Processing of data to monitor input/output operations

INTERNATIONAL BUSINESS MACHINES CORPORATION

POU9-2007-0225PCT1

POU070225

PROCESSING OF DATA TO MONITOR INPUT/OUTPUT OPERATIONS

FIELD OF THE INVENTION

The present disclosure relates generally to input/output processing, and in particular, to determining and/or monitoring the progress of operations associated with input/output processing.

BACKGROUND OF THE INVENTION

Input/output (I/O) operations are used to transfer data between memory and I/O devices of an I/O processing system. Specifically, data is written from memory to one or more I/O devices, and data is read from one or more I/O devices to memory by executing I/O operations.

To facilitate processing of I/O operations, an I/O subsystem of the I/O processing system is employed. The I/O subsystem is coupled to main memory and the I/O devices of the I/O processing system and directs the flow of information between memory and the I/O devices. One example of an I/O subsystem is a channel subsystem. The channel subsystem uses channel paths as communications media. Each channel path includes a channel coupled to a control unit, the control unit being further coupled to one or more I/O devices.

The channel subsystem may employ channel command words (CCWs) to transfer data between the I/O devices and memory. A CCW specifies the command to be executed. For commands initiating certain I/O operations, the CCW designates the memory area associated with the operation, the action to be taken whenever a transfer to or from the area is completed, and other options.

During I/O processing, a list of CCWs is fetched from memory by a channel. The channel parses each command from the list of CCWs and forwards a number of the commands, each command in its own entity, to a control unit coupled to the channel. The control unit then processes the commands. The channel tracks the state of each command and controls when

POU070225 the next set of commands are to be sent to the control unit for processing. The channel ensures that each command is sent to the control unit in its own entity. A response to the command (i.e., a “command response” or CMR) is sent to the channel from the control unit to provide an indication to the channel that the control unit is active and operating, and has received and is executing the command. Further, the channel infers certain information associated with processing the response from the control unit for each command.

Currently, there is no link protocol that allows for determining whether the control unit received the command without requiring a response from the control unit for each command. Typically, current link protocols require that the control unit send a response to each command to indicate that the command is received and the control unit is executing the command. This requirement of a response to each command may compromise performance of the link protocol.

Furthermore, there is no link protocol that allows for monitoring the progress of an I/O operation during the operation to allow for early detection of problems.

Accordingly, there is a need in the art for systems and methods to allow for the channel to determine whether a command has been received without the need for a response to each command, and to allow the channel to monitor the progress of an I/O operation.

BRIEF SUMMARY OF THE INVENTION

Embodiments of the invention include a computer program product for processing communications between a control unit and a channel subsystem in an input/output processing system. The computer program product includes a tangible storage medium readable by a processing circuit and storing instructions for execution by the processing circuit for performing a method. The method includes: sending a command from the channel subsystem to the control unit to initiate an input/output operation; setting a time period for completion of the operation; and responsive to the operation not completing within the time period, sending a message to determine whether the control unit has an exchange open for the command.

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Additional embodiments include an apparatus for processing communications in an input/output processing system. The apparatus includes a channel subsystem of a host computer system configured for communication with a control unit capable of commanding and determining status of an I/O device. The channel subsystem performs: sending a command to the control unit to initiate an input/output operation; setting a time period for completion of the operation; and responsive to the operation not completing within the time period, sending a message to determine whether the control unit has an exchange open for the command.

Further embodiments include a method of processing communications between a control unit and a channel subsystem in an input/output processing system. The method includes: sending a command from the channel subsystem to the control unit to initiate an input/output operation; setting a time period for completion of the operation; and responsive to the operation not completing within the time period, sending a message to determine whether the control unit has an exchange open for the command.

Other apparatuses, methods, and/or computer program products according to embodiments will be or become apparent to one with skill in the art upon review of the following drawings and detailed description. It is intended that all such additional systems, methods, and/or computer program products be included within this description, be within the scope of the present invention, and be protected by the accompanying claims.

BRIEF DESCRIPTION OF THE DRAWINGS

The subject matter which is regarded as the invention is particularly pointed out and distinctly claimed in the claims at the conclusion of the specification. The foregoing and other objects, features, and advantages of the invention are apparent from the following detailed description taken in conjunction with the accompanying drawings in which:

FIG. 1 depicts one embodiment of an I/O processing system incorporating and using one or more aspects of the present invention;

FIG. 2A depicts one example of a prior art channel command word;

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FIG. 2B depicts one example of a prior art channel command word channel program;

FIG. 3 depicts one embodiment of a prior art link protocol used in communicating between a channel and control unit to execute the channel command word channel program of FIG. 2B;

FIG. 4 depicts one embodiment of a transport control word channel program, in accordance with an aspect of the present invention;

FIG. 5 depicts one embodiment of a link protocol used to communicate between a channel and control unit to execute the transport control word channel program of FIG. 4, in I accordance with an aspect of the present invention;

I

FIG. 6 depicts one embodiment of a prior art link protocol used to communicate between a channel and control unit in order to execute four read commands of a channel command word channel program;

FIG. Ί depicts one embodiment of a link protocol used to communicate between a channel and control unit to process the four read commands of a transport control word channel program, in accordance with an aspect of the present invention;

FIG. 8 depicts one embodiment of a control unit and a channel, in accordance with an aspect of the present invention;

FIG. 9 depicts one embodiment of a process for determining whether a control unit has an ; exchange open for a command and/or monitoring the progress of an I/O operation;

FIG. 10 depicts one embodiment of a link protocol used to communicate between a channel j and a control unit to determine whether a control unit has an exchange open for a command . and/or monitor the progress of an I/O operation; and

FIG. 11 depicts one embodiment of an article of manufacture incorporating one or more aspects of the present invention.

The detailed description explains the preferred embodiments of the invention, together with advantages and features, by way of example with reference to the drawings,

I I . J

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DETAILED DESCRIPTION OF THE INVENTION

In accordance with an aspect of the present invention, input/output (I/O) processing is facilitated. For instance, I/O processing is facilitated by readily enabling processing of information between a channel and a control unit. I/O processing is facilitated, in one example, by providing a system and method for determining whether the control unit has an exchange open for a command and/or monitoring the progress of an I/O operation. As referred to herein, “monitoring” may encompass sending one or more messages to the control unit to determine whether the control unit has an exchange open for a command and/or to determine whether an I/O operation is pending or proceeding at the control unit. In an exemplary embodiment, the one or more messages are Extended Link Service (ELS) Read Exchange Concise (REC) messages.

In one exemplary embodiment, the channel includes one or more commands in a block, referred to herein as a transport command control block (TCCB), an address of which is specified in a transport control word (TCW). The TCW is sent from an operating system or other application to the I/O communications adapter, which in turn forwards the TCCB in a command message to the control unit for processing. The control unit processes each of the commands absent a tracking of status relative to those individual commands by the I/O communications adapter. The plurality of commands is also referred to as a channel program, which is parsed and executed by the control unit rather than the I/O communications adapter.

In an exemplary embodiment, the control unit generates a response message in response to executing the channel program. The control unit may also generate a response message without executing the channel program under a limited number of communication scenarios, e.g., to inform the I/O communications adapter that the channel program will not be executed. The control unit may include a number of elements to support communication between the I/O communications adapter and I/O devices, as well as in support of channel program execution. For example, the control unit can include control logic to parse and process messages, in addition to one or more queues, timers, and registers to facilitate communication and status monitoring. The I/O communications adapter parses the response message, extracting information, and performs further operations using the extracted information.

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One example of an I/O processing system incorporating and using one or more aspects of the present invention is described with reference to FIG. 1. I/O processing system 100 includes a host system 101, which further includes for instance, a main memory 102, one or more central processing units (CPUs) 104, a storage control element 106, and a channel subsystem 108. The host system 101 may be a large scale computing system, such as a mainframe or server. The I/O processing system 100 also includes one or more control units 110 and one or more I/O devices 112, each of which is described below.

Main memory 102 stores data and programs, which can be input from I/O devices 112. For example, the main memory 102 may include one or more operating systems (OSs) 103 that are executed by one or more of the CPUs 104. For example, one CPU 104 can execute a Linux® operating system 103 and a z/OS® operating system 103 as different virtual machine instances. The main memory 102 is directly addressable and provides for highspeed processing of data by the CPUs 104 and the channel subsystem 108.

CPU 104 is the controlling center of the I/O processing system 100. It contains sequencing and processing facilities for instruction execution, interruption action, timing functions, initial program loading, and other machine-related functions. CPU 104 is coupled to the storage control element 106 via a connection 114, such as a bidirectional or unidirectional bus.

Storage control element 106 is coupled to the main memory 102 via a connection 116, such as a bus; to CPUs 104 via connection 114; and to channel subsystem 108 via a connection 118. Storage control element 106 controls, for example, queuing and execution of requests made by CPU 104 and channel subsystem 108.

In an exemplary embodiment, channel subsystem 108 provides a communication interface between host system 101 and control units 110. Channel subsystem 108 is coupled to storage control element 106, as described above, and to each of the control units 110 via a connection 120, such as a serial link. Connection 120 may be implemented as an optical link, employing single-mode or multi-mode waveguides in a Fibre Channel fabric. Channel subsystem 108 directs the flow of information between I/O devices 112 and main memory 102. It relieves the CPUs 104 of the task of communicating directly with the I/O devices 112 and permits data processing to proceed concurrently with I/O processing. The channel

POU070225 subsystem 108 uses one or more channel paths 122 as the communication links in managing the flow of information to or from I/O devices 112. As a part of the I/O processing, channel subsystem 108 also performs the path-management functions of testing for channel path availability, selecting an available channel path 122 and initiating execution of the operation with the I/O devices 112.

Each channel path 122 includes a channel 124 (channels 124 are located within the channel subsystem 108, in one example, as shown in FIG. 1), one or more control units 110 and one or more connections 120. In another example, it is also possible to have one or more dynamic switches (not depicted) as part of the channel path 122. A dynamic switch is coupled to a channel 124 and a control unit 110 and provides the capability of physically interconnecting any two links that are attached to the switch. In another example, it is also possible to have multiple systems, and therefore multiple channel subsystems (not depicted) attached to control unit 110.

Also located within channel subsystem 108 are subchannels (not shown). One subchannel is provided for and dedicated to each I/O device 112 accessible to a program through the channel subsystem 108. A subchannel (e.g., a data structure, such as a table) provides the logical appearance of a device to the program. Each subchannel provides information concerning the associated I/O device 112 and its attachment to channel subsystem 108. The subchannel also provides information concerning I/O operations and other functions involving the associated I/O device 112. The subchannel is the means by which channel subsystem 108 provides information about associated I/O devices 112 to CPUs 104, which obtain this information by executing I/O instructions.

Channel subsystem 108 is coupled to one or more control units 110. Each control unit 110 provides logic to operate and control one or more I/O devices 112 and adapts, through the use of common facilities, the characteristics of each I/O device 112 to the link interface provided by the channel 124, The common facilities provide for the execution of 170 operations, indications concerning the status of the I/O device 112 and control unit 110, control of the timing of data transfers over the channel path 122 and certain levels of I/O device 112 control.

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Each control unit 110 is attached via a connection 126 (e.g., a bus) to on'e or more I/O devices 112. I/O devices 112 receive information or store information in main memory 102 and/or other memory. Examples of I/O devices 112 include card readers and punches, magnetic tape units, direct access storage devices, displays, keyboards, printers, pointing devices, teleprocessing devices, communication controllers and sensor based equipment, to name a few.

One or more of the above components of the I/O processing system 100 are further described in “IBM® z/Architecture Principles of Operation,” Publication No. SA22-7832-05, 6th Edition, April 2007; U.S. Patent No. 5,461,721 entitled “System For Transferring Data Between I/O Devices And Main Or Expanded Storage Under Dynamic Control Of Independent Indirect Address Words (IDAWS),” Cormier et al., issued October 24, 1995; and U.S. Patent No. 5,526,484 entitled “Method And System For Pipelining The Processing Of Channel Command Words,” Casper et al., issued June 11,1996, each of which is hereby incorporated herein by reference in its entirety. IBM is a registered trademark of International Business Machines Corporation, Armonk, New York, USA. Other names used herein may be registered trademarks, trademarks or product names of International Business Machines Corporation or other companies.

In one embodiment, to transfer data between I/O devices 112 and memory 102, channel command words (CCWs) are used. A CCW specifies the command to be executed, and includes other fields to control processing. One example of a CCW is described with reference to FIG. 2A. A CCW 200 includes, for instance, a command code 202 specifying the command to be executed (e.g., read, read backward, control, sense and write); a plurality of flags 204 used to control the I/O operation; for commands that specify the transfer of data, a count field 206 that specifies the number of bytes in the storage area designated by the CCW to be transferred; and a data address 208 that points to a location in main memory that includes data, when direct addressing is employed, or to a list (e.g., contiguous list) of modified indirect data address words (MIDAWs) to be processed, when modified indirect data addressing is employed. Modified indirect addressing is further described in U.S. Application Serial Number 11/464,613, entitled “Flexibly Controlling The Transfer Of Data Between Input/Output Devices And Memory,” Brice et al., filed August 15, 2006, which is hereby incorporated herein by reference in its entirety.

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One or more CCWs arranged for sequential execution form a channel program, also referred to herein as a CCW channel program. The CCW channel program is set up by, for instance, an operating system, or other software. The software sets up the CCWs and obtains the addresses of memory assigned to the channel program. An example of a CCW channel program is described with reference to FIG. 2B. A CCW channel program 210 includes, for instance, a define extent CCW 212 that has a pointer 214 to a location in memory of define extent data 216 to be used with the define extent command. In this example, a transfer in channel (TIC) 218 follows the define extent command that refers the channel program to another area in memory (e.g., an application area) that includes one or more other CCWs, such as a locate record 217 that has a pointer 219 to locate record data 220, and one or more read CCWs 221. Each read CCW 220 has a pointer 222 to a data area 224. The data area includes an address to directly access the data or a list of data address words (e.g., MIDAWs or IDAWs) to indirectly access the data. Further, CCW channel program 210 includes a predetermined area in the channel subsystem defined by the device address called the subchannel for status 226 resulting from execution of the CCW channel program.

The processing of a CCW channel program is described with reference to FIG. 3, as well as with reference to FIG. 2B. In particular, FIG. 3 shows an example of the various exchanges and sequences that occur between a channel and a control unit when a CCW channel program is executing. The link protocol used for the communications is FICON (Fibre Connectivity), in this example. Information regarding FICON is described in “Fibre Channel Single Byte Command Code Sets3־ Mapping Protocol (FC-SB-3), T1 !/Project 1357-D/Rev. 1.6, INCITS (March 2003), which is hereby incorporated herein by reference in its entirety.

Referring to FIG. 3, a channel 300 opens an exchange with a control unit 302 and sends a define extent command and data associated therewith 304 to control unit 302. The command is fetched from define extent CCW 212 (FIG. 2B) and the data is obtained from define extent data area 216. The channel 300 uses TIC 218 to locate the locate record CCW and the read CCW. It fetches the locate record command 305 (FIG. 3) from the locate record CCW 217 (FIG. 2B) and obtains the data from locate record data 220. The read command 306 (FIG. 3) is fetched from read CCW 221 (FIG. 2B). Each is sent to the control unit 302,

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The control unit 302 opens an exchange 308 with the channel 300, in response to the open exchange of the channel 300. This can occur before or after locate command 305 and/or read command 306. Along with the open exchange, a response (CMR) is forwarded to the channel 300. The CMR provides an indication to the channel 300 that the control unit 302 is active and operating.

The control unit 302 sends the requested data 310 to the channel 300. Additionally, the control unit 302 provides the status to the channel 300 and closes the exchange 312. In response thereto, the channel 300 stores the data, examines the status and closes the exchange 314, which indicates to the control unit 302 that the status has been received.

The processing of the above CCW channel program to read 4k of data requires two exchanges to be opened and closed and seven sequences. The total number of exchanges and sequences between the channel and control unit is reduced through collapsing multiple commands of the channel program into a TCCB. The channel, e.g., channel 124 of FIG. 1, uses a TCW to identify the location of the TCCB, as well as locations for accessing and storing status and data associated with executing the channel program. The TCW is interpreted by the channel and is not sent or seen by the control unit.

One example of a channel program to read 4k of data, as in FIG. 2B, but includes a TCCB, instead of separate individual CCWs, is described with reference to FIG. 4. As shown, a channel program 400, referred to herein as a TCW channel program, includes a TCW 402 specifying a location in memory of a TCCB 404, as well as a location in memory of a data area 406 or a TIDAL 410 (i.e., a list of transfer mode indirect data address words (TIDAWs), similar to MIDAWs) that points to data area 406, and a status area 408. TCWs, TCCBs, and status are described in further detail below.

The processing of a TCW channel program is described with reference to FIG. 5. The link protocol used for these communications is, for instance, Fibre Channel Protocol (FCP). In particular, three phases of the FCP link protocol are used, allowing host bus adapters to be used that support FCP to perform data transfers controlled by CCWs. FCP and its phases are described further in “Information Technology - Fibre Channel Protocol for SCSI, Third Version (FCP-3),” T10 Project 1560-D, Revision 4, September 13, 2005, which is hereby incorporated herein by reference in its entirety.

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Referring to FIG. 5, a channel 500 opens an exchange with a control unit 502 and sends TCCB 504 to the control unit 502. In one example, the TCCB 504 and sequence initiative are transferred to the control unit 502 in a FCP command, referred to as FCP_CMND information unit (IU) or a transport command IU. The control unit 502 executes the multiple commands of the TCCB 504 (e.g., define extent command, locate record command, read command as device control words (DCWs)) and forwards data 506 to the channel 500 via, for instance, a FCP_Data IU. It also provides status and closes the exchange 508. As one example, final status is sent in a FCP status frame that has a bit active in, for instance, byte 10 or 11 of the payload of a FCP_RSP IU, also referred to as a transport response IU. The FCP_RSP IU payload may be used to transport FICON ending status along with additional status information, including parameters that support the calculation of extended measurement words and notify the channel 500 of the maximum number of open exchanges supported by the control unit 502.

In a further example, to write 4k of customer data, the channel 500 uses the FCP link protocol phases, as follows:

1. Transfer a TCCB in the FCP.CMND IU.

2. Transfer the IU of data, and sequence initiative to the control unit 502.

(FCP Transfer Ready Disabled)

3. Final status is sent in a FCP status frame that has a bit active in, for instance, byte 10 or 11 of the FCP.RSP IU Payload. The FCP_RSP_INFO field or sense field is used to transport FICON ending status along with additional status information, including parameters that support the calculation of extended measurement words and notify the channel 500 of the maximum number of open exchanges supported by the control unit 502.

By executing the TCW channel program of FIG. 4, there is only one exchange opened and closed (see also FIG. 5), instead of two exchanges for the CCW channel program of FIG. 2B (see also FIG. 3). Further, for the TCW channel program, there are three communication sequences (see FIGs. 4-5), as compared to seven sequences for the CCW channel program (see FIGs. 2B-3).

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The number of exchanges and sequences remain the same for a TCW channel program, even if additional commands are added to the program. Compare, for example, the communications of the CCW channel program of FIG. 6 with the communications of the TCW channel program of FIG. 7. In the CCW channel program of FIG. 6, each of the commands (e.g., define extent command 600, locate record command 601, read command 602, read command 604, read command 606, locate record command 607 and read command 608) are sent in separate sequences from channel 610 to control unit 612. Further, each 4k block of data (e.g., data 614-620) is sent in separate sequences from the control unit 612 to the channel 610. This CCW channel program requires two exchanges to be opened and closed (e.g., open exchanges 622, 624 and close exchanges 626, 628), and fourteen communications sequences. This is compared to the three sequences and one exchange for the TCW channel program of FIG. 7, which accomplishes the same task as the CCW channel program of FIG. 6.

As depicted in FIG. 7, a channel 700 opens an exchange with a control unit 702 and sends a TCCB 704 to the control unit 702. The TCCB 704 includes the define extent command, the two locate record commands, and the four read commands in DCWs, as described above. In response to receiving the TCCB 704, the control unit 702 executes the commands and sends, in a single sequence, the 16k of data 706 to the channel 700. Additionally, the control unit 702 provides status to the channel 700 and closes the exchange 708. Thus, the TCW channel program requires much less communications to transfer the same amount of data as the CCW channel program of FIG. 6.

In an exemplary embodiment, the CCW channel program of FIG. 6 is implemented using a protocol that supports Channel Command Words, for example, a Fibre Connectivity (FICON) protocol. Links operating under this protocol may be referred to as being in a “Command Mode”.

In an exemplary embodiment, the TCW channel program of FIG. 7 is implemented using a protocol to execute Device Control Words, which are transferred using a link protocol referred to as a “Transport Mode” protocol.

Turning now to FIG. 8, one embodiment of the control unit 110 and the channel 124 of FIG.

that support TCW channel program execution are depicted in greater detail. The control

POU070225 unit 110 includes CU control logic 802 to parse and process command messages containing a TCCB, such as the TCCB 704 of FIG. 7, received from the channel 124 via the connection 120. The CU control logic 802 can extract DCWs and control data from the TCCB received at the control unit 110 to control a device, for instance, I/O device .112 via connection 126. The CU control logic 802 sends device commands and data to the I/O device 112, as well as receives status information and other feedback from the I/O device 112.

The CU control logic 802 can access and control other elements within the control unit 110, such as CU timers 806 and CU registers 808. The CU timers 806 may include multiple timer functions to establish wait time periods, such as those time periods set by the channel 124 for completion of an I/O operation. The CU timers 806 may further include one or more countdown timers to monitor and abort I/O operations and commands, including messages such as REC messages, that do not complete within a predetermined period. The CU registers 808 can include fixed values that provide configuration and status information, as well as dynamic status information that is updated as commands are executed by the CU control logic 802. The control unit 110 may further include other buffer or memory elements (not depicted) to store multiple messages or status information associated with communications between the channel 124 and the I/O device 112.

The channel 124 in the channel subsystem 108 includes multiple elements to support communication with the control unit 110. For example, the channel 124 may include CHN control logic 810 that interfaces with CHN subsystem timers 812 and CHN subsystem registers 814. In an exemplary embodiment, the CHN control logic 810 controls communication between the channel subsystem 108 and the control unit 110. The CHN control logic 810 may directly interface to the CU control logic 802 via the connection 120 to send commands and receive responses, such as transport command and response IUs. Alternatively, messaging interfaces and/or buffers (not depicted) can be placed between the CHN control logic 810 and the CU control logic 802. The CHN subsystem timers 812 may include multiple timer functions to, for example, establish wait or delay time periods. The CHN subsystem timers 812 may further include one or more countdown timers to monitor and abort command sequences that do not complete within a predetermined period. The CHN subsystem registers 814 can include fixed values that provide configuration and status

POU070225 information, as well as dynamic status information, updated as commands are transported and responses are received.

Referring again to FIG. 1, in some exemplary embodiments, the control unit 110 and the channel 124 of FIG. 1 may operate in different modes, i.e., use different protocols. For 5 example, the channel 124 may operate in the Transport Mode and utilize the transport mode protocol, and the control unit 110 may operate in the Command Mode and utilize the FICON protocol. The control unit 110 and the channel 124 may each support the Command Mode and/or the Transport Mode.

In one exemplary embodiment, there is provided a system and method to determine whether 10 the control unit 110 has received a command, and to determine whether an I/O operation is proceeding or whether the I/O operation has terminated or the command was lost. In an exemplary embodiment, the channel 124, in the absence of an indication that the I/O operation is complete, sends a message to the control unit 110 to determine whether the command was received by the control unit 110. In an exemplary embodiment, the message 15 is a Read Exchange Concise (REC) message, A REC message may be used by the channel 124 to interrogate the control unit 110 to determine whether the control unit 110 has received the command. In another exemplary embodiment, the control unit 110 and the channel 124 exchange messages in the transport mode.

The channel 124 may receive a response to the message, such as a REC response, that 20 indicates whether the control unit 110 has received the command. The REC message queries whether the control unit 110 has received the command on an opened exchange, and the REC response indicates whether the exchange is open. The REC commands and responses are extended link service (ELS) messages.

The embodiments described herein allow the transport mode to avoid the requirement of a response that confirms that the control unit 110 received a command, referred to herein as a “command response” or “CMR”. Previous protocols, including the command mode protocol, require a CMR to be sent from the control unit 110 in response to each command or set of commands. The present embodiments, on the contrary, need not require a CMR for each command. Instead, the embodiments allow the channel 124 to set a timer, for example in the CHN subsystem timers 812 of FIG. 8, for receiving an indication that the I/O

POU070225 operation is complete. Only if the timer runs out does the channel 124 send the REC message to the control unit 110. Thus, the number of messages needed between the control unit 110 and the channel 124 may be reduced. Additional timer periods can be used to monitor response time to the REC message, subsequent REC messages, and a response to the command following an REC response message.

Turning now to FIG. 9, a process 900 for monitoring a control unit 110 of an I/O processing system will now be described in accordance with exemplary embodiments, and in reference to the I/O processing system 100 of FIG. 1.

At block 905, the channel 124 sends a command to the control unit 110 to initiate an I/O operation. In an exemplary embodiment, the command is in transport mode. The I/O operation may be, for example, a read operation or a write operation.

At block 910, the channel 124 sets a timer for completion of the I/O operation. The timer may be set for a completion time period, or a period of time for completion of the I/O operation.

At block 915, if the I/O operation has not been completed, i.e., the channel 124 has not received any notification that the I/O operation has been completed, the channel 124 sends a message to the control unit 110 to determine whether the control unit 110 has received the command. If the control unit 110 has not received the command, the channel 124 may abort the I/O operation. In one exemplary embodiment, this message is a REC message.

At block 920, if the control unit 110 indicates that the command has been received, the channel 124 sets a second timer, for example in the CHN subsystem timers 812 of FIG. 8. If the I/O operation has not completed at the expiration of the second time period, the channel 124 sends at least one additional REC message. In one embodiment, the channel 124 periodically sends the additional REC message to the control unit 110 until it receives an indication that the I/O operation has been completed. In one embodiment, the indication is in the form of a response from the control unit 110 indicating the I/O operation is complete.

In the following example, a procedure for monitoring an I/O operation is illustrated with reference to FIG. 10. The link level protocol used for the communications described in this

POU070225 example (not including the IU message content) is, for instance, Fibre Channel Protocol (FCP). The procedure includes one or more of the following phases:

1. A channel 1005, which is operating in transport mode, sends a Transport Command IU 1012 that contains the TCCB, using the transport mode protocol, to a control unit 1010. The Transport Command IU 1012 may also be referred to as a “TCCB IU”. The TCCB IU 1012 causes the control unit 1010 to initiate a specified I/O operation. In sending the TCCB IU 1012, the channel 1005 may open an exchange 1001 and transfer initiative to the control unit 1010.

2. The channel 1005 may enable a timer (i.e., “completion timer”) for completion of the I/O operation. In one example, the completion timer may be set to a time period such as between one (1) and twenty (20) seconds. The specific time periods described are merely exemplary. Any time period for the completion timer may be used. In one embodiment, the time period set in the completion timer is based on an amount of time that is expected for the I/O operation to complete. In one exemplary embodiment, the completion timer is based on a nominal or maximum amount of time for completion.

3. If the channel 1005 receives a message, described herein as a Transport Command completion response, or “ending response” 1014 (shown as END RSP IU 1014 in FIG. 10), no further action is required. END RSP IU 1014 provides an indication from the control unit 1010 that the I/O operation has been successfully completed. In one example, the END RSP IU 1014 is the Status, Close Exchange 508 of FIG. 5.

4. If the channel 1005 does not receive the END RSP IU 1014 from the control unit 1010 within the time period set by the completion timer, the channel 1005 sends an ELS REC message 1016 to determine if the control unit 1010 has received the TCCB IU 1012 that opened the exchange 1001. In sending the REC message 1016, the channel 1005 may open an exchange 1002 and transfer initiative to the control unit 1010.

Optionally, the channel 1005 may start a timer (i.e., an “REC timer”) for response to the REC message. For example, the REC timer may be set to a time

POU070225 period such as between two (2) and five (5) seconds. The specific time periods described are merely exemplary. Any time period for the completion timer may be used.

If a response, referred to as an “REC response” 1018 or “ELS RESP to REC” 1018, is not received by the channel 1005 for the REC message 1016 in the time period set by the REC timer, the channel 1005 aborts both the interrogated exchange 1001 and the exchange the REC message was sent on, e.g., exchange 1002, such as by performing abort exchange sequences 1020 and 1022. The channel 1005 stores channel (or subchannel) status associated with the exchange 1001 to alert the software, for example, that the subchannel is primary, secondary and alert status pending with an interface control check (IFCC).

If the I/O operation that the REC interrogated completes before the REC timer expires or the REC response IU 1018 is sent, then the channel (or subchannel) status is stored with status received in the END RSP 1014 and the state information from the REC operation, when it completes, is discarded by the channel 1005.

5. The channel 1005 receives the REC response IU 1018 from the control unit 1010 that closes the exchange 1002. If the REC response IU 1018 sent from the control unit 1010 indicates that the control unit 1010 knows about the exchange 1001, i.e., has received theTCCB IU 1012, the channel 1005 may send additional REC messages 1016 to the control unit 1010. In one exemplary embodiment, the channel 1005 sends one or more additional REC messages 1016 periodically until the I/O operation is complete. The channel 1005 may set an additional timer for sending additional REC messages. For example, the additional timer may be set at between five (5) and sixty (60) seconds.

In one exemplary embodiment, periodically sending additional REC messages includes sending an additional REC message 1016, and setting the additional timer period for completion of the I/O operation. Upon expiration of the additional timer period, if the I/O operation is not complete, the channel 1005 sends another additional REC message 1016. This process is repeated until the 170 operation is complete or an indication is received from the control unit 1010 that the

POU070225 control unit 1010 does not “have” the command. An indication that the control unit 1010 does not have the command may be a result of the command having been lost, the exchange having been lost or closed, or the I/O operation having been otherwise stopped or terminated. In one exemplary embodiment, the completion timer may be for a first time period, to ensure that the I/O operation has been initiated, and the additional timer may be for a second longer time period, to allow the channel 1005 to periodically check the status of the I/O operation.

6. If at any time the control unit 1010, in response to the REC message 1016 or additional REC message(s) 1016, indicates via the REC Response 1018 that it does not know about the exchange 1001 being interrogated, the channel 1005 may then wait a selected duration (e.g., 100 ms), and thereafter perform abort sequence 1020 to abort exchange 1001. The channel 1005 may also store the channel (or subchannel) status to alert the software, for example, that the subchannel is primary, secondary and alert status pending with an interface control check (IFCC). If the END RSPIU 1014 arrives at the channel 1005 during this duration, then the I/O operation has completed successfully and no error is reported. This selected time duration allows for the case where the REC response 1018 is sent after the END RSP IU 1014 from the control unit 1010 to the channel 1005 with the message that the exchange being interrogated is not open, but the REC response 1018 passed the END RSP IU 1014 on its way to the channel 1005 on the connection or link 120. The channel 1005 thus waits this time duration to determine whether the END RSP IU 1014 is on its way and will be received.

The naming and numbering conventions described in the above examples are exemplary and provided to illustrate the method described herein. The naming and number convention provided is arbitrarily chosen, and is provided for explanation only. Furthermore, the protocols, information units sent from the channel 1005 and control unit 1010, and specific messages described in the above examples are exemplary. Any suitable I/O protocols and associated messages may be processed as described herein.

Technical effects of exemplary embodiments include the ability of the channel subsystem to monitor the progress and status of I/O operations without requiring a CMR from the control unit in response to each command. Other technical effects include the ability of the channel

POU070225 subsystem to periodically monitor the I/O operation and time the operation, as well as quickly detect any problems or loss of the operation.

The systems and methods described herein provide numerous advantages, in that they provide an effective protocol that allows for the operation to be monitored without the need for CMRs, and provides a way to time operations and detect problems.

In an exemplary embodiment, the REC message is only executed when the channel has timed out an I/O operation, thereby removing the requirement for a CMR on every I/O operation. Removing the requirement for the CMR on every I/O operation improves the system performance, while at the same time, by using the REC message when the channel times out, provides for the early detection of a lost command or response IU.

In prior art FICON protocols, for example, when the channel receives the CMR frame from the control unit the channel no longer times the operation. Pursuant to the exemplary embodiments herein, the channel continues to re-send the REC after every time-out period (after the first REC and/or additional REC time-out periods) to see if the operation is still pending or proceeding at the control unit or if some error occurred that caused the Ending Response IU for the operation to be lost. In this way, the REC message provides for the early detection of either a lost command or response IU.

The systems and methods described herein overcome the disadvantages and provide the advantages described above.

As described above, embodiments can be embodied in the form of computer-implemented processes and apparatuses for practicing those processes. In exemplary embodiments, the invention is embodied in computer program code executed by one or more network elements. Embodiments include a computer program product 1100 as depicted in FIG. 11 on a computer usable medium 1102 with computer program code logic 1104 containing instructions embodied in tangible media as an article of manufacture. Exemplary articles of manufacture for computer usable medium 1102 may include floppy diskettes, CD-ROMs, hard drives, universal serial bus (USB) flash drives, or any other computer-readable storage medium, wherein, when the computer program code logic 1104 is loaded into and executed by a computer, the computer becomes an apparatus for practicing the invention. Embodiments include computer program code logic 1104, for example, whether stored in a

POU070225 storage medium, loaded into and/or executed by a computer, or transmitted over some transmission medium, such as over electrical wiring or cabling, through fiber optics, or via electromagnetic radiation, wherein, when the computer program code logic 1104 is loaded into and executed by a computer, the computer becomes an apparatus for practicing the invention. When implemented on a general-purpose microprocessor, the computer program code logic 1104 segments configure the microprocessor to create specific logic circuits.

While the invention has been described with reference to exemplary embodiments, it will be understood by those skilled in the art that various changes may be made and equivalents may be substituted for elements thereof without departing from the scope of the invention. In 10 addition, many modifications may be made to adapt a particular situation or material to the teachings of the invention without departing from the essential scope thereof. Therefore, it is intended that the invention not be limited to the particular embodiment disclosed as the best mode contemplated for carrying out this invention, but that the invention will include all embodiments falling within the scope of the appended claims. Moreover, the use of the 15 terms first, second, etc. do not denote any order or importance, but rather the terms first, second, etc. are used to distinguish one element from another. Furthermore, the use of the terms a, an, etc. do not denote a limitation of quantity, but rather denote the presence of at least one of the referenced item.