Successive interference cancellation receiver processing with selection diversity

Description of equivalent WO 2005036799 A2

SUCCESSIVE INTERFERENCE CANCELLATION RECEIVER PROCESSING WITH SELECTION DIVERSITY

BACKGROUND

Field

[1001] The present invention relates generally to communication, and more specifically to techniques for supporting successive interference cancellation (SIC) receiver processing with selection diversity in a multiple-input multiple-output (MLMO) communication system.

Background

[1002] A MIMO system employs multiple (Nr) transmit antennas and multiple (N_R) receive antennas for data transmission. A MIMO channel formed by the Nr transmit and N_R receive antennas may be decomposed into Ns independent channels, with Ns < min {N_r, N_R} . Each of the Ns independent channels corresponds to a dimension.

The MIMO system can provide improved performance (e.g., increased transmission capacity and/or greater reliability) if the additional dimensionalities created by the multiple transmit and receive antennas are utilized. [1003] For a full-rank MIMO channel, with N_s = N_τ ≤ N_R , a transmitter may process (e.g., encode, interleave, and modulate) Nr data streams to obtain N symbol streams, which are then transmitted from the Nr transmit antennas. The transmitted symbol streams may experience different channel conditions (e.g., different fading and multipath effects) and may achieve different received signal-to-noise ratios (SNRs). Moreover, due to scattering in the communication link, the transmitted symbol streams interfere with each other at a receiver.

[1004] The receiver receives the Nr transmitted symbol streams via N_R receive antennas. The receiver may employ a successive interference cancellation (SIC) processing technique to process the N_R received symbol streams from the N_R receive antennas to recover the Nr transmitted symbol streams. A SIC receiver processes the received symbol streams in Nr successive stages to recover one transmitted symbol stream in each stage. For each stage, the SIC receiver initially performs spatial or space-time processing on the received symbol streams to obtain "detected" symbol streams, which are estimates of the transmitted symbol streams. One of the detected symbol streams is selected for recovery. The receiver then processes (e.g., demodulates, deinterleaves, and decodes) this detected symbol stream to obtain a decoded data stream, which is an estimate of the data stream for the symbol stream being recovered.

[1005] Each "recovered" symbol stream (i.e., each detected symbol stream that is processed to recover the transmitted data stream) is associated with a particular "post- detection" SNR, which is the SNR achieved after the spatial or space-time processing at the receiver. With SIC processing, the post-detection SNR of each recovered symbol stream is dependent on that stream's received SNR and the particular stage in which the symbol stream is recovered. In general, the post-detection SNR progressively improves for later stages because the interference from symbol streams recovered in prior stages is canceled (assuming that the interference cancellation is effectively performed). [1006] The Nr transmit antennas are associated with Nr post-detection SNRs achieved by the Nr symbol streams sent from these antennas. These Nr post-detection SNRs are obtained for a specific ordering of recovering the Nr symbol streams at the receiver. It can be shown that there are N_r! possible orderings of recovering the Nr symbol streams and thus N_r! possible sets of post-detection SΝRs, where "!" denotes a factorial. The receiver may evaluate all N_r! possible orderings and select the ordering that provides the best set of post-detection SNRs.

[1007] The post-detection SNR of a transmit antenna determines its transmission capacity. Depending on the channel conditions, the post-detection SNR of a given transmit antenna may be so low that it cannot support the lowest data rate for the MIMO system. In this case, it may be beneficial to turn off that transmit antenna and only use the remaining transmit antennas for data transmission. Turning off a transmit antenna that cannot support the lowest data rate eliminates a symbol stream that would otherwise have interfered with the other symbol streams. This may then improve the post-detection SNRs of the other symbol streams.

[1008] Selection diversity refers to using only transmit antennas that can support at least the lowest data rate and turning off transmit antennas that cannot support the lowest data rate. If each transmit antenna can be turned on or off independently, then it can be shown that there are N_total = (N_r!) possible orderings <img file="WO2005036799A2_D0001.tif" /> to evaluate. For example, if N_r = 4, then there are N_r!= 24 possible orderings without selection diversity whereby all Nr transmit antennas are used, and N_lotaI = 64 possible orderings with selection diversity whereby each transmit antenna may be turned on or off independently. This represents a large increase in the number of orderings that the receiver may need to evaluate for selection diversity.

[1009] There is therefore a need in the art for techniques to support SIC receiver processing with selection diversity without the need to evaluate all N_tolal possible orderings.

SUMMARY

[1010] Techniques are provided herein to support SIC receiver processing with selection diversity whereby at most N_r ! possible orderings are evaluated to determine

(1) the data rates to use for the symbol streams sent from the N transmit antennas and

(2) the best ordering for recovering the transmitted symbol streams. Each of the at most N_r ! possible orderings is evaluated using SIC receiver processing (as described below) to obtain Nr post-detection SNRs for Nr transmit antennas. The data rate for each transmit antenna is determined based on its post-detection SNR. A set of discrete data rates may be supported by the system, and the data rate for each transmit antenna is then one of the discrete data rates. A zero or null data rate is used for each transmit antenna having a post-detection SNR that is worse than the minimum required SΝR (e.g., the required SNR for the lowest non-zero data rate supported by the system). Nr data rates are obtained for Nr transmit antennas for each ordering. An overall data rate is computed for each ordering based on these Nr data rates. The ordering with the highest overall data rate is selected for use. A transmitter processes up to Nr symbol streams at the data rates for the selected ordering and transmits these symbol streams from the Nr transmit antennas. A receiver recovers the transmitted symbol streams in accordance with the selected ordering.

[1011] Various aspects and embodiments of the invention are described in further detail below. BRIEF DESCRIPTION OF THE DRAWINGS

[1012] The features, nature, and advantages of the present invention will become more apparent from the detailed description set forth below when taken in conjunction with the drawings in which like reference characters identify correspondingly throughout and wherein:

[1013] FIG. 1 shows a transmitter system and a receiver system in a MIMO system;

[1014] FIG. 2 shows a process for performing SIC receiver processing on N_R received symbol streams to recover Nr transmitted symbol streams;

[1015] FIG. 3 shows a process for determining the data rates for the transmit antennas and the best ordering for a SIC receiver with selection diversity;

[1016] FIG. 4 shows a specific implementation of the process in FIG. 3;

[1017] FIG. 5 shows a block diagram of a transmitter subsystem; and

[1018] FIG. 6 shows a block diagram of a receiver subsystem.

DETAILED DESCRIPTION

[1019] The word "exemplary" is used herein to mean "serving as an example, instance, or illustration." Any embodiment or design described herein as "exemplary" is not necessarily to be construed as preferred or advantageous over other embodiments or designs.

[1020] The techniques described herein for supporting SIC receiver processing with selection diversity may be used in various communication systems, such as a MIMO system, a MIMO system that employs orthogonal frequency division multiplexing (i.e., a MIMO-OFDM system), and so on. For clarity, these techniques are described specifically for a MIMO system. For simplicity, the following description assumes that

(1) one data stream is transmitted from each transmit antenna and (2) each data stream is independently processed at a transmitter and may be individually recovered at a receiver.

[1021] FIG. 1 shows a block diagram of a transmitter system 110 and a receiver system 150 in a MIMO system 100. Transmitter system 110 and receiver system 150 may each be implemented in an access point (i.e., a base station) or a user terminal in the MIMO system.

[1022] At transmitter system 110, a transmit (TX) data processor 120 receives traffic data from a data source 112 for up to Nr data streams. Each data stream is designated for transmission from a respective transmit antenna. TX data processor 120 formats, codes, interleaves, and modulates the traffic data for each data stream to obtain a corresponding stream of modulation symbols (or "data symbols"). TX data processor 120 may further multiplex pilot symbols with the data symbols. TX data processor 120 provides Nr symbol streams to Nr transmitter units (TMTR) 122a through 122t. Each symbol stream may include any combination of data and pilot symbols. Each transmitter unit 122 processes its symbol stream and provides a modulated signal suitable for transmission over the wireless communication link. Nr modulated signals from transmitter units 122a through 122t are transmitted from Nr antennas 124a through 124t, respectively.

[1023] At receiver system 150, the transmitted modulated signals are received by N_R antennas 152a through 152r, and the received signal from each antenna 152 is provided to a respective receiver unit (RCVR) 154. Each receiver unit 154 conditions and digitizes its received signal and provides a stream of received symbols. A receive (RX) spatial/data processor 160 receives the N_R received symbol streams from N_R receiver units 154a through 154r, processes these received symbol streams using SIC receiver processing, and provides Nr decoded data streams. The processing by RX spatial/data processor 160 is described in detail below. RX spatial/data processor 160 further estimates the channel response between the Nr transmit antennas and the N_Λ receive antennas, the received SNRs and/or the post-detection SNRs of the symbol streams, and so on (e.g., based on the received pilot symbols). RX spatial/data processor 160 may use the channel response estimate to perform spatial or space-time processing, as described below.

[1024] Controllers 130 and 170 direct the operation at transmitter system 110 and receiver system 150, respectively. Memory units 132 and 172 provide storage for program codes and data used by controllers 130 and 170, respectively. [1025] In an embodiment, controller 170 receives the channel response estimates and the SNR estimates from RX spatial/data processor 160, determines the data rate to use for each transmit antenna and the specific ordering for recovering the symbol streams, and provides feedback information for transmitter system 110. The feedback information may include, for example, the data rates for the Nr transmit antennas. The feedback information is processed by a TX data processor 184, conditioned by transmitter units 154a through 154r, and transmitted back to transmitter system 110. At transmitter system 110, the modulated signals from receiver system 150 are received by antennas 124, conditioned by receiver units 122, and processed by an RX data processor 140 to recover the feedback information sent by receiver system 150. Controller 130 receives and uses the recovered feedback information to (1) control the data rate for the symbol stream sent from each transmit antenna, (2) determine the coding and modulation scheme to use for each data stream, and (3) generate various controls for TX data processor 120.

[1026] In another embodiment, controller 130 obtains the channel response estimates for the MIMO channel and the noise variance (i.e., noise floor) at receiver system 150. Controller 130 then determines the data rate to use for each transmit antenna and provides various controls for TX data processor 120. Transmitter system 110 may obtain the channel response estimates based on pilot symbols sent by receiver system 150. The receiver noise floor may be estimated by receiver system 150 and sent to transmitter system 110 as feedback information.

[1027] In general, the data rates for the transmit antennas and the ordering for recovering the symbol streams may be determined by the transmitter system, the receiver system, or both. For clarity, the following description is for the embodiment whereby the data rates and the ordering are determined by the receiver system and communicated to the transmitter system. [1028] The model for the MIMO system may be expressed as: y = Hx + n , Eq (l)

where y is a vector of N_R received symbols, i.e., y = [y. y₂ ... y_N ] , where y₍. is the symbol received on receive antenna i and i e {1, ..., N_R} ; x is a vector of Nr transmitted symbols, i.e., x = [ , x₂ ... x_N ]^τ , where x_; is the symbol sent from transmit antennay and j e {1, ..., N_r} ; H is an N_R x N_τ channel response matrix for the MIMO channel, with entries of h_y for i e {l, —, N_R} and y^' e {l, ..., N_r} , where h_y is the complex channel gain between transmit antennay and receive antenna i; n is additive white Gaussian noise (AWGN); and " ^τ" denotes the transpose. The noise n has a mean vector of 0 and a covariance matrix of Λ = σ²\ , where 0 is a vector of zeros, I is the identity matrix, and σ² is the variance of the noise (which is also referred to as the receiver noise floor). For simplicity, the MIMO channel is assumed to be a flat-fading narrowband channel. In this case, the elements of the channel response matrix H are scalars, and the coupling h_i} between each transmit- receive antenna pair can be represented by a single scalar value. The techniques described herein may also be used for a frequency selective channel having different channel gains at different frequencies.

[1029] Due to scattering in the communication link, the Nr symbol streams transmitted from the Nr transmit antennas interfere with each other at the receiver. In particular, each transmitted symbol stream is received by all N_R receive antennas at different amplitudes and phases, as determined by the complex channel gains between the transmit antenna for that symbol stream and the N_R receive antennas. Each received symbol stream includes a component of each of the Nr transmitted symbol streams. The N_R received symbol streams would collectively include all Nr transmitted symbols streams, and instances of each of the Nr transmitted symbol streams can be found in each of the N_R received symbol streams.

[1030] The SIC receiver processing technique, which is also referred to as successive nulling/equalization and interference cancellation processing technique, can process the N_R received symbol streams to obtain the Nr transmitted symbol streams. The SIC receiver processing technique successively recovers the transmitted symbol streams in multiple stages, one stage for each symbol stream. Each stage recovers one transmitted symbol stream. As each symbol stream is recovered, the interference it causes to the remaining not yet recovered symbol streams is estimated and canceled from the received symbol streams to obtain "modified" symbol streams. The modified symbol streams are then processed by the next stage to recover the next transmitted symbol stream. If the symbol streams can be recovered without error (or with minimal errors) and if the channel response estimates are reasonably accurate, then the interference due to the recovered symbol streams can be effectively canceled. Each subsequently recovered symbol stream thus experiences less interference and may achieve a higher post-detection SNR than without interference cancellation. [1031] The following terminology is used for the description below: • "transmitted" symbol streams - the symbol streams transmitted from the transmit antennas; • "received" symbol streams - the inputs to a spatial or space-time processor in the first stage of a SIC receiver (see FIG. 6); • "modified" symbol streams - the inputs to a spatial or space-time processor in a subsequent stage of the SIC receiver; • "detected" symbol streams - the outputs from the spatial or space-time processor (up to N_r - λ+ 1 symbol streams may be detected in stage λ); and • "recovered" symbol stream - a symbol stream that is recovered by the receiver to obtain a decoded data stream (only one detected symbol stream is recovered in each stage).

[1032] FIG. 2 shows a flow diagram of a process 200 for performing SIC receiver processing on N_R received symbol streams to recover Nr transmitted symbol streams. Initially, the index λ for the stages of a SIC receiver is set to 1 (i.e., λ= 1) (step 212). For the first stage, the SIC receiver performs spatial or space-time processing on the N_R received symbol streams (as described below) to separate out the Nr transmitted symbol streams (step 214). For each stage, the spatial or space-time processing provides (N_r -λ+ 1) detected symbol streams, which are estimates of the transmitted symbol streams not yet recovered. One of the detected symbol streams is selected for recovery (step 216). This detected symbol stream is then processed (e.g., demodulated, deinterleaved, and decoded) to obtain a decoded data stream, which is an estimate of the data stream for the symbol stream being recovered in this stage (step 218). [1033] A determination is then made whether or not all transmitted symbol streams have been recovered (step 220). If the answer is 'yes' (i.e., if λ= N_r), then process 200 terminates. Otherwise, the interference due to the just recovered symbol stream is estimated (step 222). To obtain the interference estimate, the decoded data stream is re- encoded, interleaved, and re-modulated with the same coding, interleaving, and modulation schemes used at the transmitter for this data stream to obtain a "remodulated" symbol stream, which is an estimate of the transmitted symbol stream just recovered. The remodulated symbol stream is then processed with the channel response estimates to obtain N_R interference components, which are estimates of the interference due to the just recovered symbol stream on the remaining not yet recovered symbol streams. The N_R interference components are then subtracted from the N_R received symbol streams to obtain N_R modified symbol streams (step 224). These modified symbol streams represent the streams that would have been received if the just recovered symbol stream had not been transmitted (i.e., assuming that the interference cancellation was effectively performed). The index λ is then updated (i.e., λ= λ+ l ) for the next stage (step 226).

[1034] Steps 214 through 218 are then repeated on the N_R modified symbol streams to recover another transmitted symbol stream. Steps 214 through 218 are repeated for each transmitted symbol stream to be recovered. Steps 222 through 226 are performed if there is another transmitted symbol stream to recover. For the first stage, the input symbol streams are the N_R received symbol streams. For each subsequent stage, the input symbol streams are the N_R modified symbol streams from the preceding stage. The processing for each stage proceeds in similar manner.

[1035] For a SIC receiver, there are N_r! possible orderings of recovering Nr transmitted symbol streams. This is because any one of Nr detected symbol streams may be recovered in the first stage, any one of (N_r - 1) detected symbol streams may be recovered in the second stage, and so on, and only one detected symbol stream is available and recovered in the last stage. The SIC receiver can evaluate each of the N_τ ! possible orderings and select the best ordering for use. In the following description, the index k is used for the N_r! orderings, where k e {1, 2, ... N_r!} . For each ordering k, the order in which the Nr transmit antennas are recovered is represented as {&amp;,, k₂, ... k_N } , where k_λ for λe {l, 2, ... N_r} denotes the transmit antenna to be recovered in stage λ of ordering k.

[1036] For a SIC receiver, the input symbol streams for stage λ of ordering k may be expressed as: y H^ +n , Eq (2)

where y^λ is a vector of N_R modified symbols for stage λ of ordering k, i.e., y <img file="WO2005036799A2_D0002.tif" /> ■&gt; where <img file="WO2005036799A2_D0003.tif" /> is the modified symbol for receive antenna i in stage λ of ordering k; is a vector of (N_r -λ+1) transmitted symbols for stage λ of ordering k, i.e., x_k = [x_k x_k — x_k ]^τ , where x_k is the symbol sent from transmit antenna k_n; and H^ is an N_Λ x (N_r -λ+ ι) reduced channel response matrix for stage λ of ordering k.

[1037] Equation (2) assumes that the symbol streams recovered in the prior (λ-1) stages are cancelled. The dimensionality of the channel response matrix H is thus successively reduced by one column for each stage as a transmitted symbol stream is recovered and canceled. For stage λ, the reduced channel response matrix H_t is obtained by removing (λ-1) columns in the original matrix H corresponding to the (λ-1) previously recovered symbol streams, i.e., Η__k =[h_k h_k ... h_k ] , where h_k is an N_R x 1 vector for the channel response between transmit antenna k„ and the N_R receive antennas. For stage λ, the (λ-1) previously recovered symbol streams are given indices of {&amp;, , k₂, ... k_λ__λ} and the (N_r -λ+l) not yet recovered symbol streams are given indices of {k_λ, k_λ+1 , ... k_N } . Equation (2) may be rewritten as:

<img file="WO2005036799A2_D0004.tif" />

[1038] For stage λ, each of the (N_r -λ+ 1) transmitted symbol streams that have not yet been recovered may be "isolated" or "detected" by filtering the N_R modified symbol streams y^λ with a matched filter for that symbol stream. The matched filter for the symbol stream sent from transmit antenna k„, for n e {λ, λ+1, ... N_r} , has a unit- norm vector /_h of N_R filter coefficients. To minimize interference from the other (N_τ -λ) not yet recovered symbol streams on the symbol stream sent from transmit antenna k„, the vector w_t is defined to be orthogonal to the channel response vectors

(h_t } for these not yet recovered symbol streams, i.e., _t h_k = 0 , for m e {λ, λ+1, ... N_r} and m ≠ n . For stage λ, the transmitted symbol streams from the other (λ-1) transmit antennas, k_n for n e {1, 2, ... λ-1} , have already been recovered in prior stages and canceled from the modified symbol streams y^λ . Thus, the vector w_t does not need to be orthogonal to h_k } , for m e {1, 2, ... λ-1} .

[1039] The matched filter vector w_t may be derived based on various spatial and space-time processing techniques. The spatial processing techniques include a zero- forcing technique (which is also referred to as a channel correlation matrix inversion (CCMI) technique) and a minimum mean square error (MMSE) technique. The space- time processing techniques include a decision feedback equalizer (DFE), an MMSE linear equalizer (MMSE-LE), and a maximum-likelihood sequence estimator (MLSE). [1040] In an embodiment, the matched filter response w_k is derived with a linear zero-forcing equalizer, which performs spatial processing by projecting the received symbol streams over an interference-free sub-space to obtain the detected symbol streams. The linear ZF equalizer for stage λ has an N_R x (N_T -λ+1) response matrix

W_k , which may be derived based on the reduced channel response matrix H_t , as follows:

W_t^λ = H_t^λ((H_tYH_tV . Eq (4)

Since H_t is different for each stage, W_t is also different for each stage. The matched filter response _t for the symbol stream sent from transmit antenna k„ is then the column of W_t corresponding to transmit antenna k„.

[1041] Stage λ of the SIC receiver can derive (N_r -λ+l) detected symbol streams, as follows:

≤ =(3≤)"^ =i + (5≤)"s , Eq (5)

where x_k = [x_k x_k ... x_k ]^τ and x_k represents the detected symbol stream from transmit antenna k„. As shown in the right-hand side of equation (5), the detected symbol streams x* comprise the transmitted symbol streams x_k plus filtered noise,

(W_t^λ)^Hn , which is in general correlated with a covariance matrix Σ = σ²(W_k )^H_t^λ . [1042] In stage λ of ordering k, the symbol stream sent from transmit antenna k_λ is selected for recovery. The detected symbol stream x_k from transmit antenna k_λ may be expressed as: <img file="WO2005036799A2_D0005.tif" />

As shown in the right-hand side of equation (6), the detected symbol stream x_k comprises the transmitted symbol stream x_k plus post-detection or filtered noise w_t n . [1043] The post-detection SNR, SMR_t , of the detected symbol stream x_k recovered in stage λ of ordering &amp; may be expressed as:

SNR,_λ = _{|| 2} , Eq (7) σ || w*. ||

where the expected variance of the transmitted data symbol x_k is equal to 1.0, and ø"² II w*_. || ² is the variance of the post-detection noise, which is w" n . The post- detection SNR is indicative of the SNR achieved for a detected symbol stream after the receiver processing to remove interference from the other symbol streams. The improvement in the post-detection SNR comes from the fact that the norm of v_k in equation (7) decreases with each stage.

[1044] The analysis described above may also be performed based on other space or space-time processing techniques. The zero-forcing (CCMI), MMSE, DFE, and MMSE-LE techniques are described in detail in commonly assigned U.S. Patent Application Serial No. 09/993,087, entitled "Multiple-Access Multiple-Input Multiple- Output (MIMO) Communication System," filed November 6, 2001. [1045] The SIC receiver can evaluate each of the N_r! possible orderings of recovering the transmitted symbol streams. For each ordering k, the SIC receiver can compute a set of Nr post-detection SNRs for the Nr transmit antennas. The SIC receiver can then select one of the N_r! possible orderings for use based on one or more criteria. For example, the selection may be based on overall spectral efficiency. In this case, the post-detection SNR for each transmit antenna may be converted to spectral efficiency, as follows: C_k = log₂(l + SNR. ) = log- 1 + - Eq (8) \YL_h

where C_k is the spectral efficiency of transmit antenna k_λ , which is recovered in stage λ of ordering k. Spectral efficiency is equal to data rate normalized by the system bandwidth, and is given in units of bits per second per Hertz (bps/Hz). The overall spectral efficiency C_totai_,k for all Nr transmit antennas for ordering k may be computed as follows:

C_(oto = ∑ _λ = χiog₂(l + SNR_iλ) . Eq (9) λ=l λ=l

[1046] The receiver can compute the overall spectral efficiency for each of the N₇! possible orderings. The receiver can then select the ordering with the highest overall spectral efficiency for use (i.e., max {C_{total k}} ). k

[1047] The MIMO system may be designed to support a set of discrete data rates, which includes non-zero data rates as well as the null or zero data rate. Each non-zero data rate may be associated with a particular coding scheme, a particular modulation scheme, and so on. Each non-zero data rate is further associated with a particular minimum SNR required to achieve the desired level of performance (e.g., 1% packet error rate) for a non-fading, AWGN channel. The required SNR for each non-zero data rate may be determined based on computer simulation, empirical measurements, and so on, as is known in the art. A look-up table may be used to store the supported data rates and their required SNRs.

[1048] The selected ordering (e.g., the one with the highest overall spectral efficiency) is associated with a set of Nr post-detection SNRs for the Nr transmit antennas. The highest data rate that may be reliably transmitted from each transmit antenna is determined by its post-detection SNR. In particular, the post-detection SNR for each transmit antenna should be equal to or higher than the required SNR for the data rate selected for that transmit antenna.

[1049] With selection diversity, each transmit antenna may be turned off (i.e., shut off) if its post-detection SNR is lower than the required SΝR for the lowest non-zero data rate r_min supported by the MIMO system. By turning off transmit antennas that cannot support the lowest non-zero data rate, the symbol streams sent from other transmit antennas may experience less interference and may be able to achieve higher post-detection SNRs. Improved performance in terms of higher data rates and/or greater reliability may be achieved. [1050] For a SIC receiver with selection diversity, there are N_total possible orderings for evaluation, where N_total &gt; N_τ and may be computed as follows. For Nr transmit antennas, there are Nr different antenna configurations, where each configuration corresponds to a specific number of transmit antennas that is turned on. The Nr antenna configurations are given in column 1 of Table 1, and the number of active transmit antennas for each configuration is given in column 2. Each antenna configuration is associated with one or more antenna patterns, where each antenna pattern indicates which transmit antennas are turned on and which transmit antennas are turned off. It can be shown that there are: (1) only one antenna pattern for the configuration with all Nr transmit antennas turned on, (2) Nr possible antenna patterns for the configuration with (N_τ -1) transmit antennas turned on, (3) N_T - (N_T -l)/2 possible antenna patterns for the configuration with (N_r - 2) transmit antennas turned on, and so on, and (4) Nr possible antenna patterns for the configuration with only one transmit antenna turned on. The number of antenna patterns for each configuration is given in column 3 of Table 1.

[1051] For each antenna pattern, the number of possible orderings for that antenna pattern is dependent on the active transmit antennas that are turned on and is not dependent on the inactive transmit antennas that are turned off. Thus, for configuration 1 with all Nr transmit antennas turned on, there are N_r! possible orderings for recovering the Nr active transmit antennas, as described above. For configuration 2 with (N_r -1) transmit antennas turned on, there are (N_r - 1)! possible orderings for recovering the (N_r - 1) active transmit antennas for each antenna pattern of configuration 2. For configuration 3 with (N_r - 2) transmit antennas turned on, there are (N_r - 2)! possible orderings for recovering the (N_τ - 2) active transmit antennas for each antenna pattern of configuration 3. The computation proceeds in similar manner for other configurations. For configuration Nr with one transmit antenna turned on, there is only one possible ordering for recovering the single active transmit antenna for each antenna pattern of configuration N_τ. The number of orderings for each antenna pattern of each configuration is given in column 4 of Table 1. [1052] The number of orderings for each antenna configuration is obtained by multiplying the number of antenna patterns for that configuration with the number of orderings for each antenna pattern of that configuration. This is given in column 5 of Table 1. The total number of possible orderings, N_total , with selection diversity is then obtained by summing the quantities in column 5 of Table 1, as follows:

N_total = N_τ\ + N_r! + N_r !/ 2 + ... + N_r • (N_r - 1) + N_r , which can be rewritten as follows:

<img file="WO2005036799A2_D0006.tif" />

Table 1

<img file="WO2005036799A2_D0007.tif" />

[1053] Viewed differently, if each transmit antenna can be turned on or off independently, then there are 2^Nτ possible antenna patterns. For example, if N_r = 4 , then there are 2^Nτ = 16 possible antenna patterns, which are represented as '0000', '0001', '0010', '0011', ..., and 'l ll l', where '1' indicates an active antenna that is turned on and '0' indicates an inactive antenna that is turned off. The pattern with all zeros is not evaluated if at least one transmit antenna is used for data transmission. Thus, there are a total of (2^Nτ - 1) active antenna patterns to evaluate. [1054] For each active antenna pattern m with N_{act m} transmit antennas that are turned on, the SIC receiver can evaluate the N \ possible orderings of recovering the symbol streams sent from the N_acl active transmit antennas. For each of the N_{act m}\ possible orderings for a given active antenna pattern, the SIC receiver can (1) obtain a set of post-detection SNRs for the active transmit antennas in that pattern m (the post- detection SNR for a transmit antenna that is turned off may be set to zero) and (2) compute the overall spectral efficiency for that ordering/pattern. The SIC receiver can then select the ordering/pattern with the highest overall spectral efficiency among the _lotai possible orderings.

[1055] The SIC receiver with selection diversity may evaluate the N_{lo l} possible orderings based on the following pseudo-code:

10 For m=l to 2^Wτ-l active antenna patterns 20 For k=l to N_act,_m l orderings {

30 For λ=l to N_actrm stages {

40 Obtain detected symbol stream for transmit antenna k_χ ;

50 Compute post-detection SΝR for transmit antenna k_λ , -

60 Compute spectral efficiency of transmit antenna k_λ ;

70 }

80 Compute overall spectral efficiency for ordering k of pattern m;

90 }

100 Select the ordering/pattern with highest overall spectral efficiency 110 Determine the data rates for the N_τ transmit antennas for the selected ordering/pattern

[1056] In the above pseudo-code, each active antenna pattern m defines a specific set of N_{αct m} active transmit antennas and (N_τ -N_{αct m}) inactive transmit antennas, where N_{ae( m} is dependent on the antenna pattern m. Each ordering k defines a specific order in which the N_{αct m} active transmit antennas are recovered. The ordering may be represented as {£,, k₂, ... k_λ, ... k_N^ } where the (N_τ -N_{αct m}) inactive transmit antennas are not included in the set and k_λ is the transmit antenna to recover in stage λ of ordering k. Different orderings have different mappings of transmit antennas to the set {k_x, k₂, ... k_λ, ... k_N } . Whether or not a given transmit antenna is active is determined by the active antenna pattern m. The brute-force method described above evaluates N_o/a7 possible orderings for the SIC receiver with selection diversity.

[1057] A simplified method is provided herein that evaluates at most N_r! possible orderings to determine the data rates for the transmit antennas and the best ordering for the SIC receiver with selection diversity. This represents a substantial reduction over the N_tolal possible orderings evaluated by the brute-force method. The simplification is based on a lemma which states that, for any specific ordering with a zero data rate for at least one transmit antenna, there exists another ordering with non-zero data rates for all transmit antennas with the same or greater throughput. This lemma indicates that the active antenna pattern of all ones ('111...1') provides the highest throughput of all (2^Nτ - 1) active antenna patterns and is the only one that needs to be evaluated. [1058] For simplicity, the proof of the lemma is described below for the case in which only one transmit antenna is turned off. For the proof, the transmit antennas are given indices of 1, 2, ... N_r and are recovered based on the ordering {1, 2, ... N_r} , where transmit antenna 1 is recovered first and transmit antenna Nr is recovered last. Transmit antenna i is switched off, where l ≤ i ≤ N_τ . The data rates supported by the Nr transmit antennas are denoted as {r,, r₂, ... , /j_., 0, r₍₊₁, ..., r_N } . These data rates are obtained based on the post-detection SNRs for the transmit antennas. [1059] For a SIC receiver, the data rate supported by each transmit antenna n is dependent only on the data rates of subsequently recovered transmit antennas {n + 1, n + 2, ... N_r} and is not dependent on the data rates of prior recovered transmit antennas {1, 2, ... « -l} . This property assumes that the interference due to the prior recovered transmit antennas is effectively canceled and has no impact on transmit antenna n. Based on this property, the Nr transmit antennas in the original ordering can be rearranged so that transmit antenna i is now the first antenna and the original ordering is otherwise preserved. This rearrangement does not impact the data rates for any of the (N_r -1) active transmit antennas.

[1060] The new antenna ordering is then {i, 1, 2, ... , i -l, i + \, ..., N_T} and the associated data rates are {0, r., r₂, ..., r_;_., r_;+1, ..., r_N } . For this new ordering, since transmit antenna i is recovered first, the data rate used for transmit antenna i does not affect the data rates for the other (N_r - 1) transmit antennas, so long as transmit antenna i can be recovered error-free or with low error and its interference can be canceled. A non-zero data rate may then be used for transmit antenna i and this data rate is dependent on the data rates for the other (N_r -1) transmit antennas. Thus, the data rates achievable by the original ordering with transmit antenna i turned off can also be achieved by the new ordering with a non-zero rate for transmit antenna i. The proof of the lemma may be extended in similar manner to cases where multiple transmit antennas are turned off.

[1061] FIG. 3 shows a flow diagram of a process 300 for determining the data rates for the Nr transmit antennas and the ordering for a SIC receiver with selection diversity. Initially, the index k used for the possible orderings is set to 1 (step 310). Ordering k is evaluated using SIC receiver processing to obtain Nr post-detection SNRs for Nr transmit antennas (312). The data rate for each transmit antenna is then determined based on its post-detection SNR (step 314). The data rate for each transmit antenna may be one of the discrete data rates supported by the system. A zero data rate is used for each transmit antenna with a post-detection SNR worse than the minimum required SNR, which may be the required SNR for the lowest non-zero data rate supported by the system. Nr data rates are obtained for Nr transmit antennas for ordering k, where any of the Nr data rates may be the zero data rate. An overall data rate is computed for ordering k based on the Nr data rates (step 316).

[1062] A determination is then made whether or not all orderings have been evaluated (step 320). If the answer is 'no', then the ordering index k is updated (step 322) and the process returns to step 312 to evaluate the next ordering. A maximum of N_r! orderings are evaluated. If all of the orderings have been evaluated, then one of the evaluated orderings is selected based on their overall data rates (step 330). For example, the selected ordering may be the one with the highest overall data rate among all of the orderings evaluated.

[1063] Process 300 may be performed by receiver system 150 and the data rates for the selected ordering may be sent to transmitter system 110 as feedback information. Alternatively or additionally, process 300 may be performed by transmitter system 110. In any case, transmitter system 110 processes up to Nr symbol streams at the data rates for the selected ordering and transmits these symbol streams from the Nr transmit antennas. Receiver system 150 recovers the transmitted symbol streams in accordance with the selected ordering.

[1064] FIG. 4 shows a flow diagram of a process 400 for determining the data rates for the transmit antennas and the ordering for a SIC receiver with selection diversity.

Process 400 is a specific implementation of process 300 in FIG. 3. Initially, the ordering index k is set to 1 and the variable r_best for the best overall data rate is set to 0

(step 410).

[1065] To evaluate ordering k, the order of recovering the transmit antennas

{&amp;. , k₂, ... k_Nτ ) is first determined (step 420). The stage index λ is set to 1 and the variable r_totaι for the overall data rate for ordering k is set to 0 (step 422). For each stage λ, spatial or space-time processing is first performed on the N_R input symbol streams y to obtain the detected symbol stream x_k for transmit antenna k_x to be recovered in that stage (step 430). This can be achieved by (1) obtaining the ZF equalizer response matrix W^ for stage λ based on the reduced channel response matrix H_t , as shown in equation (4), and (2) multiplying the input symbol streams y with the matched filter vector /__k for transmit antenna k_λ, as shown in equation (6). The post-detection SNR for transmit antenna k_λ is then computed as shown in equation (7) (step 432). The data rate r_k for transmit antenna k_x is determined based on its post-detection SNR (e.g., as shown in equation (8) or using a look-up table) (step 434). The overall data rate for ordering k is then updated as r_{to l} = r_lotal + r_k (step 436).

[1066] A determination is then made whether or not all transmit antennas have been recovered for ordering k (step 440). If the answer is 'no', then the interference due to the just recovered symbol stream from transmit antenna k_λ is estimated and canceled from the input symbol streams y to obtain the input symbol streams y ' for the next stage (step 442). The stage index is then updated as λ= λ+l (step 444), and the process returns to step 430 to recover another symbol stream for another transmit antenna.

[1067] If all transmit antennas have been recovered (i.e., the answer is 'yes' for step

440), then a determination is made whether or not the overall data rate for ordering k is higher than the best overall data rate thus far (step 450). If the answer is 'yes', then the ordering k and the data rates {r_k for the transmit antennas are saved, and the best overall data rate is set to the overall data rate for ordering k (i.e., r_bes, = r_lotal) (step

452). If the answer is 'no' in step 450, then the results for ordering k are not saved. In any case, a determination is next made whether or not all orderings have been evaluated (step 460). If the answer is 'no', then the ordering index k is updated as k = k + 1 (step 462), and the process returns to step 420 to evaluate this new ordering. Otherwise, the best ordering and the data rates for the transmit antennas are provided (step 464). The process then terminates.

[1068] For clarity, the techniques for performing SIC receiver processing with selection diversity have been described for a MIMO system. These techniques may also be used for other systems such as, for example, a MIMO-OFDM system. For the MIMO-OFDM system, one symbol stream may be transmitted from all subbands of each transmit antenna using OFDM processing. At the receiver, the post-detection SNR may be determined for each subband of each transmit antenna. The post-detection SNRs of all subbands of each transmit antenna may be combined to obtain the post- detection SNR for that transmit antenna. The ordering and data rates may then be selected based on the post-detection SNRs for the transmit antennas as described above.

Transmitter System [1069] FIG. 5 shows a block diagram of a transmitter subsystem 500, which is an embodiment of the transmitter portion of transmitter system 110 in FIG. 1. For this embodiment, TX data processor 120 includes a demultiplexer (Demux) 510, Nr encoders 512a through 512t, Nr channel interleavers 514a through 514t, Nr symbol mapping units 516a through 516t, and Nr multiplexers (Muxes) 518a through 518t (i.e., one set of encoder, channel interleaver, symbol mapping unit, and multiplexer for each of the Nr transmit antennas). Demultiplexer 510 demultiplexes the traffic data (i.e., the information bits) into up to Nr data streams. One data stream is provided for each transmit antenna with a non-zero data rate. Each data stream is provided at the data rate selected for the transmit antenna, as indicated by the data rate control. [1070] Each encoder 512 receives and encodes a respective data stream based on the selected coding scheme (as indicated by the coding control) and provides code bits. The coding increases the reliability of the data transmission. The selected coding scheme may include any combination of CRC coding, convolutional coding, turbo coding, block coding, and so on. Each encoder 512 provides code bits to a respective channel interleaver 514, which interleaves the code bits based on a particular interleaving scheme. If the interleaving is dependent on data rate, then controller 130 provides an interleaving control (as indicated by the dashed line) to channel interleaver 514. The interleaving provides time, frequency, and/or spatial diversity for the code bits. [1071] Each channel interleaver 514 provides interleaved bits to a respective symbol mapping unit 516, which maps (i.e., modulates) the interleaved bits based on the selected modulation scheme (as indicated by the modulation control) and provides modulation symbols. Unit 516 groups each set of B interleaved bits to form a B-bit binary value, where B ≥ 1 , and further maps each B-bit value to a specific modulation symbol based on the selected modulation scheme (e.g., QPSK, M-PSK, or M-QAM, where M = 2^B ). Each modulation symbol is a complex value in a signal constellation defined by the selected modulation scheme. Each symbol mapping unit 516 provides modulation symbols (or "data symbols") to a respective multiplexer 518, which multiplexes the data symbols with pilot symbols using, for example, time division multiplex (TDM) or code division multiplex (CDM). Multiplexers 518a through 518t provide up to Nr symbol streams to transmitter units 122a through 122t, which process these symbol streams to obtain modulated signals. Other designs for transmitter subsystem 500 may also be used and are within the scope of the invention. [1072] Controller 130 may perform various functions for data transmission from the Nr transmit antennas. For example, controller 130 may receive the Nr data rates for the Nr transmit antennas (where one or more of these data rates may be zero) as feedback information from receiver system 150. Controller 130 may then generate the data rate, coding, interleaving, and modulation controls for the processing units within TX data processor 120. Alternatively, controller 130 may receive the channel response estimates, evaluate the possible orderings, select the ordering and data rates for the transmit antennas, and generate the controls for the processing units within TX data processor 120.

Receiver System

[1073] FIG. 6 shows a block diagram of a receiver subsystem 600, which is an embodiment of the receiver portion of receiver system 150 in FIG. 1. For this embodiment, RX M O/data processor 160 includes Nr successive (i.e., cascaded) receiver processing stages 610a through 610t, one stage for each of the Nr transmit antennas. Each receiver processing stage 610 (except for the last stage 61 Of) includes a spatial processor 620, an RX data processor 630, and an interference canceller 640. The last stage 610t includes only spatial processor 620t and RX data processor 630t. [1074] For the first stage 610a, spatial processor 620a receives the N_R received symbol streams y , performs spatial or space-time processing (e.g., zero-forcing) on the received symbol streams, and provides the detected symbol stream x_k for the first transmit antenna in the selected ordering k. RX data processor 630a further processes (e.g., demodulates, deinterleaves, and decodes) the detected symbol stream x_k to obtain a decoded data stream d_k , which is an estimate of the data stream d_k for the symbol stream x_k being recovered.

[1075] For the first stage 610a, interference canceller 640a receives the N_R received symbol streams y and the decoded data stream d_k . Interference canceller 640a performs the processing (e.g., encoding, interleaving, and symbol mapping) to obtain a remodulated symbol stream, x_k , which is an estimate of the symbol stream x_k just recovered. The remodulated symbol stream x_k is further processed to obtain estimates of the interference components \_k due to the just recovered symbol stream. The interference components \_k are then subtracted from the first stage's input symbol streams y to obtain N_R modified symbol streams y , which include all but the

cancelled interference components. The modified symbol streams y are then provided to the second stage.

[1076] For each of the second through last stages 610b through 610t, the spatial processor for that stage receives and processes the N_R modified symbol streams y from the interference canceller in the preceding stage to obtain the detected symbol stream x_kλ for that stage. The detected symbol stream x_k is then processed by the RX data processor to obtain the decoded data stream d_k . For each of the second through second-to-last stages, the interference canceller in that stage receives the N_R modified symbol streams y from the interference canceller in the preceding stage and the decoded data stream d_kχ from the RX data processor within the same stage, derives the N_R interference components i_k due to the symbol stream x_k recovered by that stage, and provides N_R modified symbol streams y^λ+I for the next stage.

[1077] The SIC receiver processing is also described in commonly assigned U.S. Patent Application Serial No. [PA020280], entitled "Ordered Successive Interference Cancellation Receiver Processing for Multipath Channels," filed April 9, 2002. [1078] A channel estimator 650 also receives the N^ received symbol streams y , estimates the channel response matrix H and the noise variance σ² based on the received pilot symbols, and provides the channel response and noise estimates (e.g., H and σ ). The estimated channel response matrix H is used for space or space-time processing by all stages, as described above. Controller 170 receives the channel response and noise estimates, evaluates up to N_r! possible orderings, computes the set of post-detection SNRs for each ordering, and determines the best ordering and the data rates for the selected ordering. Memory unit 172 stores a look-up table (LUT) 660 of supported data rates and their required SNRs. Look-up table 660 is used by controller 170 to determine the data rate for each transmit antenna based on its post-detection SNR. Controller 170 provides the selected ordering to RX data processor 160 and may provide the data rates for the selected ordering as feedback information to transmitter system 110.

[1079] The techniques described herein for supporting SIC receiver processing with selection diversity may be implemented by various means. For example, these techniques may be implemented in hardware, software, or a combination thereof. For a hardware implementation, the processing units for SIC receiver processing with selection diversity (e.g., TX data processor 120 and controller 130 at transmitter system 110, and RX spatial/data processor 160 and controller 170 at receiver system 150) may be implemented within one or more application specific integrated circuits (ASICs), digital signal processors (DSPs), digital signal processing devices (DSPDs), programmable logic devices (PLDs), field programmable gate arrays (FPGAs), processors, controllers, micro-controllers, microprocessors, other electronic units designed to perform the functions described herein, or a combination thereof. [1080] For a software implementation, the SIC receiver processing with selection diversity may be implemented at the transmitter and receiver systems with modules (e.g., procedures, functions, and so on) that perform the functions described herein. The software codes may be stored in a memory unit (e.g., memory units 132 and 172 in FIG. 1) and executed by a processor (e.g., controllers 130 and 170). The memory unit may be implemented within the processor or external to the processor, in which case it can be communicatively coupled to the processor via various means as is known in the art. [1081] The previous description of the disclosed embodiments is provided to enable any person skilled in the art to make or use the present invention. Various modifications to these embodiments will be readily apparent to those skilled in the art, and the generic principles defined herein may be applied to other embodiments without departing from the spirit or scope of the invention. Thus, the present invention is not intended to be limited to the embodiments shown herein but is to be accorded the widest scope consistent with the principles and novel features disclosed herein.

WHAT IS CLAIMED IS: