Cubic liquid crystalline compositions and methods for their preparation

CUBIC LIQUID CRYSTALLINE COMPOSITIONS AND METHODS FOR THEIR

PREPARATION

0003CROSS REFERENCE This application claims priority under Title 35, United States Code § 119(e) from

0004Provisional Application Serial No. 60/215,113 filed on 29 June, 2000.

FIELD OF THE INVENTION

0006This invention relates to cubic liquid crystalline compositions, precursors thereof, and methods for their preparation. More particularly, this invention relates to improved methods for preparing dispersions of cubic liquid crystalline gel particles.

BACKGROUND OF THE INVENTION

0008"Amphiphilic substance" means a molecule with both hydrophilic and hydrophobic (lipophilic) groups. Amphiphilic substances spontaneously self-associate in aqueous systems forming various types of aggregates. Examples of these aggregates include lamellar phases, hexagonal phases, and cubic phases. These phases are thermodynamically stable. The long-range order in these phases, in combination with liquid-like properties in the short-range order, gave rise to the notation "liquid crystalline phases".

0009Cubic Gel Precursors

0010Liquid crystalline phases (i.e., bulk cubic liquid crystalline gels and dispersions of cubic liquid crystalline gel particles) can be formed from precursors including an amphiphilic molecule such as a lipid and a polar liquid. The cubic liquid crystalline gel phase structures can form in response to some event, such as a temperature change or dilution of the precursor. In some applications, a cubic gel precursor forms a bulk cubic liquid crystalline gel only when needed for the specific application. For example, precursors have been used in antiperspirants, in which a water-insoluble liquid crystalline phase forms when the precursor contacts sweat (salt water). The resulting bulk liquid crystalline gel has a cubic or hexagonal liquid crystal structure that blocks pores. Precursors have also been used to deliver a therapeutic agent to treat periodontal disease, for example, by putting the precursor comprising a monoglyceride and an active ingredient into a reservoir such as a periodontal pocket. The precursor forms bulk cubic liquid crystalline gel on contact with saliva and then provides controlled release of the therapeutic agent.

0011However, in these applications, some uncontrolled stimulus (such as sweating or salivating) is always required for the precursor to form bulk cubic liquid crystalline gel. No control can be exercised over the properties of the bulk cubic liquid crystalline gel formed. Furthermore, particulate cubic liquid crystalline gel cannot be formed directly from the precursor. Therefore, it is an object of this invention to provide precursors that can directly form either bulk or particulate cubic liquid crystalline gels. It is a further object of this invention to provide a method for using the precursor to prepare bulk and particulate cubic liquid crystalline gels with controlled properties.

0012Bulk Cubic Liquid Crystalline Gel

0013The liquid crystalline phases have distinct hydrophilic and hydrophobic domains, which give them the ability to dissolve (solubilize) or disperse water-soluble, oil-soluble, and amphiphilic compounds. Liquid crystalline phases are highly ordered structures that restrict the diffusion of added ingredients, thereby making them useful for controlled- release purposes. Cubic liquid crystalline phases can be prepared as pastes and thus are particularly useful as delivery vehicles due to their rheological properties. Cubic liquid crystalline phases are also advantageous in that they are mechanically robust and resistant to physical degradation.

0014Bulk cubic liquid crystalline gels prepared in advance (i.e., before administration rather than in situ, as in the treatment of periodontal disease described above) can also be used as controlled release reservoirs of pharmaceutical materials. However, bulk cubic liquid crystalline gels are typically difficult to prepare due to the properties of the raw materials and rheological properties of the gels themselves. Lipids that yield cubic liquid crystalline phases, such as monoglycerides, are typically waxy solids at room temperature. Therefore, the bulk cubic liquid crystalline gel is prepared by equilibrating at high temperature or over many hours, or both, because transport of water is slow through solid lipids. Processes that require long hold times at high temperatures to manufacture bulk cubic liquid crystalline gels are not economically practical, particularly on a commercial scale. Therefore, it is a further object of this invention to provide a method for forming a bulk cubic liquid crystalline gel at relatively low temperature (e.g., room temperature) and in a relatively short amount of time (e.g., within minutes). It is a further object of this invention to provide an economical and practical method for preparing commercial scale quantities of bulk cubic liquid crystalline gels.

0015Bulk cubic liquid crystalline phases are high-viscosity solid-like gels, which makes large-scale processing to form dispersed particles of cubic liquid crystalline phase difficult. Large scale processing of bulk solid and solid-like materials is difficult because of problems associated with adequate mixing and homogenizing. High energy input is required, and this energy can degrade liquid crystalline structures. For example, high energy input processes, such as those employing high shear can physically degrade crystalline structures. High energy input processes, such as those employing high temperatures can chemically degrade the compounds making up the liquid crystalline structures. Furthermore, high energy input processes are costly and require more precise control and maintenance. Therefore, it is an object of this invention to provide methods for preparing cubic liquid crystalline phase materials that are less costly and more efficient than the methods involving bulk solid processing.

0016Dispersed Cubic Liquid Crystalline Gel Particles Lamellar phases have a bilayer sheet structure. When a lamellar phase is dispersed in excess water, the lamellar phase forms vesicles and liposomes. "Vesicle" means an enclosed shell comprised of one bilayer of amphiphilic molecules. "Liposome" means an enclosed shell comprised of more than one bilayer of amphiphilic molecules. Vesicles and liposomes can be spheroidal, ellipsoidal, or irregularly shaped; however, spheroidal shells are the most stable.

0017Vesicles and liposomes suffer from the drawback that they are non-equilibrium states, which means that, inevitably, they will degrade. Furthermore, vesicles and liposomes are relatively expensive to manufacture. Therefore, it is an object of this invention to provide a stable, less expensive alternative to vesicles and liposomes. Bulk cubic liquid crystalline gel can also be dispersed to form particles. Dispersed particles of cubic liquid crystalline phases are structurally distinct from vesicles and liposomes. Dispersed cubic gel particles have a cubic or spherical outer structure with a bicontinuous cubic internal structure. The bicontinuous cubic internal structure has distinct hydrophilic and lipophilic domains, and is described in S. Hyde et al., The Language of Shape, Elsevier, Amsterdam, 1997, chapters 1 and 4.

0018Typically, cubic liquid crystalline gel particles are formed via fragmentation and dispersion of homogeneous bulk cubic liquid crystalline gel. Fragmentation is carried out in combination with a fragmentation agent such as polysaccharides, proteins, amphiphilic macromolecules and lipids, amphiphilic polymers, and amphiphilic compounds.

0019Fragmentation also requires the use of a high energy input process by, for example, high shear milling or sonication.

0020Fragmenting and dispersing solid and solid-like materials, such as bulk cubic liquid crystalline gel, are difficult and impractical above very small processing scales (e.g., on the order of several grams, or less) without significant energy input and hold time. This makes commercial scale production of dispersed cubic gels expensive and impractical. Furthermore, high energy input processes can create non-equilibrium structures, such as vesicles and liposomes. Therefore, it is an object of this invention to develop a means for producing dispersed cubic liquid crystalline gel particles that does not require a fragmentation step. It is a further object of this invention to provide a method for forming cubic gel particles instantaneously by homogeneous nucleation upon dilution. It is a further object of this invention to provide an economical and practical method for preparing commercial scale quantities of cubic liquid crystalline gel particle dispersions.

0021SUMMARY OF THE INVENTION It has been surprisingly found that cubic liquid crystalline phase gels can be prepared in the presence of a hydrotrope. (Hydrotropes are perversely well-known for their efficiency at disrupting liquid crystalline materials, see Pearson, J. T., Smith, J. M., "The Effect of Hydrotropic Salts on the Stability of Liquid Crystalline Systems," J.

0022Pharm. Pharmac, 26, 123-124 (1974).) This invention relates to compositions that can be in the form of a cubic gel precursor, a bulk cubic liquid crystalline gel, or a dispersion of cubic liquid crystalline gel particles. The precursor comprises: (A) a hydrotrope and (B) an amphiphile that is capable of forming cubic liquid crystalline phase structures. The bulk cubic liquid crystalline gel comprises ingredients (A), (B) and (C) a solvent. The dispersed cubic liquid crystalline gel particles comprise ingredients (A), (B), (C), and preferably (D) a stabilizer. This invention further relates to methods for preparing the above compositions. The methods of this invention are commercially advantageous in that bulk solids handling of ingredient (B) can be eliminated when ingredient (B) is a solid at room temperature, and the fragmentation step required by methods for dispersing bulk liquid crystalline materials to form dispersions of particles having liquid crystalline structures can be eliminated by preparing dispersions of cubic gel particles directly from the cubic gel precursor.

0023BRIEF DESCRIPTION OF THE DRAWINGS Figure 1 is a ternary phase diagram showing the phase behavior of a system of monoolein, ethanol, and water.

0024Figure 2 is a flow diagram of the method steps for the preferred methods for preparing dispersions of cubic gel particles according to this invention.

0025Figure 3 is a ternary phase diagram showing the phase behavior of ethanol, monoolein, and water.

0026Figure 4 is a ternary phase diagram showing the phase behavior of ethanol, monoolein, and water.

0027Figure 5 is a ternary phase diagram showing the phase behavior of 1,2-hexanediol, monoolein, and water. Figure 6 is a ternary phase diagram showing the phase behavior of 1,2-hexanediol, monoolein, and water.

0028Figure 7 is a ternary phase diagram showing the phase behavior of ethanol, monoolein, and water.

0029Figure 8 a is a cryo-TEM image of a cubic gel particle prepared according to Example 8 of this invention. Figure 8b is a cryo-TEM image of a cubic gel particle prepared according to Example 12 of this invention.

0030Figure 8c is a cryo-TEM image of cubic gel particles prepared according to Example 18 of this invention. Figure 9 is a phase diagram showing the phase behavior of ethanol, monoolein, and water in Example 6.

0031Figure 10 is a phase diagram showing the phase behavior of ethanol, monoolein, and water in Example 10.

DETAILED DESCRIPTION OF THE INVENTION

0033Publications and patents are referred to throughout this disclosure. All U.S.

0034Patents cited herein are hereby incorporated by reference.

0035All percentages, ratios, and proportions used herein are by weight unless otherwise specified. All measurements are made at 25°C, unless otherwise specified.

0036Definition and Usage of Terms

0037The following is a list of definitions for terms, as used herein:

0038"Amphiphile" means a molecule with both hydrophilic and hydrophobic

0039(lipophilic) groups (e.g, surfactants, lipids, and polymers). "Bulk cubic gel" means a viscous, structurally isotropic gel (clear, translucent, or opaque) having a normal or reversed cubic liquid crystalline structure, with a composition matching a cubic liquid crystalline region of a phase diagram representing the phase behavior of a hydrotrope, a surfactant, and a solvent. Bulk cubic gel may also be referred to herein as bulk cubic liquid crystalline gel. "Colloidally stable" means that when cubic gel particles are dispersed in a solvent, the particles do not coalesce, flocculate, or agglomerate over time.

0040"Cubic gel precursor" means a formulation that will form a cubic liquid crystalline phase upon action by a stimulus. The stimulus can be the addition of some specified material such as additional hydrotrope, amphiphile, or solvent; the removal of some specified material such as a portion of the hydrotrope, amphiphile, or solvent; a temperature change; a pressure change; addition of salt; or a pH change in aqueous systems. Cubic gel precursor may also be referred to herein as cubic liquid crystalline gel precursor.

0041"Cubic gel particles" means the dispersed form of bulk cubic gel; technically they are cubic liquid crystalline gel in equilibrium with either the solvent, isotropic liquid phase, lamellar phase, or a combination of two of these.

0042"Gel" means a Theologically semisolid system. Gel includes cubic liquid crystalline materials such as bulk cubic gels and dispersions of cubic gel particles.

0043"Hydrotrope" means a surfactant-type molecule (comprising at least one hydrophilic group and at least one hydrophobic group), wherein the molecule has too short or too soluble a hydrophobic group or too insoluble or too large a hydrophilic group to display surfactant phase behavior. Hydrotropes are highly soluble in water and do not form aggregates in solution (e.g., micelles). Hydrotropes dissolve amphiphiles. Hydrotropes do not prevent formation of a cubic liquid crystalline phase upon dilution of a mixture of the hydrotrope and amphiphile with a solvent. The hydrotropes enhance the miscibility of weakly polar and otherwise water-insoluble molecules (such as monoolein) with aqueous solutions; this effect is commonly known as "salting-in". The hydrotrope is typically present in a substantial concentration (i.e., 1% or more) to display the hydrotropic properties described above.

0044"LI" means a dilute liquid phase. "L2" means a concentrated liquid phase.

0045"Lipid" means any amphiphilic molecule of intermediate molecular weight that contains a substantial portion of aliphatic or aromatic hydrocarbon.

0046"Paste" means a liquid for topical application, preferably to the skin of an animal (preferably a human), whose viscosity is enhanced to the point that flow is largely inhibited by the presence of undissolved, as well as dissolved, solids.

0047"Stabilizer" means an agent that prevents aggregation, coalescence, and flocculation of dispersed phase particles. Stabilizers impart colloidal stability to dispersed cubic gel particles. Stabilizers include polymers, small particulates that absorb upon surfaces of the particles, ionic materials, and liquid crystalline phase adsorbed to the surfaces of the particles. "Surfactant" means an amphiphile that exhibits the following properties in water: (1) it reduces the interfacial tension, and (2) it self-assembles in solution at low concentrations.

0048"Thermodynamically stable" means that a system is at its lowest energy state.

0049Compositions This invention relates to cubic gel precursors, bulk cubic gels, and cubic gel particles.

0050Cubic Gel Precursor The cubic gel precursor comprises (A) a hydrotrope and (B) an amphiphile. The precursor may optionally further comprise (C) a solvent. The precursor must not form a cubic phase gel.

0051Hydrotrope Ingredient (A) is a hydrotrope. The hydrotrope is capable of dissolving (B) the amphiphile. The hydrotrope must not prevent formation of a cubic liquid crystalline phase upon dilution of a mixture of the hydrotrope and amphiphile with the solvent. Preferred hydrotropes allow for formation of cubic gel particles dispersed in isotropic liquid phases.

0052Suitable hydrotropes include alcohols; polyols; alcohol ethoxylates; surfactants derived from mono- and poly- saccharides; copolymers of ethylene oxide and propylene oxide; fatty acid ethoxylates; sorbitan derivatives; sodium butyrate; nicotinamide; procaine hydrogen chloride; and ethylene glycol, propylene glycol, glycerol, and polyglyceryl esters, and the ethoxylated derivatives thereof; combinations thereof; and others.

0053Examples of preferred hydrotropes include alcohols such as methanol and ethanol and polyols such as 1,4-butanediol and 1,2-hexanediol. Preferred alcohols include ethanol. Preferred polyols include 1,4-butanediol. Other preferred hydrotropes include sodium butyrate, nicotinamide, and procaine hydrogen chloride. Without wishing to be bound by theory, it is believed that the hydrotrope must have sufficient hydrophilic character for cubic liquid crystalline phase to form when the hydrotrope is present in amounts up to about 10%. Whether a compound is suitable to use as ingredient (A) can be determined by one skilled in the art without undue experimentation. The determination can be made by preparing a composition comprising the compound to be tested for use as the hydrotrope, the selected amphiphile, and the selected solvent and allowing the composition to equilibrate, for example, by the method described below in Reference Example 1. If the composition forms a cubic phase or cubic phase in combination with another phase, then the hydrotrope is suitable to use in this invention. If the composition forms a cubic phase or cubic phase in combination with an isotropic liquid, then the hydrotrope is preferred. Polarized light microscopy (PLM) can be used to determine whether the composition formed cubic phase. PLM can be carried out on a polarized light microscope or constructed light box, as described by Laughlin, R.G., J. Colloid Interface Sci, 55, 239-242 (1976). Polarized light microscope textures define the phase/colloidal state of sample. Lamellar and hexagonal phases give birefringence (see Hecht, E., Optics, 2^nd ed., Addison- Wesley Publishing Co., Reading, Massachusetts, pp. 282-289 (1984)) and distinct textures such as Maltese Crosses (see Rosevear, F.B., J. Am. Oil Chemists Soc, 31, 628-638 (1954)). This is a consequence of the anisotropic phase structure of these particular phases, and their orientation relative to polarization of the light. However, LI, L2, L3, and cubic phases show no birefringence and appear dark in the microscope. Birefringence is a function of sample thickness, so sometimes it is difficult to see with a light microscope. Instead, the bulk sample can be placed in the aforementioned light box to secure a very thick sample.

0054Cubic phases are very viscous while the other phases are (i.e., LI, L2, and L3) are less viscous, like water. Therefore, lack of birefringence in combination with bulk solidlike rheological properties indicates the presence of cubic phase.

0055Amphiphile Capable of Forming Cubic Liquid Crystalline Phase Ingredient (B) is an amphiphile that is capable of forming a cubic liquid crystalline phase. Ingredient (B) can be a single amphiphile or a combination (e.g., mixture) of two or more amphiphiles. Suitable amphiphiles are surfactants that must be capable of forming cubic liquid crystalline phases in the presence of ingredients (A) and

0056(C) a solvent. Amphiphiles comprise a hydrophilic group and a lipophilic group. Suitable hydrophilic groups, and methods for the selection of suitable hydrophilic groups, are disclosed in Laughlin, R.G., The Aqueous Phase Behavior of Surfactants. Academic Press, New York, 1994, pp. 255; and in International Patent Publication No. WO 99/12640 at page 12.

0057Table 1 - Anionic Hydrophilic Groups

0058<img file="WO0202716A2_D0001.tif" /><img file="WO0202716A2_D0002.tif" />

0059Table 3 - Zwitterionic Hydrophilic Groups

0060<img file="WO0202716A2_D0003.tif" />

0061Table 4 - Dipolar Hydrophilic Groups

0062<img file="WO0202716A2_D0004.tif" />

0063Table 5 - Single Bond Hydrophilic Groups

0064<img file="WO0202716A2_D0005.tif" /> In Tables 1-5, R represents a hydrocarbon group, preferably an alkyl group. M represents a metal atom. The subscript n is 1, 2, or 3. X represents a halogen atom. The groups in Tables 1-5 are exemplary and not intended to limit the scope of this invention set forth in the claims. One skilled in the art would be able to select appropriate hydrophilic groups without undue experimentation.

0065Suitable lipophilic groups include monovalent hydrocarbon groups, substituted monovalent hydrocarbon groups, and siloxanes. Suitable monovalent hydrocarbon groups have 6 to 22 carbon atoms, preferably 8 to 22 carbon atoms, more preferably 10 to 18 carbon atoms. Substituted monovalent hydrocarbon group include halogenated monovalent hydrocarbon groups, typically having 6 to 22 carbon atoms. The monovalent hydrocarbon groups and substituted monovalent hydrocarbon groups can be saturated or unsaturated, branched or unbranched. Preferred branched hydrocarbon groups typically have 8 to 22 carbon atoms. Preferred linear hydrocarbon groups have 8 to 18 carbon atoms.

0066Suitable lipophilic groups are disclosed in International Patent Publication No. WO 99/12640 at page 12-13. One skilled in the art would be able to select appropriate lipophilic groups without undue experimentation.

0067Suitable amphiphiles for ingredient (B) also include those disclosed in U.S. Patent No. 5,756,108. These include 3,7,1 l,15-tetramethyl-l,2,3-hexadecanetriol, phytanetriol, N-2-alkoxycarbonyl derivatives of N-methylglucamine, and unsaturated fatty acid monoglycerides.

0068Suitable amphiphiles for ingredient (B) include surfactants having HLB values of 2.1 to 4.6, see Porter, M.R., Handbook of Surfactants, 2^nd ed., Blackie Academic &amp; Professional, pp. 188-236.

0069A preferred class of surfactants for use as ingredient (B) comprise monoglycerides having the general formula: <img file="WO0202716A2_D0006.tif" /> , wherein R is selected from the group consisting of monovalent hydrocarbon groups of 6 to 22 carbon atoms, preferably 8 to 22 carbon atoms, more preferably 10 to 18 carbon atoms; and monovalent halogenated hydrocarbon groups of 6 to 22 carbon atoms. The monovalent hydrocarbon groups can be saturated or unsaturated, branched or unbranched. Preferred branched hydrocarbon groups typically have 8 to 22 carbon atoms. Preferred linear hydrocarbon groups have 8 to 18 carbon atoms. Preferred monoglycerides have a melting point > 40°C. International Patent Publication No. WO 99/12640 discloses suitable amphiphiles that can form cubic liquid crystalline phase at pages 12-13 and 28-31. Preferred amphiphiles for ingredient (B) include monoglyceride surfactants such as glycerol monooleate (HLB of 3.8), glycerol monostearate (HLB 3.4), ethoxylated alcohol surfactants such as C₁₂EO₂, C₁₂EO₂₃, and Cι₆EO₃, wherein EO represent an ethylene oxide group, (see Lynch et al., "Aqueous Phase Behavior and Cubic Phase- Containing Emulsions in the C12E2-Water System," Langmuir, Vol. 16, No. 7, pp. 3537- 3542 (2000)), monolinolein, and combinations thereof.

0070As long as the monoglyceride has sufficient purity to form cubic liquid crystalline phase in combination with solvent and the hydrotrope, the monoglyceride is suitable for ingredient (B). The monoglyceride is typically greater than about 40% to 100% pure, preferably about 82.5 to 100% pure. However, monoglycerides having purity less than about 40% may also be suitable.

0071Some diglyceride and triglyceride impurities can prevent the monoglycerides from forming cubic liquid crystalline phases. Therefore, the monoglycerides are preferably free of amounts diglyceride and triglyceride impurities high enough to prevent the monoglycerides from forming cubic liquid crystalline phases. Suitable monoglycerides are known in the art and are commercially available.

0072Preferred monoglycerides include glycerol monooleate available under the tradename DIMODAN® from Danisco A/S doing business as Grindsted Products A/S of Denmark.

0073Solvent Ingredient (C) is a solvent. Ingredient (C) can be polar or nonpolar. Suitable polar solvents include water, glycerol, polyglycols such as polyethylene glycol, formamides such as formamide, n-methyl formamide and dimethylformamide, ethylammonium nitrate, and combinations thereof. Suitable nonpolar solvents include oily solvents such as hydrocarbons and substituted hydrocarbons (e.g., halogenated hydrocarbons).

0074Hydrocarbons are exemplified by alkanes and fatty esters such as lanolin. The solvent must not break down liquid crystals, therefore, some amphiphilic oils and fatty acid diglycerides are unsuitable for use as the solvent.

0075The amounts of each ingredient in the precursor depend on the phase behavior of the specific ingredients selected. Cubic gel precursor comprises a composition wherein the amounts of ingredients (A), (B), and (C) match any area of the phase diagram not already comprising cubic phase (i.e., containing no cubic phase alone and no cubic phase in equilibrium with another phase). One skilled in the art would be able to select appropriate amounts of each ingredient without undue experimentation by using a phase diagram, as exemplified in Figure 1.

0076Figure 1 represents a ternary phase diagram 100 of a ternary system of (A) ethanol 103, (B) monoolein 106, and (C) water 109. Single phases (other than cubic phases) can be used as a precursor. For example, compositions falling in the single phase regions of the phase diagram, such as the isotropic liquid region 124 and the lamellar region 121, are suitable precursors. Compositions falling in the multiple phase region 112 wherein cubic phase does not form are also suitable as precursors. Compositions that do not fall in the Pn3m cubic phase region 115 and the Ia3d cubic phase region 118 are suitable precursors. (See Luzzati et al, J. Mol. Biol, 229, 540-551 (1993) for a description of the types of cubic phases, including Pn3m and Ia3d cubic phases.) The precursor can be used in an application where formation of cubic phase is desired under a certain set of conditions (i.e. the presence of sweat, saliva, or other material that will change the system composition such that it is in the area surrounding either of the two cubic phases 115, 118 or within the two cubic phases 115, 118). As a result, the mass fractional composition of the system of components (A), (B), and (C) relative to each other needs to simply obey the following equation:

00771.0 = a + b + c wherein a is the mass fraction of ingredient (A), b is the mass fraction of ingredient (B), and c is the mass fraction of ingredient (C), and 1.0 > a > 0, 1.0 > b > 0, 1.0 > c > 0. Preferably, a, b, and c are all greater than zero, however when c is 0, the system is a binary system of hydrotrope and amphiphile. In a preferred embodiment of the invention, the precursor is a composition falling within the isotropic liquid region (e.g., region 124 in Figure 1) on the phase diagram.

0078The mass fractions of ingredients (A), (B), and (C) in the cubic gel precursor depend on various factors including the specific compounds selected for ingredients (A), (B), and (C). However, typically, 0.5 > a > 0.05, 0.8 ≥ b ≥ 0.1, and 0.8 > c > 0. Preferably, the mass fraction of ingredient (A) is high enough such that a mixture of ingredients (A) and (B) forms an isotropic liquid at 25 °C.

0079Phase diagrams such as that shown in Figure 1 can be used for any system comprising ingredients (A), (B), and (C) to determine the amounts of each ingredient in the cubic gel precursor, bulk cubic gels, and cubic gel particle dispersions of this invention. Phase diagrams can be obtained by one skilled in the art without undue experimentation using, for example, the methods disclosed by Laughlin, R.G., The Aqueous Phase Behavior of Surfactants, Academic Press, Inc., 1994, pp. 521-546.

0080The cubic gel precursor of this invention may be used to directly form either bulk cubic gel, dispersed cubic gel particles, or a combination of the two, all depending on the desires of the formulator.

0081Bulk Cubic Liquid Crystalline Gel

0082This invention further relates to a bulk cubic liquid crystalline gel comprising:

0083(A) a hydrotrope, (B) an amphiphile capable of forming a cubic liquid crystalline phase, and

0084(C) a solvent, wherein ingredients (A), (B), and (C) are present in mass fractions relative to each other such that

00851.0 = a + b + c wherein a is the mass fraction of ingredient (A), b is the mass fraction of ingredient (B), and c is the mass fraction of ingredient (C), and wherein 1.0 > a > 0, 1.0 > b > 0, 1.0 > c > 0; and with the proviso that a, b, and c fall within a cubic liquid crystalline phase region on a phase diagram representing phase behavior of ingredients (A), (B), and (C).

0086The mass fractions of ingredients (A), (B), and (C) in the bulk cubic gel depend on various factors including the specific compounds selected for ingredients (A), (B), and (C). However, typically, 0.1 > a > 0.005, 0.75 > b > 0.45, and 0.6 > c > 0.1.

0087Ingredients (A), (B), and (C) are as described above for the cubic gel precursor. However, the amounts of ingredients (A), (B), and (C) differ, such that the system forms bulk cubic gel. The amount of each ingredient in the bulk cubic gel depends on the phase behavior of the specific ingredients selected. One skilled in the art would be able to select appropriate amounts for each ingredient without undue experimentation by using a phase diagram. The amount of each ingredient must be such that the combined ingredients will form a cubic liquid crystalline phase or a cubic liquid crystalline phase in combination with one or more other phases. Any combination of the amounts of the ingredients that fall within the cubic liquid crystalline region in the phase diagram will be suitable for this invention. For example, referring to Figure 1 again, the amounts of water 109, ethanol 103, and monoolein 106 must be such that they fall in one of the cubic phase regions 115, 118 in the phase diagram.

0088Dispersed Cubic Liquid Crystalline Gel Particles This invention further relates to cubic liquid crystalline gel particles, and dispersions thereof. The cubic liquid crystalline gel particles have the same composition as that described above for the bulk cubic gel, however, the form differs. The particles have a particulate form, rather than a bulk gel. The particles typically range in size from 10 micrometers to 50 nanometers. The dispersion comprises: (A) a hydrotrope,

0089(B) an amphiphile capable of forming a cubic liquid crystalline phase, and

0090(C) a solvent, wherein ingredients (A), (B), and (C) are present in mass fractions relative to each other such that 1.0 = a + b + c wherein a is the mass fraction of ingredient (A), b is the mass fraction of ingredient (B), and c is the mass fraction of ingredient (C), and wherein 1.0 > a > 0, 1.0 > b > 0, 1.0 > c > 0; and with the proviso that a, b, and c fall within a region representing cubic liquid crystalline phase in combination with at least one other phase on a phase diagram representing phase behavior of ingredients (A), (B), and (C), with the proviso that the dispersion has the form cubic liquid crystalline gel particles dispersed in the other phase. (Referring again to Figure 1, dispersions according to this invention fall within the region representing cubic liquid crystalline phase in combination with another phase 127 on the phase diagram 100.) The mass fractions of ingredients (A), (B), and (C) in the dispersions depend on various factors including the specific compounds selected for ingredients (A), (B), and (C). However, typically, 0.1 > a > 0.005, 0.3 > b > 0.03, and 0.9 > c > 0.6.

0091The cubic liquid crystalline gel particles, and dispersions thereof, comprise ingredients (A), (B), and (C), described above, and preferably (D) a stabilizer. Suitable stabilizers include water-soluble polymers such as Poloxamer 407 or Carbomer cellulosic polymer, sub-micron or micron-sized solid particles such as clays or crystalline waxes, or coatings of lamellar liquid crystalline phases on the cubic liquid crystalline particle surfaces.

0092Suitable water-soluble polymers include polyoxyethylene polyoxypropylene copolymers such as Poloxamer 407, which is a polyoxyethylene polyoxypropylene block copolymer of the formula HO(CH₂CH₂O)_x(CH(CH₃)CH₂))_y(CH₂CH₂O)_zOH wherein the average values of x, y, and z are 98, 67, and 98, respectively. Poloxamer 407 is known in the art and commercially available as HODAG® Nonionic 1127-F, from Lambent Technologies Inc., of Norcross, Georgia; PLURACARE® F-127 from BASF Corporation of Parsippany , New Jersey; S YNPERONIC® PE/F- 127 from Imperial Chemical

0093Industries, PLC, of London, England; MACOL® 27 from Mazer Chemicals, Inc., of Gurnee, Illinois; and PLURONIC® F-1127 from Wyandotte Chemicals Corporation of Wyandotte, Michigan.

0094Carbomer cellulosic polymer is a homopolymer of acrylic acid crosslinked with an allyl ether of pentaerythritol or an allyl ether of sucrose. Carbomer cellulosic polymer is available as SYNTHALEN® from 3 V Sigma of Milan, Italy and CARBOPOL® from the B.F. Goodrich Company of New York, New York.

0095Suitable (D) stabilizers are disclosed in the C.T.F.A. International Cosmetic Ingredient Dictionary, 4^th ed., ed. J.M. Nikitakis, et al., The Cosmetic, Toiletry, and Fragrance Association, Washington, DC; and in Evans, The Colloidal Domain, 2^nd ed., Wiley, NY, pp. 575-588 (1999).

0096The amount of ingredient (D) added is typically 1 to 2% based on the weight of ingredient (C).

0097Methods of the Invention This invention further relates to methods for preparing the cubic gel precursor, bulk cubic liquid crystalline gel, and dispersed cubic liquid crystalline gel particles described above.

0098Cubic Gel Precursor A preferred method for preparing the cubic gel precursor of this invention comprises the steps of:

00991) combining ingredients (A) the hydrotrope with (B) the amphiphile, both described above, and

01002) optionally adding (C) the solvent described above, wherein the amounts of each ingredient in the composition are as described above. The precursor does not form cubic gel by itself.

0101In step 1), the hydrotrope and amphiphile can be combined by any convenient means. When ingredient (B) is a liquid, ingredients (A) and (B) can be combined by simply mixing. When ingredient (B) is a solid such as monoolein, ingredients (A) and (B) are preferably combined by heating ingredient (B) to a temperature greater than its melting point and then combining (e.g., mixing) the melted amphiphile with the hydrotrope. The exact temperature depends on the melting point of the specific amphiphile selected for ingredient (B). Alternatively, ingredient (B) can be fragmented into solid particles and then combined with the hydrotrope; or the hydrotrope may be dissolved in an aqueous hydrotrope solution, and the solution combined with ingredient (B) in step 1). Step 2) can be carried out during or after step 1). Step 2) can be carried out by, for example, mixing by any convenient means. The product of step 2) contains amounts of ingredients (A), (B), and (C) corresponding to any region on the relevant phase diagram where cubic phase does not form. However, the amounts of ingredients (A), (B), and (C) are preferably such that the product of step 1) is an isotropic liquid at 25°C. Referring to Figure 1, for example, any combination of (A) ethanol, (B) monoolein, and (C) water that falls in the isotropic region 124 of the phase diagram 100 is suitable to use as the precursor.

0102Bulk Cubic Liquid Crystalline Gel

0103Bulk cubic liquid crystalline gel can be prepared by applying a stimulus to the precursor prepared as described above. The stimulus can be selected from the group consisting of: a temperature change; a pressure change; addition of a salt; a pH change; addition of a specified material such as additional hydrotrope, amphiphile, or solvent; removal of a specified material such as a portion of the hydrotrope, amphiphile, or solvent; combinations thereof; and others. When an ingredient is added or removed, the result must be to bring the relative amounts of each ingredient into a cubic phase region on the relevant phase diagram. Referring to Figure 1, for example, adding a sufficient amount of an ingredient selected from the group consisting of (A) ethanol 103, (B) monoolein 106, and (C) water 109 to bring the relative amounts of (A), (B), and (C) into a cubic phase region 115, 118 of the phase diagram 100 will cause bulk cubic liquid crystalline gel to form.

0104The precursor can be diluted, for example, by mixing the precursor with additional (A) hydrotrope, (B) amphiphile, or (C) solvent. A material can be removed from the precursor by, for example, evaporation.

0105In an alternative embodiment of the invention, bulk cubic liquid crystalline gel can be prepared directly by combining amounts of ingredients (A), (B), and (C) corresponding to a cubic phase region on the relevant phase diagram.

0106After formation of the bulk cubic liquid crystalline gel has been completed, the hydrotrope is not always necessary. The hydrotrope may optionally be removed, e.g., by evaporation. All or a portion of the hydrotrope may be removed. Dispersed Cubic Liquid Crystalline Gel Particles Dispersed cubic liquid crystalline gel particles can be prepared from bulk cubic gel or directly from the cubic gel precursor. Preparing a dispersion of cubic gel particles directly from the precursor can be carried out by a method comprising:

01071) a dispersing step selected from the group consisting of a) dispersing the precursor described above in a solvent, and b) dispersing solvent in the precursor and thereafter diluting; and preferably 2) stabilizing the product of step 1).

0108Steps a) and b) may be carried out by several alternate methods. These methods include applying fluid shear such as in a shear mill, applying ultrasonic waves, extruding through a small pore membrane (membrane emulsification), cross membrane emulsification, impinging from opposing jets a stream of the precursor and a stream of solvent, using a static mixer, or combining streams of solvent and the precursor in a micro-mixer that utilizes either laminar or turbulent shear flow conditions to disperse the streams. The precursor may also be contacted with solvent (e.g., water) by spraying a fine mist of the precursor into an environment comprising solvent vapors (e.g., a humid environment). Such a spray allows the formation of droplets with a surface coating of cubic liquid crystalline phase. The droplets can then be collected in bulk in water to disperse the particles and complete their conversion to cubic liquid crystalline gel particles. Alternatively, solvent (e.g. water) can be added to the precursor by bubbling vaporized solvent (e.g., steam) into the precursor. The product of step 1) is an dispersion of cubic liquid crystalline gel particles that is unstable against aggregation. The product of step 1) is stabilized (i.e., sterically stabilized), for example, by adding-(D) a stabilizer described above, or by forming a coating of lamellar liquid crystalline phase on the surfaces of the particles. The product of step 1) may also be stabilized by direct dispersion into a viscous aqueous matrix such as that formed by a water-soluble stabilizer such as Carbomer cellulosic polymer. The product of step 2) is a dispersion of colloidally stable cubic liquid crystalline gel particles. In an alternative embodiment of the invention, steps 1) and 2) are combined. Steps 1) and 2) are combined by adding (D) the stabilizer to (C) the solvent to form a stabilizing composition and thereafter combining the stabilizing composition with the product of step 1). Ingredient (A) the hydrotrope may or may not be desirable in the final product, and ingredient (A) is not always necessary once cubic liquid crystalline gel particles form. Therefore, this method may further comprise optional step 3). Step 3) comprises removing ingredient (A) after step 2). Ingredient (A) may be removed by, for example, dialysis and flash evaporation. In an alternative embodiment of the invention, the precursor may be diluted to form an intermediate such as a dispersion of lamellar liquid crystalline particles, vesicles, or an easily dispersed emulsion. Any of these intermediates can be used to form a colloidally stable dispersion of cubic liquid crystalline gel particles by further dilution in combination with any of the above dispersion and stabilization techniques in steps 1) and 2). This is because the dispersions may be formed and stabilized prior to particle formation. This offers the advantages that intermediates are easier to disperse and stabilize than the potentially more viscous dispersions, and once stabilized, the resulting stabilized intermediates can be diluted to form cubic liquid crystalline gel particles that require no further stabilization. Alternatively, cubic gel particles can be prepared by fragmenting the bulk cubic gel. Fragmenting the bulk cubic gel can be carried out by, for example, subjecting the bulk cubic gel to shear in a shear mill, ultrasonication, micromixer dispersal, or membrane emulsification. However, if too much energy input is carried out, the cubic liquid crystalline structure of the particles can physically degrade, so care must be exercised when fragmenting the bulk cubic gel. When the structure of the particles degrades, other structures, such as vesicles, can form.

0109Figure 2 is a flow diagram 200 showing methods for preparing dispersions of cubic gel particles according to the preferred embodiments of this invention. In each method, a solid amphiphile is first melted 201 by heating to a temperature greater than or equal to its melting point. Next, the amphiphile is combined with a hydrotrope, and optionally a solvent 202. The combination comprising the amphiphile and hydrotrope, with or without solvent, forms an isotropic liquid at 25 °C. After this, there are 4 potential preferred routes for preparing dispersions of cubic gel particles.

0110In the first route, the isotropic liquid is dispersed into water 204, thereby forming a colloidally unstable dispersion of cubic gel particles. The unstable dispersion is then stabilized 205, by the methods described above.

0111In the second route, the isotropic liquid is sprayed into humid air 206. This forms droplets comprising a liquid core comprising the amphiphile coated by cubic gel phase material. The droplets are diluted 207 with sufficient water to form a colloidally unstable dispersion of cubic gel particles. Thereafter, the resulting mixture is stabilized 208, by the methods described above.

0112In the third route, the isotropic liquid is diluted with sufficient water to form an interfacially stabilized emulsion phase 209. The emulsion phase is sterically stabilized by a method described above 210. Thereafter, the stabilized emulsion phase is further diluted with additional water to form a colloidally stable particle dispersion 211. In the fourth route, water is dispersed into the isotropic liquid to form an inverse particle dispersion 212 (i.e., droplets of water dispersed in the isotropic liquid, rather than cubic phase particles dispersed in water). Thereafter, the inverse dispersion is further diluted with more water to form a colloidally unstable particle dispersion 213. The unstable particle dispersion is stabilized by a method described above 214. After preparing a dispersion, the particles may optionally be isolated therefrom by any conventional means. For example, the particles can be isolated by removing a sufficient amount of an ingredient selected from the group consisting of (C) the solvent and a combination of (C) the solvent and (A) the hydrotrope. The particles may be dried by evaporation. Alternatively, the particles may be removed from the dispersion by centrifugation or filtration.

0113Figure 3 is a ternary phase diagram 300 showing the phase behavior of ethanol 321, monoolein 324, and water 327. Single phases (other than cubic phases) can be used as a precursor. For example, compositions falling in the single phase regions of the phase diagram, such as the isotropic liquid region 342 and the lamellar region 339, are suitable precursors. Precursors can be diluted with one or more ingredients to form bulk cubic gels falling in the Pn3m cubic phase region 333 or the Ia3d cubic phase region 336. Precursors can also be diluted to form cubic gel particle dispersions falling in the multiple phase region 330. The phase diagram 300 can be used to carry out the above methods. For example, a precursor 309 falling in the isotropic liquid region 342 can be prepared as described above. The precursor 303, 306, or 309 can be diluted to form a dispersion of cubic gel particles 315 by adding solvent 327.

0114Furthermore, the yield of processes producing all forms of cubic phase (bulk cubic gels, dispersions of cubic gel particles) can be predicted using the phase diagram 300. By pre-determining the desired end fraction of cubic phase, the starting and ending points on a phase trajectory 312 can be determined and a process developed from the trajectory 312. If, for example, a suspension of about 60% (w/w) cubic gel particles is desired, the ending point 315 of a phase trajectory 312 must lie on an equilibrium tie line 318 between the isotropic liquid phase region 342 and a cubic phase region 333. Dilution with solvent 327 is represented by a straight line 312 drawn from the starting point to the solvent 327 corner of the phase diagram 300. The starting point of the above dilution process can fall anywhere on a line 312 drawn from the solvent 327 corner through the midpoint of a cubic-liquid tie line 318 and out through the phase diagram 300.

0115The particles formed in the dispersions typically have particle sizes in the range of about 10 nanometers to about 100 micrometers. However, the exact particle size range depends on the method used to make the particles. For example, particles prepared from precursors that are isotropic liquids typically have sizes in the range of about 10 to about 500 nanometers. Particles prepared from precursors that are emulsions typically have sizes in the range of about 100 nanometers to about 100 micrometers.

0116Methods of Use The precursors of this invention can be used as anti-wetting agents. For example, a precursor can be placed between sheets of tissue to provide an absorbent core in, for example, diapers and pads. With the addition of liquid, the precursor forms bulk cubic gel to hold the liquid.

0117The bulk cubic gels of this invention can be used to generate trans-membrane protein crystal structures. In a preferred embodiment of the invention, the precursors, bulk cubic gels, and particularly the dispersions and cubic gel particles of this invention are used as delivery vehicles in topical pharmaceutical and cosmetic compositions. The compositions may further comprise one or more pharmaceutically active ingredients, such as non-steroidal anti-inflammatory drugs (e.g., ketoprofen), or cosmetic ingredients, such as perfumes or dyes. In a more preferred embodiment of the invention, the active ingredient also has hydrotropic properties and may be used in addition to the hydrotrope described above as component (A). Alternatively, the active ingredient may be used instead of component (A), or instead of a portion of component (A). Compositions containing an active ingredient can be prepared by the methods described above, wherein the active ingredient is added concurrently with component (A).

0118In one embodiment of the invention, the precursors, gels, dispersions, and particles described above can be used as delivery vehicles for active ingredients such as pharamceutically active ingredients, agrochemicals, and others. Suitable agrochemicals include pesticides, herbicides, and others. The pesticides and herbicides may be water- soluble or oil-soluble and may be incorporated into the ternary system as an active ingredient with hydrotropic properties or as an active ingredient separate from the hydrotrope.

0119Examples of suitable pesticides include organophosphates such as diazinon and non-organophosphates such as diclofop-methyl, terrazole, vinclozolin, atrazine, oxamyl propargite, and triallate. Examples of suitable herbicides include atrazine, nicosulfuron, carfentrazone, imazapyr, benefin, and acifluorfen.

0120In a preferred embodiment of the invention, the controlled release delivery of active ingredients, including agrochemicals such as herbicides and pesticides to a substrate such as a plant or insect surface rfi y be carried out using cubic gel precursors in two main ways: evaporation and dilution. The uniqueness of the evaporation and dilution processes is their ability to produce a "responsive" liquid that provides targeted delivery of an active ingredient in response to some specified stimulus, such as dilution by residual moisture or evaporation as a consequence of spraying. Evaporation and dilution processes may be represented by a line drawn from a starting point to an ending point on the ternary phase diagram. Dilution In the dilution process, the starting point is any previously described precursor region on the phase diagram and the ending point is any region of single-phase cubic liquid crystal or multiple-phase (in which at least one phase is cubic liquid crystal). The trajectory of a dilution path will be determined by a straight line drawn between the starting point and the solvent apex of a ternary phase diagram. Once the starting point is chosen, the ending point falls along that straight line.

0121In one embodiment of the dilution process, a mixture of amphiphile and either an active ingredient with hydrotropic properties or a separate active in combination with a hydrotrope is combined to form an isotropic liquid precursor. The precursor is then sprayed onto a substrate coated with solvent, such as a leaf surface coated with residual moisture (i.e., dew droplets). Spraying disperses the precursor into small droplets that coat the substrate and contact the solvent. Mixing of the solvent on the substrate, e.g., the water on the leaf, with the precursor constitutes dilution and drives the droplet system into the cubic + solvent region of the phase diagram, producing a coating of solvent, active ingredient, and cubic liquid crystalline material which slowly releases the active ingredient into the substrate. Monoglycerides are preferred as the amphiphile in the precursor for plant applications because it is thought that monoglycerides will enhance leaf surface penetration by the active ingredients. Evaporation

0122Evaporation is similar to dilution in that the starting point on the ternary phase diagram is also a precursor from which solvent and/or hydrotrope is evaporated to drive the system to an ending point on the phase diagram in a region of single-phase cubic liquid crystal or multiple-phase (in which at least one phase is cubic liquid crystal). In the case of evaporation, choosing a starting point dictates that the process trajectory will progress toward the amphiphile apex of the phase diagram. The exact path taken will be a function of the vapor pressure of the mixture of the solvent and the hydrotrope, and may not be linear as in the case of dilution. Evaporation may occur during spraying and/or after deposition onto the target substrate. In one embodiment of the evaporation process, a mixture of amphiphile, hydrotrope, solvent, and active ingredient is combined to form an isotropic liquid precursor. The precursor is then sprayed onto a substrate such as a leaf surface. Spraying disperses the precursor into small droplets, increasing their surface area and thus their ability to evaporate solvent and/or hydrotrope. As the solvent and/or hydrotrope evaporate, the droplet system rapidly passes into the cubic liquid crystalline regions of the ternary phase diagram, again producing a coating of solvent, active, and cubic liquid crystalline material which slowly releases the active into the substrate such as the leaf surface. Monoglycerides are preferred as the amphiphile in the precursor for plant applications because it is thought that monoglycerides will enhance leaf surface penetration by the active ingredients. This invention offers the further advantage that pore size of the cubic liquid crystalline materials (i.e., bulk cubic gels, cubic gel particles, and dispersions of cubic gel particles) can be controlled. Pore size depends on the amount of component (A). In general, pore size increases as the amount of component (A) increases.

EXAMPLES

0124These examples are intended to illustrate the invention to those skilled in the art and should not be interpreted as limiting the scope of the invention set forth in the claims.

0125Reference Example 1 - Determination of Hydrotrope Utility A compound for use as a hydrotrope is dissolved in water in amounts to form a hydrotrope solution. The solution is added to monoolein (DIMODAN® MO90K) to yield a composition. The composition is left to equilibrate overnight at a temperature of 25 to 30°C.

0126Polarized light microscopy (PLM) is used to determine whether the composition exhibits birefringence or distinct textures. PLM can be carried out on a polarized light microscope or constructed light box, as described by Laughlin, R.G., J. Colloid Interface Sci„ 55, 239-242 (1976). Rheological properties of the composition are also observed. Compositions containing a viscous phase that exhibits no birefringence and no distinct textures by PLM form cubic phase. Formation of cubic phase means that the compound is suitable to use as a hydrotrope in this invention at the amount of the compound specified. Examples 1 to 4 and Comparative Examples 1 to 5

0127Various compounds are evaluated according to Reference Example 1. The compounds, the compositions prepared, and the results are in Table El, below. Figure 4 is a ternary diagram 400 showing the data points in Example 3. Figure 5 is a ternary diagram 500 for 1,2-hexanediol 516, monoolein 517, and water 518. Figure 5 shows the data points 501-515 and phases formed at each point in Comparative Example 2. Figure 6 is a ternary diagram 600 for 1,2-hexanediol 613, monoolein 614, and water 615. Figure 6 shows the data points 601-612 and phases formed at each point in Comparative Example 3. Figure 7 is a ternary diagram 700 for ethanol 713, monoolein 714, and water 715. Figure 7 shows the data points 701-712 and phases formed at each point in Example 4 and Comparative Example 4.

0128<img file="WO0202716A2_D0007.tif" />

0129<img file="WO0202716A2_D0008.tif" />

0130Example 1 and Comparative Example 1, and Example 4 and Comparative Example 4, show that ethanol can be used as a hydrotrope in a system with monoolein and water according to this invention, when the ethanol is present at relatively low levels (i.e., less than or equal to 10% of the system). Comparative Example 1 and Comparative Example 4 show that when the amount of ethanol is too high, (above about 10 or 11%), the system does not form cubic phase. Example 4 shows that ethanol is a preferred hydrotrope for use in this invention because in a system of ethanol, monoolein, and water, cubic phase in equilibrium with liquid water can be formed.

0131Example 2 shows that 1,4-butanediol and procaine hydrogen chloride are effective as hydrotropes in a system with monoolein and water according to this invention.

0132Example 3 shows that 1,2-hexanediol is suitable to use as a hydrotrope in a system with monoolein and water according to this invention. However, Example 3, and Comparative Examples 2 and 3 show that 1,2-hexanediol does not form cubic phase in equilibrium with liquid water at the practical amounts of 1,2-hexanediol used in this invention. Comparative Example 5 shows that 2-propanol is not preferred to use as a hydrotrope in a system of monoolein and water according to this invention because the system does not form cubic phase when 10% 2-propanol is present.

0133Reference Example 2 - Cryo-Transmission Electron Microscopy

0134Samples were evaluated to determine whether cubic phase had formed by cryo- TEM. For cryo-TEM, the samples were prepared in a controlled environment vitrification system (CEVS) which is described in detail by Bellare, J. R.; Davis, H. T.; Scriven, L. E.; Talmon, Y., Controlled environment vitrification technique, J. Electron Microsc. Tech., 1988, 10, 87-111. A 3 μl drop of the sample solution was placed on a carbon-coated holey polymer support film mounted on a standard 300-mesh TEM grid (Ted Pella, Inc.). The drop was blotted with filter paper until it was reduced to a thin film (10-200 nm) spanning the holes (2-8μm) of the support film. The sample was then vitrified by rapidly plunging it through a synchronous shutter at the bottom of the CEVS into liquid ethane at its freezing point. The vitreous specimen was transferred under liquid nitrogen into a Philips CM 120 transmission electron microscope for imaging. The temperature of the sample was kept under -170 °C throughout the examination.

0135Reference Example 3 - Small Angle X-ray Scattering (SAXS) S AXS is a technique that measures the fluctuations in electron density in a material over the size range of about 1000-5 nm, which makes it suitable to characterize structures in a sample over this spatial range. SAXS consists of illuminating a sample with a collimated beam of x-rays of the appropriate wavelength and measuring the distribution of intensity scattered. If the structures are periodic, SAXS is particularly well suited to assess the type of periodicity and its dimensions. Periodic distributions in matter in a material will cause periodic distribution of scattered intensity over the appropriate angular range.

0136SAXS was performed on samples with CuKα radiation (λ = 0.154 nm) generated with a Rigaku RU-300 rotating anode. The generator was operated at 40kV and 40mA with a 0.2 x 0.2 mm focal size (a .2 x 2 mm filament run in point mode). The patterns were collected with the Siemens 2-dimensional small angle scattering system which consists of the HI-STAR wire detector and Anton Parr HR-PHK collimation system. Collimation is achieved with a single 100mm diameter pinhole 490 mm from the focal spot. The size of the focal spot restricts beam divergence. A 300mm guard pinhole is placed 650 mm from the focal spot, just in front of the sample. The detector is placed a distance of 650mm from the sample. Ni filters were used to eliminate the Kβ radiation . Because of the small beam size and large sample-to-detector distance, two dimensional profiles (qx, qy) can be obtained with a minimum of instrumental smearing, so no smearing corrections were employed.

0137Example 5

0138A bulk cubic gel according to this invention is prepared by melting 50% monoolein, adding 2% ethanol, and then adding 48% water. The sample is analyzed according to the method in Reference Example 3. The results are in Table E2.

0139Comparative Example 6

0140A dispersion of cubic gel particles is prepared as in Example 5, except that ethanol was omitted. The sample is analyzed according to the method in Reference Example 3. The results are in Table E2.

0141Comparative Example 7

0142Predicted values for Pn3m cubic phase of a system of monoolein and water were obtained. See Funari,S. S. and Gert, R., "X-ray Studies on the C12EO2/Water System", J. Phys. Chem. B 1997, 101, 732 and Winey, Thomas and Fetters, "Moφhologies in Binary Blends", J. Chem. Phys. 1991, Vol. 95, No. 12, Pg. 9368. The results are in Table E2.

0143Table: E2 Comparison of peak spacing form SAXS data for monoolein/water systems with that predicted from Pn3m cubic phase.

0144<img file="WO0202716A2_D0009.tif" /><img file="WO0202716A2_D0010.tif" />

0145The Miller Index describes the symmetry of the liquid crystalline structures. The ratio d_hki/dπo represents the angular position of one peak relative to the primary peak (110). Peaks spaced at about the same intervals as those shown in Comparative Example 7 have the same structure as Comparative Example 7. Example 5 and Comparative Examples 6 and 7 show that the periodic structure and type of structure of the bulk cubic gel according to this invention correspond well to the periodic structure and type of structure of known cubic phase materials consisting of monoolein and water. Therefore, the compositions of this invention form cubic phase.

0146Example 6

0147A precursor is formed by melting 0.5 g monoolein and mixing in 0.5 g ethanol to form a clear, low viscosity (isotropic) liquid. 9.0 g of water are added. A colloidally unstable dispersion of 9% cubic phase particles in 91% water forms. This is illustrated in Figure 9.

0148Figure 9 is a phase diagram 900 showing the phase behavior of ethanol 903, monoolein 906, and water 909. The precursor 912 falls within the isotropic liquid region 915 of the phase diagram 900. The dispersion 939 falls within a multiple phase region 921 wherein cubic phase is present with liquid water. The dispersion 918 falls on an equilibrium tie line 933 between the isotropic liquid phase region 915 and the Pn3m cubic phase region 924.

0149Example 7

01501.0 g monoolein is melted and mixed with 0.5g ethanol and 0.18g water to form a clear, low viscosity (isotropic) liquid 936. 8.4g of water are added. A colloidally unstable dispersion of 22% cubic phase particles and 78% water forms. This is also illustrated in Figure 9. Figure 9 is a phase diagram 900 showing the phase behavior of ethanol 903, monoolein 906, and water 909. The precursor 936 falls within the isotropic liquid region 915 of the phase diagram 900. The dispersion 918 falls within a multiple phase region 921 wherein cubic phase is present with liquid water. The dispersion 939 falls on an equilibrium tie line 933 between the isotropic liquid phase region 915 and the Pn3m cubic phase region 924.

0151Example 8

01520.5g ethanol is mixed with 0.5g melted monoolein to form a clear, low viscosity (isotropic) liquid. 9.0g of a 1.2% polymer (Poloxamer 407) solution is added. A colloidally stable dispersion of 9% cubic phase particles and 91% water and polymer forms. A cryo-TEM image was obtained by the method of Reference Example 2. The image is in Figure 8a.

0153Example 9 l.Og monoolein is melted and mixed with 0.5g ethanol and 0.18 g water to form a clear, low viscosity (isotropic) liquid. 8.4 g of a 1.2% polymer (Poloxamer 407) solution are added. A colloidally stable dispersion of 22% cubic phase particles and 78% water and polymer forms.

0154Examples 7-10 show that dispersions of cubic gel particles can be successfully prepared according to the methods of this invention.

0155Example 10

0156A precursor 1012 is prepared by mixing 0.20 g melted monoolein and 0.40 g ethanol to form a clear liquid. An intermediate in the form of a macroemulsion having both large (i.e., 5-10 μm diameter) particles as well as small (i.e. 100-150 nm in diameter) particles is formed by adding 1.40 g water. Particle diameter is measured by optical microscopy. The particles under a microscope are photgraphed and compared to photographs of calipers with 1 micrometer divisions. The emulsion is diluted by adding 4.24 g water. A colloidally unstable dispersion of cubic liquid crystalline particles 1036 forms. This is illustrated in Figure 10.

0157Figure 10 is a phase diagram 1000 showing the phase behavior of ethanol 1003, monoolein 1006, and water 1009. The precursor 1012 falls within the multiple phase region 1021 of the phase diagram 1000. The dispersion 1036 falls within a multiple phase region 1021 wherein cubic phase is present with liquid water. The dispersion 1036 falls on an equilibrium tie line 1033 between the isotropic liquid phase region 1036 and the Pn3m cubic phase region 1024.

0158Example 11

0159A precursor is prepared by mixing 0.20 g melted monoolein and 0.40 g ethanol to form a clear liquid. An intermediate in the form of an emulsion having a narrower particle size distribution than that of Example 10 is prepared by adding 1.40 g water to form an emulsion. The emulsion is sheared for five minutes in a high shear mill at 15,000 RPM to reduce the particle size. The emulsion is diluted by adding 4.24 g water. A colloidally unstable dispersion of cubic liquid crystalline particles forms.

0160Example 12

0161Example 10 is repeated, except that rather than adding 4.24g water to dilute the emulsion, 4.24g of an aqueous polymer (Poloxamer 407) solution is used instead. This substitution causes a colloidally stable dispersion to form, and the presence of the polymer does not affect the phase behavior of the system in that cubic phase still forms. A cryo-TEM image was obtained by the method of Reference Example 2. The image of a cubic gel particle formed in the dispersion is in Figure 8b. Example 12 shows that the dispersions prepared according to the methods of this invention (with the hydrotrope present) form cubic liquid crystalline gel phase particles.

0162Example 13

0163Example 11 is repeated, except that rather than adding 4.24g water to dilute the emulsion, 4.24g of an aqueous polymer (Poloxamer 407) solution is used instead. This substitution causes a colloidally stable dispersion to form, and the presence of the polymer does not affect the phase behavior of the system.

0164Example 14 5.0 g ethanol, 25.0 g melted monoolein, and 70.0 g water are mixed directly. A colloidally unstable dispersion of cubic liquid crystalline particles forms. Example 15

01655.0 g ethanol, 25.0 g melted monoolein, and 70.0 g of a 1.5% polymer (Poloxamer 407) solution are combined directly. A colloidally stable dispersion of cubic liquid crystalline particles forms.

0166Examples 11-15 show that dispersions of cubic gel particles can be successfully prepared according to the methods of this invention.

0167Example 16 A cubic gel precursor is prepared by mixing 40.0 g ethanol with 30.0 g melted monoolein. An isotropic liquid precursor forms. Example 16 shows that cubic gel precursors can be prepared according to the methods of this invention.

0168Example 17 5.0 g ethanol and 68.0 g melted monoolein are mixed and form an isotropic liquid.

016927.0 g water is added. A viscous, isotropic bulk cubic liquid crystalline gel forms. Example 17 shows that bulk cubic liquid crystalline gels can be prepared according to the methods of this invention.

0170Example 18

0171Cubic gel particles are prepared from the bulk cubic gel prepared in Example 17 by applying ultrasonic energy for 5 minutes. Images of the particles were obtained by the method of Reference Example 2. The images are in Figure 8c.

0172Example 19

0173A precursor is prepared by mixing 10.465 g monoolein with 4.45831 g water until cubic phase formed. The cubic phase is diluted to LI phase with 17.2242 g ethanol, and 0.0042 Sudan II red dye is added to form a solution. The solution is put into a spray bottle and sprayed on the leaves of a plant. After evaporation of the ethanol, the leaves are visualized under a Nikon microscope with 10X objective. Cubic phase forms on the leaves of the plant. This example shows that the precursors of this invention can be used to form cubic liquid crystalline phases on plant surfaces.