Source Supply

0280[00235] Generally, electric power is supplied to an electric power grid from macro power generation sources, by way of example and not limitation, utilities provide electric power generation at facilities based upon large scale, primarily fossil fuel power plants such as coal, but also natural gas, nuclear, water movement, etc., to activate large turbines that provide electricity that is available for distribution over lines throughout a geographic region or balancing authority, which is described in more detail hereinbelow.

0281[00236] However, microgrid power generation sources are smaller and more distributed, and may also be supplied with natural gas, propane, diesel-fuel, fuel cellsor other generators, emergency power generators, and alternative energy sources, including but not limited to wind power, solar power, and combinations thereof. [00237] Furthermore, commercial deployment of alternative supply sources have been introduced to the electric grid in the form of large scale (generally > 1 MW) of solar based generation and even larger amounts of Wind Generation where wind drives electric turbines that are attached to the electric grid.

0282[00238] One skilled in the art of electric power generation would discern obvious problems with these sources of "clean power" including the intermittent nature of solar and wind or to put it broadly, "the sun does not always shine and the wind does not always blow." Furthermore, solar and wind require supplemental Operating Reserves to properly introduce the resource such that its supply does not de-stabilize the grid by causing frequency deviations, voltage irregularities or ultimately over-supply during off peak conditions where wind is more prevalent in the evening hours in certain geographies whereby baseline generation has to be reduced or load added to the electric grid to properly balance the grid as previously introduced through the description of the invention whereby load or supply can assist in stabilizing the grid by providing Operating Reserves and more importantly making up supply when both macro sources and renewable energy sources are not available to meet supply or grid stability needs. Projections suggest that with diminished coal supply, aging transmission, the conversion of macro generation to natural gas and the delay of new nuclear facilities that renewable and Distributed Energy

0283Resources (DER) will ultimately make up a large portion of the electric energy supply needs of the World. Incorporation by reference NERC's bi-annual "Reliability Assessment Report" provides grid operators, market participants, regulators and utilities projections of capacity deficiencies that are expected by regional transmission organizations (RTOs), interconnect areas and independent system operators. [00239] Most recently FERC has introduced new regulations covering ALL RTOs that recognize that the sum of these factors combined with a growing electric supply scarcity will force the interconnection and adoption of new supply sources, storage sources, and DER resources for the electric utility grid to remain reliable. Incorporated by reference, the FERC supply orders, FERC 750 and FERC 755 in essence order RTOs to facilitate, compensate and interconnect storage devices that can supply energy to the grid, DER resources or new macro resources as so long as they can operate seamlessly with the grid via their interconnection, measurement, verification, telemetry, metrology and all the aforementioned grid stability attributes that are expected for macro generation that offers supply and grid stability. Small scale back up generators that have historically been used for emergency backup power in the event of an unforeseen power outage can be considered an example of a DER that with the present invention can be introduced to the electric power grid with the same reliability as a macro generator.

0284[00240] The present invention provides for the ability at the ASC, service point, or interconnection for primary frequency control (PFC) regardless if they have received frequency and grid stability information from an Energy Management System (EMS) that may be provided by the grid operator, ISO, utility, REP, Market Participant or any other entity designated by the governing entity who is qualified to receive grid stability messaging and responding to that messaging such that the DER may be delivered safely and under the appropriate standards and regulations imposed upon grid operators by the governing entities.

0285[00241] Like renewable, Distributed Energy Resources (DER) generally have attributes that make their introduction to the grid problematic. DER resources are by inspection, generally less than 1 MW, but could be larger. DER resources, while can be interconnected to the transmission network of the grid, would require substantial grid elements to facilitate their interconnection. DER resources, to comply with FERC regulations, must in essence PERFORM just like macro generation in their ability to add supply AND grid stability and the telemetry, control, settlement, metrology AND interconnection requirements prior to the present invention have made the introduction of these resources difficult.

0286[00242] The present invention has adequately described in great detail how these problems are solved through the employment of computer assisted apparatus' that include, but are not limited to processors, ASICS, memory, analytics, communications interfaces and methodologies, databases, both relational, high performance "historian" databases, persistence and cache layers, metadata layers, analytics engines, monitoring and reporting active load clients, Internet Protocal, Ethernet, carrier grade wired and wireless networks, proprietary networks, TDM wireless and wired networks, analog and digital telemetry subsystems, Coordinators, Active Supply Directors and a plurality of the above both centralized, networked together and distributed. While the previous descriptions have been detailed in the embodiment of FERC 745 Load acting as supply, one skilled in the art will correlate those functions previously described as they apply to the supply side.

0287[00243] These highly decentralized networks must be capable of operating directly under the control of an EMS, through a Coordinator, or autonomously if they are disconnected from the macro electric grid or have voluntarily opted to disconnect themselves from the electric grid temporarily or permanently. The present invention provides through software, hardware and advanced communications methodologies the capabilities of MANY small DER resources to perform and deliver their energy resource directly to the electric grid interconnected as they were a macro resource with aggregated PSV values that build up to minimum PTB blocks that can be both presented, operated and monetized by a Market Participant, REP, Utility, IPP, A Company acting as their own energy agent or a plurality of all of the above.

0288[00244] The present invention also provides for intermittent resources previously described the ability to be balanced, regulated and offered to the grid as reliably as DER resources. Balancing DER resources would suggest that a plurality of these resources may be collocated at the same service point/attachment OR be themselves disaggregated from each other physically, but interconnected via the present invention and its attributes. An embodiment of this type of DER would be a commercial building that has installed solar film, panels or combinations thereof, a wind or water turbine, and a back-up generator at the same installation. These different resources with their different DER attributes must all be combined through an ASC that would have the capability of providing for primary frequency control per supply source, voltage control, meet the appropriate attachment regulations that may be different based upon the location of the DER supply on the distribution or transmission system and operating those systems either through a

0289coordinator and an EMS or autonomously from both while still offering its supply to the interconnected electric grid. The present invention functions to communicate and control the DER resources based upon availability of the resource, what the grid's energy needs are at the moment of the energy being presented by or through a Market Participant or if permitted by the governing entity an individual consumer utilizing the present invention or the economic incentives that are profile based, sold in advance through an approved trading organization approved by the governing entity, or supplied in real time at the attachment point on the grid and supplied through the present invention as directed by an Energy Management System or providing those EMS services due to an EMS not being available at the time the resource is delivered and whereby the apparatus of the present invention is providing energy and grid stabilizing resources from the available sources, balanced upon what each resource can provide reliably to the interconnection of the electric grid.

0290[00245] Other embodiments of DER that can be used with the present invention would be communication facilities such as wireless communications towers owned by carriers, tower leasing companies such as American Tower, Crown Castle Inc. SBA Inc etc.

0291whereby standby generation, batteries, solar, wind or other forms of backup generation including fuel cells are present to insure reliability. Wireline facilities such as data centers, central offices, television, cable and other communications critical infrastructure are all examples of micro and macrogrid interconnections whereby latent standby generation and DER resources may already be present and whereby the use of the described invention would be used to interconnect these DER resources to the electric power grid.

0292[00246] Additional embodiments would include small and medium businesses that employ back up generation as a part of reliability against loss of power such as grocery chains, retail chains, hospitals, light and industrial manufacturing facilities and any combination thereof whereby the availability of a DER resource can be combined with the present invention to create a dispatchable resource that can be interconnected directly to the electric power grid.

0293[00247] As these DER resources are deployed, capacity in the upstream and downstream physical layer distribution and transmission system is created by PSV and PTB values that the present invention will track and report to the interconnected grid operator and their distribution and transmission operational subsystems for use by other DER resources or macro resources. As stated previously, with an aging infrastructure, DER's benefits include the ability to de-load aging transmission and distribution resources so they might carry electric energy to other sources where previous transmission (wire capacity) constraints existed. Disconnecting a business, balancing area, campus or other microgrid on a DER based supply for purposes of offering grid stability and deloading transmission capacity is an additional embodiment that the present invention facilitates for grid stability in compliance with FERC 755. Microgrid power generation/DER sources are smaller and more distributed, and may also be supplied with natural gas, propane, methane, diesel-fuel, fuel cells or other generators, emergency power generators, and alternative energy sources, including but not limited to wind power, solar power, and combinations thereof.

0294[00248] Example: Storage Source Supply

0295[00249] In the case of Storage Source Supply (SSS), electric power is provided to the grid from storage device(s), including fuel cells, battery devices, energy potential devices and systems (including stored water for release to provide energy, etc.), and any means, functions, or systems for storing energy that is convertible into electric power for introduction to an electric power grid.

0296[00250] Storage devices present new challenges since many of these, particularly batteries must utilize DC to AC converters to deliver their potential energy to the grid utilizing the present invention as the command, control, and reporting infrastructure to safely and reliably deliver these resources under the control of the grid operator, Market Participant, utility, Retail Electric Provider, Curtailment Service Provider, Qualified Scheduling Entity or combinations thereof.

0297[00251] Storage is different than for a full-fledged generator. A battery does not provide a continuous energy discharge beyond its capacity, and so each battery, as used according to the present invention, includes characteristics of a time limit until discharge, which is based upon its rate of discharge and the amount of power stored and available for discharge at a given point. Note that this applies also to compressed air, water stored in a tank (non- continuous storage of water having potential to generate power).

0298[00252] The types and size of batteries, i.e., their characteristics, must be known by the Coordinator so that when a battery device is installed and/or connected at a service point, or other attachment to the grid, the battery registers its capacity, amp-hour, discharge rate, voltage, or any relevant manufacturer-specific information that may impact the profile of the battery's discharge. Preferably, the ASD and/or Coordinator, receive registration messaging from the battery device and assign or label it with a rating or other name or identifier that includes characterization classification therewith. The ASD and/or

0299Coordinator are operable to further characterize and monitor the voltage and current degradation of the storage device (battery device) as it delivers or discharges its power as supply to the electric grid at the service point and/or attachment to the grid.

0300[00253] As with other supply sources, location and attachment to the distribution and transmission system has certain characteristics that must be modeled by the ASD such that the source of generation and its impact on the distribution or transmission system, the devices that will be energized by the supply source as well as the type of energy resource or Operating Reserve that will be supplied by the storage device is known and initially registered through the Coordinator and whose PSV and PTB information is retained at the ASC/ALC, the Coordinator, and/or the ASD so that the apparatus may be responsive to an EMS supplied by a Market Participant (or others as previously described) for safe delivery of electric power through the orderly discharge of the storage device in response to the energy resource that has been chosen either by the owner of the battery, the bidding organization that has the authority through the Qualified Scheduling Entity (QSE) or Market Participant to present, control, measure, verify, settle, and collect or receive real or virtual compensation or equivalent (e.g., offset) for the energy available and/or actually provided as supply to the electric power grid.

0301[00254] Storage devices in combination with renewable energy sources previously described (by way of example and not limitation, wind, solar, etc.) are a powerful combination for solving the intermittent nature of the renewable resource by the supply resource supplying regulation or Operating Reserves to make up for the lack of stable generation capability that often exists when renewable energy is installed at a transmission or distribution level. In this use case, storage devices are discharged under the control of the ASD, and/or through the Coordinator, which will automatically select the proper telemetry required for the storage device to meet the grid stability requirements provided by the governing entity.

0302[00255] Further embodiments of this regulation resource can be described as generation balancing whereby the ALC/ASC will distribute the appropriate commands as prescribed by the ASD and through the Coordinator in response to primary frequency control at the service point or attachment to the electric power grid, and in response to commands received by the EMS. Thus, storage devices (battery devices) according to their role with the present invention are transformed to be operable to stabilize and regulate renewable energy resources to make their introduction to the electric power grid as reliable as a turbine generator powered by a plurality of methods.

0303[00256] Embodiments of this capability of the ASD, Coordinator and ASC enable for either the simultaneous deployment of solar/wind or other renewable resources collocated with back-up generation and storage devices. Furthermore, the ASD and/or Coordinator is operable to perform not only a least cost analysis, but also to provide for the most cost- effective energy resource to be dispatched, and the most reliable balancing to occur autonomously, without the intervention of an EMS, but in response to an EMS messaging and/or telemetry from the EMS for grid stability, where the primary frequency response functions being performed by the ASC at the collocated site is overridden or deviated due to grid stability needs or requirements. Thus, the ASD and/or Coordinator function autonomously as "energy router" in response to the EMS messaging, but being operable to control and monitor, i.e., through a feedback loop of communication with the registered grid elements and/or devices associated and/or controlled or managed by that ASD and/or the Coordinator. Furthermore, in addition to the optimization of grid stability in response to the EMS messaging, which includes IP messaging, the ALD and/or ASD and/or the Coordinator manage and prioritize response, preferably through IP messaging, via the registered grid elements and/or devices associated with supply for the electric power grid by providing automatically for optimization according to a multiplicity of factors, including but not limited to cost, timing, price, market conditions, responsiveness, fuel, charging / discharge costs, installation, and combinations.

0304[00257] It should be noted that many terms and acronyms are used in this description that are well-defined in the telecommunications and/or computer networking industries and are well understood by persons skilled in these arts, and in electric power management arts. Complete descriptions of these terms and acronyms, whether defining a

0305telecommunications standard or protocol, can be found in readily available

0306telecommunications standards and literature and are not described in any detail herein.

0307[00258] It will be appreciated that embodiments or components of the systems described herein may be comprised of one or more conventional processors and unique stored program instructions that control the one or more processors to implement, in conjunction with certain non-processor circuits, some, most, or all of the functions for managing power load and/or supply distribution, and tracking and controlling individual subscriber power consumption and savings, and power supply in one or more power load and/or supply management systems. The non-processor circuits may include, but are not limited to, radio receivers, radio transmitters, antennas, modems, signal drivers, clock circuits, power source circuits, relays, meters, sub-meters, smart breakers, current sensors, and customer input devices. As such, these functions may be interpreted as steps of a method to distribute information and control signals between devices in a power load and/or supply management system. Alternatively, some or all functions could be implemented by a state machine that has no stored program instructions, or in one or more application specific integrated circuits (ASICs), in which each function or some

0308combinations of functions are implemented as custom logic. Of course, a combination of the two approaches could be used. Thus, methods and means for these functions have been described herein. Further, it is expected that one of ordinary skill in the art, notwithstanding possibly significant effort and many design choices motivated by, for example, available time, current technology, and economic considerations, when guided by the concepts and principles disclosed herein, will be readily capable of generating such software instructions, programs and integrated circuits (ICs), and appropriately arranging and functionally integrating such non-processor circuits, without undue experimentation.

0309[00259] Additionally, measurement, verification, settlement for the PSV for those market participants involved in the power management of the system is further included in the application of the present invention. Also, the systems, methods, and apparatus of the present invention may further include a database, a processor, software operable thereon, and interfaces to outside market participants that provide for capacity reservation of the distribution and transmission systems. [00260] In embodiments of the present invention, supply and/or load curtailment as supply grid elements and/or devices may further include additional components to facilitate their automatic and/or manual registration with the systems, methods, and apparatus of the present invention. Furthermore, messaging for registration between these grid elements and/or devices and the Coordinator and/or ASD may include an initial messaging for the first registration communication that provides information necessary for activation, operation, and integration with the electric power grid, including all future messaging, prioritization, profiles, updates, upgrades, modifications, settlement, security, and combinations thereof. The Coordinator, following the initial messaging from the grid element and/or device, may optionally provide a "energy cookie" that functions to facilitate the activities of the Coordinator for management, control, messaging, and matching to maintain and balance the EMS requirements with those of the electric power grid and all of the registered grid elements and/or devices thereon.

0310[00261] In the foregoing specification, the present invention has been described with reference to specific embodiments. However, one of ordinary skill in the art will appreciate that various modifications and changes may be made without departing from the spirit and scope of the present invention as set forth in the appended claims. For example, the present invention is applicable for managing the distribution of power from utility companies to subscribing customers using any number of IP -based or other communication methods. Additionally, the functions of specific modules within the ALD server 8 and/or active load client 21 may be performed by one or more equivalent means. Accordingly, the

0311specification and drawings are to be regarded in an illustrative rather than a restrictive sense, and all such modifications are intended to be included within the scope of the present invention. [00262] Benefits, other advantages, and solutions to problems have been described above with regard to specific embodiments of the present invention. However, the benefits, advantages, solutions to problems, and any element(s) that may cause or result in such benefits, advantages, or solutions to become more pronounced are not to be construed as a critical, required, or essential feature or element of any or all the claims. The invention is defined solely by the appended claims including any amendments made during the pendency of this application and all equivalents of those claims as issued.

0312[00263] Certain modifications and improvements will occur to those skilled in the art upon a reading of the foregoing description. The above-mentioned examples are provided to serve the purpose of clarifying the aspects of the invention and it will be apparent to one skilled in the art that they do not serve to limit the scope of the invention. All

0313modifications and improvements have been deleted herein for the sake of conciseness and readability but are properly within the scope of the present invention.

0314[00264] The following indicia are used in the drawings:

0315[00265] 1-Zigbee, WIFI, ethernet or proprietary communication

0316[00266] 2-Customer Profile

0317[00267] 3 -Customer Internet Application

0318[00268] 4· ^■Grid

0319[00269] 5 ■Power generating device

0320[00270] 6 ■IP or Proprietary with IP Ethernet network

0321[00271] 7· ■Gateway, ALC, meter

0322[00272] 8 Active Load Director

0323[00273] 9 ^■Utility(s) Data Energy Control Center

0324[00274] 10-EMS [00275] 11-ICCP

0325[00276] 12-Grid telemetry

0326[00277] 13 -Customer Dashboard via Web

0327[00278] 14-EV, battery

0328[00279] 15-Power storage device

0329[00280] 16-Residential or Smart Breaker Load Center

0330[00281] 17-HVAC Unit

0331[00282] 18-Hot Water Heater

0332[00283] 19-Washer/Dryer

0333[00284] 20-Pool Pump

0334[00285] 21 -Active Load Client

0335[00286] 21-ALC

0336[00287] 22-Smart Appliance

0337[00288] 23 -Variability factor sensor

0338[00289] 24-business or residence

0339[00290] 26-PCT

0340[00291] 27-To/From ALD Server

0341[00292] 28-Linux or other O/S

0342[00293] 29-Status Response generator

0343[00294] 30-Smart Device Interface

0344[00295] 31 -Smart Breaker Module Controller

0345[00296] 32-Device Control manager

0346[00297] 33-Blto BN Counter Manager

0347[00298] 34-Report Trigger [00299] 36-One or More Power Management Enabled Device

0348[00300] 37-Smart Breaker Module

0349[00301] 38-B1

0350[00302] 39-B2

0351[00303] 40-B3

0352[00304] 41-B4

0353[00305] 42-B5

0354[00306] 43-B6

0355[00307] 44-Communications Interface

0356[00308] 45-IP Layer 3 Router

0357[00309] 46-Security Interface

0358[00310] 47-IP Based Communication Converter

0359[00311] 48-Smart Meter Interface

0360[00312] 49-Security Device Interface

0361[00313] 50-IP Device Interface

0362[00314] 51 -Local IP Connected Device(s)

0363[00315] 52-Current Sensor

0364[00316] 53-Smart Meter

0365[00317] 55 - Atemperature/ Atime

0366[00318] 56-This is not just a 3rd dimension. There could be many additional dimensions based on factors such as humidity, outside temperature, drift, PSV, etc.

0367[00319] 57-First standard deviation

0368[00320] 58-Second standard deviation

0369[00321] 68-Antenna [00322] 69-Electronic Network

0370[00323] 72-Security Constrained Dispatch

0371[00324] 73-Generator Set- points & Participation Factors

0372[00325] 74-Execution Trigger

0373[00326] 75-AGC

0374[00327] 76-Raise/Lower Commands

0375[00328] 77-Power Plants on AGC

0376[00329] 78-Real-time Telemetry

0377[00330] 79-On- Line AGC Block Diagram

0378[00331] 101-LCDs

0379[00332] 103-DHCP

0380[00333] 104-IP Address

0381[00334] 105-PC Mac

0382[00335] 106-Micro LAN

0383[00336] 108-Each add to identifiers and security

0384[00337] 109-ESN

0385[00338] 1 11 -Meter/Gateway MAC

0386[00339] 1 12-Lighting

0387[00340] 1 13-IME

0388[00341 ] 115 -Building control system

0389[00342] 1 16-TV

0390[00343] 1 18-Integrated ALC

0391[00344] 119-M-2 Supply side Battery/EV, EV can be load controlled

0392[00345] 120-Remote ALC [00346] 121 -Outlet

0393[00347] 122-Electric Grid

0394[00348] 123 -Electrical grid/microgrid/utility/market/ISO

0395[00349] 124-ALD or ALC Secure PT Router. Can be a meter, PCT, load control device

0396[00350] 126-Single location, multiple locations, private network IPV4/IPV6

0397[00351] 128-Remote ALD or cloud ALD or distributed ALD like a router

0398[00352] 129-Other load consuming devices

0399[00353] 130-Other homes and biz

0400[00354] 131 -Other ALD(s), ALC(s)

0401[00355] 132-Legacy grid

0402[00356] 133-User interface

0403[00357] 134-Interfaces from any Web- enabled device

0404[00358] 135-SOA information Bus via secure IP Communications

0405[00359] 136-ALCs either attached to load consuming devices or integrated

0406[00360] 137-ALD

0407[00361] 138-Market & Economics

0408[00362] 139-Solid State Transformer

0409[00363] 140-Distribution Grid Intelligence (DGI)

0410[00364] 141 -Load

0411[00365] 142-DRER: Distributed Renewable Energy Resource

0412[00366] 143-DESD: Distributed Energy Storage Device

0413[00367] 144-IEM : Intelligent Energy Management

0414[00368] 145-IFM: Intelligence Fault Management [00369] 146-RSC

0415[00370] 147-ESD

0416[00371] 200-ALC Smart Meter Use Case

0417[00372] 202-Grid or power source

0418[00373] 203 -Electrically consuming device

0419[00374] 205-Communication to ALD via various IP- based communication methods

0420[00375] 206-EMS/Grid Operator/Market Participant/Retail Electric

0421Provider/Independent Power Producer/ Automatic Generation Control

0422[00376] 208-Application

0423[00377] 209-Cache/Persistence

0424[00378] 210-Middleware

0425[00379] 211 -Messaging Engine

0426[00380] 212-Database

0427[00381] 213-Communications

0428[00382] 214-Router

0429[00383] 215-Physical Layer

0430[00384] 216-Private or public network connection secure to NIST/NERC/FERC standards

0431[00385] 217-IP Communication Methods

0432[00386] 219-1 : 1 OR 1 : many ALC/GW/Meter(s) to devices

0433[00387] 221 -Large commercial/industrial building control

0434[00388] 222-Sm/Med/Large Biz

0435[00389] 226-Programmable thermostat

0436[00390] 227-One ALD to many homes/devices/businesses [00391] 228-To ALD

0437[00392] 232-Any load consuming appliance

0438[00393] 234-lnterfaces with building control via multiple standards or proprietary interfaces

0439[00394] 235 -Charging Station

0440[00395] 237-about 100KV or greater transmission lines

0441[00396] 238-Electrical Bus Sub Station

0442[00397] 239-Distribution voltages e.g., 6.9KV

0443[00398] 240-Single phase

0444[00399] 241-XFMR

0445[00400] 242-220V Feeder

0446[00401] 243 -Voltage measurement along feeder via ALC

0447[00402] 244-ALC voltage at a home, biz, device

0448[00403] 245-Single phase +/- 3

0449[00404] 246-Voltages must be kept +/- 3-5V or per standards at end of line to prevent damage to electrical devices

0450[00405] 249-Auto Voltage Regulator

0451[00406] 250-Voltage Regulator +/

0452[00407] 251 -Transformer

0453[00408] 253-Generation

0454[00409] 254-Coal

0455[00410] 255-Hydro

0456[00411] 256-Nuclear

0457[00412] 257-End Use [00413] 258-Industrial

0458[00414] 259-Commercial

0459[00415] 261 -"Good" Operational Telemetry & Visibility

0460[00416] 262-"Poor" Operational Telemetry & Visibility

0461[00417] 264-Distribution (medium voltage)

0462[00418] 265-Substation

0463[00419] 266-Also referred to as "electrical buses"

0464[00420] 267-Daily Load Shape

0465[00421] 268-Base Load

0466[00422] 270-Contingency Reserve

0467[00423] 271 -Lower

0468[00424] 272-Value

0469[00425] 273-Higher

0470[00426] 274-Operating Reserve

0471[00427] 275-Regulating Reserve

0472[00428] 276-Target Reserve Margin 12.5%

0473[00429] 277-Ancillaries DER Storage

0474[00430] 278-Spinning Reserve

0475[00431] 279-Interruptable Load

0476[00432] 280-Non spinning or supplemental reserve

0477[00433] 281 -Responsive Reserves

0478[00434] 282-Traditional DR

0479[00435] 283-Total Capacity

0480[00436] 284-Estimated [00437] 285-One-Way

0481[00438] 286-Minutes

0482[00439] 287-Seconds

0483[00440] 288-Empirical

0484[00441] 289-Two-Way

0485[00442] 290-Base Load + Capacity Sales

0486[00443] 291 -Interchange

0487[00444] 293-Losses

0488[00445] 294-Demand

0489[00446] 295-Frequency (Hz)

0490[00447] 296-Interoperable Utility Operations

0491[00448] 298-Resources

0492[00449] 299-Power Generated

0493[00450] 302-Customer Rewards Program

0494[00451] 303 -Text, mailer, monetary rewards

0495[00452] 307-Security Interface

0496[00453] 308-UCC Command Processor

0497[00454] 309-Master Event Manager

0498[00455] 310-Active Load Client Manager

0499[00456] 31 1 -Security Interface

0500[00457] 312-Active Load Client Interface

0501[00458] 313-Security Device Management

0502[00459] 315-Read Meter Application

0503[00460] 316-Customer Reports Application [00461] 317-Active Load Client Diagnostic Manager

0504[00462] 318-Web Browser Interface

0505[00463] 319-Customer Personal Settings

0506[00464] 320-Customer Sign Up Application

0507[00465] 321 -Active Load Director Data Base

0508[00466] 322-Power Savings Application

0509[00467] 323-Processor

0510[00468] 324-Call Center Manager

0511[00469] 325-Service Dispatch Manager

0512[00470] 326-Carbon Savings Application

0513[00471] 328-Trouble Ticket Generator

0514[00472] 329-Utility Power and Carbon Data Base

0515[00473] 332-Did the device use energy?

0516[00474] 333-Calculate time duration, time duration when duty on, time duration when duty off

0517[00475] 338-Is the device drifting?

0518[00476] 339-Calculate the power time rate and PSV

0519[00477] 340-Calculate the drift rate

0520[00478] 341 -Does a record already exist for this device at this set point and same variability factors?

0521[00479] 342-Create a new matrix entry for the device using (bullet points) Record time, Current set point, Variability factors, Energy used per minute, Power time rate & PSV, Drift rate [00480] 343-Update the record using more current data to calculate average energy usage, drift rate, PSV and power time rate

0522[00481] 344-Calculate the energy used and PSV

0523[00482] 345-Calculate the energy saved and PSV

0524[00483] 346-Does a record already exist for this device for this time period?

0525[00484] 347-Create a new matrix entry for the device using (bullet points) Record time, Current time period, Energy used per minute, Energy saved per minute, PSV

0526[00485] 348-Update the record using more current data

0527[00486] 349-Learning profile

0528[00487] 350-Exit

0529[00488] 351 -Record is baseline record with other factors, e.g, weather profile, etc.

0530[00489] 354-Calculate the time period

0531[00490] 355-Is device environmentally dependent or not?

0532[00491 ] 356-Environmentally-dependent

0533[00492] 357-Environmentally-independent

0534[00493] 358-Determine if the device is heating or cooling

0535[00494] 359-Obtain the set points for the time period

0536[00495] 360-Obtain the outside temperatures for the time period

0537[00496] 361 -Generate PSV for this device. Sum the PSVs generated

0538[00497] 362-Multiply the power used and PSV in the matching record by the time duration

0539[00498] 363 -Determine if the device setting is on or off

0540[00499] 364-Obtain a list of time blocks in the sampling period

0541[00500] 367-Is the device currently in a control event? [00501] 368-Multiple the amount of power used and PSV by a control factor according to the device's duty cycle

0542[00502] 369-Return the amount of power used and PSV for the time period

0543[00503] 401 -Smart Grid (A vision for the future - a network of integrated microgrids that can monitor and heal itself.)

0544[00504] 405-Sensors [Detect fluctuations and disturbances, and can signal for areas to be isolated.]

0545[00505] 406-Storage [Energy generated at off- peak times could be stored in batteries for later use.

0546[00506] 408-Telemetry points on grid or microgrid

0547[00507] 409-Disturbance in the grid

0548[00508] 410-Isolated microgrid

0549[00509] 411 -Central power plant

0550[00510] 413-Wind farm

0551[00511] 414-Offices

0552[00512] 416-Residential

0553[00513] 417-Data Storage Data base either resident or distributed

0554[00514] 418-ALD or accessible

0555[00515] 419-SOA/Web Services Architecture

0556[00516] 420-Operation Systems (EMS, OMS, DMS)

0557[00517] 421 -Back office Systems (CIS, Billing)

0558[00518] 423-Adding an ALC to Distribution Elements creates CVR

0559[00519] 424-May be existing AMI or MDM

0560[00520] 425-AMI Head End [00521] 426-AMI Collector

0561[00522] 427-2 -way IP -based smart meter with 3G or 4G gateway

0562[00523] 428-Power layer

0563[00524] 429-CVR

0564[00525] 430-Security: Asset Monitoring and Protection

0565[00526] 431 -Utility

0566[00527] 432-Infrastructure

0567[00528] 433-Consumer

0568[00529] 434-ISO or Utility Operations

0569[00530] 435-DA Analytics Collection & Acquisition

0570[00531] 436-Generation (Centralized Generation: Coal, Natural Gas, Nuclear, and

0571Increasing Renewables (CSP, Bulk Wind))

0572[00532] 437-Transmission (138-750 kV Super Conducting cables reduce line loss, carry 3-5 times power (HVDC FACTs))

0573[00533] 439-Distribution (Phaser Measurement Units (PNUs)/Optical Sensors;

0574Dynamic Sag Reduction; IED Integration

0575[00534] 440-2-way power

0576[00535] 441 -Home

0577[00536] 441 -Home/Building (Smart Meters: Automation of Home/Building Systems; next generation appliances)

0578[00537] 442-Distributed Generation and Storage (Introduction of 2- way power flow: solar PV, Micro Wind, Turbines, Fuel Cells, Distributed Storage and PHEVs; DC

0579Microgrids [00538] 443-FERC 745 [Enables Load Resources/DR, Applies to ALL ISOs/RTOs,

0580Focused fast acting DR, Hard for "dumb" DR, Justifies, High performance

0581CVR)("Negawatts" are equal to "Megawatts IF they meet criteria) (Low latency communication, NERC Dispatch & Control, Measurement & Verification, Analytics & Settlement, QSE, EMS, ICCP, forAS)

0582[00539] 444-Utility, Market Participant, CSP, REP

0583[00540] 446-Control and Dispatch

0584[00541] 447-Data Storage SGaaS Center - Smart Grid as a Cloud Service

0585[00542] 448-ALD/Cloud

0586[00543] 449-Also could be a utility

0587[00544] 451-VIA SOA

0588[00545] 456-M2M

0589[00546] 457-New CVR

0590[00547] 471-FERC 750-755 (Enables Distributed Energy, Enables micro- grids.

0591Enables attachment at distribution level of grid, Higher $ compensation due to fast acting ancillaries) (Micro generation, micro turbines, micro grids, compensated for Ancillaries)

0592(Low latency communication, NERC Dispatch & Control, Measurement & Verification,

0593QSE, EMS, ICCP, forAS, Balancing important)

0594[00548] 479-Attachment & Modeling

0595[00549] 486-Enable Micro-grids

0596[00550] 493-Energy Storage

0597[00551] 538-Event Scheduler

0598[00552] 540-Power Dispatch Device Interface

0599[00553] 541 -One or more Smart Devices [00554] 606-Transmission "Stream" (MW flow between control areas)

0600[00555] 607-Control Area 1 "Lake"

0601[00556] 608-Control Area 2 "Lake"

0602[00557] 609-Control Area 3 "Lake"

0603[00558] 610-Micro-Lake Interchanges

0604[00559] 611-Micro-lake X

0605[00560] 612-Micro-lake Y

0606[00561] 613-Micro-lake Z

0607[00562] 614-Comply with NERC Control, Performance, and Disturbance Control Standards

0608[00563] 615-Interchange Balance (ACE measurements)

0609[00564] 617-Customer

0610[00565] 618-Generator

0611[00566] 619-Metering points

0612[00567] 702-Track current power usage &PSV within each utility

0613[00568] 704-Receive transaction

0614[00569] 706-Transaction type?

0615[00570] 708-Place utility in managed state

0616[00571] 710-Send "cut" or "reduce" transaction to ALC manager with number of megawatts to be removed from system

0617[00572] 71 1 -Notify customers that power management event in process

0618[00573] 712-Generate PSV that may be removed by accessing current usage information for utility

0619[00574] 714-Set state of event as "pending" [00575] 716-Send "end event" transaction to ALC manager

0620[00576] 718-Receive "event ended" transaction from ALC manager

0621[00577] 720-Set state of utility to "Not Managed"

0622[00578] 722-Notify customers that power management event has ended

0623[00579] 724-Send "event ended" transaction to power savings applications

0624[00580] 728-"Cut"

0625[00581] 730-"End Event"

0626[00582] 732-"How much"

0627[00583] 737-Without ALD/ALC supplied by generation resources

0628[00584] 741 -Small medium business

0629[00585] 742-Large commercial//industrial entity

0630[00586] 744-Typical/traditional load shifting demand response

0631[00587] 745 -Spinning reserve - with ALD

0632[00588] 746-Regulating reserve- with ALD

0633[00589] 748-With ALD and actively managed load consuming devices via ALCs

0634[00590] 802-Track state of every ALC having an IP address within specified utility

0635[00591] 804-Log information received from each ALC in ALD database in record corresponding to specific ALC

0636[00592] 806-Receive transaction

0637[00593] 808-Transaction?

0638[00594] 810-Enter "Manage State"

0639[00595] 812-Determine which ALC and associated devices to effect

0640[00596] 814-Send "Turn Off, Reduce" transactions to selected ALC's with list of indicated devices to turn off or reduce [00597] 816-Log PSV and timestamp in ALC/ALD DB for each ALC reduced

0641[00598] 818-Schedule "turn on" transaction to ALC manager

0642[00599] 820-Find one or more ALCs in "on" state which will meet desired PSV

0643[00600] 822-Send control command to each ALC necessary to meet desired PSV

0644[00601] 824-Send "turn on" transaction to ALC for which original "turn on" transaction was received

0645[00602] 826-Log "turn on" transaction time in ALD database

0646[00603] 828-Send "turn on" transaction to each ALC currently in "off state

0647[00604] 830-A11 ALCs on?

0648[00605] 832-Send "event ended" transaction to master event manager

0649[00606] 836-"Reduce or Cut"

0650[00607] 838-"End Event"

0651[00608] 840-"Turn On"

0652[00609] 902-Receive "update" transaction from service dispatch manager

0653[00610] 903-Send query request to ALC at specified IP address

0654[00611] 904-Receive reply to query request

0655[00612] 905-Update ALD database with latest status information obtained from ALC

0656[00613] 906-Is ALC functioning properly?

0657[00614] 907-Set customer state to active

0658[00615] 908-Send "service" transaction to service dispatch manager

0659[00616] 923-ASC

0660[00617] 926-Coordinator

0661[00618] 927-ASD

0662[00619] 930-Market Participant, Grid Operator, Authority [00620] 931 -EMS System Stabilization & Control

0663[00621] 932-Generator Fuel Cost

0664[00622] 933 -System Constraints

0665[00623] 934-Economic Limits

0666[00624] 935 -Energy Cost Curves

0667[00625] 937-Generation Set Points

0668[00626] 938-Participation Factors

0669[00627] 942-Economic Dispatch

0670[00628] 943-Load Frequency Control

0671[00629] 944-ACE = (NIA - NIS) - lOb(FA-FS) - IME

0672[00630] 945 -Scheduled Frequency

0673[00631] 946-Interchange Scheduling

0674[00632] 947-Actual Operating Frequency

0675[00633] 948-Regulation & Dispatch

0676[00634] 949-Raise/Lower Generation

0677[00635] 950-Raise/Lower Storage

0678[00636] 951 -System Distribution and Linkage

0679[00637] 954-Net Actual Interchange

0680[00638] 955 -Dispersed power

0681[00639] 956-Wind power

0682[00640] 957-Solar

0683[00641] 958-Adjustable power

0684[00642] 959-Supply

0685[00643] 961 -Factory/Office [00644] 965 -Demand

0686[00645] 966-Actual Generation

0687[00646] 967-Actual Usage