A handover method and apparatus in a mobile communication system

A HANDOVER METHOD AND APPARATUS IN A MOBILE COMMUNICATION SYSTEM [Technical Field]

The present invention relates to a handover method and apparatus using an X2 interface in a mobile communication system.

[Background Art]

Long Term Evolution (LTE) is an evolution technology of the third Generation (3G) mobile communication system, and has several advantages, such as enhancing the capacity of cells and reducing the system delay.

FIG. 1 is a schematic diagram illustrating an architecture of a LTE system according to the related art.

Referring to FIG. 1, the Evolved Universal Terrestrial Radio Access Network (E-UTRAN) of the LTE system typically includes radio resource management entities, such as evolved Node Bs (eNBs) and Home eNBs (HeNBs), and may further include HeNB Gateways (GWs). When the HeNB GWs are not included, the HeNBs may directly connect with Mobile Management Entities (MMEs) of the core network. When the HeNB GWs are included, the HeNBs connect with the MMEs through the HeNB GW. The MMEs are important network entities of the core network, and are responsible for functions such as, radio access bearer establishment and mobility management.

In the mobile communication system, in order to provide better services for particular users, as for a particular group, a Closed Subscriber Group (CSG) is usually needed to be formed with multiple radio resource management entities. For example, all users of a company or campus form a particular user group. A CSG is formed for this user group with multiple radio resource management entities to provide specialized access services.

The radio resource management entities of the LTE include eNB 101 and HeNB 1030. The radio resource management entities of the LTE may further include HeNB GW 103. Each eNB 101 is connected with each other through an X2

OCT 2012 interface. Each eNB 101 is directly connected with MME 104 in a Core Network (CN) through an SI interface. HeNB 102 may connect with HeNB GW 103 through the SI interface, and then HeNB GW 103 may connect with MME 104 through the SI interface. HeNB 102 may also directly connect with MME 104 through the SI interface. When there is no HeNB GW 103 deployed in the system, HeNB 102 directly connects with MME 104 through SI interface. Both eNB 101 and HeNB 102 may connect with multiple MMEs 104 in the CN.

In order to provide richer access services, the radio resource management entities of the LTE system shown in FIG. 1 usually include more types. For example, the HeNBs are classified into open HeNBs, hybrid HeNBs, and CSG HeNBs. The open HeNBs denote HeNBs which are not directed against any particular user group, and to which any User Entity (UE) may access. The CSG HeNBs denote HeNBs in the CSG user group, and only permit the access of UEs in the particular group served by the CSG HeNBs. The hybrid HeNBs denote the HeNBs which support the function of the CSG, permit die access of UEs in the particular user group served by the hybrid HeNBs, and also permit the access of the UEs in a general user group.

The UE may move among different HeNBs and between a HeNB and eNB, The movement of UE is implemented through SI handover. The SI handover represents handover using an SI interface.

FIG. 2 is a schematic diagram illustrating an SI handover procedure according to the related art. Suppose each of HeNBs connects with the MME through the HeNB GW.

Referring to FIG. 2, a source HeNB 217 sends a handover required message to a HeNB GW 219 in step 201a. How to send a measurement report to the source HeNB 217 from the UE 216 and how to initiate the handover by the source HeNB 217 is not introduced here.

In step 201b, the HeNB GW 219 sends the handover required message to the MME(220).

In step 202a, the MME 220 sends a handover request message to the HeNB GW 219, and in the step 202b, the HeNB GW 219 sends the handover request

OCT 2012 message to the target HeNB. The source HeNB 217 denotes the HeNB at which the UE 216 is originally located. The target HeNB 218 refers to the HeNB to which the UE performs handover.

In step 203, the target HeNB 218 allocates resources for the UE 216, and in step 203 a, sends a handover request acknowledgement message to the HeNB GW 219. In step 203b, the HeNB GW 219 sends the handover request acknowledgement message to the MME 220.

In step 205a, the MME 220 sends a handover command message to the HeNB GW 219, In step 205b, The HeNB GW 219 sends the handover command message to the source HeNB 217.

In step 206, the source HeNB 217 sends a Radio Resource Control (RRC) connection re-configuration message to the UE 216.

In step 207, the UE 216 synchronizes to the target cell, and in step 208, sends the RRC connection re-configuration completion message to the target HeNB 218.

In step 209a, the target HeNB 218 sends a handover notify message to the HeNB GW 219. In step 209b, the HeNB GW 219 sends the handover notify message to the MME 220.

In step 210, the MME 220 sends a modify bearer request message to a Service-Gateway/Packet Data Network Gateway (S-GW/PDN GW) 225. The S-GW is mainly used for providing a user plane function. The PDN GW is mainly used for functions, e.g., charging and lawful interception. In step 211, the S-GW and PDN GW may be set in a same physical entity, or be two entities. This step omits the signaling interactions between the S-GW and PDN GW.

In step 212, the S-GW/PDN GW 225 sends a modify bearer response message to the MME 220.

In step 213, the UE 216 initiates a Tacking Area Update (TAU) process.

In step 213a, The MME 220 sends a UE context release command message to the HeNB GW 219. In step 213b, the HeNB GW 219 sends the UE context release command message to the source HeNB 217.

In step 214a, the source HeNB 217 sends the UE 216 context release

OCT 2012 completion message to the HeNB GW 219. In the 214b, the HeNB GW 219 sends the UE 216 context release completion message to the MME 220.

Although the above process may implement the handover procedure, taking the large number of HeNBs and the often handover of UE into consideration, if each handover is implemented through the SI handover, the burden of the core network is heavily aggravated and the efficiency of the handover is reduced. Similarly, the above issues also exist when the UE moves between the HeNB and eNB, and between eNB and eNB.

FIGs. 3a-3c are a connection schematic diagram illustrating applying X2 handover to an HeNB according to the related art. FIG. 3a is a connection schematic diagram illustrating movement (300) of a UE between HeNBs 305a and 305b through X2 handover. FIG. 3b is a connection schematic diagram illustrating movement (310) of a UE from HeNB 315 to eNB 320 through X2 handover. FIG. 3c is a connection schematic diagram illustrating movement (325) of UE from eNB 330 to HeNB 335 through X2 handover.

Referring to FIGs. 3a-3c, since the HeNB GW possesses Non-Access-Stratum (NAS) Node Selection Function (NNSF), the HeNB GW will select a serving MME for a UE under the HeNB when the HeNB accesses the MME through the HeNB GW. However, the HeNB doesn’t learn of the MME selected by the HeNB GW for the UE. Accordingly, when executing the X2 handover, the source HeNB cannot inform the target HeNB about the serving MME of the UE. Subsequently, the target HeNB, or the eNB, or the target HeNB GW will not leam to which MME the path switch request message should be sent. The handover process will be unsuccessful if the message has been sent to other MME instead of the MME initially accessed by the UE.

[Disclosure] [Technical Problem]

In the related art as described above, movement of UE between HeNB and eNB is also achieved through SI handover. From above analysis, it can be seen that

OCT 2012 movement of UE between HeNBs through SI handover is achieved via the CN, which includes handover preparation and data forwarding. If each movement of UE between HeNBs is achieved through SI handover, a very heavy load will be brought for the CN due to the huge number of HeNB. The handover efficiency may be reduced.

However, handover preparation and data forwarding in prior X2 handover process are not necessary to be performed through the MME. Thus, the X2 handover process may be applied for the movement of UE between HeNBs.

[Technical Solution]

Aspects of the present invention are to address the above-mentioned problems and/or disadvantages and to provide at least the advantages described below. Accordingly, an aspect of the present invention is to provide a handover method using an X2 interface in the mobile communication system.

Another aspect of the present invention is to provide that a Mobile Management Entity (MME) identifier of a MME accessed by a User Entity (UE) to perform X2 handover is provided to a target evolved Node B(eNB)/Home eNB (HeNB) or target HeNB GateWay (GW) during the X2 handover.

In accordance with an aspect of the present invention, a method for handover of a User Entity (UE) by a source Base Station (BS) is provided. The method includes determining whether to handover the UE using an X2 interface, transmitting a handover request message to the target BS, the handover request message including Closed Subscriber Group (CSG) information of a target BS, and receiving a handover request acknowledgement message from the target BS, wherein the determining of whether to handover the UE using the X2 interface includes, if there is X2 interface between the source BS and the target BS, and if the target BS doesn’t support a CSG or the target BS supports the same CSG supported by the source BS, determining to perform the handover of the UE using the X2 interface, and obtaining the CSG information of the target BS through an X2 interface set up procedure.

In accordance with another aspect of the present invention, a method for

OCT 2012 handover of a User Entity (UE) by a target Base Station (BS) is provided. The method includes receiving a handover request message from a source BS, the handover request message including CSG information of a target BS, if the CSG information includes a first CSG IDentifier (ID), determining whether the first CSG ID and a second CSG ID are the same, and obtaining the second CSG ID from CSG information broadcasted from the target cell, if the first CSG ID and the second CSG ID are the same, transmitting a handover request acknowledgement message to the source BS, and receiving a Radio Resource Control (RRC) re-configuration message from the UE, transmitting a path switch request message including the second CSG ID to Mobility Management Entity (MME), and if a path switch request acknowledgement message is received from the MME, transmitting an UpLink (UL) context release message to the source a BS.

In accordance with another aspect of the present invention, a method for handover of a User Entity (UE) by a Mobility Management Entity ame CSG.

In accordance with another aspect of the present invention, a source Base Station (BS) for handover of User Entity (UE) is provided. The source BS includes a controller for determining whether to handover the UE using an X2 interface, a transmitter for transmitting a handover request message to a target BS, the handover request message including CSG information of the target BS, and a receiver for receiving a handover request acknowledgement message from the target BS, wherein if there is an X2 interface between the source BS and the target BS, and if the target BS doesn’t support a CSG or the target BS supports a same CSG supported by the source BS, the controller determines to perform the handover of the UE using the X2 interface, and obtains the CSG information of the target BS through an X2 interface set up procedure.

In accordance with another aspect of the present invention, a target Base Station (BS) for handover of User Entity (UE) is provided. The target BS includes a receiver for receiving a handover request message comprising CSG information of a target BS from a source BS,, a controller for determining, if the CSG information includes a first CSG ID, whether the first CSG ID and a second CSG ID are the

OCT 2012 same, and for obtaining the second CSG ID from CSG information broadcasted from the target cell, and if the first CSG ID and the second CSG ID are the same, the transmitter transmits a handover request acknowledgement message to the source BS, the receiver receives a Radio Resource Control re-configuration message from the UE, the transmitter transmits a path switch request message including the second CSG ID to a Mobility Management Entity (MME), and wherein if a path switch request acknowledgement message is received by the receiver from the MME, the transmitter transmits a UL context release message to the source a BS.

In accordance with another aspect of the present invention, a Mobility Management Entity (MME) method for handover of a User Entity (UE) is provided. The MME method includes receiving a path switch request message from a target BS, the path switch request message including CSG information of the target BS, if the CSG information indicates that the target BS is a CSG BS supporting a specific CSG, transmitting a bearer update request message including user CSG information to a user plane entity, wherein, if the a bearer update response message is received, transmitting a path switch request acknowledgement message to the target BS, and wherein the CSG information of the target BS or CSG information broadcast from the target cell includes an access mode indicating that the target BS is CSG BS supporting a specific CSG or hybrid BS supporting the specific CSG and UEs not included the specific CSG, wherein if the target BS is the CSG BS or the hybrid BS, the CSG information includes a CSG ID of the specific CSG, and wherein if the target BS supports the same CSG supported by the source BS, the CSG information includes an identifier indicating that the target BS supports the same CSG.

Other aspects, advantages, and salient features of the invention will become apparent to those skilled in the art from the following detailed description, which, taken in conjunction with the annexed drawings, discloses exemplary embodiments of the invention.

[Advantageous Effects]

Adopting the technical scheme of the present invention, when the preset condition is satisfied, for instance, the UE moves in a same CSG, or the UE moves

OCT 2012 into an open cell, or the UE moves into a hybrid cell, the X2 handover is adopted. Compared with SI handover, the X2 handover procedure requires fewer steps for performing the signaling interaction with the MME. Thus, the processing burden of the core network is reduced, and the handover efficiency is improved.

[Description of Drawings!

The above and other aspects, features, and advantages of certain exemplary embodiments of the present invention will be more apparent from the following description taken in conjunction with the accompanying drawings, in which:

FIG. 1 is a schematic diagram illustrating a structure of a Long Term Evolution (LTE) system according to the related art;

FIG. 2 is a schematic diagram illustrating the conventional SI handover according to the related art;

FIGs. 3a-3c are schematic diagrams illustrating each kind of connection structure when applying X2 handover to a Home evolved Node B (HeNB) according to the related art;

FIG. 4 is a schematic diagram illustrating a connection structure when performing X2 handover through an HeNB in accordance with an exemplary embodiment of the present invention;

FIG. 5a is a flowchart illustrating a X2 handover method according to a first exemplary embodiment of the present invention;

FIG. 5b is a schematic diagram illustrating a X2 interface setup procedure in accordance with a first exemplaiy embodiment of the present invention;

FIG. 6 is a flowchart illustrating an X2 handover method in accordance with a second exemplary embodiment of the present invention;

FIG. 7 is a working flow diagram of accessing a network by User Entity (UE) through an HeNB using network of FIG. 4 in accordance with an exemplary embodiment of the invention;

FIG. 8 is a working flow diagram of an X2 handover achieved with an HeNB in accordance with a third exemplary embodiment of the present invention;

FIG. 9 is a block diagram illustrating a structure of an HeNB/eNB or Base

OCT 2012

Station (BS) according to an exemplary embodiment of the present invention; and FIG. 10 is a block diagram illustrating a structure of a Mobile Management Entity (MME) according to an exemplary embodiment of the present invention.

Throughout the drawings, it should be noted that like reference numbers are used to depict the same or similar elements, features, and structures.

[Best Mode] the following description with reference to the accompanying drawings is provided to assist in a comprehensive understanding of exemplary embodiments of the invention as defined by the claims and their equivalents. It includes various specific details to assist in that understanding, but these are to be regarded as merely exemplary. Accordingly, those of ordinary skill ih the art will recognize that various changes and modifications of the embodiments described herein can be made without departing from the scope of the invention. In addition, descriptions of well-known functions and constructions may be omitted for clarity and conciseness.

The terms and words used in the following description and claims are not limited to the bibliographical meanings, but are merely used by the inventor to enable a clear and consistent understanding of the invention. Accordingly, it should be apparent to those skilled in the art that the following description of exemplary embodiments of the present invention is provided for illustration purposes only and not for the purpose of limiting the invention as defined by the appended claims and their equivalents.

It is to be understood that the singular forms “a,” “an,” and “the” include plural referents unless the context clearly dictates otherwise. Thus, for example, reference to “a component surface” includes reference to one or more of such surfaces.

Exemplary embodiment of the present invention provide a handover scheme using X2 interface for reducing processing burden of the core network in the mobile communication system. When the User Entity (UE) moves in the same Closed Subscriber Group (CSG), or the UE moves into an open cell (may be a cell covered

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8 AUG 2015

AMENDMENT by a HeNB, or a cell covered by an eNB), or moves into a hybrid cell, X2 handover is adopted. Since fewer steps for interacting with a Mobile Management Entity (MME) are needed in the X2 handover process, the processing burden of the core network is reduced, and the handover efficiency is improved according to first and second exemplary embodiments of the present invention. Under a few circumstances, such as when the UE moves from one CSG to another CSG, SI handover may still be adopted.

According to a third exemplary embodiment of the present invention, when a UE connects to a network through an HeNB, an MME or an HeNB GW sends the MME identifier of the UE’s MME to the HeNB. When performing the X2 handover, the HeNB may send the MME identifier to the target eNB/HeNB to which the UE should handover, to enable the target eNB/HeNB to successfully send a path switch request message to the MME serving the UE. When the target HeNB accesses the MME through HeNB GateWay (GW), the target HeNB sends the MME identifier to the destination HeNB GW, to enable the destination HeNB GW to successfully send the path switch request message to the MME serving the UE, and to reduce frequent interactions with a Core Network (CN) during an SI handover process when ensuring a successful X2 handover. Thus, influence of the handover process on the CN is reduced, and handover delay is reduced.

The scheme of an exemplary embodiment of the present invention may be implemented on the basis of the network structure illustrated in FIG. 4.

FIG. 4 is a schematic diagram illustrating a connection structure when performing X2 handover through an HeNB in accordance with an exemplary embodiment of the present invention.

Referring to FIG. 4, both of the HeNB 400a and the HeNB 400b and the eNB 410 connect with the MME 415 in the core network through the SI interfaces and adopt an SI protocol stack. Each HeNB 400a and 400b also connects with the HeNB GWs 405a and 405b through the SI interface and adopts the SI protocol stack. Each HeNB 405a and 405b connect with another HeNB, and each HeNB 405a and 405b connects with an eNB 410 through an X2 interface and adopts an X2

OCT 2012 protocol stack. Depending on the arrangement of the operator, the HeNB GWs 405 a and 405b may, or may not exist. If the HeNB GW does not exist, the HeNB directly connects with the MME 415 through the SI interface.

The first exemplary embodiment of the present invention may apply to the following situations involving X2 handover, including when the UE moves between HeNBs, when the UE moves between the HeNB and eNB, and when the UE moves between eNBs. X2 handover is performed in these situations. In addition, the scheme of an exemplary embodiment of the present invention may also apply to the scheme in which the UE moves among different Base Stations (BSs), HeNBs, eNBs, and between the HeNB in the 3^rd Generation (3G) network.

FIG. 5a is a flowchart illustrating an X2 handover method according to a first exemplary embodiment of the present invention. As shown in FIG. 5a, the following steps are included. The UE moves among different BSs (a source BS and target BS), but the scheme of an exemplary embodiment of the present invention may also apply to the scheme in which the UE moves between apparatuses connected the X2 interface. The apparatuses include HeNBs and eNBs.

Referring to FIG. 5a, a source BS 502 makes a handover decision in step 507.

In step 508, the source BS 502 determines that an X2 handover procedure is adopted. For example, the source BS 502 determines whether there is an X2 interface between itself and the target BS 503. If there is not an X2 interface, the SI handover flow of the related art is executed; otherwise, the source BS 502 further determines whether the target cell is an open cell, or whether the source cell and the target cell belong to a same CSG. If so, the X2 handover is performed, i.e., step 509 is performed.

The SI handover flow is described above. In addition, the source cell and the target cell being located at a same CSG indicates that both the source cell and the target cell are CSG cells, and that they have the same CSG identifier.

The source BS 502 may be a HeNB or an eNB. The target BS 503 may also be the HeNB or eNB. According to different network configurations, there may or

OCT 2012 may not be an X2 interface between the source BS 502 and the target BS 503.

In addition, in step 508, the source BS 502 may obtain the CSG IDentifier (ID) and an access mode of the target cell from the UE 501, through the X2 setup procedure, according to the configuration of the operator, and/or through other fashions. The access mode refers to the type of the target cell, for instance, the hybrid or CSG cell. If the CSG ID does not exist, the target cell is considered as an open cell, or the target cell may be explicitly denoted as the open cell. Whether the source cell and the target belong to a same CSG can be determined according to the CSG ID of the target cell.

The method for obtaining the CSG ID and access mode of the target cell from the UE 501 includes obtaining the CSG ID and access mode from an Automatic Neighbor Relation (ANR), or from a measurement report sent for the purpose of handover. The specific implementations are well known, and any specific implementation may be employed. In addition, when initially accessing the network, the BS and partial other BSs may execute the X2 interface setup procedure. The BSs, with which the BS executes the X2 interface setup procedure, are determined according to the configuration of the operator and so on. The source BS 502 may obtain the CSG ID and access mode of the target cell with this method.

FIG. 5b is a schematic diagram illustrating an X2 interface setup procedure in accordance with a first exemplary embodiment of the present invention.

Referring to FIG. 5b, the BS1 5000 sends an X2 setup request message to the BS2 5005 in step 5011. The X2 setup request message includes information of serving cells belonging to BS1 5000. The information includes the CSG ID and Physical Cell Identifier (PCI) of each of the serving cells, and may further include the access mode of each the serving cells, etc. for indicating whether the cell is a hybrid cell or CSG cell. When the access mode of each of the serving cells is the hybrid cell, the X2 setup request message includes the access mode for indicating that the cell is the hybrid cell. When the cell is the CSG cell, the X2 setup request message does not include the access mode. This method is used for implicitly indicating that the access mode is the CSG type. Alternatively, the access mode is

OCT 2012 not carried in the X2 setup request message, but is determined according to the scope of the PCI of the cell.

In step 5012, the BS2 sends an X2 setup response message to the BS1. The X2 setup response message includes information of target cells belonging to the BS2 5005. The information includes the CSG ID and PCI of each of the target cells, and may further include an access mode of the each of the target cells, etc. for indicating whether the cell is a hybrid cell or a CSG cell. When the cell is the hybrid cell, the X2 setup response message includes the access mode for indicating that each of the target cells is the hybrid cell. When one of the target cells is the CSG cell, the X2 setup response message does not include the access mode. This method is used for implicitly indicating that the access mode is the CSG type. If the access mode is not carried in the X2 setup response message, the access mode may be determined according to the scope of the PCI of the cell.

The BS1 5000 illustrated in FIG. 5b may be an eNB, or a HeNB. Similarly, the BS2 5005 may be an eNB or a HeNB. As shown in FIG. 5b, the source BS 502 obtains the CSG ID and the access mode of the target cell, and the source BS 502 determines X2 handover for the UE 501, and proceeds to step 509.

In step 509, the source BS 502 sends the handover request message to the target BS 503. If a target cell serviced by the target BS (503) is a CSG cell, the CSG ID of the target cell may be carried in the handover request message. In addition, if the CSG ID of the target is obtained through the X2 interface setup procedure as shown in FIG. 5b, the CSG ID of the target cell may not be carried. Since it is considered that the CSG ID of the target cell obtained through this mode is correct, it is unnecessary to perform the verification as shown in step 510.

In step 510, the target BS 503 verifies the CSG ID included in the handover request message of the target cell. The target BS 503 verifies whether the CSG ID of the target cell included in the handover request message is correct. The target BS 503 compares the CSG ID of the target cell included in the handover request message with the CSG ID broadcast by the target cell to determine whether the two CSG IDs are the same. If they are not the same, the X2 handover is rejected, and the

OCT 2012

CSG ID broadcast by the target cell, i.e. the correct CSG ID of the target cell is earned in a handover preparation failure message and sent to the source BS 502; otherwise, step 405 is performed.

Step 510 is optional. If the handover request message sent from the source BS 502 to the target BS 503 in step 509 does not include the CSG ID of the target cell, execution of step 510 is not needed.

In step 511, the target BS 503 sends a handover request acknowledgement message to the source BS 502.

In step 512, the source BS 502 sends a Radio Resource Control (RRC) connection re-configuration message to the UE 501.

In step 513, the UE 501 sends a RRC connection re-configuration completion message to the target BS 503.

In step 514a, the target BS 503 sends a path switch request message to the gateway. If the target cell is a CSG cell, the CSG ID of the target cell is carried in the path switch request message. If the target cell is a CSG cell, the target cell can determine that this handover adopts the X2 handover according to steps 509-514a, and the target cell knows the principle of X2 handover, i.e. under what circumstances X2 handover is adopted. Accordingly, the target cell may determine that both the source cell and target cell are CSG cells, and that they have the same CSG ID. Thus, the path switch request message may include the same CSG ID indication, indicating that the source cell and the target have the same CSG ID. In this situation, the CSG ID of the target may not be earned. In addition, if the source cell and target are HeNBs, the gateway is the HeNB GW.

In step 514b, the gateway 504 sends the path switch request message to the MME 505. The content of the path switch request message in this step are identical with the content of the path switch request message in step 514a. If the gateway 504 is not configured, steps 514a and 514b may be merged into one step, in which the target BS 503 sends the path switch request message to the MME 505.

In step 515a, the MME 505 sends a bearer update request message to a user plane entity, i.e. Service-Gateway/Packet Data Network Gateway (S-GW/PDN GW)

OCT 2012

506. The signaling interactions between the S-GW and PDN GW are omitted here.

According to the received path switch request message, the MME 505 can determine that the target cell to which the UE 501 moves is a CSG cell or an open cell. For example, if the path switch request message includes the CSG ID of the target cell, it can be determined that the target cell of the UE 501 is the CSG cell. If the CSG ID of the target cell is not carried, it can be determined that the target cell is an open cell. If the received path switch request message includes the same CSG ID indication, it can be determined that the target cell and the source cell locate at a same CSG. In addition, the MME 505 knows the CSG ID and access mode of the source cell. Accordingly, the MME 505 can know the CSG ID and access mode of the target cell. If the PDN GW has requested the user CSG information of the UE (determined according to the UE context), under the circumstance that the target cell is the CSG cell, the bearer upadate request message sent from the MME 505 to the S-GW/PDN GW 506 includes the user CSG information.

The user CSG information includes the CSG ID of the target cell, the access mode of the target cell, and CSG membership indication of the target cell (the MME itself can make the judgment). The CSG membership indication indicates that the UE is joined to a CSG supported by the target cell, so that the PDN GW may charge the UE 501 according to the corresponding mode. In addition, if the PDN GW has requested the location information of the UE 501, the modify bearer request message sent from the MME 505 to the S-GW/PDN GW 506 further includes the location information of the UE 501, for example, the Evolved-Universal Terrestrial Radio Access Network (E-UTRAN) Cell Global Identifier (ECGI) and/or the Tracking Area Identity (TAI), etc. How the PDN GW requests the MME (505) for reporting the location information of the UE and/or the user CSG information is well known and is omitted herein for brevity.

In step 515b, the S-GW/PDN GW sends a bearer update response message to the MME.

In step 516a, the MME 505 sends a path switch request acknowledgement message to the gateway 504.

OCT 2012

In step 516b, the gateway 504 sends the path switch request acknowledgement message to the target BS 503. If the gateway is not configured, steps 516a and 516b may be merged into one step, in which the MME 505 sends the path switch request acknowledgement message to the target BS 503.

In step 517, the target BS 503 sends a UE context release message to the source BS 502.

FIG. 6 is a flowchart illustrating a handover method according to a second exemplary embodiment of the present invention.

Referring to FIG. 6, a source BS 602 makes a handover decision in step 607. In step 608, the source BS 602 determines that an X2 handover is adopted.

For example, the source BS 602 determines whether there is an X2 interface between itself and the target BS 603. If there is not an X2 interface, the SI handover process is executed; otherwise, the source BS 602 further determines whether the target cell is a hybrid cell. If yes, X2 handover is performed, i.e., step 609 is performed. Alternatively, the X2 handover may be adopted when the target cell is hybrid cell and the source cell and target cell have the same CSG ID. The SI handover is adopted when they have different CSG IDs. The source BS 602 may be a HeNB or an eNB. The target BS (603) may also be the HeNB or eNB.

In addition, in step 608, the source BS 602 may obtain the CSG ID and an access mode of the target cell from the UE 601, through the X2 interface setup procedure, according to the configuration of the operator, and the like. The method for obtaining the CSG ID and the access mode is identical with that described above in step 402, and is unnecessary to be described again here.

In step 609, the source BS 602 sends the handover request message to the target BS. The handover request message may include the CSG ID of the target cell, and may further include a member indication for indicating whether the UE 601 is a subscribed or non-subscribed member of the target cell.

If the CSG ID of the target cell is obtained through the X2 interface setup procedure, the CSG identifier of the target cell may be omitted from the handover request message. In addition, the handover request message may include the

OCT 2012 member indication only under certain circumstances, such as when both the source cell and target cell are the hybrid cells, and have the same CSG ID,

In step 610, the target BS 603 verifies the received CSG ID of the target cell. The target BS 603 verifies whether the CSG ID of the target cell carried in the handover request message is correct. The target BS 603 compares the CSG ID of the target cell carried in the handover request message with the CSG ID broadcast by the target cell to determine whether the two CSG IDs are the same. If they are not the same, but the target cell is a hybrid cell, this handover is accepted, i.e. step 611 is executed. Under this circumstance, as an implementation mode, the UE 601 may first be processed as a non-signed member. If they are the same CSG ID, step 611 is performed.

If the handover request message does not include the CSG ID of the target cell, the verification does not need to be performed. In addition, if the source cell and the target cell are different hybrid cells, but have different CSG IDs, the target cell may first process the UE 601 as the non-subscribed member after receiving the handover request message sent from the source BS. For the subscribed member and non-subscribed member, the target BS may provide services of different Quality of Sendee (QoS).

In step 611, the target BS 603 sends a handover request acknowledgement message to the source BS 602.

If the verification in step 610 fails, the CSG ID broadcast by the target cell,

i.e., the CSG ID of the correct target cell may be carried in the handover request acknowledgement message. Even if the CSG ID of the target cell received by the target BS 603 from the source BS (602) is not in accordance with the CSG ID broadcast by the target cell, this handover may also be accepted. Accordingly, the target BS 603 sends the correct CSG ID of the target cell to the source BS 602.

In step 612, the source BS 602 sends a RRC connection re-configuration message to the UE 601.

In step 613, the UE 601 sends a RRC connection re-configuration completion message to the target BS 603.

OCT 2012

In step 614a, the target BS 603 sends a path switch request message to the gateway 604. The path switch request message includes the CSG ID and the access mode of the target cell, for indicating whether the target cell is a hybrid cell or a CSG cell. When the access mode is a CSG type, the path switch request message does not include the access mode, but only includes the CSG ID. This method is adopted for implicitly indicating that the target cell is a CSG cell. The target cell may be the hybrid type.

In addition, if the target cell receives member indication sent from the source BS 602, the target cell may determine that its CSG ID is identical with that of the source cell. Correspondingly, the target BS 603 may include the same CSG ID indication or member indication in the path switch request message. In this case, the CSG ID and access mode may or may not be carried in the path switch request message.

In step 614b, the gateway sends the path switch request message to the MME. The content of the path switch request message in this step is the same as that of the path switch request message in step 614a. If the gateway is not configured, steps 614a and 614b may be merged into one step, in which the target BS 603 sends the path switch request message to the MME 605.

In step 615, the MME 605 determines whether the UE (601) is a subscribed or non-subscribed member of the target cell. In step 615, the MME 605 determines whether the UE 601 is a subscribed or non-subscribed member only when the target cell is a hybrid cell. The determination may be made using any appropriate technique.

In step 616, the MME 605 sends a bearer update request message to an S-GW/PDN GW 606. The signaling interactions between the S-GW and PDN GW are omitted here.

According to the CSG ID and access mode of the target cell carried by the received path switch request message, the MME 605 knows the CSG ID and access mode of the target cell. In addition, if the path switch request message does not include the CSG ID and access mode, but includes the same CSG identifier

OCT 2012 indication, since the MME 605 knows the CSG ID and access mode of the source cell, the MME 605 knows the CSG ID and access mode of the target cell. If the path switch request message does not include the CSG ID, but does include the member indication, the MME 605 may acquiesce in that under this circumstance, the source cell and the target cell have the same CSG ID, and may also know the CSG ID and access mode of the target cell. In addition, the MME 605 has determined whether the UE (601) is a subscribed or non-subscribed member of the target cell in step 615. Accordingly, if the PDN GW has requested for the user CSG information determined from context of the UE 601, the MME includes the user CSG information in the bearer update request message sent to the S-GW/PDN GW 606.

The user CSG information includes the CSG ID of the target cell, access mode (i.e. hybrid cell), and CSG membership indication of the target cell, so that the PDN GW may charge the UE according to the corresponding mode. In addition, if the PDN GW has requested for the location information of the UE, the modify 15 bearer request message sent from the MME 605 to the S-GW/PDN GW 606 further includes the location information of the user, for instance, the ECGI and/or the TAI, etc. How the PDN GW requests the MME 605 for reporting the location information of the UE 601 and/or the user CSG information may be implemented using any appropriate technique.

In step 616b, the S-GW/PDN GW sends a bearer update response to the

MME 601.

In step 617a, the MME 601 sends a path switch request acknowledgement message to the gateway 604. The path switch request acknowledgement message may include the member indication indicating whether the UE 601 is a subscribed or 25 non-subscribed member of the target cell. In addition, if the path switch request message received by the MME 605 in step 609 includes the member indication, and the result of whether the UE 601 is a subscribed member determined by the MME in step 615 is identical with the received member indication, the path switch request acknowledgement message in this step may not include the member indication;

otherwise, the path switch request acknowledgement message includes the member

OCT 2012 indication.

The MME 605 may also notify the target BS 603 of the member indication through an SI message, such as the UE context modification request message. Accordingly, the member indication does not need to be carried in the path switch 5 request acknowledgement message in this step.

In step 617b, the gateway 604 sends the path switch request acknowledgement message to the target BS 603. The member indication may be carried in the path switch request acknowledgement message. If the gateway is not configured, steps 617a and 617b may be merged into one step, in which the MME 10 604 sends the path switch request acknowledgement message to the target BS 603.

In step 618, the target BS 603 sends a UE context release message to the source BS 602.

X2 handover in accordance with a third exemplary embodiment of the present invention is described below with respect to FIGs. 7 and 8.

FIG. 7 is a working flow diagram of accessing a network by UE through an

HeNB, when using the connection structure shown in FIG. 4 in accordance with an exemplary embodiment of the invention. Detailed descriptions about steps outside the scope of the present exemplary embodiment are omitted.

In step 706a, the UE 701 sends a Non-Access Stratum (NAS) message, e.g., 20 an Attach message, a service request message, or the like, to a source HeNB 702. In steps 706b and 706c, the source HeNB 702 sends the NAS message received from the UE 701 to the HeNB GW 704 through SI Access Protocol (AP) message, and the HeNB GW 704 sends the SI AP message to the MME 705. If the source HeNB 702 requested to be accessed by the UE 701 is CSG-HeNB or hybrid-HeNB. the SI 25 AP message further includes CSG identifier of the source HeNB cell 704. In step 707, after receiving the NAS message, the MME 705 performs the NAS authentication/security process with the UE 701.

The performance of the NAS authentication/security process may be implemented using any appropriate implementation. When there is no UE context 30 for the UE 701 in the network, when there is no integrity protection for the Attach

OCT 2012 request in steps 706a and 706b, or when the integrity authentication has failed, the integrity protection is activated with authentication and NAS security and the NAS encryption is performed. Otherwise, the process is optional. When the NAS security algorithm changes, the NAS security is established.

If the MME 705 supports unauthenticated International Mobile Subscriber Identification (IMSI) with emergent Attach, and the Attach type indicated by the UE 501 is emergent, the MME 705 will omit the authentication and security establishment process or the MME 705 will continue the Attach process when accepting the failed authentication.

In step 708a and 708b, the MME 705 sends an initial context setup request message to the HeNB GW 704, and the HeNB GW 704 sends the initial context setup request message to the source HeNB 702. The initial context setup request message includes the MME identifier of the MME 705 to service the UE 701. The MME identifier may be included in the initial context setup request message sent by the MME to the HeNB GW 704, may be included in the initial context setup request message sent by the HeNB GW 704 to the source HeNB 702, or the MME 705 identifier may be included only in the initial context setup request message sent by the HeNB GW 704 to the source HeNB 702. Any implementation may be employed.

In step 709, after receiving the initial context setup request message, the source HeNB 702 establishes the radio bearer with the UE 701.

In steps 710a and 710b, after establishing the radio bearer with the UE 701, the source HeNB 702 sends an initial context setup response message to the HeNB GW 704. The HeNB GW 704 sends the initial context setup response message to the MME 705.

Until now, the whole working flow for accessing a network by UE (701) through HeNB in accordance with an exemplary embodiment of the invention has been completed.

After establishing the radio bearer between the UE 701 and the source HeNB 702 in accordance with the present exemplary embodiment, the X2 handover may be performed through the HeNBs. An exemplaiy embodiment is described below⁷ with

OCT 2012 respect to FIG. 8.

FIG. 8 is a working flow diagram of X2 handover achieved with an HeNB in accordance with a third exemplary embodiment of the present invention. As shown in FIG. 8, detailed descriptions about steps outside the scope of the present exemplary embodiment are omitted.

In step 807, the source HeNB 802 makes a handover decision.

In step 808a, the source HeNB 802 sends a handover request message to a target HeNB 803. The handover request message includes an MME identifier of a MME 805 serving the UE 801.

In step 808b, the target HeNB 803 sends a handover request acknowledge message to the source HeNB 802.

In step 809a, the source HeNB 802 sends an RRC connection reconfiguration message to the UE 801, to request the UE 801 to X2 handover.

In step 809b, after handover, the UE 801 sends an RRC connection reconfiguration completion message to the target HeNB 803.

In step 810a, the target HeNB 803 sends a path switch request message to the HeNB GW 804, and the HeNB GW 804 sends the path switch request message to the MME 805. The path switch request message includes an MME identifier of the MME 805 serving the UE 801.

The path switch request message may further include a CSG identifier of the target HeNB 803. Furthermore, the path switch request message may further include access mode of the target HeNB 803, e.g. hybrid, etc. The value of the access mode may further include a CSG type, or the existence of CSG identifier may be used to implicitly demonstrate the CSG type of the target HeNB 803 when there is no access mode. When the target HeNB 803 accesses the MME 805 without going through the HeNB GW 804, the path switch request message is directly sent by the target HeNB 803 to the MME 805.

In step 811a, the MME 805 sends a bearer update request message to S-GW/PDN GW 806. The MME 805 may learn of the CSG identifier and the access mode of the destination cell, according to the CSG identifier and access mode

OCT 2012 information about the destination cell carried in received path switch request message. If the destination cell is hybrid, the MME 805 may determine whether the UE 801 is a subscribed member or a non-subscribed member of the destination cell according to the CSG identifier of the destination cell. Accordingly, if the PDN GW requests the user CSG information about the UE (which may be learned according to the UE context), the MME may includes the user CSG information in the bearer update request message which is sent to the S-GW/PDN GW 806. The user CSG information includes the CSG identifier and access mode of the destination cell, as well as whether the UE 801 is a subscribed member or a non-subscribed member of the destination cell, so as to facilitate subsequent charging performed by the PDN GW for the UE 801 according to a corresponding mode. The requesting of the MME 805 to report the user CSG information by the PDN GW may be implemented using any known technique.

In step 811b, after modifying the UE 801 ’s bearer, the S-GW/PDN GW 806 sends a modify bearer response message to the MME 805.

In steps 812a and 812b, the MME 805 sends a path switch request acknowledge message to the HeNB GW 805, and the HeNB GW 805 sends the path switch request acknowledge message to the target HeNB 803. When the target HeNB 803 accesses the MME 805 without going through the HeNB GW 804, the path switch request acknowledge message is directly sent by the MME 805 to the target HeNB 803.

In step 813, after receiving the path switch request acknowledge message, the target HeNB 803 sends a UE context release message to the source HeNB 802.

Until now, the whole working flow for performing the X2 handover through the HeNB in accordance with an exemplary embodiment of the invention is completed.

The exemplary embodiments illustrated with FIGs. 7 and 8 are only described in examples in which X2 handover is performed between HeNBs. In practical applications, the above handover process may also be applicable to the X2 handover process between an eNB and an HeNB accessed a CN through the HeNB

OCT 2012

GW. The specific process is as above, which will not be repeated here.

In the method for performing X2 handover through HeNB adopted by the third exemplary embodiment of the invention, when the UE accesses a network through the HeNB, the MME or the HeNB GW sends an MME identifier of an MME serving the UE to the HeNB. When performing the X2 handover, the HeNB may send the MME identifier to the target eNB/HeNB to which the UE needs to handover, to enable the target eNB/HeNB to successfully send the path switch request message to the MME serving the UE. When the target HeNB accesses the MME through the HeNB GW, the target HeNB sends the MME identifier to the destination HeNB GW, to enable the destination HeNB GW to successfully send the path switch request message to the MME serving the UE, and to reduce frequent interactions with the CN during an SI handover process when ensuring a successful X2 handover. Thus, influence of the handover process on the CN is reduced, and handover delay is reduced.

The foregoing are only exemplary embodiments of the invention, which is not used for limiting the invention. Any modifications, equivalent substitutions, improvements, etc, within the principle of the invention, should be covered by the scope of the invention.

FIG. 9 is a block diagram illustrating a structure of an HeNB/eNB or BS according to an exemplary embodiment of the present invention.

Referring to FIG. 9, each HeNB/eNB and BS operates as source HeNB/eNB and BS or target HeNB/eNB or BS, and a HeNB/eNB 900 includes a receiver 902, a controller 904, and a transmitter 906. The controller 904 determines handover of the UE using an X2 interface.

For example, when the HeNB/eNB 900 operates as a source HeNB/eNB or BS. according to the first and second embodiment of the present invention, the controller 904 determines handover of the UE using X2 interface. If there is an X2 interface between the source BS and the target BS, and if the target BS doesn’t support a CSG or the target BS supports a same CSG supported by the source BS, the controller 904 determines to perform the handover of the UE using the X2

<img file="MY170348A_D0002.tif" />

8 AUG 2015

AMENDMENT interface, and obtains the CSG information of the target BS through an X2 interface set up procedure.

The transmitter 906 transmits a handover request message comprising (CSG) information of the target BS to the target BS. The receiver 902 receives a handover request acknowledgement message from the target BS. The CSG information includes an access mode indicating that the target BS is CSG BS supporting a specific CSG or hybrid BS supporting the specific CSG and UEs not included the specific CSG. If the target BS is the CSG BS or the hybrid BS, the CSG information includes a CSG ID of the specific CSG. If the target BS supports the same CSG supported by the source BS, the CSG information includes an identifier indicating that the target BS supports the same CSG. If the target BS is the hybrid BS, a membership identifier indicating whether the UE is joined to a CSG supported the hybrid BS.

In the X2 interface set up procedure, the transmitter 906 transmits a X2 setup 15 request message comprising a CSG (ID) and a PCI for each serving cell of the source BS to the target BS, and the receiver 902 receives a X2 setup response message from target BS comprising a CSG ID and a PCI for each serving cells of the target BS.

According to the third exemplary embodiment of the present invention, if a

MME identifier of MME serving the UE from MME or BS gateway, the transmitter 906 transmits the handover request message further comprising the MME identifier to the target BSby controlling of the controller(904)..

For example, when the HeNB/eNB or BS 900 operates as a target source HeNB/eNB or BS according to the first and second exemplaiy embodiments of the present invention, the receiver 902 receives a handover request message comprising CSG information of a target BS from a source BS.

If the CSG information includes a first CSG ID, the controller 904 determines whether the first CSG ID and a second CSG ID are the same, and obtains the second CSG ID from CSG information broadcasted from the target cell. If the first CSG ID and the second CSG ID are the same, the transmitter 906 transmits a

OCT 2012 handover request acknowledgement message to the source BS, and the receiver 902 receives a RRC re-configuration message from the UE. The transmitter 906 transmits a path switch request message including the second CSG ID to MME. If a path switch request acknowledgement message is received by the receiver 902 from the MME, the transmitter 906 transmits an UpLink UL context release message to the source a BS.

When the HeNB/eNB or BS 900 operates as a target source HeNB/eNB or BS according to the third exemplary embodiment of the present invention, if the controller 904 obtains a MME ID of a MME serving the UE from the handover request message, the transmitter 906 transmits a path switch request message comprising the MME ID to the MME corresponding to the MME ID by controlling of the controller..

FIG. 10 is a block diagram illustrating a structure of an MME according to an exemplary embodiment of the present invention.

Referring to FIG. 10, the MME 1000 includes a receiver 1002, controller 1004, and transmitter 1006.

The receiver 1002 receives a path switch request message comprising CSG information of a target BS from the target BS. If the CSG information indicates that the target BS is a CSG BS supporting a specific CSG, the transmitter 1006 transmits a bearer update request message including user CSG information to a user plane entity. If the receiver 1002 receives a bearer update response message, the transmitter 1006 transmits a path switch request acknowledgement message to the target BS by controlling of the controller/1004). The CSG information of the target BS or CSG information broadcast from the target cell includes an access mode indicating that the target BS is CSG BS supporting a specific CSG or hybrid BS supporting the specific CSG and UEs not included the specific CSG. If the target BS is the CSG BS or the hybrid BS, the CSG information includes a CSG ID of the specific CSG, and if the target BS supports the same CSG supported by the source BS, the CSG information includes an identifier represents that the target BS supports the same CSG.

OCT 2012

According to an exemplary embodiment of the present invention, the processing burden of the core network can be reduced, and handover efficiency is improved.

The foregoing are only exemplary embodiments of the present invention.

The protection scope of the present invention, however, is not limited to the above description. Any change or substitution, easily occurring to those skilled in the art, should be covered by the protection scope of the present invention.

While the invention has been shown and described with reference to certain exemplary embodiments thereof, it will be understood by those skilled in the art that 10 various changes in form and details may be made therein without departing from the scope of the invention as defined by the appended claims and thenequivalents.