Digital rights management (DRM) encryption and data-protection for content on a relatively simple device

CROSS-REFERENCE TO RELATED APPLICATIONS

P-0001[0001] This application is related to U.S. patent application Ser. No. 09/290,363, filed Apr. 12, 1999 and entitled “ENFORCEMENT ARCHITECTURE AND METHOD FOR DIGITAL RIGHTS MANAGEMENT”, and U.S. Provisional Application No. 60/126,614, filed Mar. 27, 1999 and entitled “ENFORCEMENT ARCHITECTURE AND METHOD FOR DIGITAL RIGHTS MANAGEMENT”, each of which is hereby incorporated by reference in its entirety.

TECHNICAL FIELD

[0002] The present invention relates to an architecture for enforcing rights in digital content. More specifically, the present invention relates to such an enforcement architecture that allows access to encrypted digital content only in accordance with parameters specified by license rights acquired by a user of the digital content. Even more specifically, the present invention relates to an architecture that supports a relatively simple computing device without the resources to effectively perform more complex security functions such as asymmetric decryption.

BACKGROUND OF THE INVENTION

[0003] Digital rights management and enforcement is highly desirable in connection with digital content such as digital audio, digital video, digital text, digital data, digital multimedia, etc., where such digital content is to be distributed to users. Typical modes of distribution include tangible devices such as a magnetic (floppy) disk, a magnetic tape, an optical (compact) disk (CD), etc., and intangible media such as an electronic bulletin board, an electronic network, the Internet, etc. Upon being received by the user, such user renders or ‘plays’ the digital content with the aid of an appropriate rendering device such as a media player on a personal computer or the like.

[0004] Typically, a content owner or rights-owner, such as an author, a publisher, a broadcaster, etc. (hereinafter “content owner”), wishes to distribute such digital content to a user or recipient in exchange for a license fee or some other consideration. Such content owner, given the choice, would likely wish to restrict what the user can do with such distributed digital content. For example, the content owner would like to restrict the user from copying and re-distributing such content to a second user, at least in a manner that denies the content owner a license fee from such second user.

[0005] In addition, the content owner may wish to provide the user with the flexibility to purchase different types of use licenses at different license fees, while at the same time holding the user to the terms of whatever type of license is in fact purchased. For example, the content owner may wish to allow distributed digital content to be played only a limited number of times, only for a certain total time, only on a certain type of machine, only on a certain type of media player, only by a certain type of user, etc.

[0006] However, after distribution has occurred, such content owner has very little if any control over the digital content. This is especially problematic in view of the fact that practically every new or recent personal computer includes the software and hardware necessary to make an exact digital copy of such digital content, and to download such exact digital copy to a write-able magnetic or optical disk, or to send such exact digital copy over a network such as the Internet to any destination.

[0007] Of course, as part of the legitimate transaction where the license fee was obtained, the content owner may require the user of the digital content to promise not to re-distribute such digital content. However, such a promise is easily made and easily broken. A content owner may attempt to prevent such re-distribution through any of several known security devices, usually involving encryption and decryption. However, there is likely very little that prevents a mildly determined user from decrypting encrypted digital content, saving such digital content in an un-encrypted form, and then re-distributing same.

[0008] A need exists, then, for providing an enforcement architecture and method that allows the controlled rendering or playing of arbitrary forms of digital content, where such control is flexible and definable by the content owner of such digital content. A need also exists for providing a controlled rendering environment on a computing device such as a personal computer, where the rendering environment includes at least a portion of such enforcement architecture. Such controlled rendering environment allows that the digital content will only be rendered as specified by the content owner, even though the digital content is to be rendered on a computing device which is not under the control of the content owner.

[0009] Further, a need exists for a trusted component running on the computing device, where the trusted component enforces the rights of the content owner on such computing device in connection with a piece of digital content, even against attempts by the user of such computing device to access such digital content in ways not permitted by the content owner. As but one example, such a trusted software component prevents a user of the computing device from making a copy of such digital content, except as otherwise allowed for by the content owner thereof.

[0010] Finally, a need exists for a method and mechanism that allows the digital rights management architecture to be extended to a relatively small device. More particularly, a need exists for a version of a digital rights management architecture that allows for encryption and data-protection for content on the relatively small device, even though the encryption and decryption capabilities of the device are limited.

SUMMARY OF THE INVENTION

[0011] The aforementioned needs are satisfied at least in part by an enforcement architecture and method for digital rights management, where the architecture and method enforce rights in protected (secure) digital content available on a medium such as the Internet, an optical disk, etc. For purposes of making content available, the architecture includes a content server from which the digital content is accessible over the Internet or the like in an encrypted form. The content server may also supply the encrypted digital content for recording on an optical disk or the like, wherein the encrypted digital content may be distributed on the optical disk itself. At the content server, the digital content is encrypted using an encryption key, and public/private key techniques are employed to bind the digital content with a digital license at the user's computing device or client machine.

[0012] When a user attempts to render the digital content on a computing device, the rendering application invokes a Digital Rights Management (DRM) system on such user's computing device. If the user is attempting to render the digital content for the first time, the DRM system either directs the user to a license server to obtain a license to render such digital content in the manner sought, or transparently obtains such license from such license server without any action necessary on the part of the user. The license includes:

[0013] a decryption key (KD) that decrypts the encrypted digital content;

[0014] a description of the rights (play, copy, etc.) conferred by the license and related conditions (begin date, expiration date, number of plays, etc.), where such description is in a digitally readable form; and

[0015] a digital signature that ensures the integrity of the license.

[0016] The user should not be able to decrypt and render the encrypted digital content without obtaining such a license from the license server. The obtained license is stored in a license store in the user's computing device.

[0017] Importantly, the license server only issues a license to a DRM system that is ‘trusted’ (i.e., that can authenticate itself). To implement ‘trust’, the DRM system is equipped with a ‘black box’ that performs decryption and encryption functions for such DRM system. The black box includes a public/private key pair, a version number and a unique signature, all as provided by an approved certifying authority. The public key is made available to the license server for purposes of encrypting portions of the issued license, thereby binding such license to such black box. The private key is available to the black box only, and not to the user or anyone else, for purposes of decrypting information encrypted with the corresponding public key. The DRM system is initially provided with a black box with a public/private key pair, and the user is prompted to download from a black box server an updated secure black box when the user first requests a license. The black box server provides the updated black box, along with a unique public/private key pair. Such updated black box is written in unique executable code that will run only on the user's computing device, and is re-updated on a regular basis.

[0018] When a user requests a license, the client machine sends the black box public key, version number, and signature to the license server, and such license server issues a license only if the version number is current and the signature is valid. A license request also includes an identification of the digital content for which a license is requested and a key ID that identifies the decryption key associated with the requested digital content. The license server uses the black box public key to encrypt the decryption key, and the decryption key to encrypt the license terms, then downloads the encrypted decryption key and encrypted license terms to the user's computing device along with a license signature.

[0019] Once the downloaded license has been stored in the DRM system license store, the user can render the digital content according to the rights conferred by the license and specified in the license terms. When a request is made to render the digital content, the black box is caused to decrypt the decryption key and license terms, and a DRM system license evaluator evaluates such license terms. The black box decrypts the encrypted digital content only if the license evaluation results in a decision that the requestor is allowed to play such content. The decrypted content is provided to the rendering application for rendering.

[0020] In one embodiment of the present invention, a device couples to and downloads an object from a host computer. The device has a symmetric device key (DK) and a copy of (DK) encrypted according to a public key (PU) of an entity (PU(DK)). The device receives an object from the host computer, at least a portion of which is encrypted according to (DK). To communicate (DK) from the device to the host computer, the device sends (PU(DK)) to the host computer, and the host computer sends (PU(DK)) to the entity. The entity has a private key (PR) corresponding to (PU), and applies (PR) to (PU(DK)) to obtain (DK) and then sends (DK) back to the host computer. The host computer may then encrypt the object according to (DK) and download the encrypted object to the device, and the device may then decrypt the encrypted object based on (DK).

[0021] To manufacture the device, the manufacturer receives (PU) from the entity, selects a (DK) for the device, and encrypts (DK) according to (PU) to produce (PU(DK)). (PU(DK)) and (DK) are then permanently stored on the device.

[0022] In another embodiment of the present invention, the device also has a symmetric binding key (BK) encrypted according to (DK) ((DK(BK))) that is initially set to an initializing value. The initializing (DK(BK)) signals to the host computer that (BK) needs to be initialized to a randomized value and thus be individualized to such device. Here, the device is to receive an object from the host computer at least a portion of which is encrypted according to (BK). To initialize (BK), the device sends both (PU(DK)) and (DK(BK)) to the host computer, and the host computer realizes that the sent (DK(BK)) is the initializing (DK(BK)). Thereafter, the host computer sends (PU(DK)) to the entity, and the entity applies (PR) to (PU(DK)) to obtain (DK). The entity selects an initialized (BK) for the device, employs (DK) to encrypt the initialized (BK) to produce an initialized (DK(BK)), and sends the initialized (DK(BK)) back to the host computer. The host computer forwards the initialized (DK(BK)) to the device, which stores same in place of the initializing (DK(BK)). The device may then decrypt an object encrypted by the host computer based on the initialized (BK).

[0023] To manufacture such device, the manufacturer again receives (PU) from the entity, selects a (DK) for the device, and encrypts (DK) according to (PU) to produce (PU(DK)). (PU(DK)) and (DK) are again then permanently stored on the device. In addition, the manufacturer stores in a re-writable memory the initializing (DK(BK) that signals to the host computer that (BK) needs to be initialized.

[0024] To communicate the initialized (BK) from the device to the host computer, the device sends (PU(DK)) and (DK(BK)) to the host computer, and the host computer sends (PU(DK)) and (DK(BK)) to the entity. The entity applies (PR) to (PU(DK)) to obtain (DK), applies (DK) to (DK(BK)) to obtain (BK) and then sends (BK) back to the host computer. The host computer may then encrypt the object according to (BK) and download the encrypted object to the device, and the device may then decrypt the encrypted object based on (BK).

BRIEF DESCRIPTION OF THE DRAWINGS

P-0025[0025] The foregoing summary, as well as the following detailed description of the embodiments of the present invention, will be better understood when read in conjunction with the appended drawings. For the purpose of illustrating the invention, there are shown in the drawings embodiments which are presently preferred. As should be understood, however, the invention is not limited to the precise arrangements and instrumentalities shown. In the drawings:

P-0026[0026]FIG. 1 is a block diagram showing an enforcement architecture in accordance with one embodiment of the present invention;

P-0027[0027]FIG. 2 is a block diagram of the authoring tool of the architecture of FIG. 1 in accordance with one embodiment of the present invention;

P-0028[0028]FIG. 3 is a block diagram of a digital content package having digital content for use in connection with the architecture of FIG. 1 in accordance with one embodiment of the present invention;

P-0029[0029]FIG. 4 is a block diagram of the user's computing device of FIG. 1 in accordance with one embodiment of the present invention;

P-0030[0030]FIGS. 5A and 5B are flow diagrams showing the steps performed in connection with the Digital Rights Management (DRM) system of the computing device of FIG. 4 to render content in accordance with one embodiment of the present invention;

P-0031[0031]FIG. 6 is a flow diagram showing the steps performed in connection with the DRM system of FIG. 4 to determine whether any valid, enabling licenses are present in accordance with one embodiment of the present invention;

P-0032[0032]FIG. 7 is a flow diagram showing the steps performed in connection with the DRM system of FIG. 4 to obtain a license in accordance with one embodiment of the present invention;

P-0033[0033]FIG. 8 is a block diagram of a digital license for use in connection with the architecture of FIG. 1 in accordance with one embodiment of the present invention;

P-0034[0034]FIG. 9 is a flow diagram showing the steps performed in connection with the DRM system of FIG. 4 to obtain a new black box in accordance with one embodiment of the present invention;

P-0035[0035]FIG. 10 is a flow diagram showing the key transaction steps performed in connection with the DRM system of FIG. 4 to validate a license and a piece of digital content and render the content in accordance with one embodiment of the present invention;

P-0036[0036]FIG. 11 is a block diagram showing the license evaluator of FIG. 4 along with a Digital Rights License (DRL) of a license and a language engine for interpreting the DRL in accordance with one embodiment of the present invention;

P-0037[0037]FIG. 12 is a block diagram representing a general purpose computer system in which aspects of the present invention and/or portions thereof may be incorporated;

P-0038[0038]FIG. 13 is a block diagram showing a simple device, a host computer, and a service for providing a symmetric key to the host computer for encrypting an object for the simple device in accordance with embodiments of the present invention;

P-0039[0039]FIG. 14 is a flow diagram showing key steps performed in the manufacturing of the simple device of FIG. 13 and the coupling of the simple device to the host computer of FIG. 13 in accordance with a first embodiment of the present invention;

P-0040[0040]FIG. 15 is a flow diagram showing key steps performed in exchanging keys and objects between the simple device of FIG. 14 and the host computer and service of FIG. 13 in accordance with the first embodiment of the present invention;

P-0041[0041]FIG. 16 is a flow diagram showing key steps performed in the manufacturing of the simple device of FIG. 13 and the coupling of the simple device to the host computer of FIG. 13 in accordance with a second embodiment of the present invention; and

P-0042[0042]FIGS. 17, 17A, and <b>17</b>B are flow diagrams showing key steps performed in exchanging keys and objects between the simple device of FIG. 16 and the host computer and service of FIG. 13 in accordance with the second embodiment of the present invention.

DETAILED DESCRIPTION OF THE INVENTION

P-0043[0043] Referring to the drawings in details, wherein like numerals are used to indicate like elements throughout, there is shown in FIG. 1 an enforcement architecture <b>10</b> in accordance with one embodiment of the present invention. Overall, the enforcement architecture <b>10</b> allows an owner of digital content <b>12</b> to specify license rules that must be satisfied before such digital content <b>12</b> is allowed to be rendered on a user's computing device <b>14</b>. Such license rules are embodied within a digital license <b>16</b> that the user/user's computing device <b>14</b> (hereinafter, such terms are interchangeable unless circumstances require otherwise) must obtain from the content owner or an agent thereof. The digital content <b>12</b> is distributed in an encrypted form, and may be distributed freely and widely. Preferably, the decrypting key (KD) for decrypting the digital content <b>12</b> is included with the license <b>16</b>.

P-0044[0044] Computer Environment

P-0045[0045]FIG. 12 and the following discussion are intended to provide a brief general description of a suitable computing environment in which the present invention and/or portions thereof may be implemented. Although not required, the invention is described in the general context of computer-executable instructions, such as program modules, being executed by a computer, such as a client workstation or a server. Generally, program modules include routines, programs, objects, components, data structures and the like that perform particular tasks or implement particular abstract data types. Moreover, it should be appreciated that the invention and/or portions thereof may be practiced with other computer system configurations, including hand-held devices, multi-processor systems, microprocessor-based or programmable consumer electronics, network PCs, minicomputers, mainframe computers and the like. The invention may also be practiced in distributed computing environments where tasks are performed by remote processing devices that are linked through a communications network. In a distributed computing environment, program modules may be located in both local and remote memory storage devices.

P-0046[0046] As shown in FIG. 12, an exemplary general purpose computing system includes a conventional personal computer <b>120</b> or the like, including a processing unit <b>121</b>, a system memory <b>122</b>, and a system bus <b>123</b> that couples various system components including the system memory to the processing unit <b>121</b>. The system bus <b>123</b> may be any of several types of bus structures including a memory bus or memory controller, a peripheral bus, and a local bus using any of a variety of bus architectures. The system memory includes read-only memory (ROM) <b>124</b> and random access memory (RAM) <b>125</b>. A basic input/output system <b>126</b> (BIOS), containing the basic routines that help to transfer information between elements within the personal computer <b>120</b>, such as during start-up, is stored in ROM <b>124</b>.

P-0047[0047] The personal computer <b>120</b> may further include a hard disk drive <b>127</b> for reading from and writing to a hard disk (not shown), a magnetic disk drive <b>128</b> for reading from or writing to a removable magnetic disk <b>129</b>, and an optical disk drive <b>130</b> for reading from or writing to a removable optical disk <b>131</b> such as a CD-ROM or other optical media. The hard disk drive <b>127</b>, magnetic disk drive <b>128</b>, and optical disk drive <b>130</b> are connected to the system bus <b>123</b> by a hard disk drive interface <b>132</b>, a magnetic disk drive interface <b>133</b>, and an optical drive interface <b>134</b>, respectively. The drives and their associated computer-readable media provide non-volatile storage of computer readable instructions, data structures, program modules and other data for the personal computer <b>20</b>.

P-0048[0048] Although the exemplary environment described herein employs a hard disk, a removable magnetic disk <b>129</b>, and a removable optical disk <b>131</b>, it should be appreciated that other types of computer readable media which can store data that is accessible by a computer may also be used in the exemplary operating environment. Such other types of media include a magnetic cassette, a flash memory card, a digital video disk, a Bernoulli cartridge, a random access memory (RAM), a read-only memory (ROM), and the like.

P-0049[0049] A number of program modules may be stored on the hard disk, magnetic disk <b>129</b>, optical disk <b>131</b>, ROM <b>124</b> or RAM <b>125</b>, including an operating system <b>135</b>, one or more application programs <b>136</b>, other program modules <b>137</b> and program data <b>138</b>. A user may enter commands and information into the personal computer <b>120</b> through input devices such as a keyboard <b>140</b> and pointing device <b>142</b>. Other input devices (not shown) may include a microphone, joystick, game pad, satellite disk, scanner, or the like. These and other input devices are often connected to the processing unit <b>121</b> through a serial port interface <b>146</b> that is coupled to the system bus, but may be connected by other interfaces, such as a parallel port, game port, or universal serial bus (USB). A monitor <b>147</b> or other type of display device is also connected to the system bus <b>123</b> via an interface, such as a video adapter <b>148</b>. In addition to the monitor <b>147</b>, a personal computer typically includes other peripheral output devices (not shown), such as speakers and printers. The exemplary system of FIG. 12 also includes a host adapter <b>155</b>, a Small Computer System Interface (SCSI) bus <b>156</b>, and an external storage device <b>162</b> connected to the SCSI bus <b>156</b>.

P-0050[0050] The personal computer <b>120</b> may operate in a networked environment using logical connections to one or more remote computers, such as a remote computer <b>149</b>. The remote computer <b>149</b> may be another personal computer, a server, a router, a network PC, a peer device or other common network node, and typically includes many or all of the elements described above relative to the personal computer <b>120</b>, although only a memory storage device <b>150</b> has been illustrated in FIG. 12. The logical connections depicted in FIG. 12 include a local area network (LAN) <b>151</b> and a wide area network (WAN) <b>152</b>. Such networking environments are commonplace in offices, enterprise-wide computer networks, intranets, and the Internet.

P-0051[0051] When used in a LAN networking environment, the personal computer <b>120</b> is connected to the LAN <b>151</b> through a network interface or adapter <b>153</b>. When used in a WAN networking environment, the personal computer <b>120</b> typically includes a modem <b>154</b> or other means for establishing communications over the wide area network <b>152</b>, such as the Internet. The modem <b>154</b>, which may be internal or external, is connected to the system bus <b>123</b> via the serial port interface <b>146</b>. In a networked environment, program modules depicted relative to the personal computer <b>120</b>, or portions thereof, may be stored in the remote memory storage device. It will be appreciated that the network connections shown are exemplary and other means of establishing a communications link between the computers may be used.

P-0052[0052] Architecture

P-0053[0053] Referring again to FIG. 1, in one embodiment of the present invention, the architecture <b>10</b> includes an authoring tool <b>18</b>, a content-key database <b>20</b>, a content server <b>22</b>, a license server <b>24</b>, and a black box server <b>26</b>, as well as the aforementioned user's computing device <b>14</b>.

P-0054[0054] Architecture—Authoring Tool <b>18</b>

P-0055[0055] The authoring tool <b>18</b> is employed by a content owner to package a piece of digital content <b>12</b> into a form that is amenable for use in connection with the architecture <b>10</b> of the present invention. In particular, the content owner provides the authoring tool <b>18</b> with the digital content <b>12</b>, instructions and/or rules that are to accompany the digital content <b>12</b>, and instructions and/or rules as to how the digital content <b>12</b> is to be packaged. The authoring tool <b>18</b> then produces a digital content package <b>12</b><i>p </i>having the digital content <b>12</b> encrypted according to an encryption/decryption key, and the instructions and/or rules that accompany the digital content <b>12</b>.

P-0056[0056] In one embodiment of the present invention, the authoring tool <b>18</b> is instructed to serially produce several different digital content <b>12</b> packages <b>12</b><i>p</i>, each having the same digital content <b>12</b> encrypted according to a different encryption/decryption key. As should be understood, having several different packages <b>12</b><i>p </i>with the same digital content <b>12</b> may be useful for tracking the distribution of such packages <b>12</b><i>p</i>/content <b>12</b> (hereinafter simply “digital content <b>12</b>”, unless circumstances require otherwise). Such distribution tracking is not ordinarily necessary, but may be used by an investigative authority in cases where the digital content <b>12</b> has been illegally sold or broadcast.

P-0057[0057] In one embodiment of the present invention, the encryption/decryption key that encrypts the digital content <b>12</b> is a symmetric key, in that the encryption key is also the decryption key (KD). As will be discussed below in more detail, such decryption key (KD) is delivered to a user's computing device <b>14</b> in a hidden form as part of a license <b>16</b> for such digital content <b>12</b>. Preferably, each piece of digital content <b>12</b> is provided with a content ID (or each package <b>12</b><i>p </i>is provided with a package ID), each decryption key (KD) has a key ID, and the authoring tool <b>18</b> causes the decryption key (KD), key ID, and content ID (or package ID) for each piece of digital content <b>12</b> (or each package <b>12</b><i>p</i>) to be stored in the content-key database <b>20</b>. In addition, license data regarding the types of licenses <b>16</b> to be issued for the digital content <b>12</b> and the terms and conditions for each type of license <b>16</b> may be stored in the content-key database <b>20</b>, or else in another database (not shown). Preferably, the license data can be modified by the content owner at a later time as circumstances and market conditions may require.

P-0058[0058] In use, the authoring tool <b>18</b> is supplied with information including, among other things:

P-0059[0059] the digital content <b>12</b> to be packaged;

P-0060[0060] the type and parameters of watermarking and/or fingerprinting to be employed, if any;

P-0061[0061] the type and parameters of data compression to be employed, if any;

P-0062[0062] the type and parameters of encryption to be employed;

P-0063[0063] the type and parameters of serialization to be employed, if any; and

P-0064[0064] the instructions and/or rules that are to accompany the digital content <b>12</b>.

P-0065[0065] As is known, a watermark is a hidden, computer-readable signal that is added to the digital content <b>12</b> as an identifier. A fingerprint is a watermark that is different for each instance. As should be understood, an instance is a version of the digital content <b>12</b> that is unique. Multiple copies of any instance may be made, and any copy is of a particular instance. When a specific instance of digital content <b>12</b> is illegally sold or broadcast, an investigative authority can perhaps identify suspects according to the watermark/fingerprint added to such digital content <b>12</b>.

P-0066[0066] Data compression may be performed according to any appropriate compression algorithm without departing from the spirit and scope of the present invention. For example, the .mp3 or .wav compression algorithm may be employed. Of course, the digital content <b>12</b> may already be in a compressed state, in which case no additional compression is necessary.

P-0067[0067] The instructions and/or rules that are to accompany the digital content <b>12</b> may include practically any appropriate instructions, rules, or other information without departing from the spirit and scope of the present invention. As will be discussed below, such accompanying instructions/rules/information are primarily employed by the user and the user's computing device <b>14</b> to obtain a license <b>16</b> to render the digital content <b>12</b>. Accordingly, such accompanying instructions/rules/information may include an appropriately formatted license acquisition script or the like, as will be described in more detail below. In addition, or in the alternative, such accompanying instructions/rules/information may include ‘preview’ information designed to provide a user with a preview of the digital content <b>12</b>.

P-0068[0068] With the supplied information, the authoring tool <b>18</b> then produces one or more packages <b>12</b><i>p </i>corresponding to the digital content <b>12</b>. Each package <b>12</b><i>p </i>may then be stored on the content server <b>22</b> for distribution to the world.

P-0069[0069] In one embodiment of the present invention, and referring now to FIG. 2, the authoring tool <b>18</b> is a dynamic authoring tool <b>18</b> that receives input parameters which can be specified and operated on. Accordingly, such authoring tool <b>18</b> can rapidly produce multiple variations of package <b>12</b><i>p </i>for multiple pieces of digital content <b>12</b>. Preferably, the input parameters are embodied in the form of a dictionary <b>28</b>, as shown, where the dictionary <b>28</b> includes such parameters as:

P-0070[0070] the name of the input file <b>29</b><i>a </i>having the digital content <b>12</b>;

P-0071[0071] the type of encoding that is to take place

P-0072[0072] the encryption/decryption key (KD) to be employed,

P-0073[0073] the accompanying instructions/rules/information (‘header information’) to be packaged with the digital content <b>12</b> in the package <b>12</b><i>p. </i>

P-0074[0074] the type of muxing that is to occur; and

P-0075[0075] the name of the output file <b>29</b><i>b </i>to which the package <b>12</b><i>p </i>based on the digital content <b>12</b> is to be written.

P-0076[0076] As should be understood, such dictionary <b>28</b> is easily and quickly modifiable by an operator of the authoring tool <b>18</b> (human or machine), and therefore the type of authoring performed by the authoring tool <b>18</b> is likewise easily and quickly modifiable in a dynamic manner. In one embodiment of the present invention, the authoring tool <b>18</b> includes an operator interface (not shown) displayable on a computer screen to a human operator. Accordingly, such operator may modify the dictionary <b>28</b> by way of the interface, and further may be appropriately aided and/or restricted in modifying the dictionary <b>28</b> by way of the interface.

P-0077[0077] In the authoring tool <b>18</b>, and as seen in FIG. 2, a source filter <b>18</b><i>a </i>receives the name of the input file <b>29</b><i>a </i>having the digital content <b>12</b> from the dictionary <b>28</b>, and retrieves such digital content <b>12</b> from such input file and places the digital content <b>12</b> into a memory <b>29</b><i>c </i>such as a RAM or the like. An encoding filter <b>18</b><i>b </i>then performs encoding on the digital content <b>12</b> in the memory <b>29</b><i>c </i>to transfer the file from the input format to the output format according to the type of encoding specified in the dictionary <b>28</b> (i.e., .wav to asp, .mp3 to asp, etc.), and places the encoded digital content <b>12</b> in the memory <b>29</b><i>c</i>. As shown, the digital content <b>12</b> to be packaged (music, e.g.) is received in a compressed format such as the .wav or .mp3 format, and is transformed into a format such as the asp (active streaming protocol) format. Of course, other input and output formats may be employed without departing from the spirit and scope of the present invention.

P-0078[0078] Thereafter, an encryption filter <b>18</b><i>c </i>encrypts the encoded digital content <b>12</b> in the memory <b>29</b><i>c </i>according to the encryption/decryption key (KD) specified in the dictionary <b>28</b>, and places the encrypted digital content <b>12</b> in the memory <b>29</b><i>c</i>. A header filter <b>18</b><i>d </i>then adds the header information specified in the dictionary <b>28</b> to the encrypted digital content <b>12</b> in the memory <b>29</b><i>c. </i>

P-0079[0079] As should be understood, depending on the situation, the package <b>12</b><i>p </i>may include multiple streams of temporally aligned digital content <b>12</b> (one stream being shown in FIG. 2), where such multiple streams are multiplexed (i.e., ‘muxed’). Accordingly, a mux filter <b>18</b><i>e </i>performs muxing on the header information and encrypted digital content <b>12</b> in the memory <b>29</b><i>c </i>according to the type of muxing specified in the dictionary <b>28</b>, and places the result in the memory <b>29</b><i>c</i>. A file writer filter <b>18</b><i>f </i>then retrieves the result from the memory <b>29</b><i>c </i>and writes such result to the output file <b>29</b><i>b </i>specified in the dictionary <b>28</b> as the package <b>12</b><i>p. </i>

P-0080[0080] It should be noted that in certain circumstances, the type of encoding to be performed will not normally change. Since the type of muxing typically is based on the type of encoding, it is likewise the case that the type of muxing will not normally change, either. If this is in fact the case, the dictionary <b>28</b> need not include parameters on the type of encoding and/or the type of muxing. Instead, it is only necessary that the type of encoding be ‘hardwired’ into the encoding filter and/or that the type of muxing be ‘hardwired’ into the mux filter. Of course, as circumstance require, the authoring tool <b>18</b> may not include all of the aforementioned filters, or may include other filters, and any included filter may be hardwired or may perform its function according to parameters specified in the dictionary <b>28</b>, all without departing from the spirit and scope of the present invention.

P-0081[0081] Preferably, the authoring tool <b>18</b> is implemented on an appropriate computer, processor, or other computing machine by way of appropriate software. The structure and operation of such machine and such software should be apparent based on the disclosure herein and therefore do not require any detailed discussion in the present disclosure.

P-0082[0082] Architecture—Content Server <b>22</b>

P-0083[0083] Referring again to FIG. 1, in one embodiment of the present invention, the content server <b>22</b> distributes or otherwise makes available for retrieval the packages <b>12</b><i>p </i>produced by the authoring tool <b>18</b>. Such packages <b>12</b><i>p </i>may be distributed as requested by the content server <b>22</b> by way of any appropriate distribution channel without departing from the spirit and scope of the present invention. For example, such distribution channel may be the Internet or another network, an electronic bulletin board, electronic mail, or the like. In addition, the content server <b>22</b> may be employed to copy the packages <b>12</b><i>p </i>onto magnetic or optical disks or other storage devices, and such storage devices may then be distributed.

P-0084[0084] It will be appreciated that the content server <b>22</b> distributes packages <b>12</b><i>p </i>without regard to any trust or security issues. As discussed below, such issues are dealt with in connection with the license server <b>24</b> and the relationship between such license server <b>24</b> and the user's computing device <b>14</b>. In one embodiment of the present invention, the content server <b>22</b> freely releases and distributes packages <b>12</b><i>p </i>having digital content <b>12</b> to any distributee requesting same. However, the content server <b>22</b> may also release and distribute such packages <b>12</b><i>p </i>in a restricted manner without departing from the spirit and scope of the present invention. For example, the content server <b>22</b> may first require payment of a pre-determined distribution fee prior to distribution, or may require that a distributee identify itself, or may indeed make a determination of whether distribution is to occur based on an identification of the distributee.

P-0085[0085] In addition, the content server <b>22</b> may be employed to perform inventory management by controlling the authoring tool <b>18</b> to generate a number of different packages <b>12</b><i>p </i>in advance to meet an anticipated demand. For example, the server could generate 100 packages <b>12</b><i>p </i>based on the same digital content <b>12</b>, and serve each package <b>12</b><i>p </i>10 times. As supplies of packages <b>12</b><i>p </i>dwindle to <b>20</b>, for example, the content server <b>22</b> may then direct the authoring tool <b>18</b> to generate 80 additional packages <b>12</b><i>p</i>, again for example.

P-0086[0086] Preferably, the content server <b>22</b> in the architecture <b>10</b> has a unique public/private key pair (PU-CS, PR-CS) that is employed as part of the process of evaluating a license <b>16</b> and obtaining a decryption key (KD) for decrypting corresponding digital content <b>12</b>, as will be explained in more detail below. As is known, a public/private key pair is an asymmetric key, in that what is encrypted in one of the keys in the key pair can only be decrypted by the other of the keys in the key pair. In a public/private key pair encryption system, the public key may be made known to the world, but the private key should always be held in confidence by the owner of such private key. Accordingly, if the content server <b>22</b> encrypts data with its private key (PR-CS), it can send the encrypted data out into the world with its public key (PU-CS) for decryption purposes. Correspondingly, if an external device wants to send data to the content server <b>22</b> so that only such content server <b>22</b> can decrypt such data, such external device must first obtain the public key of the content server <b>22</b> (PU-CS) and then must encrypt the data with such public key. Accordingly, the content server <b>22</b> (and only the content server <b>22</b>) can then employ its private key (PR-CS) to decrypt such encrypted data.

P-0087[0087] As with the authoring tool <b>18</b>, the content server <b>22</b> is implemented on an appropriate computer, processor, or other computing machine by way of appropriate software. The structure and operation of such machine and such software should be apparent based on the disclosure herein and therefore do not require any detailed discussion in the present disclosure. Moreover, in one embodiment of the present invention, the authoring tool <b>18</b> and the content server <b>22</b> may reside on a single computer, processor, or other computing machine, each in a separate work space. It should be recognized, moreover, that the content server <b>22</b> may in certain circumstances include the authoring tool <b>18</b> and/or perform the functions of the authoring tool <b>18</b>, as discussed above.

P-0088[0088] Structure of Digital Content Package <b>12</b><i>p </i>

P-0089[0089] Referring now to FIG. 3, in one embodiment of the present invention, the digital content package <b>12</b><i>p </i>as distributed by the content server <b>22</b> includes:

P-0090[0090] the digital content <b>12</b> encrypted with the encryption/decryption key (KD), as was discussed above (i.e., (KD(CONTENT)));

P-0091[0091] the content ID (or package ID) of such digital content <b>12</b> (or package <b>12</b><i>p</i>);

P-0092[0092] the key ID of the decryption key (KD);

P-0093[0093] license acquisition information, preferably in an un-encrypted form; and

P-0094[0094] the key KD encrypting the content server <b>22</b> public key (PU-CS), signed by the content server <b>22</b> private key (PR-CS) (i.e., (KD (PU-CS)S(PR-CS))).

P-0095[0095] With regard to (KD (PU-CS)S(PR-CS)), it is to be understood that such item is to be used in connection with validating the digital content <b>12</b> and/or package <b>12</b><i>p</i>, as will be explained below. Unlike a certificate with a digital signature (see below), the key (PU-CS) is not necessary to get at (KD (PU-CS)). Instead, the key (PU-CS) is obtained merely by applying the decryption key (KD). Once so obtained, such key (PU-CS) may be employed to test the validity of the signature (S (PR-CS)).

P-0096[0096] It should also be understood that for such package <b>12</b><i>p </i>to be constructed by the authoring tool <b>18</b>, such authoring tool <b>18</b> must already possess the license acquisition information and (KD (PU-CS)S(PR-CS)), presumably as header information supplied by the dictionary <b>28</b>. Moreover, the authoring tool <b>18</b> and the content server <b>22</b> must presumably interact to construct (KD (PU-CS)S(PR-CS)). Such interaction may for example include the steps of:

P-0097[0097] the content server <b>22</b> sending (PU-CS) to the authoring tool <b>18</b>;

P-0098[0098] the authoring tool <b>18</b> encrypting (PU-CS) with (KD) to produce (KD (PU-CS));

P-0099[0099] the authoring tool <b>18</b> sending (KD (PU-CS)) to the content server <b>22</b>;

P-0100[0100] the content server <b>22</b> signing (KD (PU-CS)) with (PR-CS) to produce (KD (PU-CS)S(PR-CS)); and

P-0101[0101] the content server <b>22</b> sending (KD (PU-CS)S(PR-CS)) to the authoring tool <b>18</b>.

P-0102[0102] Architecture—License Server <b>24</b>

P-0103[0103] Referring again to FIG. 1, in one embodiment of the present invention, the license server <b>24</b> performs the functions of receiving a request for a license <b>16</b> from a user's computing device <b>14</b> in connection with a piece of digital content <b>12</b>, determining whether the user's computing device <b>14</b> can be trusted to honor an issued license <b>16</b>, negotiating such a license <b>16</b>, constructing such license <b>16</b>, and transmitting such license <b>16</b> to the user's computing device <b>14</b>. Preferably, such transmitted license <b>16</b> includes the decryption key (KD) for decrypting the digital content <b>12</b>. Such license server <b>24</b> and such functions will be explained in more detail below. Preferably, and like the content server <b>22</b>, the license server <b>24</b> in the architecture <b>10</b> has a unique public/private key pair (PU-LS, PR-LS) that is employed as part of the process of evaluating a license <b>16</b> and obtaining a decryption key (KD) for decrypting corresponding digital content <b>12</b>, as will be explained in more detail below.

P-0104[0104] As with the authoring tool <b>18</b> and the content server <b>22</b>, the license server <b>24</b> is implemented on an appropriate computer, processor, or other computing machine by way of appropriate software. The structure and operation of such machine and such software should be apparent based on the disclosure herein and therefore do not require any detailed discussion in the present disclosure. Moreover, in one embodiment of the present invention the authoring tool <b>18</b> and/or the content server <b>22</b> may reside on a single computer, processor, or other computing machine together with the license server <b>24</b>, each in a separate work space.

P-0105[0105] In one embodiment of the present invention, prior to issuance of a license <b>16</b>, the license server <b>24</b> and the content server <b>22</b> enter into an agency agreement or the like, wherein the license server <b>24</b> in effect agrees to be the licensing authority for at least a portion of the digital content <b>12</b> distributed by the content server <b>22</b>. As should be understood, one content server <b>22</b> may enter into an agency agreement or the like with several license servers <b>24</b>, and/or one license server <b>24</b> may enter into an agency agreement or the like with several content servers <b>22</b>, all without departing from the spirit and scope of the present invention.

P-0106[0106] Preferably, the license server <b>24</b> can show to the world that it does in fact have the authority to issue a license <b>16</b> for digital content <b>12</b> distributed by the content server <b>22</b>. To do so, it is preferable that the license server <b>24</b> send to the content server <b>22</b> the license server <b>24</b> public key (PU-LS), and that the content server <b>22</b> then send to the license server <b>24</b> a digital certificate containing PU-LS as the contents signed by the content server <b>22</b> private key (CERT (PU-LS)S(PR-CS)). As should be understood, the contents (PU-LS) in such certificate can only be accessed with the content server <b>22</b> public key (PU-CS). As should also be understood, in general, a digital signature of underlying data is an encrypted form of such data, and will not match such data when decrypted if such data has been adulterated or otherwise modified.

P-0107[0107] As a licensing authority in connection with a piece of digital content <b>12</b>, and as part of the licensing function, the license server <b>24</b> must have access to the decryption key (KD) for such digital content <b>12</b>. Accordingly, it is preferable that license server <b>24</b> have access to the content-key database <b>20</b> that has the decryption key (KD), key ID, and content ID (or package ID) for such digital content <b>12</b> (or package <b>12</b><i>p</i>).

P-0108[0108] Architecture—Black Box Server <b>26</b>

P-0109[0109] Still referring to FIG. 1, in one embodiment of the present invention, the black box server <b>26</b> performs the functions of installing and/or upgrading a new black box <b>30</b> in a user's computing device <b>14</b>. As will be explained in more detail below, the black box <b>30</b> performs encryption and decryption functions for the user's computing device <b>14</b>. As will also be explained in more detail below, the black box <b>30</b> is intended to be secure and protected from attack. Such security and protection is provided, at least in part, by upgrading the black box <b>30</b> to a new version as necessary by way of the black box server <b>26</b>, as will be explained in more detail below.

P-0110[0110] As with the authoring tool <b>18</b>, the content server <b>22</b>, and the license server <b>24</b>, the black box server <b>26</b> is implemented on an appropriate computer, processor, or other computing machine by way of appropriate software. The structure and operation of such machine and such software should be apparent based on the disclosure herein and therefore do not require any detailed discussion in the present disclosure. Moreover, in one embodiment of the present invention the license server <b>24</b>, the authoring tool <b>18</b>, and/or the content server <b>22</b> may reside on a single computer, processor, or other computing machine together with the black box server <b>26</b>, each in a separate work space. Note, though, that for security purposes, it may be wise to have the black box server <b>26</b> on a separate machine.

P-0111[0111] Architecture—User's Computing Device <b>14</b>

P-0112[0112] Referring now to FIG. 4, in one embodiment of the present invention, the user's computing device <b>14</b> is a personal computer or the like, having elements including a keyboard, a mouse, a screen, a processor, RAM, ROM, a hard drive, a floppy drive, a CD player, and/or the like. However, the user's computing device <b>14</b> may also be a dedicated viewing device such as a television or monitor, a dedicated audio device such as a stereo or other music player, a dedicated printer, or the like, among other things, all without departing from the spirit and scope of the present invention.

P-0113[0113] The content owner for a piece of digital content <b>12</b> must trust that the user's computing device <b>14</b> will abide by the rules specified by such content owner, i.e. that the digital content <b>12</b> will not be rendered unless the user obtains a license <b>16</b> that permits the rendering in the manner sought. Preferably, then, the user's computing device <b>14</b> must provide a trusted component or mechanism <b>32</b> that can satisfy to the content owner that such computing device <b>14</b> will not render the digital content <b>12</b> except according to the license rules embodied in the license <b>16</b> associated with the digital content <b>12</b> and obtained by the user.

P-0114[0114] Here, the trusted mechanism <b>32</b> is a Digital Rights Management (DRM) system <b>32</b> that is enabled when a user requests that a piece of digital content <b>12</b> be rendered, that determines whether the user has a license <b>16</b> to render the digital content <b>12</b> in the manner sought, that effectuates obtaining such a license <b>16</b> if necessary, that determines whether the user has the right to play the digital content <b>12</b> according to the license <b>16</b>, and that decrypts the digital content <b>12</b> for rendering purposes if in fact the user has such right according to such license <b>16</b>. The contents and function of the DRM system <b>32</b> on the user's computing device <b>14</b> and in connection with the architecture <b>10</b> are described below.

P-0115[0115] DRM System <b>32</b>

P-0116[0116] The DRM system <b>32</b> performs four main functions with the architecture <b>10</b> disclosed herein: (1) content acquisition, (2) license acquisition, (3) content rendering, and (4) black box <b>30</b> installation/update. Preferably, any of the functions can be performed at any time, although it is recognized that some of the functions already require that digital content <b>12</b> be acquired.

P-0117[0117] DRM System <b>32</b>—Content Acquisition

P-0118[0118] Acquisition of digital content <b>12</b> by a user and/or the user's computing device <b>14</b> is typically a relatively straight-forward matter and generally involves placing a file having encrypted digital content <b>12</b> on the user's computing device <b>14</b>. Of course, to work with the architecture <b>10</b> and the DRM system <b>32</b> disclosed herein, it is necessary that the encrypted digital content <b>12</b> be in a form that is amenable to such architecture <b>10</b> and DRM system <b>32</b>, such as the digital package <b>12</b><i>p </i>as will be described below.

P-0119[0119] As should be understood, the digital content <b>12</b> may be obtained in any manner from a content server <b>22</b>, either directly or indirectly, without departing from the spirit and scope of the present invention. For example, such digital content <b>12</b> may be downloaded from a network such as the Internet, located on an obtained optical or magnetic disk or the like, received as part of an E-mail message or the like, or downloaded from an electronic bulletin board or the like.

P-0120[0120] Such digital content <b>12</b>, once obtained, is preferably stored in a manner such that the obtained digital content <b>12</b> is accessible by a rendering application <b>34</b> (to be described below) running on the computing device <b>14</b>, and by the DRM system <b>32</b>. For example, the digital content <b>12</b> may be placed as a file on a hard drive (not shown) of the user's computing device <b>14</b>, or on a network server (not shown) accessible to the computing device <b>14</b>. In the case where the digital content <b>12</b> is obtained on an optical or magnetic disk or the like, it may only be necessary that such disk be present in an appropriate drive (not shown) coupled to the user's computing device <b>14</b>.

P-0121[0121] In the present invention, it is not envisioned that any special tools are necessary to acquire digital content <b>12</b>, either from the content server <b>22</b> as a direct distribution source or from some intermediary as an indirect distribution source. That is, it is preferable that digital content <b>12</b> be as easily acquired as any other data file. However, the DRM system <b>32</b> and/or the rendering application <b>34</b> may include an interface (not shown) designed to assist the user in obtaining digital content <b>12</b>. For example, the interface may include a web browser especially designed to search for digital content <b>12</b>, links to pre-defined Internet web sites that are known to be sources of digital content <b>12</b>, and the like.

P-0122[0122] DRM System <b>32</b>—Content Rendering, Part 1

P-0123[0123] Referring now to FIG. 5A, in one embodiment of the present invention, assuming the encrypted digital content <b>12</b> has been distributed to and received by a user and placed by the user on the computing device <b>14</b> in the form of a stored file, the user will attempt to render the digital content <b>12</b> by executing some variation on a render command (step <b>501</b>). For example, such render command may be embodied as a request to ‘play’ or ‘open’ the digital content <b>12</b>. In some computing environments, such as for example the “MICROSOFT WINDOWS” operating system, distributed by MICROSOFT Corporation of Redmond, Wash., such play or open command may be as simple as ‘clicking’ on an icon representative of the digital content <b>12</b>. Of course, other embodiments of such render command may be employed without departing from the spirit and scope of the present invention. In general, such render command may be considered to be executed whenever a user directs that a file having digital content <b>12</b> be opened, run, executed, and/or the like.

P-0124[0124] Importantly, and in addition, such render command may be embodied as a request to copy the digital content <b>12</b> to another form, such as to a printed form, a visual form, an audio form, etc. As should be understood, the same digital content <b>12</b> may be rendered in one form, such as on a computer screen, and then in another form, such as a printed document. In the present invention, each type of rendering is performed only if the user has the right to do so, as will be explained below.

P-0125[0125] In one embodiment of the present invention, the digital content <b>12</b> is in the form of a digital file having a file name ending with an extension, and the computing device <b>14</b> can determine based on such extension to start a particular kind of rendering application <b>34</b>. For example, if the file name extension indicates that the digital content <b>12</b> is a text file, the rendering application <b>34</b> is some form of word processor such as the “MICROSOFT WORD”, distributed by MICROSOFT Corporation of Redmond, Wash. Likewise, if the file name extension indicates that the digital content <b>12</b> is an audio, video, and/or multimedia file, the rendering application <b>34</b> is some form of multimedia player, such as “MICROSOFT MEDIA PLAYER”, also distributed by MICROSOFT Corporation of Redmond, Wash.

P-0126[0126] Of course, other methods of determining a rendering application may be employed without departing from the spirit and scope of the present invention. As but one example, the digital content <b>12</b> may contain meta-data in an un-encrypted form (i.e., the aforementioned header information), where the meta-data includes information on the type of rendering application <b>34</b> necessary to render such digital content <b>12</b>.

P-0127[0127] Preferably, such rendering application <b>34</b> examines the digital content <b>12</b> associated with the file name and determines whether such digital content <b>12</b> is encrypted in a rights-protected form (steps <b>503</b>, <b>505</b>). If not protected, the digital content <b>12</b> may be rendered without further ado (step <b>507</b>). If protected, the rendering application <b>34</b> determines from the encrypted digital content <b>12</b> that the DRM system <b>32</b> is necessary to play such digital content <b>12</b>. Accordingly, such rendering application <b>34</b> directs the user's computing device <b>14</b> to run the DRM system <b>32</b> thereon (step <b>509</b>). Such rendering application <b>34</b> then calls such DRM system <b>32</b> to decrypt the digital content <b>12</b> (step <b>511</b>). As will be discussed in more detail below, the DRM system <b>32</b> in fact decrypts the digital content <b>12</b> only if the user has a valid license <b>16</b> for such digital content <b>12</b> and the right to play the digital content <b>12</b> according to the license rules in the valid license <b>16</b>. Preferably, once the DRM system <b>32</b> has been called by the rendering application <b>34</b>, such DRM system <b>32</b> assumes control from the rendering application <b>34</b>, at least for purposes of determining whether the user has a right to play such digital content <b>12</b> (step <b>513</b>).

P-0128[0128] DRM System <b>32</b> Components

P-0129[0129] In one embodiment of the present invention, and referring again to FIG. 4, the DRM system <b>32</b> includes a license evaluator <b>36</b>, the black box <b>30</b>, a license store <b>38</b>, and a state store <b>40</b>.

P-0130[0130] DRM System <b>32</b> Components—License Evaluator <b>36</b>

P-0131[0131] The license evaluator <b>36</b> locates one or more licenses <b>16</b> that correspond to the requested digital content <b>12</b>, determines whether such licenses <b>16</b> are valid, reviews the license rules in such valid licenses <b>16</b>, and determines based on the reviewed license rules whether the requesting user has the right to render the requested digital content <b>12</b> in the manner sought, among other things. As should be understood, the license evaluator <b>36</b> is a trusted component in the DRM system <b>32</b>. In the present disclosure, to be ‘trusted’ means that the license server <b>24</b> (or any other trusting element) is satisfied that the trusted element will carry out the wishes of the owner of the digital content <b>12</b> according to the rights description in the license <b>16</b>, and that a user cannot easily alter such trusted element for any purpose, nefarious or otherwise.

P-0132[0132] The license evaluator <b>36</b> has to be trusted in order to ensure that such license evaluator <b>36</b> will in fact evaluate a license <b>16</b> properly, and to ensure that such license evaluator <b>36</b> has not been adulterated or otherwise modified by a user for the purpose of bypassing actual evaluation of a license <b>16</b>. Accordingly, the license evaluator <b>36</b> is run in a protected or shrouded environment such that the user is denied access to such license evaluator <b>36</b>. Other protective measures may of course be employed in connection with the license evaluator <b>36</b> without departing from the spirit and scope of the present invention.

P-0133[0133] DRM System <b>32</b> Components—Black Box <b>30</b>

P-0134[0134] Primarily, and as was discussed above, the black box <b>30</b> performs encryption and decryption functions in the DRM system <b>32</b>. In particular, the black box <b>30</b> works in conjunction with the license evaluator <b>36</b> to decrypt and encrypt certain information as part of the license evaluation function. In addition, once the license evaluator <b>36</b> determines that a user does in fact have the right to render the requested digital content <b>12</b> in the manner sought, the black box <b>30</b> is provided with a decryption key (KD) for such digital content <b>12</b>, and performs the function of decrypting such digital content <b>12</b> based on such decryption key (KD).

P-0135[0135] The black box <b>30</b> is also a trusted component in the DRM system <b>32</b>. In particular, the license server <b>24</b> must trust that the black box <b>30</b> will perform the decryption function only in accordance with the license rules in the license <b>16</b>, and also trust that such black box <b>30</b> will not operate should it become adulterated or otherwise modified by a user for the nefarious purpose of bypassing actual evaluation of a license <b>16</b>. Accordingly, the black box <b>30</b> is also run in a protected or shrouded environment such that the user is denied access to such black box <b>30</b>. Again, other protective measures may be employed in connection with the black box <b>30</b> without departing from the spirit and scope of the present invention. Preferably, and like the content server <b>22</b> and license server <b>24</b>, the black box <b>30</b> in the DRM system <b>32</b> has a unique public/private key pair (PU-BB, PR-BB) that is employed as part of the process of evaluating the license <b>16</b> and obtaining a decryption key (KD) for decrypting the digital content <b>12</b>, as will be described in more detail below.

P-0136[0136] DRM System <b>32</b> Components—License Store <b>38</b>

P-0137[0137] The license store <b>38</b> stores licenses <b>16</b> received by the DRM system <b>32</b> for corresponding digital content <b>12</b>. The license store <b>38</b> itself need not be trusted since the license store <b>38</b> merely stores licenses <b>16</b>, each of which already has trust components built thereinto, as will be described below. In one embodiment of the present invention, the license store <b>38</b> is merely a sub-directory of a drive such as a hard disk drive or a network drive. However, the license store <b>38</b> may be embodied in any other form without departing from the spirit and scope of the present invention, so long as such license store <b>38</b> performs the function of storing licenses <b>16</b> in a location relatively convenient to the DRM system <b>32</b>.

P-0138[0138] DRM System <b>32</b> Components—State Store <b>40</b>

P-0139[0139] The state store <b>40</b> performs the function of maintaining state information corresponding to licenses <b>16</b> presently or formerly in the license store <b>38</b>. Such state information is created by the DRM system <b>32</b> and stored in the state store <b>40</b> as necessary. For example, if a particular license <b>16</b> only allows a pre-determined number of renderings of a piece of corresponding digital content <b>12</b>, the state store <b>40</b> maintains state information on how many renderings have in fact taken place in connection with such license <b>16</b>. The state store <b>40</b> continues to maintain state information on licenses <b>16</b> that are no longer in the license store <b>38</b> to avoid the situation where it would otherwise be advantageous to delete a license <b>16</b> from the license store <b>38</b> and then obtain an identical license <b>16</b> in an attempt to delete the corresponding state information from the state store <b>40</b>.

P-0140[0140] The state store <b>40</b> also has to be trusted in order to ensure that the information stored therein is not reset to a state more favorable to a user. Accordingly, the state store <b>40</b> is likewise run in a protected or shrouded environment such that the user is denied access to such state store <b>40</b>. Once again, other protective measures may of course be employed in connection with the state store <b>40</b> without departing from the spirit and scope of the present invention. For example, the state store <b>40</b> may be stored by the DRM system <b>32</b> on the computing device <b>14</b> in an encrypted form.

P-0141[0141] DRM System <b>32</b>—Content Rendering, Part 2

P-0142[0142] Referring again to FIG. 5A, and again discussing content rendering in one embodiment of the present invention, once the DRM system <b>32</b> has assumed control from the calling rendering application <b>34</b>, such DRM system <b>32</b> then begins the process of determining whether the user has a right to render the requested digital content <b>12</b> in the manner sought. In particular, the DRM system <b>32</b> either locates a valid, enabling license <b>16</b> in the license store (steps <b>515</b>, <b>517</b>) or attempts to acquire a valid, enabling license <b>16</b> from the license server <b>24</b> (i.e. performs the license acquisition function as discussed below and as shown in FIG. 7).

P-0143[0143] As a first step, and referring now to FIG. 6, the license evaluator <b>36</b> of such DRM system <b>32</b> checks the license store <b>38</b> for the presence of one or more received licenses <b>16</b> that correspond to the digital content <b>12</b> (step <b>601</b>). Typically, the license <b>16</b> is in the form of a digital file, as will be discussed below, although it will be recognized that the license <b>16</b> may also be in other forms without departing from the spirit and scope of the present invention. Typically, the user will receive the digital content <b>12</b> without such license <b>16</b>, although it will likewise be recognized that the digital content <b>12</b> may be received with a corresponding license <b>16</b> without departing from the spirit and scope of the present invention.

P-0144[0144] As was discussed above in connection with FIG. 3, each piece of digital content <b>12</b> is in a package <b>12</b><i>p </i>with a content ID (or package ID) identifying such digital content <b>12</b> (or package <b>12</b><i>p</i>), and a key ID identifying the decryption key (KD) that will decrypt the encrypted digital content <b>12</b>. Preferably, the content ID (or package ID) and the key ID are in an un-encrypted form. Accordingly, and in particular, based on the content ID of the digital content <b>12</b>, the license evaluator <b>36</b> looks for any license <b>16</b> in the license store <b>38</b> that contains an identification of applicability to such content ID. Note that multiple such licenses <b>16</b> may be found, especially if the owner of the digital content <b>12</b> has specified several different kinds of licenses <b>16</b> for such digital content <b>12</b>, and the user has obtained multiple ones of such licenses <b>16</b>. If in fact the license evaluator <b>36</b> does not find in the license store <b>38</b> any license <b>16</b> corresponding to the requested digital content <b>12</b>, the DRM system <b>32</b> may then perform the function of license acquisition (step <b>519</b> of FIG. 5), to be described below.

P-0145[0145] Assume now that the DRM system <b>32</b> has been requested to render a piece of digital content <b>12</b>, and one or more licenses <b>16</b> corresponding thereto are present in the license store <b>38</b>. In one embodiment of the present invention, then, the license evaluator <b>36</b> of the DRM system <b>32</b> proceeds to determine for each such license <b>16</b> whether such license <b>16</b> itself is valid (steps <b>603</b> and <b>605</b> of FIG. 6). Preferably, and in particular, each license <b>16</b> includes a digital signature <b>26</b> based on the content <b>28</b> of the license <b>16</b>. As should be understood, the digital signature <b>26</b> will not match the license <b>16</b> if the content <b>28</b> has been adulterated or otherwise modified. Thus, the license evaluator <b>36</b> can determine based on the digital signature <b>26</b> whether the content <b>28</b> is in the form that it was received from the license server <b>24</b> (i.e., is valid). If no valid license <b>16</b> is found in the license store <b>38</b>, the DRM system <b>32</b> may then perform the license acquisition function described below to obtain such a valid license <b>16</b>.

P-0146[0146] Assuming that one or more valid licenses <b>16</b> are found, for each valid license <b>16</b>, the license evaluator <b>36</b> of the DRM system <b>32</b> next determines whether such valid license <b>16</b> gives the user the right to render the corresponding digital content <b>12</b> in the manner desired (i.e., is enabling) (steps <b>607</b> and <b>609</b>). In particular, the license evaluator <b>36</b> determines whether the requesting user has the right to play the requested digital content <b>12</b> based on the rights description in each license <b>16</b> and based on what the user is attempting to do with the digital content <b>12</b>. For example, such rights description may allow the user to render the digital content <b>12</b> into a sound, but not into a decrypted digital copy.

P-0147[0147] As should be understood, the rights description in each license <b>16</b> specifies whether the user has rights to play the digital content <b>12</b> based on any of several factors, including who the user is, where the user is located, what type of computing device <b>14</b> the user is using, what rendering application <b>34</b> is calling the DRM system <b>32</b>, the date, the time, etc. In addition, the rights description may limit the license <b>16</b> to a pre-determined number of plays, or pre-determined play time, for example. In such case, the DRM system <b>32</b> must refer to any state information with regard to the license <b>16</b>, (i.e., how many times the digital content <b>12</b> has been rendered, the total amount of time the digital content <b>12</b> has been rendered, etc.), where such state information is stored in the state store <b>40</b> of the DRM system <b>32</b> on the user's computing device <b>14</b>.

P-0148[0148] Accordingly, the license evaluator <b>36</b> of the DRM system <b>32</b> reviews the rights description of each valid license <b>16</b> to determine whether such valid license <b>16</b> confers the rights sought to the user. In doing so, the license evaluator <b>36</b> may have to refer to other data local to the user's computing device <b>14</b> to perform a determination of whether the user has the rights sought. As seen in FIG. 4, such data may include an identification <b>42</b> of the user's computing device (machine) <b>14</b> and particular aspects thereof, an identification <b>44</b> of the user and particular aspects thereof, an identification of the rendering application <b>34</b> and particular aspects thereof, a system clock <b>46</b>, and the like. If no valid license <b>16</b> is found that provides the user with the right to render the digital content <b>12</b> in the manner sought, the DRM system <b>32</b> may then perform the license acquisition function described below to obtain such a license <b>16</b>, if in fact such a license <b>16</b> is obtainable.

P-0149[0149] Of course, in some instances the user cannot obtain the right to render the digital content <b>12</b> in the manner requested, because the content owner of such digital content <b>12</b> has in effect directed that such right not be granted. For example, the content owner of such digital content <b>12</b> may have directed that no license <b>16</b> be granted to allow a user to print a text document, or to copy a multimedia presentation into an un-encrypted form. In one embodiment of the present invention, the digital content <b>12</b> includes data on what rights are available upon purchase of a license <b>16</b>, and types of licenses <b>16</b> available. However, it will be recognized that the content owner of a piece of digital content <b>12</b> may at any time change the rights currently available for such digital content <b>12</b> by changing the licenses <b>16</b> available for such digital content <b>12</b>.

P-0150[0150] DRM System <b>32</b>—License Acquisition

P-0151[0151] Referring now to FIG. 7, if in fact the license evaluator <b>36</b> does not find in the license store <b>38</b> any valid, enabling license <b>16</b> corresponding to the requested digital content <b>12</b>, the DRM system <b>32</b> may then perform the function of license acquisition. As shown in FIG. 3, each piece of digital content <b>12</b> is packaged with information in an un-encrypted form regarding how to obtain a license <b>16</b> for rendering such digital content <b>12</b> (i.e., license acquisition information).

P-0152[0152] In one embodiment of the present invention, such license acquisition information may include (among other things) types of licenses <b>16</b> available, and one or more Internet web sites or other site information at which one or more appropriate license servers <b>24</b> may be accessed, where each such license server <b>24</b> is in fact capable of issuing a license <b>16</b> corresponding to the digital content <b>12</b>. Of course, the license <b>16</b> may be obtained in other manners without departing from the spirit and scope of the present invention. For example, the license <b>16</b> may be obtained from a license server <b>24</b> at an electronic bulletin board, or even in person or via regular mail in the form of a file on a magnetic or optical disk or the like.

P-0153[0153] Assuming that the location for obtaining a license <b>16</b> is in fact a license server <b>24</b> on a network, the license evaluator <b>36</b> then establishes a network connection to such license server <b>24</b> based on the web site or other site information, and then sends a request for a license <b>16</b> from such connected license server <b>24</b> (steps <b>701</b>, <b>703</b>). In particular, once the DRM system <b>32</b> has contacted the license server <b>24</b>, such DRM system <b>32</b> transmits appropriate license request information <b>36</b> to such license server <b>24</b>. In one embodiment of the present invention, such license <b>16</b> request information <b>36</b> may include:

P-0154[0154] the public key of the black box <b>30</b> of the DRM system <b>32</b> (PU-BB);

P-0155[0155] the version number of the black box <b>30</b> of the DRM system <b>32</b>;

P-0156[0156] a certificate with a digital signature from a certifying authority certifying the black box <b>30</b> (where the certificate may in fact include the aforementioned public key and version number of the black box <b>30</b>);

P-0157[0157] the content ID (or package ID) that identifies the digital content <b>12</b> (or package <b>12</b><i>p</i>);

P-0158[0158] the key ID that identifies the decryption key (KD) for decrypting the digital content <b>12</b>;

P-0159[0159] the type of license <b>16</b> requested (if in fact multiple types are available);

P-0160[0160] the type of rendering application <b>34</b> that requested rendering of the digital content <b>12</b>;

P-0161[0161] and/or the like, among other things. Of course, greater or lessor amounts of license <b>16</b> request information <b>36</b> may be transmitted to the license server <b>24</b> by the DRM system <b>32</b> without departing from the spirit and scope of the present invention. For example, information on the type of rendering application <b>34</b> may not be necessary, while additional information about the user and/or the user's computing device <b>14</b> may be necessary.

P-0162[0162] Once the license server <b>24</b> has received the license <b>16</b> request information <b>36</b> from the DRM system <b>32</b>, the license server <b>24</b> may then perform several checks for trust/authentication and for other purposes. In one embodiment of the present invention, such license server <b>24</b> checks the certificate with the digital signature of the certifying authority to determine whether such has been adulterated or otherwise modified (steps <b>705</b>, <b>707</b>). If so, the license server <b>24</b> refuses to grant any license <b>16</b> based on the request information <b>36</b>. The license server <b>24</b> may also maintain a list of known ‘bad’ users and/or user's computing devices <b>14</b>, and may refuse to grant any license <b>16</b> based on a request from any such bad user and/or bad user's computing device <b>14</b> on the list. Such ‘bad’ list may be compiled in any appropriate manner without departing from the spirit and scope of the present invention.

P-0163[0163] Based on the received request and the information associated therewith, and particularly based on the content ID (or package ID) in the license request information, the license server <b>24</b> can interrogate the content-key database <b>20</b> (FIG. 1) and locate a record corresponding to the digital content <b>12</b> (or package <b>12</b><i>p</i>) that is the basis of the request. As was discussed above, such record contains the decryption key (KD), key ID, and content ID for such digital content <b>12</b>. In addition, such record may contain license data regarding the types of licenses <b>16</b> to be issued for the digital content <b>12</b> and the terms and conditions for each type of license <b>16</b>. Alternatively, such record may include a pointer, link, or reference to a location having such additional information.

P-0164[0164] As mentioned above, multiple types of licenses <b>16</b> may be available. For example, for a relatively small license fee, a license <b>16</b> allowing a limited number of renderings may be available. For a relatively greater license fee, a license <b>16</b> allowing unlimited renderings until an expiration date may be available. For a still greater license fee, a license <b>16</b> allowing unlimited renderings without any expiration date may be available. Practically any type of license <b>16</b> having any kind of license terms may be devised and issued by the license server <b>24</b> without departing from the spirit and scope of the present invention.

P-0165[0165] In one embodiment of the present invention, the request for a license <b>16</b> is accomplished with the aid of a web page or the like as transmitted from the license server <b>24</b> to the user's computing device <b>14</b>. Preferably, such web page includes information on all types of licenses <b>16</b> available from the license server <b>24</b> for the digital content <b>12</b> that is the basis of the license <b>16</b> request.

P-0166[0166] In one embodiment of the present invention, prior to issuing a license <b>16</b>, the license server <b>24</b> checks the version number of the black box <b>30</b> to determine whether such black box <b>30</b> is relatively current (steps <b>709</b>, <b>711</b>). As should be understood, the black box <b>30</b> is intended to be secure and protected from attacks from a user with nefarious purposes (i.e., to improperly render digital content <b>12</b> without a license <b>16</b>, or outside the terms of a corresponding license <b>16</b>). However, it is to be recognized that no system and no software device is in fact totally secure from such an attack.

P-0167[0167] As should also be understood, if the black box <b>30</b> is relatively current, i.e., has been obtained or updated relatively recently, it is less likely that such black box <b>30</b> has been successfully attacked by such a nefarious user. Preferably, and as a matter of trust, if the license server <b>24</b> receives a license request with request information <b>36</b> including a black box <b>30</b> version number that is not relatively current, such license server <b>24</b> refuses to issue the requested license <b>16</b> until the corresponding black box <b>30</b> is upgraded to a current version, as will be described below. Put simply, the license server <b>24</b> will not trust such black box <b>30</b> unless such black box <b>30</b> is relatively current.

P-0168[0168] In the context of the black box <b>30</b> of the present invention, the term ‘current’ or ‘relatively current’ may have any appropriate meaning without departing from the spirit and scope of the present invention, consistent with the function of providing trust in the black box <b>30</b> based on the age or use thereof. For example, ‘current’ may be defined according to age (i.e., less than one month old). As an alternative example, ‘current’ may be defined based on a number of times that the black box <b>30</b> has decrypted digital content <b>12</b> (i.e., less than 200 instances of decryption). Moreover, ‘current’ may be based on policy as set by each license server <b>24</b>, where one license server <b>24</b> may define ‘current’ differently from another license server <b>24</b>, and a license server <b>24</b> may further define ‘current’ differently depending on the digital content <b>12</b> for which a license <b>16</b> is requested, or depending on the type of license <b>16</b> requested, among other things.

P-0169[0169] Assuming that the license server <b>24</b> is satisfied from the version number of a black box <b>30</b> or other indicia thereof that such black box <b>30</b> is current, the license server <b>24</b> then proceeds to negotiate terms and conditions for the license <b>16</b> with the user (step <b>713</b>). Alternatively, the license server <b>24</b> negotiates the license <b>16</b> with the user, then satisfies itself from the version number of the black box <b>30</b> that such black box <b>30</b> is current (i.e., performs step <b>713</b>, then step <b>711</b>). Of course, the amount of negotiation varies depending on the type of license <b>16</b> to be issued, and other factors. For example, if the license server <b>24</b> is merely issuing a paid-up unlimited use license <b>16</b>, very little need be negotiated. On the other hand, if the license <b>16</b> is to be based on such items as varying values, sliding scales, break points, and other details, such items and details may need to be worked out between the license server <b>24</b> and the user before the license <b>16</b> can be issued.

P-0170[0170] As should be understood, depending on the circumstances, the license negotiation may require that the user provide further information to the license server <b>24</b> (for example, information on the user, the user's computing device <b>14</b>, etc.). Importantly, the license negotiation may also require that the user and the license server <b>24</b> determine a mutually acceptable payment instrument (a credit account, a debit account, a mailed check, etc.) and/or payment method (paid-up immediately, spread over a period of time, etc.), among other things.

P-0171[0171] Once all the terms of the license <b>16</b> have been negotiated and agreed to by both the license server <b>24</b> and user (step <b>715</b>), a digital license <b>16</b> is generated by the license server <b>24</b> (step <b>719</b>), where such generated license <b>16</b> is based at least in part on the license request, the black box <b>30</b> public key (PU-BB), and the decryption key (KD) for the digital content <b>12</b> that is the basis of the request as obtained from the content-key database <b>20</b>. In one embodiment of the present invention, and as seen in FIG. 8, the generated license <b>16</b> includes:

P-0172[0172] the content ID of the digital content <b>12</b> to which the license <b>16</b> applies;

P-0173[0173] a Digital Rights License (DRL) <b>48</b> (i.e., the rights description or actual terms and conditions of the license <b>16</b> written in a predetermined form that the license evaluator <b>36</b> can interrogate), perhaps encrypted with the decryption key (KD) (i.e., KD (DRL));

P-0174[0174] the decryption key (KD) for the digital content <b>12</b> encrypted with the black box <b>30</b> public key (PU-BB) as receive in the license request (i.e.,(PU-BB (KD));

P-0175[0175] a digital signature from the license server <b>24</b> (without any attached certificate) based on (KD (DRL)) and (PU-BB (KD)) and encrypted with the license server <b>24</b> private key (i.e., (S (PR-LS))); and

P-0176[0176] the certificate that the license server <b>24</b> obtained previously from the content server <b>22</b>, such certificate indicating that the license server <b>24</b> has the authority from the content server <b>22</b> to issue the license <b>16</b> (i.e., (CERT (PU-LS)S (PR-CS))).

P-0177[0177] As should be understood, the aforementioned elements and perhaps others are packaged into a digital file or some other appropriate form. As should also be understood, if the DRL <b>48</b> or (PU-BB (KD)) in the license <b>16</b> should become adulterated or otherwise modified, the digital signature (S (PR-LS)) in the license <b>16</b> will not match and therefore will not validate such license <b>16</b>. For this reason, the DRL <b>48</b> need not necessarily be in an encrypted form (i.e., (KD(DRL)) as mentioned above), although such encrypted form may in some instances be desirable and therefore may be employed without departing from the spirit and scope of the present invention.

P-0178[0178] Once the digital license <b>16</b> has been prepared, such license <b>16</b> is then issued to the requestor (i.e., the DRM system <b>32</b> on the user's computing device <b>14</b>) (step <b>719</b> of FIG. 7). Preferably, the license <b>16</b> is transmitted over the same path through which the request therefor was made (i.e., the Internet or another network), although another path may be employed without departing from the spirit and scope of the present invention. Upon receipt, the requesting DRM system <b>32</b> preferably automatically places the received digital license <b>16</b> in the license store <b>38</b> (step <b>721</b>).

P-0179[0179] It is to be understood that a user's computing device <b>14</b> may on occasion malfunction, and licenses <b>16</b> stored in the license store <b>38</b> of the DRM system <b>32</b> on such user's computing device <b>14</b> may become irretrievably lost. Accordingly, it is preferable that the license server <b>24</b> maintain a database <b>50</b> of issued licenses <b>16</b> (FIG. 1), and that such license server <b>24</b> provide a user with a copy or re-issue (hereinafter ‘re-issue’) of an issued license <b>16</b> if the user is in fact entitled to such re-issue. In the aforementioned case where licenses <b>16</b> are irretrievably lost, it is also likely the case that state information stored in the state store <b>40</b> and corresponding to such licenses <b>16</b> is also lost. Such lost state information should be taken into account when re-issuing a license <b>16</b>. For example, a fixed number of renderings license <b>16</b> might legitimately be re-issued in a pro-rated form after a relatively short period of time, and not re-issued at all after a relatively longer period of time.

P-0180[0180] DRM System <b>32</b>—Installation/Upgrade of Black Box <b>30</b>

P-0181[0181] As was discussed above, as part of the function of acquiring a license <b>16</b>, the license server <b>24</b> may deny a request for a license <b>16</b> from a user if the user's computing device <b>14</b> has a DRM system <b>32</b> with a black box <b>30</b> that is not relatively current, i.e., has a relatively old version number. In such case, it is preferable that the black box <b>30</b> of such DRM system <b>32</b> be upgraded so that the license acquisition function can then proceed. Of course, the black box <b>30</b> may be upgraded at other times without departing from the spirit and scope of the present invention.

P-0182[0182] Preferably, as part of the process of installing the DRM system <b>32</b> on a user's computing device <b>14</b>, a non-unique ‘lite’ version of a black box <b>30</b> is provided. Such ‘lite’ black box <b>30</b> is then upgraded to a unique regular version prior to rendering a piece of digital content <b>12</b>. As should be understood, if each black box <b>30</b> in each DRM system <b>32</b> is unique, a security breach into one black box <b>30</b> cannot easily be replicated with any other black box <b>30</b>.

P-0183[0183] Referring now to FIG. 9, the DRM system <b>32</b> obtains the unique black box <b>30</b> by requesting same from a black box server <b>26</b> or the like (as was discussed above and as shown in FIG. 1) (step <b>901</b>). Typically, such request is made by way of the Internet, although other means of access may be employed without departing from the spirit and scope of the present invention. For example, the connection to a black box server <b>26</b> may be a direct connection, either locally or remotely. An upgrade from one unique non-lite black box <b>30</b> to another unique non-lite black box <b>30</b> may also be requested by the DRM system <b>32</b> at any time, such as for example a time when a license server <b>24</b> deems the black box <b>30</b> not current, as was discussed above.

P-0184[0184] Thereafter, the black box server <b>26</b> generates a new unique black box <b>30</b> (step <b>903</b>). As seen in FIG. 3, each new black box <b>30</b> is provided with a version number and a certificate with a digital signature from a certifying authority. As was discussed above in connection with the license acquisition function, the version number of the black box <b>30</b> indicates the relative age and/or use thereof. The certificate with the digital signature from the certifying authority, also discussed above in connection with the license acquisition function, is a proffer or vouching mechanism from the certifying authority that a license server <b>24</b> should trust the black box <b>30</b>. Of course, the license server <b>24</b> must trust the certifying authority to issue such a certificate for a black box <b>30</b> that is in fact trustworthy. It may be the case, in fact, that the license server <b>24</b> does not trust a particular certifying authority, and refuses to honor any certificate issued by such certifying authority. Trust may not occur, for example, if a particular certifying authority is found to be engaging in a pattern of improperly issuing certificates.

P-0185[0185] Preferably, and as was discussed above, the black box server <b>26</b> includes a new unique public/private key pair (PU-BB, PR-BB) with the newly generated unique black box <b>30</b> (step <b>903</b> of FIG. 9). Preferably, the private key for the black box <b>30</b> (PR-BB) is accessible only to such black box <b>30</b>, and is hidden from and inaccessible by the remainder of the world, including the computing device <b>14</b> having the DRM system <b>32</b> with such black box <b>30</b>, and the user thereof.

P-0186[0186] Most any hiding scheme may be employed without departing from the spirit and scope of the present invention, so long as such hiding scheme in fact performs the function of hiding the private key (PR-BB) from the world. As but one example, the private key (PR-BB) may be split into several sub-components, and each sub-component may be encrypted uniquely and stored in a different location. In such a situation, it is preferable that such sub-components are never assembled in full to produce the entire private key (PR-BB).

P-0187[0187] In one embodiment of the present invention, such private key (PR-BB) is encrypted according to code-based encryption techniques. In particular, in such embodiment, the actual software code of the black box <b>30</b> (or other software code) is employed as encrypting key(s). Accordingly, if the code of the black box <b>30</b> (or the other software code) becomes adulterated or otherwise modified, for example by a user with nefarious purposes, such private key (PR-BB) cannot be decrypted.

P-0188[0188] Although each new black box <b>30</b> is delivered with a new public/private key pair (PU-BB, PR-BB), such new black box <b>30</b> is also preferably given access to old public/private key pairs from old black boxes <b>30</b> previously delivered to the DRM system <b>32</b> on the user's computing device <b>14</b> (step <b>905</b>). Accordingly, the upgraded black box <b>30</b> can still employ the old key pairs to access older digital content <b>12</b> and older corresponding licenses <b>16</b> that were generated according to such old key pairs, as will be discussed in more detail below.

P-0189[0189] Preferably, the upgraded black box <b>30</b> delivered by the black box server <b>26</b> is tightly tied to or associated with the user's computing device <b>14</b>. Accordingly, the upgraded black box <b>30</b> cannot be operably transferred among multiple computing devices <b>14</b> for nefarious purposes or otherwise. In one embodiment of the present invention, as part of the request for the black box <b>30</b> (step <b>901</b>) the DRM system <b>32</b> provides hardware information unique to such DRM system <b>32</b> and/or unique to the user's computing device <b>14</b> to the black box server <b>26</b>, and the black box server <b>26</b> generates a black box <b>30</b> for the DRM system <b>32</b> based in part on such provided hardware information. Such generated upgraded black box <b>30</b> is then delivered to and installed in the DRM system <b>32</b> on the user's computing device <b>14</b> (steps <b>907</b>, <b>909</b>). If the upgraded black box <b>30</b> is then somehow transferred to another computing device <b>14</b>, the transferred black box <b>30</b> recognizes that it is not intended for such other computing device <b>14</b>, and does not allow any requested rendering to proceed on such other computing device <b>14</b>.

P-0190[0190] Once the new black box <b>30</b> is installed in the DRM system <b>32</b>, such DRM system <b>32</b> can proceed with a license acquisition function or with any other function.

P-0191[0191] DRM System <b>32</b>—Content Rendering, Part 3

P-0192[0192] Referring now to FIG. 5B, and assuming, now, that the license evaluator <b>36</b> has found at least one valid license <b>16</b> and that at least one of such valid licenses <b>16</b> provides the user with the rights necessary to render the corresponding digital content <b>12</b> in the manner sought (i.e., is enabling), the license evaluator <b>36</b> then selects one of such licenses <b>16</b> for further use (step <b>519</b>). Specifically, to render the requested digital content <b>12</b>, the license evaluator <b>36</b> and the black box <b>30</b> in combination obtain the decryption key (KD) from such license <b>16</b>, and the black box <b>30</b> employs such decryption key (KD) to decrypt the digital content <b>12</b>. In one embodiment of the present invention, and as was discussed above, the decryption key (KD) as obtained from the license <b>16</b> is encrypted with the black box <b>30</b> public key (PU-BB(KD)), and the black box <b>30</b> decrypts such encrypted decryption key with its private key (PR-BB) to produce the decryption key (KD) (steps <b>521</b>, <b>523</b>). However, other methods of obtaining the decryption key (KD) for the digital content <b>12</b> may be employed without departing from the spirit and scope of the present invention.

P-0193[0193] Once the black box <b>30</b> has the decryption key (KD) for the digital content <b>12</b> and permission from the license evaluator <b>36</b> to render the digital content <b>12</b>, control may be returned to the rendering application <b>34</b> (steps <b>525</b>, <b>527</b>). In one embodiment of the present invention, the rendering application <b>34</b> then calls the DRM system <b>32</b>/black box <b>30</b> and directs at least a portion of the encrypted digital content <b>12</b> to the black box <b>30</b> for decryption according to the decryption key (KD) (step <b>529</b>). The black box <b>30</b> decrypts the digital content <b>12</b> based upon the decryption key (KD) for the digital content <b>12</b>, and then the black box <b>30</b> returns the decrypted digital content <b>12</b> to the rendering application <b>34</b> for actual rendering (steps <b>533</b>, <b>535</b>). The rendering application <b>34</b> may either send a portion of the encrypted digital content <b>12</b> or the entire digital content <b>12</b> to the black box <b>30</b> for decryption based on the decryption key (KD) for such digital content <b>12</b> without departing from the spirit and scope of the present invention.

P-0194[0194] Preferably, when the rendering application <b>34</b> sends digital content <b>12</b> to the black box <b>30</b> for decryption, the black box <b>30</b> and/or the DRM system <b>32</b> authenticates such rendering application <b>34</b> to ensure that it is in fact the same rendering application <b>34</b> that initially requested the DRM system <b>32</b> to run (step <b>531</b>). Otherwise, the potential exists that rendering approval may be obtained improperly by basing the rendering request on one type of rendering application <b>34</b> and in fact rendering with another type of rendering application <b>34</b>. Assuming the authentication is successful and the digital content <b>12</b> is decrypted by the black box <b>30</b>, the rendering application <b>34</b> may then render the decrypted digital content <b>12</b> (steps <b>533</b>, <b>535</b>).

P-0195[0195] Sequence of Key Transactions

P-0196[0196] Referring now to FIG. 10, in one embodiment of the present invention, a sequence of key transactions is performed to obtain the decryption key (KD) and evaluate a license <b>16</b> for a requested piece of digital content <b>12</b> (i.e., to perform steps <b>515</b>-<b>523</b> of FIGS. 5A and 5B). Mainly, in such sequence, the DRM system <b>32</b> obtains the decryption key (KD) from the license <b>16</b>, uses information obtained from the license <b>16</b> and the digital content <b>12</b> to authenticate or ensure the validity of both, and then determines whether the license <b>16</b> in fact provides the right to render the digital content <b>12</b> in the manner sought. If so, the digital content <b>12</b> may be rendered.

P-0197[0197] Bearing in mind that each license <b>16</b> for the digital content <b>12</b>, as seen in FIG. 8, includes:

P-0198[0198] the content ID of the digital content <b>12</b> to which the license <b>16</b> applies;

P-0199[0199] the Digital Rights License (DRL) <b>48</b>, perhaps encrypted with the decryption key (KD) (i.e., KD (DRL));

P-0200[0200] the decryption key (KD) for the digital content <b>12</b> encrypted with the black box <b>30</b> public key (PU-BB) (i.e.,(PU-BB (KD));

P-0201[0201] the digital signature from the license server <b>24</b> based on (KD (DRL)) and (PU-BB (KD)) and encrypted with the license server <b>24</b> private key (i.e., (S (PR-LS))); and

P-0202[0202] the certificate that the license server <b>24</b> obtained previously from the content server <b>22</b> (i.e., (CERT (PU-LS)S(PR-CS))),

P-0203[0203] and also bearing in mind that the package <b>12</b><i>p </i>having the digital content <b>12</b>, as seen in FIG. 3, includes:

P-0204[0204] the content ID of such digital content <b>12</b>;

P-0205[0205] the digital content <b>12</b> encrypted by KD (i.e., (KD(CONTENT)));

P-0206[0206] a license acquisition script that is not encrypted; and

P-0207[0207] the key KD encrypting the content server <b>22</b> public key (PU-CS), signed by the content server <b>22</b> private key (PR-CS) (i.e., (KD (PU-CS)S(PR-CS))),

P-0208[0208] in one embodiment of the present invention, the specific sequence of key transactions that are performed with regard to a specific one of the licenses <b>16</b> for the digital content <b>12</b> is as follows:

P-0209[0209] 1. Based on (PU-BB (KD)) from the license <b>16</b>, the black box <b>30</b> of the DRM system <b>32</b> on the user's computing device <b>14</b> applies its private key (PR-BB) to obtain (KD) (step <b>1001</b>). (PR-BB (PU-BB (KD))=(KD)). Note, importantly, that the black box <b>30</b> could then proceed to employ KD to decrypt the digital content <b>12</b> without any further ado. However, and also importantly, the license server <b>24</b> trusts the black box <b>30</b> not to do so. Such trust was established at the time such license server <b>24</b> issued the license <b>16</b> based on the certificate from the certifying authority vouching for the trustworthiness of such black box <b>30</b>. Accordingly, despite the black box <b>30</b> obtaining the decryption key (KD) as an initial step rather than a final step, the DRM system <b>32</b> continues to perform all license <b>16</b> validation and evaluation functions, as described below.

P-0210[0210] 2. Based on (KD (PU-CS)S(PR-CS)) from the digital content <b>12</b>, the black box <b>30</b> applies the newly obtained decryption key (KD) to obtain (PU-CS) (step <b>1003</b>). (KD (KD (PU-CS))=(PU-CS)). Additionally, the black box <b>30</b> can apply (PU-CS) as against the signature (S (PR-CS)) to satisfy itself that such signature and such digital content <b>12</b>/package <b>12</b><i>p </i>is valid (step <b>1005</b>). If not valid, the process is halted and access to the digital content <b>12</b> is denied.

P-0211[0211] 3. Based on (CERT (PU-LS)S(PR-CS)) from the license <b>16</b>, the black box <b>30</b> applies the newly obtained content server <b>22</b> public key (PU-CS) to satisfy itself that the certificate is valid (step <b>1007</b>), signifying that the license server <b>24</b> that issued the license <b>16</b> had the authority from the content server <b>22</b> to do so, and then examines the certificate contents to obtain (PU-LS) (step <b>1009</b>). If not valid, the process is halted and access to the digital content <b>12</b> based on the license <b>16</b> is denied.

P-0212[0212] 4. Based on (S (PR-LS)) from the license <b>16</b>, the black box <b>30</b> applies the newly obtained license server <b>24</b> public key (PU-LS) to satisfy itself that the license <b>16</b> is valid (step <b>1011</b>). If not valid, the process is halted and access to the digital content <b>12</b> based on the license <b>16</b> is denied.

P-0213[0213] 5. Assuming all validation steps are successful, and that the DRL <b>48</b> in the license <b>16</b> is in fact encrypted with the decryption key (KD), the license evaluator <b>36</b> then applies the already-obtained decryption key (KD) to (KD(DRL)) as obtained from the license <b>16</b> to obtain the license terms from the license <b>16</b> (i.e., the DRL <b>48</b>) (step <b>1013</b>). Of course, if the DRL <b>48</b> in the license <b>16</b> is not in fact encrypted with the decryption key (KD), step <b>1013</b> may be omitted. The license evaluator <b>36</b> then evaluates/interrogates the DRL <b>48</b> and determines whether the user's computing device <b>14</b> has the right based on the DRL <b>48</b> in the license <b>16</b> to render the corresponding digital content <b>12</b> in the manner sought (i.e., whether the DRL <b>48</b> is enabling) (step <b>1015</b>). If the license evaluator <b>36</b> determines that such right does not exist, the process is halted and access to the digital content <b>12</b> based on the license <b>16</b> is denied.

P-0214[0214] 6. Finally, assuming evaluation of the license <b>16</b> results in a positive determination that the user's computing device <b>14</b> has the right based on the DRL <b>48</b> terms to render the corresponding digital content <b>12</b> in the manner sought, the license evaluator <b>36</b> informs the black box <b>30</b> that such black box <b>30</b> can render the corresponding digital content <b>12</b> according to the decryption key (KD). The black box <b>30</b> thereafter applies the decryption key (KD) to decrypt the digital content <b>12</b> from the package <b>12</b><i>p </i>(i.e., (KD(KD(CONTENT))=(CONTENT)) (step <b>1017</b>).

P-0215[0215] It is important to note that the above-specified series of steps represents an alternating or ‘ping-ponging’ between the license <b>16</b> and the digital content <b>12</b>. Such ping-ponging ensures that the digital content <b>12</b> is tightly bound to the license <b>16</b>, in that the validation and evaluation process can only occur if both the digital content <b>12</b> and license <b>16</b> are present in a properly issued and valid form. In addition, since the same decryption key (KD) is needed to get the content server <b>22</b> public key (PU-CS) from the license <b>16</b> and the digital content <b>12</b> from the package <b>12</b><i>p </i>in a decrypted form (and perhaps the license terms (DRL <b>48</b>) from the license <b>16</b> in a decrypted form), such items are also tightly bound. Signature validation also ensures that the digital content <b>12</b> and the license <b>16</b> are in the same form as issued from the content server <b>22</b> and the license server <b>24</b>, respectively. Accordingly, it is difficult if not impossible to decrypt the digital content <b>12</b> by bypassing the license server <b>24</b>, and also difficult if not impossible to alter and then decrypt the digital content <b>12</b> or the license <b>16</b>.

P-0216[0216] In one embodiment of the present invention, signature verification, and especially signature verification of the license <b>16</b>, is alternately performed as follows. Rather than having a signature encrypted by the private key of the license server <b>16</b> (PR-LS), as is seen in FIG. 8, each license <b>16</b> has a signature encrypted by a private root key (PR-R) (not shown), where the black box <b>30</b> of each DRM system <b>32</b> includes a public root key (PU-R) (also not shown) corresponding to the private root key (PR-R). The private root key (PR-R) is known only to a root entity, and a license server <b>24</b> can only issue licenses <b>16</b> if such license server <b>24</b> has arranged with the root entity to issue licenses <b>16</b>.

P-0217[0217] In particular, in such embodiment:

P-0218[0218] 1. the license server <b>24</b> provides its public key (PU-LS) to the root entity;

P-0219[0219] 2. the root entity returns the license server public key (PU-LS) to such license server <b>24</b> encrypted with the private root key (PR-R) (i.e., (CERT (PU-LS)S(PR-R))); and

P-0220[0220] 3. the license server <b>24</b> then issues a license <b>16</b> with a signature encrypted with the license server private key (S (PR-LS)), and also attaches to the license the certificate from the root entity (CERT (PU-LS)S(PR-R)).

P-0221[0221] For a DRM system <b>18</b> to validate such issued license <b>16</b>, then, the DRM system <b>18</b>:

P-0222[0222] 1. applies the public root key (PU-R) to the attached certificate (CERT (PU-LS)S(PR-R)) to obtain the license server public key (PU-LS); and

P-0223[0223] 2. applies the obtained license server public key (PU-LS) to the signature of the license <b>16</b> (S (PR-LS).

P-0224[0224] Importantly, it should be recognized that just as the root entity gave the license server <b>24</b> permission to issue licenses <b>16</b> by providing the certificate (CERT (PU-LS)S(PR-R)) to such license server <b>24</b>, such license server <b>24</b> can provide a similar certificate to a second license server <b>24</b> (i.e., (CERT (PU-LS2)S (PR-LS1)), thereby allowing the second license server to also issue licenses <b>16</b>. As should now be evident, a license <b>16</b> issued by the second license server would include a first certificate (CERT (PU-LS1)S(PR-R)) and a second certificate (CERT (PU-LS2)S(PR-LS1)). Likewise, such license <b>16</b> is validated by following the chain through the first and second certificates. Of course, additional links in the chain may be added and traversed.

P-0225[0225] One advantage of the aforementioned signature verification process is that the root entity may periodically change the private root key (PR-R), thereby likewise periodically requiring each license server <b>24</b> to obtain a new certificate (CERT (PU-LS)S(PR-R)). Importantly, as a requirement for obtaining such new certificate, each license server may be required to upgrade itself. As with the black box <b>30</b>, if a license server <b>24</b> is relatively current, i.e., has been upgraded relatively recently, it is less likely that license server <b>24</b> has been successfully attacked. Accordingly, as a matter of trust, each license server <b>24</b> is preferably required to be upgraded periodically via an appropriate upgrade trigger mechanism such as the signature verification process. Of course, other upgrade mechanisms may be employed without departing from the spirit and scope of the present invention.

P-0226[0226] Of course, if the private root key (PR-R) is changed, then the public root key (PU-R) in each DRM system <b>18</b> must also be changed. Such change may for example take place during a normal black box <b>30</b> upgrade, or in fact may require that a black box <b>30</b> upgrade take place. Although a changed public root key (PU-R) may potentially interfere with signature validation for an older license <b>16</b> issued based on an older private root key (PR-R), such interference may be minimized by requiring that an upgraded black box <b>30</b> remember all old public root keys (PU-R). Alternatively, such interference may be minimized by requiring signature verification for a license <b>16</b> only once, for example the first time such license <b>16</b> is evaluated by the license evaluator <b>36</b> of a DRM system <b>18</b>. In such case, state information on whether signature verification has taken place should be compiled, and such state information should be stored in the state store <b>40</b> of the DRM system <b>18</b>.

P-0227[0227] Digital Rights License <b>48</b>

P-0228[0228] In one embodiment of the present invention, the license evaluator <b>36</b> evaluates a Digital Rights License (DRL) <b>48</b> as the rights description or terms of a license <b>16</b> to determine if such DRL <b>48</b> allows rendering of a corresponding piece of digital content <b>12</b> in the manner sought. In one embodiment of the present invention, the DRL <b>48</b> may be written by a licensor (i.e., the content owner) in any DRL language.

P-0229[0229] As should be understood, there are a multitude of ways to specify a DRL <b>48</b>. Accordingly, a high degree of flexibility must be allowed for in any DRL language. However, it is impractical to specify all aspects of a DRL <b>48</b> in a particular license language, and it is highly unlikely that the author of such a language can appreciate all possible licensing aspects that a particular digital licensor may desire. Moreover, a highly sophisticated license language may be unnecessary and even a hindrance for a licensor providing a relatively simple DRL <b>48</b>. Nevertheless, a licensor should not be unnecessarily restricted in how to specify a DRL <b>48</b>. At the same time, the license evaluator <b>36</b> should always be able to get answers from a DRL <b>48</b> regarding a number of specific license questions.

P-0230[0230] In the present invention, and referring now to FIG. 11, a DRL <b>48</b> can be specified in any license language, but includes a language identifier or tag <b>54</b>. The license evaluator <b>36</b> evaluating the license <b>16</b>, then, performs the preliminary step of reviewing the language tag <b>54</b> to identify such language, and then selects an appropriate license language engine <b>52</b> for accessing the license <b>16</b> in such identified language. As should be understood, such license language engine <b>52</b> must be present and accessible to the license evaluator <b>36</b>. If not present, the language tag <b>54</b> and/or the DRL <b>48</b> preferably includes a location <b>56</b> (typically a web site) for obtaining such language engine <b>52</b>.

P-0231[0231] Typically, the language engine <b>52</b> is in the form of an executable file or set of files that reside in a memory of the user's computing device <b>14</b>, such as a hard drive. The language engine <b>52</b> assists the license evaluator <b>36</b> to directly interrogate the DRL <b>48</b>, the license evaluator <b>36</b> interrogates the DRL <b>48</b> indirectly via the language engine <b>48</b> acting as an intermediary, or the like. When executed, the language engine <b>52</b> runs in a work space in a memory of the user's computing device <b>14</b>, such as RAM. However, any other form of language engine <b>52</b> may be employed without departing from the spirit and scope of the present invention.

P-0232[0232] Preferably, any language engine <b>52</b> and any DRL language supports at least a number of specific license questions that the license evaluator <b>36</b> expects to be answered by any DRL <b>48</b>, as will be discussed below. Accordingly, the license evaluator <b>36</b> is not tied to any particular DRL language; a DRL <b>48</b> may be written in any appropriate DRL language; and a DRL <b>48</b> specified in a new license language can be employed by an existing license evaluator <b>36</b> by having such license evaluator <b>36</b> obtain a corresponding new language engine <b>52</b>.

P-0233[0233] DRL Languages

P-0234[0234] Two examples of DRL languages, as embodied in respective DRLs <b>48</b>, are provided below. The first, ‘simple’ DRL <b>48</b> is written in a DRL language that specifies license attributes, while the second ‘script’ DRL <b>48</b> is written in a DRL language that can perform functions according to the script specified in the DRL <b>48</b>. While written in a DRL language, the meaning of each line of code should be apparent based on the linguistics thereof and/or on the attribute description chart that follows:

P-0235[0235] Simple DRL <b>48</b>:

P-0236[0236] <LICENSE>

P-0237[0237] <DATA>

P-0238[0238] <NAME>Beastie Boy's Play</NAME>

P-0239[0239] <ID>39384</ID>

P-0240[0240] <DESCRIPTION>Play the song 3 times</DESCRIPTION>

P-0241[0241] <TERMS></TERMS>

P-0242[0242] <VALIDITY>

P-0243[0243] <NOTBEFORE>19980102 23:20:14Z</NOTBEFORE>

P-0244[0244] <NOTAFTER>19980102 23:20:14Z</NOTAFTER>

P-0245[0245] </VALIDITY>

P-0246[0246] <ISSUEDDATE>19980102 23:20:14Z</ISSUEDDATE>

P-0247[0247] <LICENSORSITE>http://www.foo.com</LICENSORSITE>

P-0248[0248] <CONTENT>

P-0249[0249] <NAME>Beastie Boy's</NAME>

P-0250[0250] <ID>392</ID>

P-0251[0251] <KEYID>39292</KEYID>

P-0252[0252] <TYPE>MS Encrypted ASF 2.0</TTYPE>

P-0253[0253] </CONTENT>

P-0254[0254] <OWNER>

P-0255[0255] <ID>939KDKD393KD</ID>

P-0256[0256] <NAME>Universal</NAME>

P-0257[0257] <PUBLICKEY></PUBLICKEY>

P-0258[0258] </OWNER>

P-0259[0259] <LICENSEE>

P-0260[0260] <NAME>Arnold</NAME>

P-0261[0261] <ID>939KDKD393KD</ID>

P-0262[0262] <PUBLICKEY></PUBLICKEY>

P-0263[0263] </LICENSEE>

P-0264[0264] <PRINCIPAL TYPE==AND=>

P-0265[0265] <PRINCIPAL TYPE==OR=>

P-0266[0266] <PRINCIPAL>

P-0267[0267] <TYPE>x86Computer</TYPE>

P-0268[0268] <ID>3939292939d9e939</ID>

P-0269[0269] <NAME>Personal Computer</NAME>

P-0270[0270] <AUTHTYPE>Intel Authenticated Boot PC SHA-1 DSA512</AUTHTYPE>

P-0271[0271] <AUTHDATA>29293939</AUTHDATA>

P-0272[0272] </PRINCIPAL>

P-0273[0273] <PRINCIPAL>

P-0274[0274] <TYPE>Application</TYPE>

P-0275[0275] <ID>2939495939292</ID>

P-0276[0276] <NAME>Window=s Media Player</NAME>

P-0277[0277] <AUTHTYPE>Authenticode SHA-1</AUTHTYPE>

P-0278[0278] <AUTHDATA>93939</AUTH DATA>

P-0279[0279] </PRINCIPAL>

P-0280[0280] </PRINCIPAL>

P-0281[0281] <PRINCIPAL>

P-0282[0282] <TYPE>Person</TYPE>

P-0283[0283] <ID>39299482010</ID>

P-0284[0284] <NAME>Arnold Blinn</NAME>

P-0285[0285] <AUTHTYPE>Authenticate user</AUTHTYPE>

P-0286[0286] <AUTHDATA>\\redmond\arnoldb</AUTHDATA>

P-0287[0287] </PRINCIPAL>

P-0288[0288] </PRINCIPAL>

P-0289[0289] <DRLTYPE>Simple</DRLTYPE>[the language tag <b>54</b>]

P-0290[0290] <DRLDATA>

P-0291[0291] <START>19980102 23:20:14Z</START>

P-0292[0292] <END>19980102 23:20:14Z</END>

P-0293[0293] <COUNT>3</COUNT>

P-0294[0294] <ACTION>PLAY</ACTION>

P-0295[0295] </DRLDATA>

P-0296[0296] <ENABLINGBITS>aaaabbbbccccdddd</ENABLINGBITS>

P-0297[0297] </DATA>

P-0298[0298] <SIGNATURE>

P-0299[0299] <SIGNERNAME>Universal</SIGNERNAME>

P-0300[0300] <SIGNERID>9382ABK3939DKD</SIGNERID>

P-0301[0301] <HASHALGORITHMID>MD5</HASHALGORITHMID>

P-0302[0302] <SIGNALGORITHMID>RSA 128</SIGNALGORITHMID>

P-0303[0303] <SIGNATURE>xxxyyyxxxyyyxxxyyy</SIGNATURE>

P-0304[0304] <SIGNERPUBLICKEY></SIGNERPUBLICKEY>

P-0305[0305] <CONTENTSIGNEDSIGNERPUBLICKEY></CONTENTSIGNEDSIGNERPUBLIC KEY>

P-0306[0306] </SIGNATURE>

P-0307[0307] </LICENSE>

P-0308[0308] Script DRL <b>48</b>:

P-0309[0309] <LICENSE>

P-0310[0310] <DATA>

P-0311[0311] <NAME>Beastie Boy's Play</NAME>

P-0312[0312] <ID>39384</ID>

P-0313[0313] <DESCRIPTION>Play the song unlimited</DESCRIPTION>

P-0314[0314] <TERMS></TERMS>

P-0315[0315] <VALIDITY>

P-0316[0316] <NOTBEFORE>19980102 23:20:14Z</NOTBEFORE>

P-0317[0317] <NOTAFTER>19980102 23:20:14Z</NOTAFTER>

P-0318[0318] </VALIDITY>

P-0319[0319] <ISSUEDDATE>19980102 23:20:14Z</ISSUEDDATE>

P-0320[0320] <LICENSORSITE>http://www.foo.com</LICENSORSITE>

P-0321[0321] <CONTENT>

P-0322[0322] <NAME>Beastie Boy's</NAME

P-0323[0323] <ID>392</ID>

P-0324[0324] <KEYID>39292</KEYID>

P-0325[0325] <TYPE>MS Encrypted ASF 2.0</TTYPE>

P-0326[0326] </CONTENT>

P-0327[0327] <OWNER>

P-0328[0328] <ID>939KDKD393KD</ID>

P-0329[0329] <NAME>Universal</NAME>

P-0330[0330] <PUBLICKEY></PUBLICKEY>

P-0331[0331] </OWNER>

P-0332[0332] <LICENSEE>

P-0333[0333] <NAME>Arnold</NAME>

P-0334[0334] <I D>939KDKD393KD</ID>

P-0335[0335] <PUBLICKEY></PUBLICKEY>

P-0336[0336] </LICENSEE>

P-0337[0337] <DRLTYPE>Script</DRLTYPE>[the language tag <b>54</b>]

P-0338[0338] <DRLDATA>

P-0339[0339] function on_enable(action, args) as boolean

P-0340[0340] result=False

P-0341[0341] if action=“PLAY” then

P-0342[0342] result=True

P-0343[0343] end if

P-0344[0344] on_action=False

P-0345[0345] end function

P-0346[0346] . . .

P-0347[0347] </DRLDATA>

P-0348[0348] </DATA>

P-0349[0349] <SIGNATURE>

P-0350[0350] <SIGNERNAME>Universal</SIGNERNAME>

P-0351[0351] <SIGNERID>9382</SIGNERID>

P-0352[0352] <SIGNERPUBLICKEY></SIGNERPUBLICKEY>

P-0353[0353] <HASHID>MD5</HASHID>

P-0354[0354] <SIGNID>RSA 128</SIGNID>

P-0355[0355] <SIGNATURE>xxxyyyxxxyyyxxxyyy</SIGNATURE>

P-0356[0356] <CONTENTSIGNEDSIGNERPUBLICKEY></CONTENTSIGNEDSIGNERPUBLIC KEY>

P-0357[0357] </SIGNATURE>

P-0358[0358] </LICENSE>

P-0359[0359] In the two DRLs <b>48</b> specified above, the attributes listed have the following descriptions and data types: <tables id="TABLE-US-00001" num="1"><table frame="none" colsep="0" rowsep="0"><tgroup align="left" colsep="0" rowsep="0" cols="3"><colspec colname="1" colwidth="70PT" align="left" /><colspec colname="2" colwidth="112PT" align="left" /><colspec colname="3" colwidth="35PT" align="left" /><thead><row><entry /></row><row><entry namest="1" nameend="3" align="center" rowsep="1" /></row><row><entry>Attribute</entry><entry>Description</entry><entry>Data Type</entry></row><row><entry namest="1" nameend="3" align="center" rowsep="1" /></row></thead><tbody valign="top"><row><entry>Id</entry><entry>ID of the license</entry><entry>GUID</entry></row><row><entry>Name</entry><entry>Name of the license</entry><entry>String</entry></row><row><entry>Content Id</entry><entry>ID of the content</entry><entry>GUID</entry></row><row><entry>Content Key Id</entry><entry>ID for the encryption key of the</entry><entry>GUID</entry></row><row><entry /><entry>content</entry></row><row><entry>Content Name</entry><entry>Name of the content</entry><entry>String</entry></row><row><entry>Content Type</entry><entry>Type of the content</entry><entry>String</entry></row><row><entry>Owner Id</entry><entry>ID of the owner of the content</entry><entry>GUID</entry></row><row><entry>Owner Name</entry><entry>Name of the owner of the content</entry><entry>String</entry></row><row><entry>Owner Public Key</entry><entry>Public key for owner of content.</entry><entry>String</entry></row><row><entry /><entry>This is a base-64 encoded public</entry></row><row><entry /><entry>key for the owner of the content.</entry></row><row><entry>Licensee Id</entry><entry>Id of the person getting license. It</entry><entry>GUID</entry></row><row><entry /><entry>may be null.</entry></row><row><entry>Licensee Name</entry><entry>Name of the person getting license.</entry><entry>String</entry></row><row><entry /><entry>It may be null.</entry></row><row><entry>Licensee Public Key</entry><entry>Public key of the licensee. This is</entry><entry>String</entry></row><row><entry /><entry>the base-64 encoded public key of</entry></row><row><entry /><entry>the licensee. It may be null.</entry></row><row><entry>Description</entry><entry>Simple human readable description</entry><entry>String</entry></row><row><entry /><entry>of the license</entry></row><row><entry>Terms</entry><entry>Legal terms of the license. This</entry><entry>String</entry></row><row><entry /><entry>may be a pointer to a web page</entry></row><row><entry /><entry>containing legal prose.</entry></row><row><entry>Validity Not After</entry><entry>Validity period of license expiration</entry><entry>Date</entry></row><row><entry>Validity Not Before</entry><entry>Validity period of license start</entry><entry>Date</entry></row><row><entry>Issued Date</entry><entry>Date the license was issued Date</entry></row><row><entry>DRL Type</entry><entry>Type of the DRL. Example include</entry><entry>String</entry></row><row><entry /><entry>“SIMPLE” or “SCRIPT”</entry></row><row><entry>DRL Data</entry><entry>Data specific to the DRL</entry><entry>String</entry></row><row><entry>Enabling Bits</entry><entry>These are the bits that enable</entry><entry>String</entry></row><row><entry /><entry>access to the actual content. The</entry></row><row><entry /><entry>interpretation of these bits is up to</entry></row><row><entry /><entry>the application, but typically this will</entry></row><row><entry /><entry>be the private key for decryption of</entry></row><row><entry /><entry>the content. This data will be base-</entry></row><row><entry /><entry>64 encoded. Note that these bits</entry></row><row><entry /><entry>are encrypted using the public key</entry></row><row><entry /><entry>of the individual machine.</entry></row><row><entry>Signer Id</entry><entry>ID of person signing license</entry><entry>GUID</entry></row><row><entry>Signer Name</entry><entry>Name of person signing license</entry><entry>String</entry></row><row><entry>Signer Public Key</entry><entry>Public key for person signing</entry><entry>String</entry></row><row><entry /><entry>license. This is the base-64 encode</entry></row><row><entry /><entry>public key for the signer.</entry></row><row><entry>Content Signed Signer</entry><entry>Public key for person signing the</entry><entry>String</entry></row><row><entry>Public Key</entry><entry>license that has been signed by the</entry></row><row><entry /><entry>content server private key. The</entry></row><row><entry /><entry>public key to verify this signature</entry></row><row><entry /><entry>will be encrypted in the content.</entry></row><row><entry /><entry>This is base-64 encoded.</entry></row><row><entry>Hash Alg Id</entry><entry>Algorithm used to generate hash.</entry><entry>String</entry></row><row><entry /><entry>This is a string, such as “MD5”.</entry></row><row><entry>Signature Aig Id</entry><entry>Algorithm used to generate</entry><entry>String</entry></row><row><entry /><entry>signature. This is a string, such as</entry></row><row><entry /><entry>“RSA 128”.</entry></row><row><entry>Signature</entry><entry>Signature of the data. This is base-</entry><entry>String</entry></row><row><entry /><entry>64 encoded data.</entry></row><row><entry namest="1" nameend="3" align="center" rowsep="1" /></row></tbody></tgroup></table></tables>

P-0360[0360] Methods

P-0361[0361] As was discussed above, it is preferable that any language engine <b>52</b> and any DRL language support at least a number of specific license questions that the digital license evaluator <b>36</b> expects to be answered by any DRL <b>48</b>. Recognizing such supported questions may include any questions without departing from the spirit and scope of the present invention, and consistent with the terminology employed in the two DRL <b>48</b> examples above, in one embodiment of the present invention, such supported questions or ‘methods’ include ‘access methods’, ‘DRL methods’, and ‘enabling use methods’, as follows:

P-0362[0362] Access Methods

P-0363[0363] Access methods are used to query a DRL <b>48</b> for top-level attributes.

P-0364[0364] VARIANT QueryAttribute (BSTR key)

P-0365[0365] Valid keys include License.Name, License.Id, Content.Name, Content.Id, Content.Type, Owner.Name, Owner.Id, Owner.PublicKey, Licensee.Name, Licensee.Id, Licensee.PublicKey, Description, and Terms, each returning a BSTR variant; and Issued, Validity.Start and Validity.End, each returning a Date Variant.

P-0366[0366] DRL Methods

P-0367[0367] The implementation of the following DRL methods varies from DRL <b>48</b> to DRL <b>48</b>. Many of the DRL methods contain a variant parameter labeled ‘data’ which is intended for communicating more advanced information with a DRL <b>48</b>. It is present largely for future expandability.

P-0368[0368] Boolean IsActivated(Variant Data)

P-0369[0369] This method returns a Boolean indicating whether the DRL <b>48</b>/license <b>16</b> is activated. An example of an activated license <b>16</b> is a limited operation license <b>16</b> that upon first play is active for only 48 hours.

P-0370[0370] Activate(Variant Data)

P-0371[0371] This method is used to activate a license <b>16</b>. Once a license <b>16</b> is activated, it cannot be deactivated.

P-0372[0372] Variant QueryDRL(Variant Data)

P-0373[0373] This method is used to communicate with a more advanced DRL <b>48</b>. It is largely about future expandability of the DRL <b>48</b> feature set.

P-0374[0374] Variant GetExpires(BSTR action, Variant Data)

P-0375[0375] This method returns the expiration date of a license <b>16</b> with regard to the passed-in action. If the return value is NULL, the license <b>16</b> is assumed to never expire or does not yet have an expiration date because it hasn't been activated, or the like.

P-0376[0376] Variant GetCount(BSTR action, Variant Data)

P-0377[0377] This method returns the number of operations of the passed-in action that are left. If NULL is returned, the operation can be performed an unlimited number of times.

P-0378[0378] Boolean IsEnabled(BSTR action, Variant Data)

P-0379[0379] This method indicates whether the license <b>16</b> supports the requested action at the present time.

P-0380[0380] Boolean IsSunk(BSTR action, Variant Data)

P-0381[0381] This method indicates whether the license <b>16</b> has been paid for. A license <b>16</b> that is paid for up front would return TRUE, while a license <b>16</b> that is not paid for up front, such as a license <b>16</b> that collects payments as it is used, would return FALSE.

P-0382[0382] Enabling Use Methods

P-0383[0383] These methods are employed to enable a license <b>16</b> for use in decrypting content.

P-0384[0384] Boolean Validate (BSTR Key)

P-0385[0385] This method is used to validate a license <b>16</b>. The passed-in key is the black box <b>30</b> public key (PU-BB) encrypted by the decryption key (KD) for the corresponding digital content <b>12</b> (i.e.,(KD(PU-BB))) for use in validation of the signature of the license <b>16</b>. A return value of TRUE indicates that the license <b>16</b> is valid. A return value of FALSE indicates invalid.

P-0386[0386] int OpenLicense <b>16</b>(BSTR action, BSTR key, Variant data)

P-0387[0387] This method is used to get ready to access the decrypted enabling bits. The passed-in key is (KD(PU-BB)) as described above. A return value of <b>0</b> indicates success. Other return values can be defined.

P-0388[0388] BSTR GetDecryptedEnablingBits (BSTR action, Variant data)

P-0389[0389] Variant GetDecryptedEnablingBitsAsBinary (BSTR action, Variant Data)

P-0390[0390] These methods are used to access the enabling bits in decrypted form. If this is not successful for any of a number of reasons, a null string or null variant is returned.

P-0391[0391] void CloseLicense (BSTR action, Variant data)

P-0392[0392] This method is used to unlock access to the enabling bits for performing the passed-in action. If this is not successful for any of a number of reasons, a null string is returned.

P-0393[0393] Heuristics

P-0394[0394] As was discussed above, if multiple licenses <b>16</b> are present for the same piece of digital content <b>12</b>, one of the licenses <b>16</b> must be chosen for further use. Using the above methods, the following heuristics could be implemented to make such choice. In particular, to perform an action (say ‘PLAY’) on a piece of digital content <b>12</b>, the following steps could be performed:

P-0395[0395] 1. Get all licenses <b>16</b> that apply to the particular piece of digital content <b>12</b>.

P-0396[0396] 2. Eliminate each license <b>16</b> that does not enable the action by calling the IsEnabled function on such license <b>16</b>.

P-0397[0397] 3. Eliminate each license <b>16</b> that is not active by calling IsActivated on such license <b>16</b>.

P-0398[0398] 4. Eliminate each license <b>16</b> that is not paid for up front by calling IsSunk on such license <b>16</b>.

P-0399[0399] 5. If any license <b>16</b> is left, use it. Use an unlimited-number-of-plays license <b>16</b> before using a limited-number-of-plays license <b>16</b>, especially if the unlimited-number-of-plays license <b>16</b> has an expiration date. At any time, the user should be allowed to select a specific license <b>16</b> that has already been acquired, even if the choice is not cost-effective. Accordingly, the user can select a license <b>16</b> based on criteria that are perhaps not apparent to the DRM system <b>32</b>.

P-0400[0400] 6. If there are no licenses <b>16</b> left, return status so indicating. The user would then be given the option of:

P-0401[0401] using a license <b>16</b> that is not paid for up front, if available;

P-0402[0402] activating a license <b>16</b>, if available; and/or

P-0403[0403] performing license acquisition from a license server <b>24</b>.

P-0404[0404] Simplified Decryption for a Relatively Simple Device

P-0405[0405] The DRM architecture <b>10</b> as specified above utilizes a mixture of encryption/decryption technologies, including both public key-private key (asymmetric) decryption and symmetric decryption. To review, symmetric encryption/decryption uses the same key for encryption and decryption and is typically fast and efficient. Asymmetric key encryption and decryption, however, uses two keys: a public key which may be released openly, and a private key which is retained as a secret. Typically either asymmetric key may be used to encrypt; the other key will then decrypt. By its nature, and as would be appreciated by the relevant public, asymmetric encryption and decryption typically requires much larger software, processing capacity, and memory, and is significantly slower. In practice, asymmetric keys are used to transfer data between un-trusted systems, such as for example a symmetric key. Once the symmetric key has been securely transferred, such symmetric key may then be used to encrypt and decrypt the bulk of content <b>12</b> to be protected.

P-0406[0406] However, and importantly, it may be the case that asymmetric decryption is inappropriate for use on a relatively simple device. More particularly, asymmetric decryption uses much more resources than symmetric decryption, including processor time and memory, to the point where a relatively simple device cannot efficiently perform such asymmetric decryption. As may be appreciated, such simple device is not fast enough and/or does not have enough memory available to perform such asymmetric decryption, but does have enough speed and memory to perform the simpler symmetric decryption. Such a simple device may be any device without departing from the spirit and scope of the present invention, such as for example a portable media or content player, a relatively old personal computer, a personal data assistant, a cellular telephone, a ‘smart’ memory device, etc.

P-0407[0407] Accordingly, to accommodate such simple device, the DRM architecture <b>10</b> can be modified such that the simple device need only perform symmetric decryption, as is set forth in detail below. In general, and in the present invention, keys are exchanged with the simple device in such a way that all asymmetric decryption is performed by a device other than the simple device. The other device may for example be a more powerful personal computer, a networked asymmetric decryption device, or the like.

P-0408[0408] Referring now to FIG. 13, it is seen that in one mode of obtaining and rendering digital content <b>12</b>, such digital content <b>12</b> is downloaded or otherwise placed on a host personal computer <b>60</b> or the like, and the corresponding digital license <b>16</b> once obtained is also is downloaded or otherwise placed on the host computer <b>60</b> or the like. Thereafter, the content <b>12</b> and a sub-license <b>16</b> based on the license <b>16</b> are transferred from the host computer <b>60</b> to a relatively simple device <b>62</b> such as a portable computing and rendering device. A method for doing so is set forth in U.S. patent application Ser. No. 09/892,371, filed Jun. 27, 2001, hereby incorporated by reference in its entirety. Alternatively, the obtained license <b>16</b> is transferred directly to the simple device <b>62</b>. Also alternatively, the obtained content <b>12</b> may include the obtained license <b>16</b> therein.

P-0409[0409] As may be appreciated, the simple device <b>62</b> has a relatively small amount of memory set aside for player operations such as decrypting content, rendering content, and the like. As was disclosed above, with a relatively small amount of memory, the simple device <b>62</b> likely cannot perform asymmetric (i.e., public key-private key) decryption. Accordingly, in one embodiment of the present invention, the simple device <b>62</b> performs symmetric decryption only by way of a portable DRM system <b>32</b><i>p </i>(FIG. 13) instantiated in a memory thereon.

P-0410[0410] In one embodiment of the present invention, and as with the subject matter disclosed in the aforementioned U.S. patent application Ser. No. 09/892,371, all obtaining of digital content <b>12</b> and corresponding digital licenses <b>16</b> for the simple device <b>62</b> is performed by way of the host computer <b>60</b> or the like. In particular, the computer <b>60</b> obtains a license <b>16</b> for corresponding digital content <b>16</b> and then (if necessary) issues a sub-license <b>16</b><i>s </i>to the simple device <b>62</b> for rendering the digital content <b>12</b> on the simple device <b>62</b>. Such sub-license <b>16</b><i>s </i>may be issued in the course of downloading the digital content <b>12</b> from the computer <b>60</b> to the simple device <b>62</b>, or may be issued at a time before or after downloading the digital content <b>12</b> from the computer <b>60</b> to the simple device <b>62</b>, or at another time, all without departing from the spirit and scope of the present invention. Note that although the present invention is discussed in terms of a computer <b>60</b> and a simple device <b>62</b>, as seen in FIG. 13, it will be appreciated that the present invention may be implemented with regard to any particular type of computing device <b>14</b> other than the computer <b>60</b>, as appropriate, without departing from the spirit and scope of the present invention.

P-0411[0411] As may be appreciated, if the computer <b>60</b> issues a sub-license <b>16</b><i>s</i>, such issued sub-license <b>16</b><i>s </i>specifies the limitations, if any, that must be satisfied to render the corresponding content <b>12</b> on the simple device <b>62</b>. Of course, the computer <b>60</b> may issue such sub-license <b>16</b><i>s </i>only if permitted according to the terms of the corresponding license <b>16</b> as obtained by the computer <b>60</b> from an appropriate license server <b>24</b>. In issuing the sub-license <b>16</b><i>s</i>, the computer <b>60</b> re-writes at least a portion of the license <b>16</b> to be in a form that is more amenable to the simple device <b>62</b> and that ties or binds the sub-license <b>16</b><i>s </i>to the simple device <b>62</b>. In particular, the computer <b>60</b> re-encrypts the content key (KD) for decrypting the content <b>12</b> into a form that is more amenable to decryption by the simple device <b>62</b>. Here, and in one embodiment of the present invention, the content key is re-encrypted according to a symmetric key that is in the possession of the DRM system <b>32</b><i>p </i>of the simple device <b>62</b>.

P-0412[0412] In particular, and assuming that the content key (KD) in the license <b>16</b> on the computer <b>60</b> is encrypted according to an asymmetric key such as the black box public key of the computer <b>60</b> (PU-BB-CO) in the manner discussed above, the computer <b>60</b> obtains the content key (KD) by applying the black box private key of the computer <b>60</b> (PR-BB-CO) in the manner discussed above, then re-encrypts the content key (KD) according to the symmetric key of the simple device <b>62</b>. Thus, and as should be appreciated, the content key (KD) is obtainable by the simple device <b>62</b> at the appropriate time by application of the symmetric key of the simple device <b>62</b>, and the sub-license <b>16</b><i>s </i>is therefore tied or bound to the simple device <b>62</b>. As should be appreciated, without re-encrypting the content key (KD), the simple device <b>62</b>, which would not know (PR-BB-CO), would not be able to decrypt (PU-BB-CO (KD)) to obtain (KD).

P-0413[0413] Procedures for creating the sub-license <b>16</b><i>s </i>are set forth in greater detail in the aforementioned U.S. patent application Ser. No. 09/892,371, and therefore need not be set forth herein in any detail. Any variations on such procedures that are necessary in view of the present invention should be apparent to the relevant public based on U.S. patent application Ser. No. 09/892,371.

P-0414[0414] Referring still to FIG. 13, to download the digital content <b>12</b> and the corresponding license <b>16</b> or sub-license <b>16</b><i>s </i>to the simple device <b>62</b>, the simple device <b>62</b> must be coupled to the computer <b>60</b> by way of a connection <b>63</b> which may be any appropriate connection without departing from the spirit and scope of the present invention. Typically, though, the portable device <b>62</b> has one or more interfaces <b>65</b> and such interface(s) <b>65</b> dictate the types of connections <b>63</b> that may be employed. For example, the interface <b>65</b> may be a serial port, a parallel port, a USB port, a ‘fire wire’ port, an infrared port, or the like, in which case a corresponding type of connection <b>63</b> must be employed, assuming the computer <b>60</b> supports such connection <b>63</b> by way of a corresponding interface <b>67</b> and appropriate supporting hardware and/or software. Such connections <b>63</b>, interfaces <b>65</b>, <b>67</b>, and hardware and/or software in support thereof are known or should be apparent to members of the relevant public and therefore need not be described herein in any further detail.

P-0415[0415] Notably, the simple device <b>62</b> may be deemed particularly trustworthy based on its simplicity. That is, the simple device <b>62</b> may have limited functionality and accessibility and therefore may be particularly invulnerable to attacks by a content thief or other nefarious individual. Accordingly, and in such a situation, the sub-license <b>16</b><i>s </i>is not strictly necessary. Instead, the content <b>12</b> may be placed on the simple device <b>62</b> encrypted according to a symmetric key available to the simple device <b>62</b>, and the simple device <b>62</b> may render the encrypted content <b>12</b> at will. Of course, to do so, the content <b>12</b> as obtained by the host computer <b>60</b> likely must be decrypted and then re-encrypted according to the symmetric key available to the simple device <b>62</b>. Details and methods for doing so should be apparent to the relevant public based on the present disclosure.

P-0416[0416] As stated above, in one embodiment of the present invention, the simple device <b>62</b> performs symmetric decryption only and does not therefore perform any asymmetric decryption. Accordingly, the simple device <b>62</b> need only have enough memory, processing speed, and the like to perform symmetric decryption. Bearing in mind, however, that asymmetric encryption and decryption is still necessary to transport symmetric keys to the simple device <b>62</b>, such asymmetric decryption is performed for the simple device <b>62</b> at a location remote therefrom, such as for example at the host computer <b>60</b>.

P-0417[0417] In particular, and still referring to FIG. 13, in one embodiment of the present invention, the simple device <b>62</b> is provided with a symmetric device key (DK) <b>64</b>, and is also provided with a copy of (DK) <b>64</b> encrypted according to a public key (PU) <b>66</b> (i.e., (PU(DK)) <b>68</b>) so that the simple device <b>62</b> may securely communicate (DK) <b>64</b> to the host computer <b>60</b>. Note that communicating (PU(DK)) <b>68</b> to the host computer <b>60</b> may be performed only after advanced identification of such host computer <b>60</b>, with the option of refusal or revocation on by the simple device <b>62</b> should it be found that the host computer <b>62</b> violates some standard of security or business usage.

P-0418[0418] In one embodiment of the present invention, (DK) <b>64</b> and (PU(DK)) <b>68</b> are permanently associated with the simple device <b>62</b> by being permanently stored in a read-only memory (ROM) <b>70</b> on the simple device <b>62</b> during manufacture thereof. Accordingly, each simple device <b>62</b> may have a unique (DK) <b>64</b> and (PU(DK)) <b>68</b> in the ROM <b>70</b> thereon. Moreover, the simple device <b>62</b> may tightly control external access to such ROM <b>70</b>, thereby preventing a nefarious individual from obtaining such (DK) <b>64</b> and (PU(DK)) <b>68</b> from the simple device <b>62</b>.

P-0419[0419] Notably, if (PU(DK)) <b>68</b> is permanently associated with the simple device <b>62</b>, a corresponding private key (PR) <b>72</b> must be available somewhere to obtain (DK) <b>64</b> from such (PU(DK)) <b>68</b>. A logical place for (PR) <b>72</b> would of course be the host computer <b>60</b>, especially inasmuch as such host computer <b>60</b> needs to obtain (DK) <b>64</b>. However, and importantly, the owner of (PU) <b>66</b> and (PR) <b>72</b> is most likely not the host computer <b>60</b>, and therefore it is very unlikely that such owner would provide (PR) <b>72</b> to the host computer <b>60</b>.

P-0420[0420] Accordingly, in one embodiment of the present invention, and still referring to FIG. 13, an accessible service <b>74</b> run by a trusted third party is employed as the owner of (PU) <b>66</b> and (PR) <b>72</b> (i.e., (PU-SERV) <b>66</b> and (PR-SERV) <b>72</b>), and the host computer <b>60</b> employs such service <b>74</b> to obtain (DK) <b>64</b> from (PU-SERV(DK)) <b>68</b>. As may be appreciated, such service <b>74</b> should be accessible to the host computer <b>60</b> by way of a network such as the Internet or an Intranet or the like. Such service <b>74</b> may be any appropriate service without departing from the spirit and scope of the present invention, and may for example comprise an appropriate server or computer run by the trusted third party.

P-0421[0421] In one embodiment of the present invention, and referring now to FIG. 14, the public key of the service (PU-SERV) <b>66</b> is distributed to a manufacturer of a simple device <b>62</b> (step <b>1401</b>). The manufacturer then selects a symmetric device key (DK) <b>64</b> for the simple device <b>62</b> (step <b>1403</b>), encrypts (DK) <b>64</b> according to (PU-SERV) <b>66</b> to produce (PU-SERV(DK)) <b>68</b> (step <b>1405</b>), and permanently places such (PU-SERV(DK)) <b>68</b> and (DK) <b>64</b> in the ROM <b>70</b> of the simple device <b>62</b> (step <b>1407</b>). The simple device <b>62</b> is then distributed to a user (step <b>1409</b>) and the user couples the simple device <b>62</b> to a host computer <b>60</b> (step <b>1411</b>) to download content <b>12</b> and (if necessary) a corresponding license <b>16</b> or sub-license <b>16</b><i>s. </i>

P-0422[0422] As set forth above, the host computer prior to downloading must encrypt at least one of the content <b>12</b>, the license <b>16</b>, or the sub-license <b>16</b><i>s </i>according to a symmetric key of the simple device <b>62</b>. In one embodiment of the present invention, then, and referring now to FIG. 15, the simple device <b>62</b> sends (PU-SERV(DK)) <b>68</b> to the host computer <b>60</b> (step <b>1501</b>). Assuming for the moment that the host computer <b>60</b> has never seen such (PU-SERV(DK)) <b>68</b> before, such host computer <b>60</b> must get the service <b>74</b> to obtain (DK) <b>64</b> from such (PU-SERV(DK)) <b>68</b>.

P-0423[0423] Accordingly, the host computer <b>60</b> sends (PU-SERV(DK)) <b>68</b> to the service <b>74</b> (step <b>1503</b>), the service <b>74</b> applies (PR-SERV) <b>72</b> to (PU-SERV(DK)) <b>68</b> to obtain (DK) <b>64</b> (step <b>1505</b>), and the service <b>74</b> then sends such (DK) <b>64</b> back to the host computer <b>60</b> (step <b>1507</b>). Bearing in mind that (DK) <b>64</b> should be transmitted in an encrypted form, step <b>1503</b> may also include the host computer <b>60</b> sending a public key thereof to the service <b>74</b>, and step <b>1507</b> may include the service <b>74</b> sending such (DK) <b>64</b> back to the host computer <b>60</b> encrypted according to the public key of the host computer <b>60</b>. In such case, the host computer applies a private key thereof to obtain (DK) <b>64</b>.

P-0424[0424] The host computer <b>60</b>, now having (DK) <b>64</b>, may choose to cache such (DK) <b>64</b> for later use so that repeat queries to the service <b>74</b> based on (PU-SERV(DK)) <b>68</b> are unnecessary (step <b>1509</b>). Accordingly, the host computer <b>60</b> stores (DK) <b>64</b> according to (PU-SERV(DK)) <b>68</b> in a cache <b>76</b> (FIG. 13) in an appropriate location of the host computer <b>60</b>, such as for example the state store <b>40</b> of the DRM system <b>32</b> of such host computer <b>60</b>. Thus, at a later time when the simple device <b>62</b> sends (PU-SERV(DK)) <b>68</b> to the host computer <b>60</b>, as at step <b>1501</b>, the host computer <b>60</b> having seen such (PU-SERV(DK)) <b>68</b> before merely obtains (DK) <b>64</b> from the cache <b>76</b> based on such (PU-SERV(DK)) <b>68</b> (step <b>1511</b>).

P-0425[0425] With (DK) <b>64</b> as obtained from the service <b>74</b> or the cache <b>76</b>, the host computer <b>60</b> may then encrypt at least one of the content <b>12</b>, the license <b>16</b>, or the sub-license <b>16</b><i>s </i>as necessary according to (DK) <b>64</b> (step <b>1513</b>), and download the encrypted object to the simple device <b>62</b> (step <b>1515</b>). The simple device <b>62</b> may then decrypt the encrypted object based on (DK) <b>64</b> as necessary (step <b>1517</b>).

P-0426[0426] Note that in the course of sending information between the simple device <b>62</b>, the host computer <b>60</b>, and the service <b>74</b> as set forth above, other information may also be sent to for example identify the sender. Such other information may include but is not limited to a certificate or other guarantee to demonstrate the sender's qualifications, a payment, and the like.

P-0427[0427] Note, too that if the host computer <b>60</b> indeed encrypts the content <b>12</b> according to (DK) <b>64</b>, such content <b>12</b> may be encrypted in some piece-wise fashion, such as for example by packet encryption. Thus, greater fault tolerance is provided. More significantly, only selected ones of the packets of content <b>12</b> need be encrypted top provide good protection, with the result being that the un-encrypted packets of content <b>12</b> represent a significant savings in resources that the simple device <b>62</b> must expend in rendering the content <b>12</b>.

P-0428[0428] In the present embodiment, the host computer <b>60</b> and the simple device <b>62</b> both possess (DK) <b>64</b>. However, (DK) <b>64</b> is not available to any other entity, and accordingly, the content <b>12</b> protected by (DK) <b>64</b> cannot easily be stolen or otherwise intercepted from the simple device <b>62</b>. Nonetheless, it may be somewhat troubling that the host computer <b>60</b> possesses (DK) <b>64</b>. Accordingly, in another embodiment of the present invention, (DK) <b>64</b> is a symmetric key but is kept private to the simple device <b>62</b>, and a symmetric binding key (BK) <b>78</b> (FIG. 13) is provided to the simple device <b>62</b> to bind the simple device <b>62</b> to the host computer.

P-0429[0429] In contrast with (DK) <b>64</b>, (BK) <b>78</b> should be re-writable. Accordingly, in the event that (BK) <b>78</b> becomes compromised, and by extension the simple device <b>62</b> becomes compromised, (BK) <b>78</b> may be changed, as will be set forth in more detail below. In one embodiment of the present invention, then (BK) <b>78</b> is re-writably located in a re-writable memory <b>80</b> on the simple device <b>62</b>, and is tied to (DK) <b>64</b> by being located in such memory <b>80</b> as (BK) <b>78</b> encrypted according to (DK) <b>64</b> (i.e., as (DK(BK)) <b>82</b>). Notably, the simple device <b>62</b> should tightly control external access to such memory <b>80</b>, thereby preventing a nefarious individual from obtaining such (DK(BK)) <b>82</b> from the simple device <b>62</b>.

P-0430[0430] Referring now to FIG. 16, it is seen that as before, the public key of the service (PU-SERV) <b>66</b> is distributed to a manufacturer of a simple device <b>62</b> (step <b>1601</b>), and the manufacturer selects a symmetric device key (DK) <b>64</b> for the simple device <b>62</b> (step <b>1603</b>), encrypts (DK) <b>64</b> according to (PU-SERV) <b>66</b> to produce (PU-SERV(DK)) <b>68</b> (step <b>1605</b>), and permanently places such (PU-SERV(DK)) <b>68</b> and (DK) <b>64</b> in the ROM <b>70</b> of the simple device <b>62</b> (step <b>1607</b>). In addition, the manufacturer creates the re-writable memory <b>80</b> in the simple device <b>62</b> for (DK(BK)) <b>82</b> and write an initializing value in such memory <b>80</b> (step <b>1609</b>). The initializing value in one embodiment of the present invention is set to a pre-determined value (such as for example zero) that signals to the host computer <b>60</b> that such (BK) <b>78</b> needs to be initialized to a randomized value and thus be individualized to such simple device <b>62</b>, and then employed to store (DK(BK)) <b>82</b>. The simple device <b>62</b> with the initializing value is then distributed to a user (step <b>1611</b>) and the user couples the simple device <b>62</b> to a host computer <b>60</b> (step <b>1613</b>) to download content <b>12</b> and (if necessary) a corresponding license <b>16</b> or sub-license <b>16</b><i>s. </i>

P-0431[0431] In the present embodiment, and in contrast with the embodiment disclosed in connection with FIGS. 13 and 14, the host computer prior to downloading must encrypt at least one of the content <b>12</b>, the license <b>16</b>, or the sub-license <b>16</b><i>s </i>according to (BK) <b>78</b>. To do so, and referring now to FIG. 17, the simple device <b>62</b> sends both (PU-SERV(DK)) <b>68</b> and (DK(BK)) <b>82</b> to the host computer <b>60</b> (step <b>1701</b>). Assuming for the moment that the host computer <b>60</b> finds (DK(BK)) <b>82</b> set to the pre-determined initializing value (such as for example zero), the host computer <b>60</b> recognizes that (BK) <b>78</b> and by extension (DK(BK)) <b>82</b> must be initialized for the simple device <b>62</b>.

P-0432[0432] Accordingly, the host computer <b>60</b> forwards (PU-SERV(DK)) <b>68</b> without any (DK(BK)) <b>82</b> to the service <b>74</b> (step <b>1703</b>). As before, the service <b>74</b> applies (PR-SERV) <b>72</b> to (PU-SERV(DK)) <b>68</b> to obtain (DK) <b>64</b> (step <b>1705</b>). However, since no (DK(BK) <b>82</b> was sent, the service selects an initialized (BK) <b>78</b> for the simple device <b>62</b> (step <b>1707</b>), employs the obtained (DK) <b>64</b> to encrypt the initialized (BK) <b>78</b> to produce (DK(BK)) <b>82</b> (step <b>1709</b>), and returns (DK(BK)) <b>82</b> and (BK) <b>78</b> to the host computer <b>60</b> (step <b>1711</b>). Note that in an alternative embodiment, the host computer <b>60</b> may select (BK) <b>78</b> for the simple device <b>62</b>, and send same to the host computer <b>60</b>. In either case, the host computer <b>60</b> forwards (DK(BK)) <b>82</b> to the simple device <b>62</b> (step <b>1713</b>), where same is stored in the re-writable memory <b>80</b> thereon (step <b>1715</b>).

P-0433[0433] Still referring to FIG. 17, and assuming now that the host computer <b>60</b> receives both (PU-SERV(DK)) <b>68</b> and (DK(BK)) <b>82</b> from the simple device <b>62</b> as at step <b>1701</b> and finds (DK(BK)) <b>82</b> set to a value other that the pre-determined initializing value, and assuming (BK) <b>78</b> is not cached thereon, the host computer <b>60</b> recognizes that (BK) <b>78</b> must be obtained (step <b>1717</b>). Accordingly, the host computer <b>60</b> sends (PU-SERV(DK)) <b>68</b> and (DK(BK)) <b>82</b> to the service <b>74</b> (step <b>1719</b>), the service <b>74</b> applies (PR-SERV) <b>72</b> to (PU-SERV(DK)) <b>68</b> to obtain (DK) <b>64</b> (step <b>1721</b>), applies (DK) <b>64</b> to (DK(BK)) <b>82</b> to obtain (BK) <b>78</b> (step <b>1723</b>), and the service <b>74</b> then sends such (BK) <b>78</b> back to the host computer <b>60</b> (step <b>1725</b>). As before, bearing in mind that (BK) <b>78</b> should be transmitted in an encrypted form, steps <b>1703</b> and <b>1719</b> may also include the host computer <b>60</b> sending a public key thereof to the service <b>74</b>, and steps <b>1711</b> and <b>1725</b> may include the service <b>74</b> sending such (BK) <b>78</b> back to the host computer <b>60</b> encrypted according to the public key of the host computer <b>60</b>. In such case, the host computer applies a private key thereof to obtain (BK) <b>78</b>.

P-0434[0434] In the present embodiment, the host computer <b>60</b> has (BK) <b>78</b> after step <b>1711</b> and after step <b>1725</b>. In either case, the host computer may choose to cache such (BK) <b>78</b> for later use so that repeat queries to the service <b>74</b> based on (PU-SERV(DK)) <b>68</b> are unnecessary. Accordingly, and as was set forth above, the host computer <b>60</b> stores (BK) <b>78</b> according to (PU-SERV(DK)) <b>68</b> in the cache <b>76</b> (FIG. 13) thereof (step <b>1727</b>). Thus, at a later time when the simple device <b>62</b> sends (PU-SERV(DK)) <b>68</b> to the host computer <b>60</b>, as at step <b>1701</b>, the host computer <b>60</b> having seen such (PU-SERV(DK)) <b>68</b> before merely obtains (BK) <b>78</b> from the cache <b>76</b> based on such (PU-SERV(DK)) <b>68</b> (step <b>1729</b>). Note that (DK(BK)) <b>82</b> need not be employed as an additional index value in the cache <b>76</b> to obtain (BK) <b>78</b> therefrom, unless multiple ones of the simple device <b>62</b> have the same (DK) <b>64</b>, as discussed below.

P-0435[0435] With (BK) <b>78</b> as obtained from the service <b>74</b> or the cache <b>76</b>, the host computer <b>60</b> may then encrypt at least one of the content <b>12</b>, the license <b>16</b>, or the sub-license <b>16</b><i>s </i>as necessary according to (BK) <b>78</b> (step <b>1731</b>), and download the encrypted object to the simple device <b>62</b> (step <b>1733</b>). The simple device <b>62</b> may then decrypt the encrypted object as necessary by applying (DK) <b>64</b> to (DK(BK)) <b>82</b> to obtain (BK) <b>78</b> (step <b>1735</b>), and then applying (BK) <b>78</b> to the encrypted object (step <b>1737</b>).

P-0436[0436] Significantly, in all the steps performed in the present embodiment, the simple device <b>62</b> and the service <b>74</b> never reveal (DK) <b>64</b> to the host computer <b>60</b>. Instead, only the binding key (BK) <b>78</b> is so revealed. If (BK) <b>78</b> (i.e., (BK-<b>1</b>) <b>78</b>) somehow becomes compromised, a new (BK-<b>2</b>) <b>78</b> may be obtained for the simple device <b>62</b> in the manner set forth above. Further, if (BK-<b>1</b>) <b>78</b> is encrypted according to (BK-<b>2</b>) <b>78</b> to produce (BK-<b>2</b>(BK-<b>1</b>)) and same is stored on the simple device <b>62</b>, such simple device may obtain (BK-<b>1</b>) as necessary to decrypt an older encrypted object by applying (DK) <b>64</b> to (DK(BK-<b>2</b>)) <b>82</b> to obtain (BK-<b>2</b>) <b>78</b>, applying (BK-<b>2</b>) <b>78</b> to (BK-<b>2</b>(BK-<b>1</b>)) to obtain (BK-<b>1</b>) <b>78</b>, and then applying (BK-<b>1</b>) <b>78</b> to the older encrypted object. Of course, such a ‘daisy-chain’ may be extended an indefinite number of times to give the simple device <b>62</b> newer binding keys <b>78</b> (i.e., (BK-<b>3</b>), (BK-<b>4</b>), etc.) while still being able to handle older objects encrypted according to older binding keys <b>78</b>.

P-0437[0437] Also significantly, by employing a symmetric device key (DK) <b>64</b> in combination with a symmetric binding key (BK) <b>78</b> in the manner set forth above, multiple ones of the simple devices <b>62</b> may be mass-produced with the same (DK) <b>64</b>. As may be appreciated, each simple device <b>62</b> with the same (DK) <b>64</b> is individualized by having a different (BK) <b>78</b>. Of course, in such a situation, (DK(BK)) <b>82</b> should be employed as an additional index value in the cache <b>76</b> to obtain (BK) <b>78</b> therefrom, in the unlikely event multiple simple devices <b>62</b> having the same (DK) <b>64</b> (and the same (PU-SERV(DK)) <b>68</b>) visit the same host computer <b>60</b>.

CONCLUSION

P-0438[0438] Although the present invention is especially useful in connection with a simple device <b>62</b> such as was set forth above, the present invention may be practiced with regard to any appropriate device, be it relatively simple or relatively complex, all without departing from the spirit and scope of the present invention, such as for example a personal computer, a server, an intelligent appliance, etc. Accordingly, ‘simple device’ is to be interpreted to encompass any device <b>62</b> that couples to and downloads an encrypted object from a host computer <b>60</b> or the like.

P-0439[0439] The programming necessary to effectuate the processes performed in connection with the present invention is relatively straight-forward and should be apparent to the relevant programming public. Accordingly, such programming is not attached hereto. Any particular programming, then, may be employed to effectuate the present invention without departing from the spirit and scope thereof.

P-0440[0440] In the foregoing description, it can be seen that the present invention comprises a new and useful method and mechanism that allows the DRM architecture <b>10</b> to be extended to a relatively simple device <b>62</b> by allowing for encryption and data-protection for content <b>12</b> on the relatively small device <b>62</b>, even though the encryption and decryption capabilities of the device <b>62</b> are limited. It should be appreciated that changes could be made to the embodiments described above without departing from the inventive concepts thereof. It should be understood, therefore, that this invention is not limited to the particular embodiments disclosed, but it is intended to cover modifications within the spirit and scope of the present invention as defined by the appended claims.