Subthreshold micropulse laser prophylactic treatment for chronic progressive retinal diseases

SUBTHRESHOLD MICROPULSE LASER PROPHYLACTIC TREATMENT FOR CHRONIC PROGRESSIVE RETINAL DISEASES

BACKGROUND OF THE INVENTION

[Para 1] The present invention generally relates to phototherapy or photostimulation of biological tissue, such as laser retinal photocoagulation therapy. More particularly, the present invention is directed to a process for treating an eye to stop or delay the onset of symptoms of retinal diseases in a patient using harmless, subthreshold phototherapy or photostimulation of the retina.

[Para 2] The complications of chronic progressive retinal diseases, such as diabetic retinopathy (DR) and age-related macular degeneration (AMD) constitute major causes of visual loss worldwide. Complications of diabetic retinopathy remain a leading cause of vision loss in people under sixty years of age. Diabetic macular edema is the most common cause of legal blindness in this patient group. Diabetes mellitus, the cause of diabetic retinopathy, and thus diabetic macular edema, is increasing in incidence and prevalence worldwide, becoming epidemic not only in the developed world, but in the developing world as well. Diabetic retinopathy may begin to appear in persons with Type I (insulin-dependent) diabetes within three to five years of disease onset. The prevalence of diabetic retinopathy increases with duration of disease. By ten years, 14%-25% of patients will have diabetic macular edema.

CA 02972438 2017-06-27

WO 2016/122750 PCT/US2015/060836

By twenty years, nearly 100% will have some degree of diabetic retinopathy. Untreated, patients with clinically significant diabetic macular edema have a 32% three-year risk of potentially disabling moderate visual loss.

[Para 3] General laser treatment of the retina for various disorders has been employed for over fifty years. Traditionally, laser photocoagulation characterized by intentional laser-induced thermal destruction and scarification of the retina has been employed. Photocoagulation has been found to be an effective means of producing retinal scars, and has become the technical standard for macular photocoagulation for diabetic macular edema. Due to the clinical effectiveness of retinal laser photocoagulation, the long-held view in medicine was that the beneficial effects of treatment were due to the retinal damage created by photocoagulation.

[Para 4] There are different exposure thresholds for retinal lesions that are haemorrhagic, ophthalmoscopically apparent, or angiographically demonstrable. A threshold lesion is one that is barely visible ophthalmoscopically at treatment time, a subthreshold lesion is one that is not visible at treatment time, and suprathreshold laser therapy is retinal photocoagulation performed to a readily visible endpoint. Traditional retinal photocoagulation treatment requires a visible endpoint either to produce a threshold lesion or a suprathreshold lesion so as to be readily visible and tracked. In fact, it has been believed that actual tissue damage and scarring are necessary in order to create the benefits of the procedure. The gray to white

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 retinal burns testify to the thermal retinal destruction inherent in conventional threshold and suprathreshold photocoagulation.

[Para 5] With reference now to FIG. 1, a diagrammatic view of an eye, generally referred to by the reference number 10, is shown. When using phototherapy, the laser light is passed through the patient’s cornea 12, pupil 14, and lens 16 and directed onto the retina 1 8. The retina 18 is a thin tissue layer which captures light and transforms it into the electrical signals for the brain. It has many blood vessels, such as those referred to by reference number 20, to nourish it. Various retinal diseases and disorders, and particularly vascular retinal diseases such as diabetic retinopathy, are treated using conventional thermal retinal photocoagulation, as discussed above. The fovea/macula region, referred to by the reference number 22 in FIG. 1, is a portion of the eye used for color vision and fine detail vision. The fovea is at the center of the macula, where the concentration of the cells needed for central vision is the highest. Although it is this area where diseases such as age-related macular degeneration are so damaging, this is the area where conventional photocoagulation phototherapy cannot be used as damaging the cells in the foveal area can significantly damage the patient’s vision. Thus, with current convention photocoagulation therapies, the foveal region is avoided.

[Para 6] Until the advent of thermal retinal photocoagulation, there was generally no effective treatment for diabetic retinopathy. Using photocoagulation to produce photothermal retinal burns as a therapeutic maneuver was prompted by the observation that the complications of diabetic

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 retinopathy were often less severe in eyes with preexisting retinal scarring from other causes. The Early Treatment of Diabetic Retinopathy Study demonstrated the efficacy of argon laser macular photocoagulation in the treatment of diabetic macular edema. Full-thickness retinal laser burns in the areas of retinal pathology were created, visible at the time of treatment as white or gray retinal lesions (“suprathreshold” retinal photocoagulation). With time, these lesions developed into focal areas of chorioretinal scarring and progressive atrophy.

[Para 7] With visible endpoint photocoagulation, laser light absorption heats pigmented tissues at the laser site. Heat conduction spreads this temperature increase from the retinal pigment epithelium and choroid to overlying nonpigmented and adjacent unexposed tissues. Laser lesions become visible immediately when damaged neural retina overlying the laser sight loses its transparency and scatters white ophthalmoscopic light back towards the observer.

[Para 8] Conventional thinking assumes that the physician must intentionally create retinal damage as a prerequisite to therapeutically effective treatment. With reference to FIG. 2, FIGS. 2A-2F are graphic representations of the effective surface area of various modes of retinal laser treatment for retinal vascular disease. The gray background represents the retina 30 which is unaffected by the laser treatment. The black areas 32 are areas of the retina which are destroyed by conventional laser techniques. The lighter gray or white

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 areas 34 represent the areas of the retina affected by the laser, but not destroyed.

[Para 9] FIG. 2A illustrates the therapeutic effect of conventional argon laser retinal photocoagulation. The therapeutic effects attributed to laser-induced thermal retinal destruction include reduced metabolic demand, debulking of diseased retina, increased intraocular oxygen tension and ultra production of vasoactive cytokines, including vascular endothelial growth factor (VEGF). [Para 10] With reference to FIG. 2B, increasing the burn intensity of the traditional laser burn is shown. It will be seen that the burned and damaged tissue area 32 is larger, which has resulted in a larger “halo effect” of heated, but undamaged, surrounding tissue 34. Laboratory studies have shown that increased burn intensity is associated with an enhanced therapeutic effect, but hampered by increased loss of functional retina inflammation. However, with reference to FIG. 2C, when the intensity of the conventional argon laser photocoagulation is reduced, the area of the retina 34 affected by the laser but not destroyed is also reduced, which may explain the inferior clinical results from lower-intensity/lower-density or “mild” argon laser grid photocoagulation compared to higher-intensity/higher-density treatment, as illustrated in FIG. 2B.

[Para 11] With reference to FIG. 2D, it has been found that low-fluence photocoagulation with short-pulse continuous wave laser photocoagulation, also known as selective retinal therapy, produces minimal optical and lateral spread of laser photothermal tissue effects, to the extent that the area of the

CA 02972438 2017-06-27

WO 2016/122750 PCT/US2015/060836 retina affected by the laser but not destroyed is minimal to nonexistent. Thus, despite complete oblation of the directly treated retina 30, the rim of the therapeutically affected and surviving tissue is scant or absent. This explains the recent reports finding superiority of conventional argon laser photocoagulation over PASCAL for diabetic retinopathy.

[Para 12] That iatrogenic retinal damage is necessary for effective laser treatment of retinal vascular disease has been universally accepted for almost five decades, and remains the prevailing notion. Although providing a clear advantage compared to no treatment, current retinal photocoagulation treatments, which produce visible gray to white retinal burns and scarring, have disadvantages and drawbacks. Conventional photocoagulation is often painful. Local anesthesia, with its own attendant risks, may be required. Alternatively, treatment may be divided into stages over an extended period of time to minimize treatment pain and post-operative inflammation. Transient reduction in visual acuity is common following conventional photocoagulation.

[Para 13] In fact, thermal tissue damage may be the sole source of the many potential complications of conventional photocoagulation which may lead to immediate and late visual loss. Such complications include inadvertent foveal burns, pre- and sub-retinal fibrosis, choroidal neovascularization, and progressive expansion of laser scars. Inflammation resulting from the tissue destruction may cause or exacerbate macular edema, induced precipitous contraction of fibrovascular proliferation with retinal detachment and vitreous hemorrhage, and cause uveitis, serous choroidal detachment, angle closure or

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 hypotony. Some of these complications are rare, while others, including treatment pain, progressive scar expansion, visual field loss, transient visual loss and decreased night vision are so common as to be accepted as inevitable side-effects of conventional laser retinal photocoagulation. In fact, due to the retinal damage inherent in conventional photocoagulation treatment, it has been limited in density and in proximity to the fovea, where the most visually disabling diabetic macular edema occurs.

[Para 14] Notwithstanding the risks and drawbacks, retinal photocoagulation treatment, typically using a visible laser light, is the current standard of care for proliferative diabetic retinopathy, as well as other retinopathy and retinal diseases, including diabetic macular edema and retinal venous occlusive diseases which also respond well to retinal photocoagulation treatment. In fact, retinal photocoagulation is the current standard of care for many retinal diseases, including diabetic retinopathy.

[Para 1 5] Currently, retinal imaging and visual acuity testing guide management of the detected retinal diseases. As end-organ structural damage and vision loss are late disease manifestations, treatment instituted at this point must be intensive, often prolonged and expensive, frequently failing to improve visual acuity, and rarely restoring normal vision.

[Para 16] Another problem is that the treatment requires the application of a large number of laser doses to the retina, which can be tedious and timeconsuming. Typically, such treatments call for the application of each dose in the form of a laser beam spot applied to the target tissue for a predetermined

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 amount of time, from a few hundred milliseconds to several seconds. Typically, the laser spots range from 50-500 microns in diameter. Their laser wavelength may be green, yellow, red or even infrared. It is not uncommon for hundreds or even in excess of one thousand laser spots to be necessary in order to fully treat the retina. The physician is responsible for insuring that each laser beam spot is properly positioned away from sensitive areas of the eye, such as the fovea, that could result in permanent damage. Laying down a uniform pattern is difficult and the pattern is typically more random than geometric in distribution. Point-by-point treatment of a large number of locations tends to be a lengthy procedure, which frequently results in physician fatigue and patient discomfort.

[Para 1 7] Accordingly, there is a continuing need for a process for treating an eye to stop or delay the onset or symptoms of retinal diseases in a patient without many of the drawbacks and complications resulting from conventional photocoagulation treatments. There is also a continuing need for a process for such treatment before retinal imaging abnormalities are detectable. Furthermore, there is a continuing need for a process that provides the application of a large number of laser doses to the treatment area, or even the entire retina, in a simultaneous manner without damaging the retinal tissue. The present invention fulfills these needs, and provides other related advantages.

Heading

SUMMARY OF THE INVENTION

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836

[Para 18] The present invention is directed to a process for treating an eye to stop or delay the onset or symptoms of retinal diseases in a patient. The process generally comprises the steps of determining that an eye has a risk for a retinal disease before detectable retinal imaging abnormalities. A laser light beam is generated that creates sublethal, true subthreshold photocoagulation in retinal tissue that provides preventative and protective treatment of the retinal tissue of the eye.

[Para 19] The treated retina may comprise the fovea, foveola, retinal pigment epithelium, choroid, choroidal neovascular membrane, subretinal fluid, macula, macular edema, parafovea, and/or perifovea. The laser light beam may be exposed to substantially the entire retina and fovea.

[Para 20] Determining that an eye of the patient has a risk for a retinal disease before detectable retinal imaging abnormalities may include the step of ascertaining that the patient is at risk for a chronic progressive retinopathy, including diabetes, a risk for age-related macular degeneration or retinitis pigmentosa, or results of a retinal examination or retinal test of the patient is abnormal. A test may be conducted to establish that the patient has a risk for a retinal disease. The test may comprise a retinal physiology test or a genetic test.

[Para 21] The laser light beam may be generated as a subthreshold sublethal micropulse laser light beam having a wavelength greater than 532nm and a duty cycle of less than 10%. In one embodiment, the generated laser light beam has a duty cycle of approximately 5% or less. The generated laser light

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 beam may have a wavelength between 550nm and 1 300nm. In one embodiment, the generated laser light beam has a wavelength of approximately 810nm. The generated laser light beam may have an intensity of between 100590 watts per square centimeter at a treatment spot on the retina. The generated laser light beam has a pulse length of less than 500 milliseconds. [Para 22] The laser light beam may be manipulated into a geometric object or pattern of simultaneously generated and spaced apart treatment laser light spots with each spot having the intensity cited in paragraph 22. The manipulated laser light beam may comprise the step of creating a predetermined number of simultaneously generated laser light spots to completely and confluently cover a desired treatment area. The geometric object or pattern of laser light spots may cover substantially the entire retina. Alternatively, the geometric object or pattern of laser light spots may be controllably moved to treat adjacent retinal tissue. The moving step may include the step of incrementally moving the laser light beam geometric object or pattern a sufficient distance from where the laser light beam geometric object or pattern was previously applied to the retina to preclude thermal tissue damage.

[Para 23] The retina may be retreated periodically. The retreating of the retina may be according to a set schedule. Additionally, or alternatively, visual and/or retinal function or condition of the patient is monitored to determine when the retina of the patient is to be retreated.

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836

[Para 24] Other features and advantages of the present invention will become apparent from the following more detailed description, taken in conjunction with the accompanying drawings, which illustrate, byway of example, the principles of the invention.

Heading

BRIEF DESCRIPTION OF THE PREFERRED EMBODIMENTS

[Para 25] The accompanying drawings illustrate the invention. In such drawings:

[Para 26] FIGURE 1 is a cross-sectional diagrammatic view of a human eye; [Para 27] FIGURES 2A-2D are graphic representations of an effective surface area of various modes of retinal laser treatment performed in accordance with the prior art;

[Para 28] FIGURES 3A and 3B are graphic representations of effective surface areas of retinal laser treatment, in accordance with the present invention;

[Para 29] FIGURE 4 is a diagrammatic view illustrating a system used to generate a laser light beam and treat an eye, in accordance with the present invention;

[Para 30] FIGURE 5 is a diagrammatic view of optics used to generate a laser light geometric pattern, in accordance with the present invention;

[Para 31] FIGURE 6 is a diagrammatic view illustrating an alternate embodiment of a system used to generate laser light beams for treating an eye, in accordance with the present invention;

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836

[Para 32] FIGURE 7 is a diagrammatic view illustrating yet another embodiment of a system used to generate laser light beams to treat an eye in accordance with the present invention;

[Para 33] FIGURE 8 is a top plan view of an optical scanning mechanism, used in accordance with the present invention;

[Para 34] FIGURE 9 is a partially exploded view of the optical scanning mechanism of FIG. 8, illustrating various component parts thereof; and [Para 35] FIGURE 10 is a diagrammatic view illustrating the offsetting of a geometric pattern of laser spots over multiple exposures so as to substantially cover an area of the eye being treated, in accordance with the present invention.

Heading

DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS [Para 36] As shown in the accompanying drawings, for purposes of illustration, the present invention is directed to a therapeutic process for treating an eye to stop or delay the onset or symptoms of retinal diseases, including chronic progressive retinal diseases, such as diabetic retinopathy (DR) and age-related macular degeneration (AMD).

[Para 37] As discussed above, it is conventional thinking that tissue damage and lesions must be created by retinal laser therapy in order to have a therapeutic effect. However, the inventors have found that this simply not the case and have shown that such thermal retinal damage is unnecessary and have questioned whether it accounts for the benefits of the conventional laser

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 treatments. The inventors have found that the therapeutic alterations in the retinal pigment epithelium (RPE) cytokine production elicited by conventional photocoagulation comes from cells at the margins of traditional laser burns, effected but not killed by the laser exposure, referred to by the reference number 26 in FIGS. 2A-2C.

[Para 38] The inventors have found that a laser light beam can be generated that is therapeutic, yet sublethal to retinal tissue cells and thus creates true subthreshold photocoagulation in the retinal tissue which provides preventative and protective treatment of the retinal tissue of the eye. The inventors have discovered that generating a subthreshold, sublethal micropulse laser light beam which has a wavelength greater than 532nm and a duty cycle of less than 10% at a predetermined intensity or power and a predetermined pulse length or exposure time creates desirable retinal photocoagulation, shown by the reference number 28 in FIGS. 3A and 3B, without any visible burn areas or tissue destruction. More particularly, a laser light beam having a wavelength of between 550nm-l 300nm, and in a particularly preferred embodiment 81 Onm, having a duty cycle of approximately 5% or less and a predetermined intensity or power (such as between 100-590 watts per square centimeter for each treatment spot at the retina) and a predetermined pulse length or exposure time (such as 500 milliseconds or less) creates a sublethal, true subthreshold retinal photocoagulation in which all areas of the retinal pigment epithelium exposed to the laser irradiation are preserved and available to contribute therapeutically. In other words, the inventors have found that

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 raising the retinal tissue at least up to a therapeutic level but below a cellular or tissue lethal level recreates the benefit of the halo effect (referred to by the reference number 26 in FIGS. 2A-2C) without destroying, burning or otherwise damaging the retinal tissue. This is referred to herein as subthreshold diode micropulse laser treatment (SDM).

[Para 39] FIGURE 3A represents a low-density treatment of the sublethal, true subthreshold SDM or low-intensity laser, such as a micropulsed laser, spots applied to retinal tissue 18 to create sublethal, subthreshold retinal photostimulation, shown by the reference number 28, without any visible burn areas. As SDM does not produce laser-induced retinal damage (photocoagulation), and has no known adverse treatment effect, and has been reported to be an effective treatment in a number of retinal disorders (including diabetic macular edema (DME) proliferative diabetic retinopathy (PDR), macular edema due to branch retinal vein occlusion (BRVO), and central serous chorioretinopathy (CSR) the present invention can be performed in a highdensity manner, as illustrated in FIG. 3B so as to essentially cover the entire treatment area, and even the entire retina, including the fovea. Traditional and conventional laser photocoagulation treatment is unable to treat the entire retina, including the fovea, as the inherent burns and damage caused by the treatment can impair the vision of the patient or even cause blindness.

[Para 40] By definition, SDM does not cause tissue damage and has no known adverse treatment effect. SDM has been reported to be an effective treatment in a number of retinal disorders, including DME, proliferative diabetic

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 retinopathy (PDR), macular edema due to branch retinal vein occlusion (BRVO), and central serous chorioretinopathy (CSR). The safety of SDM is such that it may be used transfoveally in eyes with 20/20 visual acuity to reduce the risk of visual loss due to early fovea-involving DME. It is believed that SDM works by targeting, preserving, and normalizing - moving toward normal - function of the RPE. [Para 41] Another mechanism through which SDM might work is the generation of heat shock proteins (HSPs). Despite a near infinite variety of possible cellular abnormalities, cells of all types share a common and highly conserved mechanism of repair: heat shock proteins (HSPs). HSPs are elicited almost immediately, in seconds to minutes, by almost any type of cell stress or injury. In the absence of lethal cell injury, HSPs are extremely effective at repairing and returning the viable cell toward a more normal functional state. Although HSPs are transient, generally peaking in hours and persisting for a few days, their effects may be long lasting. HSPs reduce inflammation, a common factor in many retinal disorders, including diabetic retinopathy (DR) and AMD. [Para 42] Laser treatment induces HSP production and, in the case of retinal treatment, alters retinal cytokine expression. The more sudden and severe the non-lethal cellular stress (such as laser irradiation), the more rapid and robust HSP production. Thus, a burst of repetitive low temperature thermal spikes at a very steep rate of change (~ 20°C elevation with each lOOps micropulse, or 20,000°C/sec) produced by each SDM exposure is especially effective in stimulating production of HSPs, particularly compared to non-lethal exposure

CA 02972438 2017-06-27

WO 2016/122750 PCT/US2015/060836 to subthreshold treatment with continuous wave lasers, which can duplicate only the low average tissue temperature rise.

[Para 43] Laser wavelengths below 550nm produce increasingly cytotoxic photochemical effects. At 81 Onm, SDM produces photothermal, rather than photochemical, cellular stress. Thus, SDM is able to affect the tissue, including RPE, without damaging it. Consistent with HSP activation, SDM produces prompt clinical effects, such as rapid and significant improvement in retinal electrophysiology, visual acuity, contrast visual acuity and improved macular sensitivity measured by microperimetry, as well as long-term effects, such as reduction of DME and involution of retinal neovascularization.

[Para 44] In the retina, the clinical benefits of SDM are thus produced by sub-morbid photothermal RPE HSP activation. In dysfunctional RPE cells, HSP stimulation by SDM results in normalized cytokine expression, and consequently improved retinal structure and function. The therapeutic effects of this “low-intensity” laser/tissue interaction are then amplified by “highdensity” laser application, recruiting all the dysfunctional RPE in the targeted area, thereby maximizing the treatment effect. These principles define the treatment strategy of SDM described herein. The ability of SDM to produce therapeutic effects similar to both drugs and photocoagulation indicates that laser-induced retinal damage (for effects other than cautery) is unnecessary and non-therapeutic; and, in fact, detrimental because of the loss of retinal function and incitement of inflammation.

CA 02972438 2017-06-27

WO 2016/122750 PCT/US2015/060836

[Para 45] Because normally functioning cells are not in need of repair, HSP stimulation in normal cells would tend to have no notable clinical effect. The “patho-selectivity” of near infrared laser effects, such as SDM, affecting sick cells but not affecting normal ones, on various cell types is consistent with clinical observations of SDM. This facility is key to the suitability of SDM for early and preventative treatment of eyes with chronic progressive disease and eyes with minimal retinal abnormality and minimal dysfunction. Finally, SDM has been reported to have a clinically broad therapeutic range, unique among retinal laser modalities, consistent with American National Standards Institute “Maximum Permissible Exposure” predictions. While SDM may cause direct photothermal effects such as entropie protein unfolding and disaggregation, SDM appears optimized for clinically safe and effective stimulation of HSPmediated retinal repair.

[Para 46] As noted above, while SDM stimulation of RPE HSPs is non-specific with regard to the disease process, the result of HSP mediated repair is by its nature specific to the state of the dysfunction. HSPs tend to fix what is wrong, whatever that might be. Thus, the observed effectiveness of SDM in retinal conditions as widely disparate as BRVO, DME, PDR, CSR, and drug-tolerant NAMD. Conceptually, this facility can be considered a sort of “Reset to Default” mode of SDM action. For the wide range of retinal disorders in which RPE function is critical, SDM normalizes RPE function by triggering a “reset” (to the “factory default settings”) via HSP-mediated cellular repair. Certainly, SDM has limitations. For instance, clinical experience with this theory suggests that SDM

CA 02972438 2017-06-27

WO 2016/122750 PCT/US2015/060836 is less effective once RPE mediated disease-related anatomic derangement, such as in chronic cystoid macular edema, retinal atrophy and scarring, or the pathologic environment, is so severe and/or degenerative that the retina can no longer respond to RPE autoregulatory influences. That absence of sufficient viable target RPE due to severe pigmentary atrophy may preclude a treatment response.

[Para 47] The inventors have found that SDM treatment of patients suffering from age-related macular degeneration (AMD) can slow the progress or even stop the progression of AMD. Most of the patients have seen significant improvement in dynamic functional logMAR visual acuity and contrast visual acuity after the SDM treatment, with some experiencing better vision. It is believed that SDM works by targeting, preserving, and “normalizing” (moving toward normal) function of the retinal pigment epithelium (RPE).

[Para 48] SDM has also been shown to stop or reverse the manifestations of the diabetic retinopathy disease state without treatment-associated damage or adverse effects, despite the persistence of systemic diabetes mellitus. On this basis it is hypothesized that SDM might work by inducing a return to more normal cell function and cytokine expression in diabetes-affected RPE cells, analogous to hitting the “reset” button of an electronic device to restore the factory default settings.

[Para 49] Based on the above information and studies, SDM treatment may directly affect cytokine expression and heat shock protein (HSP) activation in the targeted tissue, particularly the retinal pigment epithelium (RPE) layer.

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836

Panretinal and panmacular SDM has been noted by the inventors to reduce the rate of progression of many retinal diseases, including severe non-proliferative and proliferative diabetic retinopathy, AMD, DME, etc. The known therapeutic treatment benefits of individuals having these retinal diseases, coupled with the absence of known SDM adverse treatment effects, allows for consideration of early and preventative treatment, liberal application and retreatment as necessary. The reset theory also suggests that SDM may have application to many different types of RPE-mediated retinal disorders. In fact, the inventor has recently shown that panmacular SDM can significantly improve retinal function and health, retinal sensitivity, and dynamic logMAR visual acuity and contrast visual acuity in dry age-related macular degeneration, retinitis pigmentosa, cone-rod retinal degenerations, and Stargardt’s disease where no other treatment has previously been found to do so.

[Para 50] Currently, retinal imaging and visual acuity testing guide management of chronic, progressive retinal diseases. As tissue and/or organ structural damage and vision loss are late disease manifestations, treatment instituted at this point must be intensive, often prolonged and expensive, and frequently fails to improve visual acuity and rarely restores normal vision. As SDM has been shown to be an effective treatment for a number of retinal disorders without adverse treatment effects, and by virtue of its safety and effectiveness, SDM can also be used to treat an eye to stop or delay the onset or symptoms of retinal diseases prophylactically or as a preventative treatment for such retinal diseases. Any treatment that improves retinal function, and thus

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 health, should also reduce disease severity, progression, untoward events and visual loss. By beginning treatment early, prior to pathologic structural change, and maintaining the treatment benefit by regular functionally-guided retreatment, structural degeneration and visual loss might thus be delayed if not prevented. Even modest early reductions in the rate of disease progression may lead to significant long-term reductions and complications in visual loss. By mitigating the consequences of the primary defect, the course of disease may be muted, progression slowed, and complications and visual loss reduced. [Para 51] In accordance with the present invention, it is determined that a patient, and more particularly an eye of the patient, has a risk for a retinal disease. This may be before retinal imaging abnormalities are detectable. Such a determination may be accomplished by ascertaining if the patient is at risk for a chronic progressive retinopathy, including diabetes, a risk for age-related macular degeneration or retinitis pigmentosa. Alternatively, or additionally, results of a retinal examination or retinal test of the patient may be abnormal. A specific test, such as a retinal physiology test or a genetic test, may be conducted to establish that the patient has a risk for a retinal disease. [Para 52] An SDM laser light beam, that is sublethal and creates true subthreshold photocoagulation and retinal tissue, is generated and at least a portion of the retinal tissue is exposed to the generated laser light beam without damaging the exposed retinal or foveal tissue, so as to provide preventative and protective treatment of the retinal tissue of the eye. The treated retina may comprise the fovea, foveola, retinal pigment epithelium,

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 choroid, choroidal neovascular membrane, subretinal fluid, macula, macular edema, parafovea, and/or perifovea. The laser light beam may be exposed to only a portion of the retina, or substantially the entire retina and fovea.

[Para 53] While most SDM effects appear to be long-lasting, if not permanent, clinical observations suggest that SDM can appear to wear off on occasion. Accordingly, the retina is periodically retreated. This may be done according to a set schedule or when it is determined that the retina of the patient is to be retreated, such as by periodically monitoring visual and/or retinal function or condition of the patient.

[Para 54] With reference now to FIG. 4, a schematic diagram is shown of a system for realizing the process of the present invention. The system, generally referred to by the reference number 30, includes a laser console 32, such as for example the 810nm near infrared micropulsed diode laser in the preferred embodiment. The laser generates a laser light beam which is passed through optics, such as an optical lens or mask, or a plurality of optical lenses and/or masks 34 as needed. The laser projector optics 34 pass the shaped light beam to a coaxial wide-field non-contact digital optical viewing system/camera 36 for projecting the laser beam light onto the eye 38 of the patient. It will be understood that the box labeled 36 can represent both the laser beam projector as well as a viewing system/camera, which might in reality comprise two different components in use. The viewing system/camera 36 provides feedback to a display monitor 40, which may also include the necessary computerized hardware, data input and controls, etc. for

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 manipulating the laser 32, the optics 34, and/or the projection/viewing components 36. [Para 55] With reference now to FIG. 5, in one embodiment, the laser light beam 42 is passed through a collimator lens 44 and then through a mask 46. In a particularly preferred embodiment, the mask 46 comprises a diffraction grating. The mask/diffraction grating 46 produces a geometric object, or more typically a geometric pattern of simultaneously produced multiple laser spots or other geometric objects. This is represented by the multiple laser light beams labeled with reference number 48. Alternatively, the multiple laser spots may be generated by a plurality of fiber optic wires. Either method of generating laser spots allows for the creation of a very large number of laser spots simultaneously over a very wide treatment field, such as consisting of the entire retina. In fact, a very high number of laser spots, perhaps numbering in the hundreds even thousands or more could cover the entire ocular fundus and entire retina, including the macula and fovea, retinal blood vessels and optic nerve. The intent of the process in the present invention is to better ensure complete and total coverage and treatment, sparing none of the retina by the laser so as to improve vision.

[Para 56] Using optical features with a feature size on par with the wavelength of the laser employed, for example using a diffraction grating, it is possible to take advantage of quantum mechanical effects which permits simultaneous application of a very large number of laser spots for a very large target area. The individual spots produced by such diffraction gratings are all

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 of a similar optical geometry to the input beam, with minimal power variation for each spot. The result is a plurality of laser spots with adequate irradiance to produce harmless yet effective treatment application, simultaneously over a large target area. The present invention also contemplates the use of other geometric objects and patterns generated by other diffractive optical elements. [Para 57] The laser light passing through the mask 46 diffracts, producing a periodic pattern a distance away from the mask 46, shown by the laser beams labeled 48 in FIG. 5. The single laser beam 42 has thus been formed into hundreds or even thousands of individual laser beams 48 so as to create the desired pattern of spots or other geometric objects. These laser beams 48 may be passed through additional lenses, collimators, etc. 50 and 52 in order to convey the laser beams and form the desired pattern on the patient’s retina. Such additional lenses, collimators, etc. 50 and 52 can further transform and redirect the laser beams 48 as needed.

[Para 58] Arbitrary patterns can be constructed by controlling the shape, spacing and pattern of the optical mask 46. The pattern and exposure spots can be created and modified arbitrarily as desired according to application requirements by experts in the field of optical engineering. Photolithographic techniques, especially those developed in the field of semiconductor manufacturing, can be used to create the simultaneous geometric pattern of spots or other objects.

[Para 59] FIG. 6 illustrates diagrammatically a system which couples multiple light sources into the pattern-generating optical subassembly described above.

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836

Specifically, this system 30' is similar to the system 30 described in FIG. 4 above. The primary differences between the alternate system 30' and the earlier described system 30 is the inclusion of a plurality of laser consoles 32, the outputs of which are each fed into a fiber coupler 54. The fiber coupler produces a single output that is passed into the laser projector optics 34 as described in the earlier system. The coupling of the plurality of laser consoles 32 into a single optical fiber is achieved with a fiber coupler 54 as is known in the art. Other known mechanisms for combining multiple light sources are available and may be used to replace the fiber coupler described herein.

[Para 60] In this system 30' the multiple light sources 32 follow a similar path as described in the earlier system 30, i.e., collimated, diffracted, recollimated, and directed into the retina with a steering mechanism. In this alternate system 30' the diffractive element must function differently than described earlier depending upon the wavelength of light passing through, which results in a slightly varying pattern. The variation is linear with the wavelength of the light source being diffracted. In general, the difference in the diffraction angles is small enough that the different, overlapping patterns may be directed along the same optical path through the steering mechanism 36 to the retina 38 for treatment. The slight difference in the diffraction angles will affect how the steering pattern achieves coverage of the retina.

[Para 61] Since the resulting pattern will vary slightly for each wavelength, a sequential offsetting to achieve complete coverage will be different for each wavelength. This sequential offsetting can be accomplished in two modes. In

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 the first mode, all wavelengths of light are applied simultaneously without identical coverage. An offsetting steering pattern to achieve complete coverage for one of the multiple wavelengths is used. Thus, while the light of the selected wavelength achieves complete coverage of the retina, the application of the other wavelengths achieves either incomplete or overlapping coverage of the retina. The second mode sequentially applies each light source of a varying wavelength with the proper steering pattern to achieve complete coverage of the retina for that particular wavelength. This mode excludes the possibility of simultaneous treatment using multiple wavelengths, but allows the optical method to achieve identical coverage for each wavelength. This avoids either incomplete or overlapping coverage for any of the optical wavelengths.

[Para 62] These modes may also be mixed and matched. For example, two wavelengths may be applied simultaneously with one wavelength achieving complete coverage and the other achieving incomplete or overlapping coverage, followed by a third wavelength applied sequentially and achieving complete coverage.

[Para 63] FIG. 7 illustrates diagrammatically yet another alternate embodiment of the inventive system 30. This system 30 is configured generally the same as the system 30 depicted in FIG. 4. The main difference resides in the inclusion of multiple pattern-generating subassembly channels tuned to a specific wavelength of the light source. Multiple laser consoles 32 are arranged in parallel with each one leading directly into its own laser projector optics 34. The laser projector optics of each channel 58a, 58b, 58c

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 comprise a collimator 44, mask or diffraction grating 48 and recollimators 50, 52 as described in connection with FIG. 5 above - the entire set of optics tuned for the specific wavelength generated by the corresponding laser console 32.

The output from each set of optics 34 is then directed to a beam splitter 56 for combination with the other wavelengths. It is known by those skilled in the art that a beam splitter used in reverse can be used to combine multiple beams of light into a single output.

[Para 64] The combined channel output from the final beam splitter 56c is then directed through the camera 36 which applies a steering mechanism to allow for complete coverage of the retina 38.

[Para 65] In this system 30 the optical elements for each channel are tuned to produce the exact specified pattern for that channel's wavelength.

Consequently, when all channels are combined and properly aligned a single steering pattern may be used to achieve complete coverage of the retina for all wavelengths.

[Para 66] The system 30 may use as many channels 58a, 58b, 58c, etc. and beam splitters 56a, 56b, 56c, etc. as there are wavelengths of light being used in the treatment.

[Para 67] Implementation of the system 30 may take advantage of different symmetries to reduce the number of alignment constraints. For example, the proposed grid patterns are periodic in two dimensions and steered in two dimensions to achieve complete coverage. As a result, if the patterns for each channel are identical as specified, the actual pattern of each channel would not

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 need to be aligned for the same steering pattern to achieve complete coverage for all wavelengths. Each channel would only need to be aligned optically to achieve an efficient combination.

[Para 68] In system 30, each channel begins with a light source 32, which could be from an optical fiber as in other embodiments of the patterngenerating subassembly. This light source 32 is directed to the optical assembly 34 for collimation, diffraction, recollimation and directed into the beam splitter which combines the channel with the main output.

[Para 69] Typically, the system of the present invention incorporates a guidance system to ensure complete and total retinal treatment with retinal photostimulation. As the treatment method of the present invention is harmless, the entire retina, including the fovea and even optical nerve, can be treated. Moreover, protection against accidental visual loss by accidental patient movement is not a concern. Instead, patient movement would mainly affect the guidance in tracking of the application of the laser light to ensure adequate coverage. Fixation/tracking/registration systems consisting of a fixation target, tracking mechanism, and linked to system operation are common in many ophthalmic diagnostic systems and can be incorporated into the present invention.

[Para 70] With reference now to FIGS. 8 and 9, in a particularly preferred embodiment, the geometric pattern of simultaneous laser spots is sequentially offset so as to achieve confluent and complete treatment of the retinal surface. Although a segment of the retina can be treated in accordance with the present

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 invention, more ideally the entire retina will be treated with one treatment. This is done in a time-saving manner by placing hundreds to thousands of spots over the entire ocular fundus at once. This pattern of simultaneous spots is scanned, shifted, or redirected as an entire array sequentially, so as to cover the entire retina.

[Para 71] This can be done in a controlled manner using an optical scanning mechanism 60. FIGS. 8 and 9 illustrate an optical scanning mechanism 60 in the form of a MEMS mirror, having a base 62 with electronically actuated controllers 64 and 66 which serve to tilt and pan the mirror 68 as electricity is applied and removed thereto. Applying electricity to the controller 64 and 66 causes the mirror 68 to move, and thus the simultaneous pattern of laser spots or other geometric objects reflected thereon to move accordingly on the retina of the patient. This can be done, for example, in an automated fashion using electronic software program to adjust the optical scanning mechanism 60 until complete coverage of the retina, or at least the portion of the retina desired to be treated, is exposed to the phototherapy. The optical scanning mechanism may also be a small beam diameter scanning galvo mirror system, or similar system, such as that distributed by Thorlabs. Such a system is capable of scanning the lasers in the desired offsetting pattern.

[Para 72] With reference now to FIG. 10, a diagrammatic representation of the process of sequentially offsetting laser spots is shown. A geometric pattern of laser spots is shown in an initial exposure 1, the geometric pattern is offset and the retina is exposed again in exposure 2, wherein the current exposure is

CA 02972438 2017-06-27

WO 2016/122750 PCT/US2015/060836 shown by the circles and the prior exposure(s) shown and represented by the solid dots. The spacing of the laser spots prevents overheating and damage to the tissue. This is repeated over multiple exposures until the entire treatment area, or even the entire retina, has been exposed to the SDM laser treatment. In this manner a low-density treatment, as illustrated in FIG. 3A, can become a high-density treatment, as illustrated in FIG. 3B. Of course, however, the optics and number of laser spots generated and the distance between laser spots could be such that an entire treatment area, or even the entire retina, could be exposed simultaneously with only a single exposure.

[Para 73] The invention described herein is generally safe for panretinal and/or trans-foveal treatment. However, it is possible that a user, i.e., surgeon, preparing to limit treatment to a particular area of the retina where disease markers are located or to prevent treatment in a particular area with darker pigmentation, such as from scar tissue.

[Para 74] The American Standards Institute (ANSI) has developed standards for safe workplace laser exposure based on the combination of theoretical and empirical data. The “maximum permissible exposure” (MPE) is the safety level, set at approximately 1 /10^th of the laser exposure level expected to produce biological effects. At a laser exposure level of 1 times MPE, absolute safety would be expected and retinal exposure to laser radiation at this level would be expected to have no biologic affect. Based on ANSI data, a 50% of some risk of suffering a barely visible (threshold) burn is generally encountered at 10 times MPE for conventional continuous wave laser exposure. For a low-duty cycle

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 micropulsed laser exposure of the same power, the risk of threshold burn is approximately 100 times MPE. Thus, the therapeutic range - the interval of doing nothing at all and the 50% of some likelihood of producing a threshold burn - for low-duty cycle micropulsed laser irradiation is 10 times wider than for continuous wave laser irradiation with the same energy. It has been determined that safe and effective sublethal, true subthreshold photocoagulation using a micropulsed diode laser is between 18 times and 55 times MPE, with a preferred laser exposure, for example, to retinal tissue at 47 times MPE for a near-infrared 810nm diode laser. At this level, it has been observed that there is therapeutic effectiveness with no discernible retinal damage whatsoever.

[Para 75] It has been found that the intensity or power of a laser between 100 watts to 590 watts, and preferably 350 watts, per square centimeter at a retinal treatment spot is effective yet safe. A particularly preferred intensity or power of the laser light is approximately one watt per laser spot for an 81 Onm micropulsed diode laser.

[Para 76] Power limitations in current micropulsed diode lasers require fairly long exposure duration. The longer the exposure, the more important the center-spot heat dissipating ability toward the unexposed tissue at the margins of the laser spot and toward the underlying choriocapillaris as in the retina. Thus, the micropulsed laser light beam of an 81 Onm diode laser should have an exposure envelope duration of 500 milliseconds or less, and preferably

CA 02972438 2017-06-27

WO 2016/122750 PCT/US2015/060836 approximately 300 milliseconds. Of course, if micropulsed diode lasers become more powerful, the exposure duration should be lessened accordingly. [Para 77] Another parameter of the present invention is the duty cycle (the frequency of the train of micropulses, or the length of the thermal relaxation time in between consecutive pulses). It has been found that the use of a 10% duty cycle or higher adjusted to deliver micropulsed laser at similar irradiance at similar MPE levels significantly increase the risk of lethal cell injury, particularly in darker fundi. However, duty cycles less than 10%, and preferably approximately 5% duty cycle (or less, such as 2.5%) demonstrate adequate thermal rise and treatment at the level of the MPE cell to stimulate a biologic response, but remain below the level expected to produce lethal cell injury, even in darkly pigmented fundi. If the duty cycle is less than 5%, the exposure envelope duration in some instances can exceed 500 milliseconds.

[Para 78] In a particularly preferred embodiment, small laser spots are used. This is due to the fact that larger spots can contribute to uneven heat distribution and insufficient heat dissipation within the large laser spot, potentially causing tissue damage or even tissue destruction towards the center of the larger laser spot. In this usage, “small” would generally apply to spots less than 1 mm in diameter. However, the smaller the spot, the more ideal the heat dissipation and uniform energy application becomes. Thus, at the power intensity and exposure duration described above, small spots, such as along the size of the wavelength of the laser, or small geometric lines or other objects

CA 02972438 2017-06-27

WO 2016/122750 PCT/US2015/060836 are preferred so as to maximize even heat distribution and heat dissipation to avoid tissue damage.

[Para 79] Thus, the following key parameters have been found in order to create harmless, “true” subthreshold photocoagulation in accordance with the present invention: a) a low (preferably 5% or less) duty cycle; b) a small spot size to minimize heat accumulation and assure uniform heat distribution within a given laser spot so as to maximize heat dissipation; c) sufficient power to produce laser exposures of between 18 times - 55 times MPE producing a tissue temperature rise of no more than 7° C - 14° C; and irradiance of between 100-590W/cm².

[Para 80] Using the foregoing parameters, a harmless, “true” subthreshold photocoagulation phototherapy treatment can be attained which has been found to produce the benefits of conventional photocoagulation phototherapy, but avoids the drawbacks and complications of conventional phototherapy. In fact, sublethal, “true” subthreshold photocoagulation phototherapy in accordance with the present invention enables the physician to apply a “lowintensity/high-density” phototherapy treatment, for example as illustrated in FIG. 3B for treatment of the entire retina, including sensitive areas such as the macula and even the fovea without creating visual loss or other damage. As indicated above, using conventional phototherapies was impossible on the entire retina, particularly the fovea, as it would create vision loss due to the tissue damage in sensitive areas at the retina.

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836

[Para 81 ] An analysis of the effectiveness and safety of the discussed SDM treatment has been performed with approximations to the exact equations for the laser absorption, heat diffusion, and Arrhenius reaction rates describing the process. Comparisons have also been made with the same approximate equations for alternate approaches (CW and Pascal and nano-second CW laser exposures). The following indicates that for typical operating parameters, SDM is both safe and effective, whereas the alternate techniques can be either ineffective or not safe.

[Para 82] Results for Arrhenius integrals from approximate equations:

Table 1. Four typical laser treatments:

<td> Laser parameters</td><td> Retinal spot</td><td> Laser power</td><td> Exposure</td><td> Duty Cycle</td>

<td> type</td><td> diameter (pm)</td><td> (mW)</td><td> time (ms)</td><td> (repeat rate)</td>

<td> Canonical SDM</td><td> 131</td><td> 950</td><td> 300</td><td> 5% (500 Hz)</td>

<td> CW power equiv to SDM</td><td> 131</td><td> 47.5</td><td> 300</td><td> 100%</td>

<td> CW temps equiv to SDM</td><td> 131</td><td> 37</td><td> 300</td><td> 100%</td>

<td> CSMO Pascal</td><td> 200</td><td> 21.26</td><td> 15</td><td> 100%</td>

[Para 83] In the first four cases, the laser wavelength is 81 Onm, while in the Pascal case, the wavelength is 532 nm. The absorption coefficient for 532 nm is approximately 4 times that for 810 nm.

[Para 84] The Arrhenius integral results for damage and HSP production for these four treatments are summarized in Table 2.

CA 02972438 2017-06-27

WO 2016/122750

PC17US2015/060836

[Para 85] Table 2. Arrhenius integral results for the treatments of Table 1 (using our approximate equations). dTp is the temperature rise of the first pulse (and only pulse, for the 3 CW parameters). dToo' is the baseline temperature rise of the pulse train for SDM. Q(dmg) is the arrhenius integral for damage using the Arrhenius rate parameters from the MPE data for minimum retinal radius. Q(HSP) is the Arrhenius integral for HSP stimulation. For the 810nm cases, an experimentally-based optical transmission efficiency of 80% has been assumed in calculating the temperature rises.

<td> Laser parameters type</td><td> dTp</td><td> dToo'</td><td> Q(dmg)</td><td> Q(HSP)</td>

<td> Canonical SDM</td><td> 8.78K</td><td> 7.30K</td><td> 0.024</td><td> 2.01</td>

<td> CW power equiv to SDM</td><td> 34.12K</td><td></td><td> 22.1</td><td> 346</td>

<td> CW temps equiv to SDM</td><td> 7.37K</td><td></td><td> 0.017</td><td> 1.62</td>

<td> CSMO Pascal</td><td> 7.1 3K</td><td></td><td> 0.0012</td><td> 0.14</td>

Damage occurs when Q(dmg) > 1, and HSP production occurs when O(HSP) >1. Accordingly, the desired treatment result is for Q(dmg) < 1 and Q(HSP) >1.

[Para 86] As Table 2 shows, only the canonical SDM treatment and the CW temperature equivalent to SDM accomplishes this.

[Para 87] Following such treatment with a high-density/low-intensity subthreshold diode micropulse laser there may be treatment verification and monitoring. Responses to the treatment described herein may be detectable by retinal function testing pre-therapeutically. Such tests may include pattern

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 electroretinography (PERG), microperimetry, and threshold micro-visual acuity testing, which are all existing technologies. Such post-treatment, pretherapeutic retinal function testing allows for conformation of treatment administration and effect. It also allows one to prospectively follow patients to determine the need for retreatment, indicated by worsening results of retinal function testing. By combining retinal function testing with true-subthreshold treatment allows for a treatment modality able to demonstrate a desired immediate treatment effect absent detectable retinal damage. The retinal function testing also allows for the prevention of disease progression by detecting early on a need for re-treatment prophylactically.

[Para 88] Current retinal treatment measures are anatomic, meaning that they are “late”-term indicators - abnormal only in advanced and end-stage diseases. Using retinal function indicators that may improve in apparently normal eyes prior to the development of anatomic changes can help document treatment benefits in the absence of anatomic derangement. The retinal function testing can be used to signal the need for re-treatment prior to the development of anatomic disease. The ability to prevent clinical/anatomic disease, vision loss, and the need for more intensive and expensive treatments can be rationally minimized.

[Para 89] The process and methodology of the present invention has been the subject of an initial experimental trial study. The invention was offered as a prophylaxis/retinal protection for high-risk AMD and inherited degenerations (IRD). Testing was performed within one week prior to SDM treatment and

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836 within one month after treatment. The results of retinal and visual function testing in a group of those patients evaluated before and after SDM prophylaxis by pattern electroretinography (PERG), automated microperimetry (AMP) and central vision analyzer (CVA) testing.

[Para 90] PERG was performed using standard protocols of a commercially available system (Diopsys* Nova-ERG, Diopsys Corp., Pine Brook, New Jersey) according to International Society for Clinical Electrophysiology of Vision standards. Both eyes were tested simultaneously and recorded individually, undilated, and refracted for a 60 cm testing distance. For all visual stimuli, a luminance pattern occupying a 25° visual field is presented with a luminance reversal rate of 1 5 Hz.

[Para 91] For IRD, a PERG “Concentric Ring” (CR) visual stimulus optimized for analyzing peripheral retinal sensitivity was employed, presenting with a circle of one luminance and an outer ring with the contrasting luminance. The concentric ring stimulus used two sub-classes of stimuli with an inner circle occupying a visual field of 16° and 24°, respectively. The concentric ring stimuli used a mean luminance of 11 7.6 cd/m² with a contrast of 100%.

[Para 92] For AMD, in addition to the CR scans, Contrast Sensitivity (CS) stimuli were employed, presenting a grid of 64 x 64 cells, alternating luminance levels, recording a high contrast (HC) test with a mean luminance of 112 cd/m²and a contrast of 85%, and a low contrast (LC) test with a mean luminance of 106.4 cd/m² and a contrast of 75%.

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836

[Para 93] Patient and equipment preparation were carried out according to Diopsys™ guidelines. Signal acquisition and analysis followed a standard glaucoma screening protocol. Test indices available for analysis included “Magnitude D”, “Magnitude (pV)”, and the “MagD(pV)/Mag(pV)ⁿ ratio. “Magnitude D” [MagD(pV)] is the frequency response of the time-domain averaged signal in microvolts (pV). Macular and/or ganglion cell dysfunction cause signal latencies resulting in magnitude and phase variability that reduce MagD by phase cancelation. Magnitude (pV) [Mag(pV)] measures the frequency response of the total signal in microvolts (pV). Mag (pV) reflects the signal strength and electrode impedance of the individual test sessions, as well as a gross measure of ganglion function. The MagD(pV)/Mag(pV) ratio thus provides a measure of patient response normalized to that particular test’s electrical quality. The closer MagD(pV)/Mag(pV) to unity, the more normal macular function.

[Para 94] AMP (MAIA, Centervue Inc, Fremont, CA) testing was performed without dilation or anesthesia, according to manufacturer recommendations. Data recorded included percent-reduced thresholds, average threshold, and percent primary and secondary fixation localization.

[Para 95] CVA (Visoptics, Mechanicsberg, PA) is an FDA approved measure of visual acuity. A thresholding algorithm is used to dynamically determine logMAR central visual acuity for 6 different levels of contrast, ranging from 99% to 35%, using an interactive computer interface.

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836

[Para 96] Following informed consent and pupillary dilation, topical proparacaine was applied to the cornea. A Mainster macular contact lens (Ocular Instruments, Mentor, Ohio, magnification factor 1.05x) was placed on the cornea with the aid of viscoelastic. Under minimum slit-lamp illumination, the entire posterior retina circumscribed by the major vascular arcades was “painted” withl 800-3000 confluent spot applications of SDM (“panmacular” treatment). The laser parameters used were 810nm wavelength, 200um aerial spot size, 5% duty cycle; and 1.6 watt power and 0.075 second duration (Oculight SLx, Iris Medical / Iridex Corp, Mountain View, California).

[Para 97] All data was anonymized prior to statistical analysis. All analyses were performed using linear mixed models predicting the measure, with an indicator for time as a covariate, adjusting for left or right eye, and including a random patient intercept to correct for possible inter-eye correlation. Finally, univariate linear mixed models, predicting the difference (post- minus pretreatment) with pre-treatment value as covariate were performed. The coefficients and p-values from six such models were compared.

[Para 98] In the following, “macular function” and “retinal function” refer to the physiology and electrophysiology of the retina. In contrast, “visual function” is used to refer to measurements such as visual acuity, visual fields, and contrast sensitivity.

[Para 99] 220 eyes of 166 patients undergoing panmacular SDM prophylaxis for high-risk AMD and IRD were identified. These included 210 eyes of 1 58 patients treated for AMD; and 10 eyes of 8 patients treated for IRD. Of these,

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836

167 consecutive eyes of 108 patients with AMD, and 10 consecutive eyes of 8 patients with IRD were evaluated before and after SDM by PERG and thus eligible for study. IRD diagnoses included rod-cone degeneration (4 eyes), cone-rod degeneration (3 eyes), and Stargardt’s disease (3 eyes). Visual function testing was performed in 113 consecutive AMD eyes concurrently with PERG; including AMP in 40 consecutive eyes, and CVA testing in the subsequent 73 consecutive eyes.

[Para 100] Overall, 149/168 eyes were improved by PERG after SDM. Snellen visual acuities, ranging from 20/20 to CF preoperatively, were unchanged. Patients with geographic atrophy frequently reported prompt subjective lightening or disappearance of their prior central scotoma. There were no adverse treatment effects.

[Para 101] 139/1 58 eyes with high-risk dry AMD were improved by PERG following SDM. Post SDM CS HC MagD(uV)/Mag(uV) ratios were not significantly improved (P=0.09). However, CS LC MagD(uV)/Mag(uV) ratios (P=0.0001) and CS LC MagD(uV) amplitudes (P=0.02) were significantly improved.

[Para 102] Table 3. Comparison of various measured values (Post- minus PreTreatment), PERG Contrast Sensitivity Test eyes, for high-risk age-related macular degeneration in response to panmacular SDM laser retinal protective therapy.

<td> .Variable</td><td> MeanfSD)</td><td> Median (IQR)</td><td> . p-value</td>

<td> M(d)/M(uv) Ratio, High</td><td> 0.05 (0.19)</td><td> 0.04 (-0.07,</td><td> 0.09</td>

<td> Contrast</td><td></td><td> 0.17)</td><td></td>

<td> M(d)/M(uv) Ratio, Low</td><td> aoawum</td><td></td><td> αοοι</td>

CA 02972438 2017-06-27

WO 2016/122750

PC17US2015/060836

<td colspan="2"> Contrast</td><td colspan="2"> 0.17}</td>

<td> M(d) Measure, High Contrast</td><td> 0.05 (0.32)</td><td> 0.05 (-0.17, 0.26)</td><td> 0.37</td>

<td> Measure, Low Contrast</td><td> 0.08 (0.25)</td><td> 0.07(-0.06, 0.21)</td><td> 0.02</td>

<td> M(uv) Measure, High Contrast</td><td> -0.04 (0.34)</td><td> -0.04 (-0.23, 0.14)</td><td> 0.42</td>

<td> M(uv) Measure, Low Contrast</td><td> -0.03(033)</td><td> OOI (-0.19, OJ7)</td><td> 0.55</td>

<td colspan="4"> [Para 103] Table 3 shows the comparisons of interest for the PERG Contrast</td>

Sensitivity Test dataset. Each row shows the difference (post- minus pretreatment) in M(d)/M(uv) ratio, M(d) measure, or M(uv) measure, at the two contrast options. In order to test whether the mean difference is different from zero, linear mixed models predicting the measure, using an indicator for time as a covariate, also adjusting for left or right eye, and including a random patient intercept, were performed. The p-values are those associated with the time (pre- versus post-) regression coefficient. A significant p-value indicates that the mean difference is significantly different from zero. The table shows that M(d)/M(uv) ratio, low contrast, as well as M(d) measure, low contrast, are significantly higher post-treatment compared to pre-treatment (positive values indicate higher post-treatment values, negative values indicate higher pretreatment values). This method accounts for inter-eye correlation.

[Para 104] Table 4. Comparison of various measured values (Post- minus PreTreatment), Concentric Ring Scan eyes with high-risk age-related macular degeneration treated with panmacular SDM laser retinal protective therapy.

Variable

Mean (SD) Median (IQR) p-value

CA 02972438 2017-06-27

WO 2016/122750

PC17US2015/060836

<td> M(d)/M(uv) Ratio, 24 Degree</td><td> 0.02 (0.21)</td><td> 0.01 (-0.09, 0.12)</td><td> 0.44</td>

<td> MCtD/Mfuv) Ratio, Î 0 Degree</td><td> (LOS (0.22)</td><td> o.o? c-αια o.w</td><td> 0.07</td>

<td> M(d) Measure, 24 Degree</td><td> 0.04 (0.38)</td><td> 0.02 (-0.20, 0.23)</td><td> 0.52</td>

<td> M(d) Measure, 16 Degree</td><td> 0-04(0.26)</td><td> 0.03 R.1 3, 0.21)</td><td> 0-27</td>

<td> M(uv) Measure, 24 Degree</td><td> 0.01 (0.36)</td><td> 0.00 (-0.18, 0.20)</td><td> 0.86</td>

<td> M(uv) Measure, 16 Degree</td><td> &lt;04(036)</td><td> -0.03(-0,21, .0*15}</td><td> 0.41</td>

[Para 105] Table 4 shows the comparisons of interest for the PERG Concentric Ring Test dataset. Each row shows the difference (first post-treatment minus pre-treatment) in M(d)/M(uv) ratio, M(d) measure, or M(uv) measure, at the 24 and 16 degrees. In order to test whether the mean difference is different from zero, linear mixed models predicting the measure were performed, using an indicator for time as a covariate, also adjusting for left or right eye, and including a random patient intercept. The p-values are those associated with the time (pre- versus post-) regression coefficient. A significant p-value indicates that the mean difference is significantly different from zero. The table shows that all comparisons are not statistically significant. This method accounts for inter-eye correlation.

[Para 106] 10/10 eyes with IRD improved by PERG following SDM. CR 16° testing was not improved (P=0.19), but CR 24° (MagD(uV)/Mag(uV) ratios (P=0.002) and MagD(uV) amplitudes (P=0.006) were both improved.

CA 02972438 2017-06-27

WO 2016/122750

PC17US2015/060836

[Para 107] Table 5. Comparison of various measured values (Post- minus PreTreatment) eyes with heritable retinal disorders treated by panmacular SDM retinal protection.

<td colspan="2"></td><td colspan="2"></td><td colspan="4"> Treated Eyes (N-IO)</td><td colspan="2"> Untreated Eyes. (14^6)</td>

<td> Variable</td><td> Mean</td><td> Median (IQR)</td><td> P-</td><td> Mean</td><td> Median (IQR)</td><td> p-</td><td> Mean</td><td> Median (IQR)</td><td> 1</td>

<td></td><td> (SD)</td><td></td><td> value »</td><td> (SD)</td><td></td><td> value *</td><td> (SD)</td><td></td><td> va</td>

<td> Ratiô, 24</td><td> 041</td><td> 0.07 (0-01,</td><td> 0.04</td><td> 0.21</td><td> 0-19(0-08,</td><td> $.$02</td><td> ~o.o?</td><td> -0-03(-0.23,</td><td> 0-S</td>

<td></td><td></td><td> $,22)</td><td></td><td> «113</td><td> $.25)</td><td></td><td> ($.13)</td><td> 0-05)</td><td></td>

<td> M(uv) Ratio, 16</td><td> 0.07</td><td> 0.06 (-0.01,</td><td> 0.08</td><td> 0.08</td><td> 0.07 (0.00,</td><td> 0.19</td><td> 0.06</td><td> 0.06 (-0.01,</td><td> 0.2</td>

<td> e</td><td> (0.18)</td><td> 0.16)</td><td></td><td> (0.22)</td><td> 0.33)</td><td></td><td> (0.09)</td><td> 0.14)</td><td></td>

<td> Measure, 24Degree</td><td></td><td> $42 (-0/04,</td><td> $-$8</td><td> 0.19</td><td> αίζαϋ.</td><td> 0.0$6</td><td> -aes</td><td> -&amp;O4(-$J8_T</td><td></td>

<td> Measure, 16 Degree</td><td> 0.07</td><td> 0.06 (-0.01,</td><td> 0.13</td><td> 0.06</td><td> 0.06 (-0.02,</td><td> 0.39</td><td> 0.08</td><td> 0.06 (0.02,</td><td> 0.2</td>

<td></td><td> (0.19)</td><td> 0.20)</td><td></td><td> (0.22)</td><td> 0.22)</td><td></td><td> (0.15)</td><td> 0.18)</td><td></td>

Standard Deviation, IQR = Interquartile Range axon Signed Rank Sum Test

[Para 108] Table 5 shows the comparisons of interest for the RP dataset. Each row shows the difference (post- minus pre-treatment) in M(d)/M(uv) ratio or M(d) measure, at the two degree options. Shown are the statistics for all eyes, treated eyes, and untreated eyes. Statistical significance was tested using Wilcoxon signed rank sum tests due to the small sample size and likely violation of the normality of these measures. The table shows that M(d)/M(uv) ratio, 24 degree is significantly higher post-treatment compared to pretreatment in all eyes (p=0.04, positive values indicate higher post-treatment values, negative values indicate higher pre-treatment values) and in treated eyes (p=0.002). Also, we see that M(d) 24 degree is significantly higher postCA 02972438 2017-06-27

WO 2016/122750

PC17US2015/060836 treatment compared to pre-treatment in treated eyes (p=0.006). The other comparisons are not statistically significant.

[Para 109] In AMD, AMP average thresholds were improved following SDM (P=0.0439 ). CVA testing showed significant improvements in VA for all 6 levels of contrast, from 99% to 35%. (P values from P=0.049 to P=0.006).

[Para 110] Table 6. Summary of calculated difference (post- minus pretreatment) for eyes with age-related and inherited retinal degenerations treated with panmacular SDM retinal protective therapy, Automated Microperimetry (AMP) eyes accounting for possible inter-eye correlation.

<td> Variable</td><td></td><td> Median (!QR)</td><td> p-value</td>

<td> Reduced Threshold</td><td> 2.72 (16.98)</td><td> 0.00 (-6.75, 6.75)</td><td> 0.8487</td>

<td> (Nmiss = 8) Average Threshold</td><td> 11.12(202)</td><td> 0.35 (“0-85, 2.$5)</td><td> 0-0439</td>

<td> Pl</td><td> -4.85 (33.30)</td><td> 0.50 (-12.00,</td><td> 0.4664</td>

<td> F2</td><td> -0.08(21-04)</td><td> 7.50) 0.00 (-$,$&amp; 5-00)</td><td> 0-9049</td>

[Para 111] Table 6 shows the comparisons of interest for the AMP dataset.

Each row shows the difference (follow up- minus pre-operation) in reduced and average threshold as well as Pl and P2. In order to test whether the mean difference is different from zero, a linear mixed models predicting the measure, using an indicator for time (pre-op versus follow-up) as a covariate, also adjusting for left or right eye, and including a random patient intercept was performed. The p-values are those associated with the time (pre-op versus follow-up) regression coefficient. A significant p-value indicates that the mean

CA 02972438 2017-06-27

WO 2016/122750

PCT/US2015/060836 difference is significantly different from zero. Only average threshold is significantly different pre-op versus follow-up.

[Para 112] Table 7. Summary of calculated difference (post- minus pretreatment), visual acuity on LogMAR scale measured by the Central Visual Acuity Analyzer in eyes with age-related and inherited retinal degeneration treated with panmacular SDM retinal protective therapy.

<td> Variable</td><td> N</td><td> Mean(SD)</td><td> Median (iQR&gt;</td><td> pvalue</td>

<td> 99% Contrast</td><td> 73</td><td> -0.146 (0.511)</td><td> -0.073 (-0.336, 0.114)</td><td> 0.02</td>

<td> 75% Contrast</td><td> 73</td><td> -0.148 (0.488)</td><td> -0.058 (-0.301, 0.107)</td><td> 0*01</td>

<td> 65% Contrast</td><td> 73</td><td> -0.151 (0.458)</td><td> -0.109 (-0.301, 0.067)</td><td> 0.006</td>

<td> 53% Contrast</td><td> 73</td><td> -&amp;W7 €0*444)</td><td> -0.032(-0.248, 0*097)</td><td> 0*049</td>

<td> 43% Contrast</td><td> 73</td><td> -0.103 (0.370)</td><td> 0.000 (-0.250, 0.058)</td><td> 0.02</td>

<td> 35% Contrast</td><td> 73</td><td> -0.104 (0*416)</td><td> -0-044 (-0-248, 0*105)</td><td> 0.03</td>

<td colspan="5"> [Para 11 3] Table 7 shows the difference (post- minus pre-treatment) for each</td>

contrast level. In order to test whether the mean difference is different from zero, linear mixed models predicting the visual acuity, using an indicator for time as a covariate, also adjusting for left or right eye, and including a random patient intercept were used. The table shows significant improvement at all contrast levels. This method accounts for inter-eye correlation.

CA 02972438 2017-06-27

WO 2016/122750 PC17US2015/060836

[Para 114] Linear regression analyses revealed significant negative correlations for all testing measures in both AMD and IRD, indicating that the worse the preoperative measure, the greater the likelihood of postoperative improvement.

[Para 11 5] 28/33 eyes improved by PERG at one-month post SDM remained improved by PERG at 6-9 months post SDM. It is possible that other testing means and measures may be implemented to confirm the beneficial effects of the invention. For example, Raman Spectroscopy could be potentially used as a real-time treatment monitoring method. Other testing procedures, including hyperspectroscopy and reflectometry could possibly used as well.

[Para 116] Retinal protective therapy, in accordance with the present invention, followed by timely functionally-guided retreatment has the potential to slow disease progression and reduce complications and visual loss over time. For example, it has been found that the invention as a prophylaxis, panretinal SDM was found to reduce the rate of progression of severe non-proliferative to proliferative diabetic retinopathy from the expected 50% per year to just 8.5%.

[Para 11 7] Although several embodiments have been described in detail for purposes of illustration, various modifications may be made without departing from the scope and spirit of the invention. Accordingly, the invention is not to be limited, except as by the appended claims.