EP1537505A4

Method and apparatus for network-based portfolio management and risk-analysis

Abstract

This record has no abstract on file.

EP1537505A4, drawing sheet 1 — Sheet 1 of 41

Term

Term ended

Projected expiry passed 8 September 2023, 3 years ago.

Parties

Owner: BARRA LLC AS PLEDGOR
Assigned now: BARRA, LLC (F/K/A BARRA, INC.), AS PLEDGOR
FINANCIAL ENGINEERING ASSOCIATES, INC., AS PLEDGOR
MSCI INC., AS PLEDGOR
RISKMETRICS GROUP, LLC,(F/K/A RISKMETRICS, INC.) AS PLEDGOR
Applicants: Barra, Inc.
Inventors: SOBEL, William, E., Oakland, CA 94611, United States of America
ALESKOVSKI, Alex, El Cerrito, CA 94530, United States of America
HAND, Peter, Berkeley, CA 94705, United States of America
LIU, Zheng, San Ramon, CA 94583, United States of America
and 4 more inventorsShow fewer
BISHOPP, Michael, Lafayette, CA 94549, United States of America
HONIKMAN, Anton, San Francisco, CA 94114, United States of America
ANDERSON, Loren, Concord, CA 94520, United States of America
CLOSE, Richard, Middelsex HA6 3LY, United Kingdom

Examination

Examiner: Lutz, Andreas
Agent: Schoppe, Fritz

Reach

Cites: 2 earlier patents, 3 other works⁠
Family: 11 members in 6 offices⁠AU2EP2JP2US2WO2CA

Classification

CPC: G06Q40/08G06Q40/00G06Q40/06
IPC: G06Q40 00G06F17 60

41 sheets

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Every citation, both waysCites: the store holds 1 of 2

Citations
Document	Relation	Office	Cited during
US6058416A	Cites	United States of America	Examiner
No Search	Non-patent	–	Search report
UELI WAHLI, MARK TOMLINSON, OLAF ZIMMERMANN, WOUTER DERUYCK, DENISE HENDRIKS: "Web Services Wizardry with WebSphere Studio Application Developer", 5 April 2002, IBM, ISBN: 0-7384-2335-1	Non-patent	–	Examiner
ROBERT CHARTIER: "Application Architecture: An N-Tier Approach - Part 1", 10 June 2002 (2002-06-10), Retrieved from the Internet <URL:http://web.archive.org/web/20020610010944/http://www.15seconds.com/issue/011023.htm> [retrieved on 20061030]	Non-patent	–	Examiner

11 members in 6 offices

This recordMember, by publication datePriority claim

Priority claims14

Priority claims
Document	Office	Kind	Date
409647P	United States of America	–	2002-09-09
40964702	United States of America	P	2002-09-09
40964702	United States of America	P	2002-09-09
655503	United States of America	–	2003-09-03
65550303	United States of America	A	2003-09-03
65550303	United States of America	A	2003-09-03
0328069	United States of America	W	2003-09-08
0328069	United States of America	W	2003-09-08
409647P	–	–	–
655503	–	–	–
US20020409647P	–	–	–
US2003028069	–	–	–
US20030655503	–	–	–
WO2003US28069	–	–	–

Members11

Family members, oldest first
Document	Office	Kind
CA2497293A1	Canada	A1	2004-03-18
WO2004023266A2	World Intellectual Property Organization (WIPO)	A2	2004-03-18
AU2003270394A1	Australia	A1	2004-03-29
AU2003270394A8	Australia	A8	2004-03-29
US2004210500A1	United States of America	A1	2004-10-21
WO2004023266A3	World Intellectual Property Organization (WIPO)	A3	2004-11-11
EP1537505A2	European Patent Office (EPO)	A2	2005-06-08
EP1537505A4This record	European Patent Office (EPO)	A4	2006-02-01
JP2006516166A	Japan	A	2006-06-22
JP4324107B2	Japan	B2	2009-09-02
US7596523B2	United States of America	B2	2009-09-29

19 legal events, as 2 offices reported them to INPADOC

Over the term

Point at a mark for the event

Events

Legal events, newest first
	Event	Code	Office
2012-04-20	Applications withdrawn, deemed to be withdrawn, or refused after publication in hong kongWithdrawnWD	WD	HK
2007-12-05	Application deemed to be withdrawnWithdrawn18D	18D	EP
2007-11-02	Information on the status of an ep patent application or granted ep patentGrantedSTATUS: THE APPLICATION IS DEEMED TO BE WITHDRAWNSTAA	STAA	EP
2006-12-06	First examination report despatched17Q	17Q	EP
2006-09-13	Information on inventor provided before grant (corrected)RIN1	RIN1	EP
2006-09-13	Information on inventor provided before grant (corrected)RIN1	RIN1	EP
2006-09-13	Information on inventor provided before grant (corrected)RIN1	RIN1	EP
2006-09-13	Information on inventor provided before grant (corrected)RIN1	RIN1	EP
2006-09-13	Information on inventor provided before grant (corrected)RIN1	RIN1	EP
2006-09-13	Information on inventor provided before grant (corrected)RIN1	RIN1	EP
2006-09-13	Information on inventor provided before grant (corrected)RIN1	RIN1	EP
2006-09-13	Information on inventor provided before grant (corrected)RIN1	RIN1	EP
2006-04-21	Requests to designate patent in hong kongDE	DE	HK
2006-02-01	Supplementary search report drawn up and despatchedA4	A4	EP
2005-12-28	Request for extension of the european patent (deleted)DAX	DAX	EP
2005-06-08	Request for examination filed17P	17P	EP
2005-06-08	Designated contracting statesAK	AK	EP
2005-06-08	Request for extension of the european patentAX	AX	EP
2005-04-22	Public reference made under article 153(3) epc to a published international application that has entered the european phaseORIGINAL CODE: 0009012PUAI	PUAI	EP