Planar lightwave circuit with mode coupling and mode re-coupling means

CA 02554553 2011-03-11

DESCRIPTION

PLANAR LIGHTWAVE CIRCUIT WITH MODE COUPLING

AND MODE RE-COUPLING MEANS

TECHNICAL FIELD

[0001]

The present invention relates to a planar lightwave circuit for converting inputted signal light and deriving desired signal light, a design method for optimizing a wave propagation circuit, and a computer program for executing the design method.

BACKGROUND ART

[0002]

With the still larger capacity and higher speed of an optical communication system, it has become more important to provide an optical device which carries out advanced functions at a low price. Since a lightwave circuit fabricated on a planar substrate is highly versatile in design and is excellent in massproducibility and stability, it can provide the optical device meeting the requirement, and researches and developments have therefore been made worldwldely. [0003]

Examples of prior-art planar lightwave circuits are shown in Figs. 40 through 42. The planar circuit

CA 02554553 2006-07-25 shown in Fig. 40 is configured of an input optical waveguide 171, and an output optical waveguide 172 which is optically coupled to the input optical waveguide 171 (refer to, for example. Patent Document 1). The planar lightwave circuit shown in Fig. 40 has the output optical waveguide 172 designed in a parabolic shape, thereby to be endowed with the function of adjusting the field distribution of output signal light.

[0004]

With the design technique, however, only the fundamental mode of input signal light and the secondorder mode coupled thereto can be handled, so that a characteristic as a lens for adjusting the field distribution of the signal light has been inferior. Also, there has occurred the problem that the size of the planar lightwave circuit becomes large on account of a configuration which gradually generates the second-order mode.

[0005]

Besides, there has been known a planar lightwave circuit which is endowed with a spot-size conversion function by a configuration wherein an optical waveguide of taper shape and its connection part with an optical fiber are periodically divided (refer to, for example, Non-patent Document 1).

CA 02554553 2006-07-25

[0006]

Since, however, the optical waveguide propagating a light signal is periodically segmented, there is the problem that the reflection of signal light at each.

segmented surface is inevitable, and the planar lightwave circuit has had the drawback that be applied to any other use than a spot size it cannot converter.

[0007]

Besides , there has been known a planar lightwave circuit which is endowed with a spot-size conversion function by a configuration wherein the width of an optical waveguide repeats increases and decreases aperiodically (refer to, for example, Non-patent

Document 2).

[0008]

However, the optical waveguide width repeats abrupt increases and decreases along the propagation direction of signal light, and hence.

there has been the problem that the fabrication of the planar lightwave circuit is very difficult.

[0009]

Shown in Fig.

is the configuration of a lightwave circuit including a prior-art cross waveguide.

The cross waveguide is indispensable as one of basic constituents in the lightwave circuit.

The lightwave circuit 260 shown in Fig. 41 includes two input optical waveguides 261, two output optical

CA 02554553 2006-07-25 waveguides 264, and an optical-waveguide crossing portion 265 being a waveguide overlap portion which, couples the two input optical waveguides 261 and the two output optical waveguides 264, respectively. The crossing angle 266 between the input optical waveguide 261 and the output optical waveguide 264 needs to be narrowed for attaining reduction in the size of an optical device. However, as the crossing angle 266 is made narrower, an optical coupling loss in the optical-waveguide crossing portion 265 increases more, to pose the problem that a crosstalk characteristic degrades more.

[0010]

There has been known a cross waveguide which lowers an optical coupling loss in an opticalwaveguide crossing portion in such a way that a spot size in the optical-waveguide crossing portion is made larger than a spot size in the optical waveguide outside the optical-waveguide crossing portion by making the width of the optical waveguide of the optical-waveguide crossing portion smaller than the width of the optical waveguide outside the opticalwaveguide crossing portion (refer to, for example. Patent Document 2). Even in the structure of such a cross waveguide, however, there has been the problem that the effect of sufficiently lowering the optical coupling loss cannot be attained in a case where a

CA 02554553 2006-07-25 crossing angle is smaller than 30°.

[0011]

Fig. 42 shows the structural example of a priorart optical branch circuit. With the expansion of the application fields of optical communication systems, the importance of planar lightwave circuits for branching, multiplexing/demultiplexing and switching signal light(s) has risen more and more. Especially, the optical branch circuit for branching or multiplexing the signal light(s) is indispensable as one of basic constituents in the lightwave circuit. [0012]

The optical branch circuit shown in Fig. 42 is configured of an input optical waveguide 371, an optical-waveguide branching portion 372, branched optical waveguides 373a and 373b, and output optical waveguides 374a and 374b (refer to, for example. Nonpatent Document 3). The signal light inputted to the input optical waveguide 371 is branched by the optical-waveguide branching portion 372 as well as the branched optical waveguides 373a and 373b, so as to be led to the output optical waveguides 374a and 374b. The optical branch circuit as shown in Fig. 42 is also called the Y-branch circuit because of its shape. [0013]

As stated above, with the rapid spread of the optical communication systems, the importance of the

CA 02554553 2006-07-25 lightwave circuit for branching an optical signal, switching optical paths, or multiplexing/demultiplexing optical signals/an optical, signal every wavelength has increased. For building and providing an optical communication system of high, performance, it is indispensable to design and realize a lightwave circuit of high performance.

[0014]

The lightwave circuit can be designed by combining individual lightwave circuit elements such as a channel optical waveguide, a taper optical waveguide and an optical slab waveguide. However,

<td> when such</td><td> a</td><td> design</td><td> method</td><td> is</td><td> employed, it</td><td> is</td>

<td> impossible</td><td> to</td><td> create</td><td colspan="2"> a function</td><td> which cannot</td><td> be</td>

<td> realized by</td><td> the</td><td colspan="2"> combination of</td><td> the</td><td colspan="2"> prior-art lightwave</td>

circuit elements, for example, a spot size converter of very small length. In such a case, the design of the lightwave circuit has heretofore been carried out by employing an optimization technique of cut-and-try type, such as genetic algorithm.

[0015]

Fig. 43 is a chart representing a design method for a lightwave circuit as is based on a prior-art genetic algorithm (refer to, for example, Non-patent Document 4).

[0016]

The prior-art algorithm in Fig. 43 includes the

CA 02554553 2006-07-25 step 301 of giving the initial values of refractive index distributions, the step 302 of varying the refractive index distributions in accordance with the genetic algorithm, the step 303 of evaluating the varied refractive index distributions by actually propagating light, the step 304 of selecting favorable refractive index distributions, and the step 305 of judging if the obtained refractive index distributions satisfy desired characteristics. The algorithm first proceeds along the steps 301, 302, 303, 304 and 305, and when the desired characteristics are not obtained at the step 305, the steps 302 through 304 are iterated until the desired characteristics are obtained.

[0017]

Here, at the step 302 of the prior-art algorithm, the refractive index distribution is altered in accordance with the genetic algorithm. Whether or not the alteration is a change in a better direction has not been known before the light is actually propagated at the step 305.

[0018]

Figs. 44A and B show a lightwave circuit (this example is a spot size converter) designed in accordance with the prior-art genetic algorithm (in, for example, Non-patent Document 2).

CA 02554553 2006-07-25

[0019]

The lightwave circuit shown in Figs. 44A and B has a structure in which a core 401 having a constant thickness is embedded in a clad layer 402.

[0020]

When a light propagation direction is assumed to be along a z-axis. Fig. 44A is a drawing in which a refractive index distribution on a y-axis is observed from the direction of an x-axis, and Fig. 44B is a drawing in which a refractive index distribution on

<td colspan="2"> the x-axis</td><td> is</td><td colspan="5"> observed from the direction of the y-</td>

<td> axis .</td><td> In</td><td> the</td><td colspan="2"> prior-art lightwave</td><td> circuit</td><td> shown</td><td> in</td>

<td> Figs .</td><td> 44A</td><td> and</td><td> B, the</td><td> optimization</td><td> of the</td><td colspan="2"> lightwave</td>

<td colspan="2"> circuit is</td><td colspan="2"> realized in</td><td> such a way</td><td> that, as</td><td> shown</td><td> in</td>

Fig. 44B, the refractive index distribution is divided into segments of constant lengths (3 gm in this example) in the z-axial direction, whereupon the xaxial widths of the respective segments are adjusted in accordance with the genetic algorithm.

[0021]

Patent Document 1: Japanese Patent Application Laidopen No. 9-297228 (Fig. 7)

Patent Document 2: Japanese Patent Application Laidopen No. 5-60929

Non-patent Document 1: Z. Waissman with one other, Analysis of Periodically Segmented Waveguide Mode Expanders, Journal of Lightwave Technology, October

CA 02554553 2006-07-25

1995, Vol. 13, No. 10 (Fig. 1)

Non-patent Document 2: Michael M. Spuhler with fourothers, ”A Very Short Planar Silica Spot-Size Converter Using a Nonperiodic Segmented Waveguide, Journal of Lightwave Technology, September 1998, Vol.

<td colspan="4"> 16, No. 9 (Fig. 1 and Fig. 2)</td>

<td> Non-patent Document</td><td colspan="2"> 3: Katsunari</td><td> Okamoto,</td>

<td> Fundamentals of Optical</td><td> Waveguides,</td><td> 2000</td><td> Academic</td>

<td> Press (Figs. 7 and 15)</td><td></td><td></td><td></td>

<td> Non-patent Document 4: B</td><td> Plaum with</td><td> three</td><td> others ,</td>

Optimization of waveguide bends and bent mode converters using a genetic algorithm, 25th International Conference on Infrared and Millimeter Waves (IRMMW2000), Sept. 12-15, 2000

DISCLOSURE OF THE INVENTION

[0022]

Regarding the prior-art planar lightwave circuit which is designed with the propagation mode of the optical waveguide set at the fundamental mode as described in connection with Fig. 40, there has been the problem that a light field which can be realized is limited, and regarding the prior-art planar lightwave circuit whose function is realized by the segmentation of the optical waveguide, there has been the problem that the reflected light, etc. appear due to the abrupt variation of the waveguide width, so the

CA 02554553 2006-07-25 lightwave circuit cannot be utilized as a transmission type device. These planar lightwave circuits have had the problem that very fine optical waveguides need to be realized, so the fabrications are very difficult.

[0023]

Besides, the lightwave circuit which includes the prior-art cross waveguide as described in connection with Fig. 41 has had the problem that the optical coupling loss in the optical-waveguide crossing portion is heavy.

[0024]

In the prior-art optical branch circuit described in connection with Fig. 42, a branching angle 375 needs to be widened for shortening the Y-branch circuit and reducing the size thereof. In a case where the branching angle 375 is wide, the branch circuit becomes a structure in which the core width of the optical waveguide is abruptly expanded in the optical-waveguide branching portion 372. On this occasion, the higher-order mode of the signal light is excited in the optical-waveguide branching portion 372, resulting in the problem that the optical coupling loss of the signal light enlarges.

[0025]

Also, there has been the drawback that the branching ratio of the signal light deviates from a desired design value and becomes unstable due to the

CA 02554553 2006-07-25 appearance of the higher-order mode mentioned above. For these reasons, there has been a limit to furtherreduction in the size of the optical branch circuit. Besides, the prior-art optical branch circuit has had the drawback that, also in a case where the firstorder mode mixes in the signal light, in addition to the fundamental mode, the actual branching ratio deviates from the desired design value, so the precision of the branching ratio degrades much.

[0026]

In this manner, the prior-art optical branch circuit has had the problems that the optical coupling loss in the branching portion is heavy, and that the branching ratio is unstable.

[0027]

According to one aspect of the present invention, there is provided an optical branch circuit of low loss and stable branching ratio as can be fabricated using the prior-art lightwave-circuit fabrication technique. Besides, according to one aspect of the invention, there is provided an optical branch circuit in which a branching angle is made wider than in the prior-art optical branch circuit and which has its size further reduced as a whole.

[0028]

With the prior-art lightwave-circuit design method described in connection with Figs. 44A and B,

CA 02554553 2006-07-25 the cut-and-try type algorithm is employed, and it has therefore been necessary to input an input field to the lightwave circuit and evaluate an output field after the propagation each time the lightwave circuit is varied. In this manner, the prior-art lightwavecircuit design method has had the problem that the computations of wave propagations must be executed as to whether the refractive index of a certain part is to be increased or decreased, so a computing time period becomes very long.

[0029]

Further, for the reason of the long computing time period, it has been very difficult to freely alter and study the lightwave circuit, with the priorart lightwave-circuit design method.

[0030]

In, for example, the prior-art lightwave circuit shown in Figs. 44A and B, the refractive index distribution has been divided into the segments, and only the width in the x-axial direction has been varied (refer to, for example. Non-patent Document 2). The reason therefor has been that, unless such limitations are placed, the computing time period becomes too enormous to actually obtain a solution. [0031]

One aspect of the present invention consists in a planar lightwave circuit having a core and a clad

CA 02554553 2006-07-25 which are formed on a substrate, characterized by comprising at least one input optical waveguide which inputs signal light; mode coupling means for coupling a fundamental mode which is part of the inputted signal light, to at least either of a higher-order mode and a radiation mode, or mode re-coupling means for re-coupling at least either of the higher-order mode and the radiation mode to the fundamental mode; and at least one output optical waveguide which outputs signal light; the mode coupling means or the mode re-coupling means being an optical waveguide which has at least one of a core width and height varied continuously.

[0032]

According to the invention, there is provided a planar lightwave circuit which can be easily fabricated by an existing planar-lightwave-circuit fabrication process, in which the propagation loss of signal light is lowered, and which can convert the inputted signal light so as to derive desired signal light.

[0033]

One aspect of the invention consists in a planar lightwave circuit including an optical waveguide lens which has a core and a clad formed on a substrate, characterized in that the optical waveguide lens comprises at least one input optical waveguide which

CA 02554553 2006-07-25 inputs signal light; mode coupling means for coupling part of the inputted signal light to a higher-order mode and a radiation mode; mode re-coupling means for re-coupling the signal light coupled to the higherorder mode and the radiation mode by the mode coupling means, to output signal light; and at least one output optical waveguide for outputting the output signal light; the mode coupling means and the mode recoupling means being optical waveguides each of which has at least one of a core width and height varied continuously.

[0034]

According to the invention, there is provided a planar lightwave circuit including an optical waveguide lens, which can be easily fabricated by an existing planar-lightwave-circuit fabrication process and in which the propagation loss of signal light is lowered.

[0035]

One aspect of the invention consists in a planar lightwave circuit including a cross waveguide in which at least two optical waveguides having a core and a clad formed on a substrate cross, characterized in that the cross waveguide comprises at least two input optical waveguides which input signal light; mode coupling means for coupling part of the inputted signal light to a higher-order mode and a radiation

CA 02554553 2006-07-25 mode; mode re-coupling means for re-coupling the signal light coupled to the higher-order mode and the radiation mode by the mode coupling means, to output signal light; at least two output optical waveguides which output the output signal light, and an opticalwaveguide crossing portion being a part at which two virtual optical waveguides rectilinearly extending from the input waveguides toward the output waveguides

<td> overlap ;</td><td> the mode</td><td> coupling</td><td> means and</td><td> the</td><td> mode re-</td>

<td> coupling</td><td colspan="2"> means being optical</td><td> waveguides</td><td> each</td><td> of which</td>

<td colspan="2"> has a core width</td><td colspan="2"> varied continuously;</td><td> the</td><td> optical-</td>

<td> waveguide</td><td> crossing</td><td> portion</td><td> being such</td><td> that</td><td> a core</td>

width of an optical waveguide at a position between an end of the optical-waveguide crossing portion on a side of the input optical waveguides and a central part of the optical-waveguide crossing portion is greater than the core width of the optical waveguide at an end of the optical-waveguide crossing portion on the side of the input optical waveguides and the core width of the optical waveguide at the central part of the optical-waveguide crossing portion, and that the core width of the optical waveguide at a position between the central part of the optical-waveguide crossing portion and an end of the optical-waveguide crossing portion on a side of the output optical waveguides is greater than the core width of the optical waveguide at the central part of the optical15

CA 02554553 2006-07-25 waveguide crossing portion and the core width of the optical waveguide at the end of the optical-waveguide crossing portion on the side of the output optical waveguides.

[0036]

According to the invention, there is provided a planar lightwave circuit including a cross waveguide, which is of low loss and high crosstalk characteristic [0037]

One aspect of the invention consists in a planar lightwave circuit including an optical branch circuit which has a core and a clad formed on a substrate, characterized in that the optical branch circuit comprises one input optical waveguide which inputs signal light; mode coupling means for coupling part of the inputted signal light to a higher-order mode and a radiation mode; mode re-coupling means for re-coupling the signal light coupled to the higher-order mode and the radiation mode by the mode coupling means, to output signal light; and at least two output optical waveguides which output the output signal light; the mode coupling means and the mode re-coupling means being optical waveguides each of which has a core width varied continuously.

[0038]

According to the invention, there is provided a planar lightwave circuit including an optical branch

CA 02554553 2006-07-25 circuit, which can be fabricated using a prior-art lightwave-circuit fabrication technique, and which is of low loss and stable branching ratio. Besides, according to one aspect of the invention, there is provided a planar lightwave circuit including an optical branch circuit, in which a branching angle is made larger than in a prior-art optical branch circuit, and which is made still smaller in size as a whole.

[0039]

One aspect of the invention consists in a planar lightwave circuit including a slab type coupler which has a core and a clad formed on a substrate, characterized in that the slab type coupler comprises at least one, first input/output optical waveguide which inputs/outputs a light signal; an optical slab waveguide which is optically connected to the first input optical waveguide; and at least two, second input/output optical waveguides which are optically connected to the optical slab waveguide, and which input/output light signals; and that the second input/output optical waveguides comprise mode coupling means for coupling part of the inputted/outputted signal light to at least either of a higher-order mode and a radiation mode, and converting the coupled part into a plane wave at an end of the optical slab waveguide; the mode coupling means being an optical waveguide which has a core width varied continuously.

CA 02554553 2006-07-25

[0040]

According to the invention, there is provided a planar lightwave circuit including a slab type coupler, which can be easily fabricated by an existing planarlightwave -circuit fabrication process, and which is of low loss.

[0041]

One aspect of the invention consists in a planar lightwave circuit including an arrayed waveguide grating filter which has a core and a clad formed on a substrate, characterized in that the arrayed waveguide grating filter comprises at least one input optical waveguide which inputs signal light; a first optical slab waveguide which is optically connected with the input optical waveguide; arrayed optical waveguides which are optically connected with the first optical slab waveguide, and which become longer with a predetermined waveguide length difference in succession; a second optical slab waveguide which is optically connected to the arrayed optical waveguides ; and at least one output optical waveguide which is optically connected to the second optical slab waveguide; and that each of the arrayed optical waveguides comprises mode re-coupling means for recoupling a higher-order mode and a radiation mode to the signal light, at a part optically touching the first optical slab waveguide; and mode coupling means

CA 02554553 2006-07-25 for coupling the signal light to the higher-order mode and the radiation mode, at a part optically touching the second optical slab waveguide; the mode coupling means and the mode re-coupling means being optical waveguides each of which has a core width varied continuously.

[0042]

According to the invention, there is provided a planar lightwave circuit including an arrayed waveguide grating filter.

which can be easily fabricated by an existing planar-lightwave-circuit fabrication process.

and which is of low loss.

[0043]

One aspect of the invention consists in a method wherein a wave propagation circuit for obtaining a desired output field from an input field is designed by employing a computer, characterized by comprising a refractive-index-distribution initialization step of storing initial values of a refractive index distribution of a propagation medium in the wave propagation circuit, in storage means of the computer; a step of setting any position of the transmission medium in a wave propagation direction thereof, as an optimized position; an optimized-position input/output-field computation step of computing a field in a case where the input field has propagated forwards from an inlet of the wave propagation circuit

CA 02554553 2006-07-25 to the optimized position, and a field in a case where the desired output field has propagated backwards from an output of the wave propagation circuit to the optimized position, and then storing the fields in the storage means of the computer; and a refractive-indexdistribution alteration step of adjusting the refractive index distribution at the optimized position so that wavefronts of the field in the case where the input field has propagated forwards and the field in the case where the desired output field has propagated backwards may agree; the optimized-position setting step, the optimized-position input/outputfield computation step and the refractive-indexdistribution alteration step being iterated while the optimized position is being changed in the wave propagation circuit.

[0044]

One aspect of the invention consists in a method wherein a wave propagation circuit for obtaining a desired output field from an input field is designed by employing a computer, characterized by comprising a refractive-index-distribution initialization step of storing initial values of a refractive index distribution of a propagation medium in the wave propagation circuit, in storage means of the computer; a step of setting an outlet of the wave propagation circuit as an optimized position; a forward20

CA 02554553 2006-07-25 propagation input-field-distribution computation step of computing a field distribution in a case where the input field has propagated forwards from an inlet of the wave propagation circuit to the output thereof.

and storing the field distribution in the storage means of the computer; a backward-propagation optimized-position output-field computation step of computing a field in a case where the output field has propagated backwards from the outlet of the wave propagation circuit to the optimized position, and storing the field in the storage means of the computer;

and refractive-index-distribution alteration step of adjusting the refractive index distribution at the optimized position so that wavefronts of the field in the case where the input field has propagated forwards and the field in the case where the desired output field has propagated backwards may agree; the backward-propagation optimized-position output-field computation step and the refractive-index-distribution alteration step being iterated while the optimized position is being successively changed from the outlet to the inlet along a wave propagation direction.

[0045]

One aspect of the invention consists in a method wherein a wave propagation circuit for obtaining a desired output field from an input field is designed

CA 02554553 2006-07-25 by employing a computer, characterized by comprising a refractive-index-distribution initialization step of storing initial values of a refractive index distribution of a propagation medium in the wave propagation circuit, in storage means of the computer;

a step of setting an inlet of the wave propagation circuit as an optimized position; a backwardpropagation output-field-distribution computation step of computing a field distribution in a case where the output field has propagated backwards from an outlet of the wave propagation circuit to the input thereof.

and storing the field distribution in the storage means of the computer; a forward-propagation optimized-position input-field computation step of computing a field in a case where the input field has propagated forwards from the inlet of the wave propagation circuit to the optimized position, and storing the field in the storage means of the computer;

and refractive-index-distribution alteration step of adjusting the refractive index distribution at the optimized position so that wavefronts of the field in the case where the input field has propagated forwards and the field in the case where the desired output field has propagated backwards may agree; the forward-propagation optimized-position input-field computation step and the refractive-index-distribution alteration step

CA 02554553 2006-07-25 being iterated while the optimized position is being successively changed from the inlet to the outlet along a wave propagation direction.

[0046]

According to the invention, there are provided a method which designs an optimized wave propagation circuit at high speed, and a computer program which executes the method.

[0047]

Besides, a design method for a wave propagation circuit as is not of a cut-and-try type, but as is deterministic is provided by employing a design method for a wave propagation circuit in one aspect of the invention.

[0048]

Further, according to one aspect of the invention, there is provided a method which optimizes a wave propagation circuit at high speed.

BRIEF DESCRIPTION OF THE DRAWINGS

[0049]

[Fig. 1] Fig. 1 is a configurational view of an optical waveguide lens (planar lightwave circuit) in a first embodiment.

[Fig. 2] Fig. 2 is a diagram showing the wavelengthdependency properties of the propagation loss of the signal light of the optical waveguide lens (planar

CA 02554553 2006-07-25 lightwave circuit) in the first embodiment.

[Fig. 3] Fig. 3 is a configurational view of an. optical waveguide lens (planar lightwave circuit) in a second embodiment.

[Fig. 4] Fig. 4 is a plan view of a planar lightwave circuit in a third embodiment.

[Fig. 5] Fig. 5 is a sectional view of the planar lightwave circuit in the third embodiment.

[Fig. 6A] Fig. 6A is a view showing the fabrication process of the planar lightwave circuit in the third embodiment.

<td> [Fig. 6B] Fig. 6B</td><td> is a</td><td> view</td><td> showing</td><td> the</td><td colspan="2"> fabrication</td>

<td> process of the</td><td colspan="2"> lightwave</td><td> circuit</td><td> in</td><td> the</td><td> third</td>

<td> embodiment.</td><td></td><td></td><td></td><td></td><td></td><td></td>

<td> [Fig. 6C] Fig. 6C</td><td> is a</td><td> view</td><td> showing</td><td> the</td><td colspan="2"> fabrication</td>

<td> process of the</td><td colspan="2"> lightwave</td><td> circuit</td><td> in</td><td> the</td><td> third</td>

<td> embodiment.</td><td></td><td></td><td></td><td></td><td></td><td></td>

<td> [Fig. 6D] Fig. 6D</td><td> is a</td><td> view</td><td> showing</td><td> the</td><td colspan="2"> fabrication</td>

<td> process of the</td><td colspan="2"> lightwave</td><td> circuit</td><td> in</td><td> the</td><td> third</td>

<td> embodiment.</td><td></td><td></td><td></td><td></td><td></td><td></td>

<td> [Fig. 7] Fig.</td><td> 7 is</td><td> a</td><td colspan="3"> view representing</td><td> the</td>

<td> configuration of</td><td colspan="2"> a planar</td><td> lightwave</td><td colspan="2"> circuit</td><td> in a</td>

<td> fourth embodiment.</td><td></td><td></td><td></td><td></td><td></td><td></td>

<td> [Fig. 8] Fig.</td><td> 8 is</td><td> a</td><td colspan="3"> view representing</td><td> the</td>

configuration of another planar lightwave circuit in the fourth embodiment.

[Fig. 9] Fig. 9 is a diagram showing the wavelength

CA 02554553 2006-07-25 dependencies of the propagation losses of cross waveguides in the fourth embodiment and a prior-art example.

[Fig. 10] Fig. 10 is a diagram showing the wavelengthdependencies of the crosstalk characteristics of the

<td> cross</td><td> waveguides in</td><td> the</td><td colspan="2"> fourth embodiment and</td><td> the</td>

<td> prior-</td><td> art example.</td><td></td><td></td><td></td><td></td>

<td> [Fig.</td><td> 11] Fig. 11</td><td> is</td><td> a flow chart</td><td> showing</td><td> a</td>

<td colspan="2"> computation procedure</td><td> for</td><td> determining the</td><td colspan="2"> refractive</td>

<td> index</td><td> distribution of</td><td> the</td><td> planar lightwave</td><td> circuit</td><td> in</td>

<td colspan="2"> the fourth embodiment.</td><td></td><td></td><td></td><td></td>

<td> [Fig.</td><td colspan="2"> 12] Fig. 12 is a</td><td> configurational</td><td> view of</td><td> a</td>

crossing planar lightwave circuit in a fifth embodiment.

[Fig. 13] Fig. 13 is a diagram showing the wavelengthdependency properties of the propagation loss of the signal light of the crossing planar lightwave circuit in the fifth embodiment.

[Fig.

14] Fig. 14 is a view representing the configuration of a crossing planar lightwave circuit in a sixth embodiment.

[Fig. 15] Fig. 15 is a view representing the configuration of an optical branch circuit in a seventh embodiment.

[Fig. 16] Fig. 16 is a view representing the configuration of another optical branch circuit in the seventh embodiment.

CA 02554553 2006-07-25

[Fig. 17] Fig. 17 is a diagram showing the wavelengthdependencies of the propagation losses of the optical branch circuit in the seventh embodiment and an optical branch circuit in a prior-art example.

[Fig. 18] Fig. 18 is a flow chart showing a computation procedure for determining the refractive index distribution of the optical branch circuit in the seventh embodiment.

[Fig. 19] Fig. 19 is a view representing the configuration of an optical branch circuit in an eighth embodiment.

[Fig. 20] Fig. 20 is a diagram showing the wavelengthdependencies of the propagation losses of the optical branch circuit in the eighth embodiment.

[Fig. 21] Fig. 21 is a configurational view of a slab type coupler in a ninth embodiment.

[Fig. 22] Fig. 22 is a diagram representing the characteristic of the slab type coupler in the ninth embodiment.

[Fig. 23A] Fig. 23A is a configurational view of an arrayed waveguide grating filter in a tenth embodiment.

[Fig. 23B] Fig. 23B is an enlarged view of the arrayed waveguide grating filter in the tenth embodiment.

[Fig. 23C] Fig. 23C is an enlarged view of the arrayed waveguide grating filter in the tenth embodiment.

[Fig. 24] Fig. 24 is a diagram representing the characteristic of the arrayed waveguide grating filter

CA 02554553 2006-07-25 in the tenth embodiment.

[Fig. 25] Fig. 25 is a chart showing the algorithm of a method of designing a wave propagation circuit in an eleventh embodiment.

[Fig. 26] Fig. 26 is a diagram representing the initial values of a refractive index distribution in the method of designing the wave propagation circuit in the eleventh embodiment.

[Fig. 27A] Fig. 27A is a diagram representing how to give the refractive index distribution in the method of designing the wave propagation circuit in the eleventh embodiment.

[Fig. 27B] Fig. 27B is a diagram representing how to give the refractive index distribution in the method of designing the wave propagation circuit in the eleventh embodiment.

[Fig. 28] Fig. 28 is a diagram representing the alteration magnitude of the refractive index distribution in the method of designing the wave propagation circuit in the eleventh embodiment.

[Fig. 29] Fig. 29 is a diagram representing the characteristic of a lightwave circuit which has been designed by the method of designing the wave propagation circuit in the eleventh embodiment.

[Fig. 30] Fig. 30 is a chart showing the algorithm of a method of designing a wave propagation circuit in a twelfth embodiment.

CA 02554553 2006-07-25

[Fig. 31] Fig. 31 is a diagram representing the initial values of a refractive index distribution in the method of designing the wave propagation circuit in the twelfth embodiment.

[Fig. 32A] Fig. 32A is a diagram representing how to give the refractive index distribution in the method of designing the wave propagation circuit in the twelfth embodiment.

[Fig. 32B] Fig. 32B is a diagram representing how to give the refractive index distribution in the method of designing the wave propagation circuit in the twelfth embodiment.

[Fig. 33] Fig. 33 is a diagram representing the refractive index distribution of a lightwave circuit which has been designed by the method of designing the wave propagation circuit in the twelfth embodiment.

[Fig. 34A] Fig. 34A is a diagram representing the characteristic of the lightwave circuit which has been designed by the method of designing the wave propagation circuit in the twelfth embodiment.

[Fig. 34B] Fig. 34B is a diagram representing the characteristic of the lightwave circuit which has been designed by the method of designing the wave propagation circuit in the twelfth embodiment.

[Fig. 35] Fig. 35 is a chart showing the algorithm of a method of designing a wave propagation circuit in a thirteenth embodiment.

CA 02554553 2006-07-25

[Fig. 36] Fig. 36 is a diagram representing the initial values of a refractive index distribution in the method of designing the wave propagation circuit in the thirteenth embodiment.

[Fig. 37A] Fig. 37A is a diagram representing how to give the refractive index distribution in the method of designing the wave propagation circuit in the thirteenth embodiment.

[Fig. 37B] Fig. 37B is a diagram representing how to give the refractive index distribution in the method of designing the wave propagation circuit in the thirteenth embodiment.

[Fig. 38] Fig. 38 is a diagram representing the refractive index distribution of a lightwave circuit which has been designed by the method of designing the wave propagation circuit in the thirteenth embodiment.

[Fig. 39] Fig. 39 is a diagram representing the characteristic of the lightwave circuit which has been designed by the method of designing the wave propagation circuit in the thirteenth embodiment.

[Fig. 40] Fig. 40 is a view representing the configuration of a prior-art planar lightwave circuit.

[Fig. 41] Fig. 41 is a view representing the configuration of a prior-art cross waveguide.

[Fig. 42] Fig. 42 is a view representing the configuration of a prior-art Y-branch waveguide.

[Fig. 43] Fig. 43 is a chart showing the algorithm of

CA 02554553 2006-07-25 a prior-art method of designing a wave propagation circuit.

[Fig. 44A] Fig. 44A shows an example of a lightwave circuit which has been designed by the prior-art method of designing the wave propagation circuit.

[Fig. 44B] Fig. 44B shows an example of a lightwave circuit which has been designed by the prior-art method of designing the wave propagation circuit.

BEST MODE FOR CARRYING OUT THE INVENTION

[0050]

Now, embodiments of the present invention will be described in detail in conjunction with the drawings. By the way, in the embodiments, parts having the same functions will be assigned the same reference numerals and signs, and they shall not be repeatedly described. [0051]

Further, in each of the ensuing embodiments, a planar lightwave circuit will be assumed an optical waveguide of silica-based glass formed on a silicon substrate. This is because such a combination can provide a planar lightwave circuit which is stable and which is of excellent workability. However, the invention is not restricted to the combination, but it may, of course, employ other substrates and glass films such as a semiconductor optical waveguide and a polymer optical waveguide.

CA 02554553 2006-07-25

[0052] (First Embodiment)

The first embodiment of the invention will be described with reference to Figs. 1 and 2.

Fig. 1 is a plan view in which an optical waveguide lens (planar lightwave circuit) according to the first embodiment is seen in a direction perpendicular to a substrate. A z-axis indicates the propagation direction of signal light. Here, the optical waveguide lens is supposed in Fig. 1, and this is because the planar lightwave circuit according to the invention is excellent for realizing the lens or the like function which is difficult to be realized by only a propagation mode. However, the planar lightwave circuit according to the invention is not restricted to this embodiment, but it can be configured as a planar lightwave circuit having another function, such as spot size converter.

[0053]

As shown in Fig. 1, the optical waveguide lens (planar lightwave circuit) according to the first embodiment is configured of an input optical waveguide

111 which inputs the signal light, mode coupling means

112 for coupling part of the signal light inputted to the input optical waveguide 111, to a higher-order mode and a radiation mode, mode re-coupling means 113 for re-coupling the higher-order mode and the

CA 02554553 2006-07-25 radiation mode optically coupled in the mode coupling means 112, to output signal light in consideration of phases, and an output optical waveguide 114 which outputs the output signal light optically re-coupled in the mode re-coupling means 113.

[0054]

The mode coupling means 112 and the mode recoupling means 113 are configured of an optical waveguide whose core width is varied aperiodically smoothly or continuously.

[0055]

There will be described a method of forming the modulated core width of the optical waveguide of the optical waveguide lens shown in Fig.

1.

The modulated core width of the optical waveguide is determined by applying the fundamental concept of a wave transmission medium.

Here, the wave which is propagated through the wave transmission medium is light because of the application to the lightwave circuit. A theory concerning the wave transmission medium designates the characteristic of the medium on the basis of a general wave equation, and it can, in principle, hold true of a general wave.

[0056]

Ψ is let denote a field (forward propagating light) which is obtained in such a way that the field of the signal light inputted from the input optical

CA 02554553 2006-07-25 waveguide 111 is propagated from the side of the input optical waveguide 111 onto the side of the output optical waveguide 114, while Φ* is let denote a field, (backward propagating light) which is obtained in such a way that a field obtained by inverting the phase of the field of the desired signal light to be outputted from the output optical waveguide 114 is propagated from the side of the output optical waveguide 114 onto the side of the input optical waveguide 111.

[0057]

On this occasion, when a refractive index distribution is given so as to minimize the phase differences between the forward propagating light Ψ and the backward propagating light Φ* at the individual positions of the z-axis shown in Fig. 1, the optimal optical waveguide lens (planar lightwave circuit) for converting the inputted signal light into the desired output signal light can be configured. [0058]

Concretely, the phase differences (Ψ - Φ*) between the forward propagating light and the backward propagating light at the interface of a core and a clad are computed at the individual positions of the z-axis shown in Fig. 1.

[0059]

In a case where the phase difference between the forward propagating light and the backward propagating

CA 02554553 2006-07-25 light at the interface of the core and the clad is positive (Ψ - Φ* &gt; 0), this phase difference betweea

Ψ and Φ* can be minimized by enlarging the core width of the optical waveguide.

[0060]

Besides, in a case where the phase difference between the forward propagating light and the backward propagating light at the interface of the core and the clad is negative (Ψ - Φ* &lt; 0), this phase difference between Ψ and Φ* can be minimized by reducing the core width of the optical waveguide.

[0061]

The core widths of the optical waveguide as minimize the phase differences between the forward propagating light Ψ and the backward propagating light Φ* at the individual positions of the z-axis are respectively evaluated by computations on the basis of such a formation method, whereby the optimal optical waveguide lens (planar lightwave circuit) for converting the inputted signal light into the desired output signal light can be configured.

[0062]

Here, in a case where the variation of the core width of the optical waveguide is abrupt relative to the propagation direction of the signal light, there occurs the problem that the fabrication of the planar lightwave circuit becomes difficult. Accordingly, the

CA 02554553 2006-07-25 variation of the core width of the optical waveguide should desirably be continuous and smooth and be ±8.0 μιη per unit length (1 μπι) in the signal-light propagation direction. Further, the optimal value of the variation of the core width of the optical waveguide should more desirably lie within a range of -4.0 μιη through +4.0 μιη per unit length (1 μιη) in the signal-light propagation direction.

[0063]

The optical waveguide lens (planar lightwave circuit) shown in Fig. 1 can be fabricated by a procedure as stated below. An under cladding layer of SiO₂ is first deposited on an Si substrate by flame hydrolysis deposition or the like, and a core layer of SiO₂ glass which is doped with GeO₂ as a dopant is subsequently deposited. Next, the core layer is etched by employing a pattern as shown in Fig. 1, so as to smoothen the variation of the core width of the optical waveguide, thereby to fabricate an optical waveguide portion. Lastly, an over cladding layer of SiO₂ is deposited again.

[0064]

Shown in Fig. 2 is the wavelength-dependency properties of the propagation loss of the signal light in the case where the planar lightwave circuit of the invention has been configured as the optical waveguide lens. This dependency is based on the optical

CA 02554553 2006-07-25 waveguide lens in the case where the variation of the core width of the optical waveguide has been limited within the range of -4.0 through +4.0 μπι per μπι. It is understood from Fig. 2 that the propagation loss of the signal light is lowered to about 0.1 dB in a wavelength band of 1300 - 1600 nm, so a sufficiently favorable characteristic is attained.

[0065] (Second Embodiment)

Next, the second embodiment of the present invention will be described with reference to Fig. 3.

An optical waveguide lens (planar lightwave circuit) according to the second embodiment is a modification to the optical waveguide lens (planar lightwave circuit) according to the first embodiment. [0066]

Fig. 3 is a plan view in which the optical waveguide lens (planar lightwave circuit) according to the second embodiment is seen in a direction perpendicular to a substrate. A z-axis indicates the

<td> propagation</td><td> direction of signal light. Mode coupling</td>

<td> means 112</td><td> and mode re-coupling means 113 are</td>

<td> configured</td><td> unitarily as mode coupling/re-coupling</td>

<td> means 131.</td><td> Incidentally, the modulated core width of</td>

<td> a waveguide</td><td> can be formed by the same method as that</td>

of the optical waveguide lens (planar lightwave circuit) of the first embodiment.

CA 02554553 2006-07-25

[0067]

As shown in Fig. 3, the mode coupling means 112 and the mode re-coupling means 113 need not have the configurations independent of each other as shown in Fig. 1, but it is possible to adopt a configuration in which an input optical waveguide 111, the mode coupling/re-coupling means 131 with the mode coupling means 112 and the mode re-coupling means 113 united, and an output optical waveguide 114 are optically coupled in this order.

[0068] (Third Embodiment)

Next, the third embodiment will be described with reference to Figs. 4 through 6.

Whereas the above embodiments have indicated the examples of the planar lightwave circuits in each of which the core width of the optical waveguide is varied in the direction parallel to the substrate, a planar lightwave circuit in the third embodiment according to the invention indicates an example in which the core width of a waveguide is varied in a direction perpendicular to a substrate, that is, in a depthwise direction.

[0069]

Even when the core width of the waveguide is varied in the direction perpendicular to the substrate, similar advantages can be attained. Signal light has

CA 02554553 2006-07-25 the property that a distribution is more liable to spread in the depthwise direction. Therefore, when the core width is varied in the depthwise direction, a

<td colspan="5"> rather greater advantage is attained, that is.</td><td> the</td>

<td> advantage</td><td> of</td><td> lowering a</td><td> loss</td><td> attendant</td><td> upon</td>

<td> propagation</td><td> is</td><td> enhanced.</td><td></td><td></td><td></td>

<td> [0070]</td><td></td><td></td><td></td><td></td><td></td>

<td> Shown</td><td> in</td><td> Figs. 4 and 5</td><td> is the</td><td> example of</td><td> the</td>

waveguide (planar lightwave circuit) in which the core width of the optical waveguide is varied in the depthwise direction. Fig. 4 is a plan view in which the waveguide is seen in the direction perpendicular to the substrate. Fig. 5 is a sectional view taken along VIII in Fig. 4.

[0071]

A fabrication method is shown in Figs. 6A through

6D. A polymer clad 116 is formed on a substrate 110 by an ordinary method, and it is coated with a photosensitive resin 115 which is to form a core. The upper surface of the resulting structure is irradiated with and scanned by ultraviolet radiation or the like. On that occasion, only parts to form the core are irradiated, resinified and hardened (Fig. 6A). Thereafter, when unhardened parts are rinsed away, only the parts to form the core remain (Fig. 6B).

[0072]

Subsequently, the resulting structure is coated

CA 02554553 2006-07-25 with a photosensitive resin 106 of low refractive index as is to form a clad, so as to have the same film thickness as that of the coating of the photosensitive resin forming the core as was applied in Fig. 6A, and to have the same film thickness as that of the remaining parts to form the core, and the photosensitive resin 106 is irradiated and hardened over its whole area, thereby to obtain a uniform flat surface 102 (not illustrated).

[0073]

Further, the uniform flat surface 102 is coated with a photosensitive resin 115 which is to form a core, and the upper surface of which is irradiated with and scanned by ultraviolet radiation or the like, whereby only parts to form the core are resinified and hardened (Fig. 6C) . Thereafter, unhardened parts are rinsed away, and a resin to form a clad is applied and hardened. Such processes are repeated, whereby the waveguide whose core width is varied in the depthwise direction as shown in Fig. 5 can be obtained (Fig. 6D). [0074]

When the propagation loss of the planar lightwave circuit employing the waveguide is measured, 0.03 dB is exhibited as in the planar circuit employing the waveguide whose core width is varied in the planar direction.

CA 02554553 2006-07-25

[0075] (Fourth Embodiment)

The fourth embodiment of the present invention will be described with reference to Figs. 7 through 11.

Fig. 7 is a plan view in which a cross waveguide (planar lightwave circuit) in the fourth embodiment according to the invention is seen in a direction perpendicular to a substrate. As shown in Fig. 7, the planar lightwave circuit 210 of this embodiment includes two input optical waveguides 211 to which signal light is inputted, mode coupling means 212 for coupling part of the signal light inputted to the input optical waveguide 211, to a higher-order mode or a radiation mode, mode re-coupling means 213 for recoupling the signal light coupled to the optical highorder mode or radiation mode in the mode coupling means 212, to output signal light in consideration of phases, two output optical waveguides 214 which output the output signal light optically re-coupled in the mode re-coupling means 213, and an optical-waveguide crossing portion 215 in which two virtual optical waveguides 211' rectilinearly extending from the input waveguides 211 toward the output waveguides 214 or two virtual optical waveguides 214' rectilinearly extending from the output waveguides 214 toward the input waveguides 211 overlap.

CA 02554553 2006-07-25

[0076]

In the planar lightwave circuit 210 shown in Fig.

7, the mode coupling means 212, mode re-coupling means 213 and the optical-waveguide crossing portion 215 are not limited to the illustrated positions, but they can also be configured so as not to overlap one another. Further, optical waveguides whose core widths are not varied can be interposed.

[0077]

In Figs. 7 and 8, a z-axis indicates the propagation direction of the signal light. Besides, wl, w2, w3, w4 and w5 indicate the core widths of the optical waveguides at z-axial coordinates zl, z2, z3, z4 and z5 ( zl &lt; z2 &lt; z3 &lt; z4 &lt; z5 ) shown in the figures, respectively. The coordinate zl corresponds to the ends of the input waveguides 211 in the optical-waveguide crossing portion 215. The coordinate z5 corresponds to the ends of the output waveguides 214 portion 215.

in the optical-waveguide crossing

The coordinate z3 corresponds substantially to the center of the optical-waveguide crossing portion 215.

Besides , a crossing angle 216 in this embodiment signifies the crossing angle between the virtual optical waveguides 211' and 214'.

[0078]

Next, a design method for the modulated opticalwaveguide core widths in the mode coupling means 212

CA 02554553 2006-07-25 and the mode re-coupling means 213 shown in Fig. 7 will be described with reference to Fig. 11. The modulated core width of the optical waveguide is determined by applying the fundamental concept of a wave transmission medium. Here, the wave which is propagated through the wave transmission medium is light because of the application to the lightwave circuit. A theory concerning the wave transmission medium designates the characteristic of the medium on

<td> the basis</td><td> of a</td><td> general</td><td colspan="2"> wave equation.</td><td> and it can, in</td>

<td> principle.</td><td> hold</td><td> true of</td><td> a general</td><td> wave.</td><td></td>

<td> [0079]</td><td></td><td></td><td></td><td></td><td></td>

<td> Since</td><td> the</td><td> use of</td><td> symbols is</td><td> more</td><td> convenient for</td>

<td> describing</td><td> the</td><td> design</td><td> method for</td><td> the</td><td> modulated core</td>

width of the optical waveguide, the symbols as stated below shall be employed for representing various quantities. Incidentally, since the light (field) to be handled is not restricted to light in a single state, light in each individual state shall be generally represented by applying an index j, in order that light in which lights in a plurality of states are superposed may be handleable. In the ensuing description, the coordinate axis of the propagation direction of the light will be assumed the z-axis (z = 0 corresponds to a plane of incidence, while z = z_ecorresponds to a plane of emergence), and a coordinate axis in a lateral direction relative to the

CA 02554553 2006-07-25 propagation direction of the light will be assumed an x-axis.

[0080] ψ³(χ): jth incident field (which is a complex vector value function, and which is stipulated by an intensity distribution and a phase distribution to be set at the plane of incidence, and wavelengths and polarizations )

Φ³(χ): jth emergent field (which is a complex vector value function, and which is stipulated by an intensity distribution and a phase distribution to be set at the plane of emergence, and wavelengths and polarizations )

Incidentally, unless intensity amplification, wavelength conversion and polarization conversion are performed in the lightwave circuit, the summation of the light intensities of ip³(x) and Φ³(χ) is the same (or is attended with a negligible loss), and the wavelengths and polarizations of these fields are the same.

(ψ³(χ), Φ³(χ)}: input/output pair (set of input/output fields) {ψ³(χ), Φ³(χ)} is stipulated by the intensity distributions and phase distributions at the plane of incidence and the plane of emergence, and the wavelengths and the polarizations.

{n_q}: refractive index distribution (set of the

CA 02554553 2006-07-25 values of the whole lightwave-circuit design region)

When one refractive index distribution is given to the given incident field and emergent field, the field of light is determined, and hence, it is necessary to consider a field for all refractive indices given by the qth iterative calculation. Therefore, the whole refractive index distribution may well be represented as n_q(x, z) where (x, z) denotes an indeterminate variable, but it shall be represented as {n_q} in order to distinguish it from the value n_q(x, z) of a refractive index in a place (x, z).

[0081] n_core: symbol which indicates the value of a high refractive index relative to surrounding refractive indices, as at a core part in the optical waveguide

N_clad: symbol which indicates the value of a low refractive index relative to n_core, as at a clad part in the optical waveguide ψ³(ζ, x, {nq}): value of a field in the place (x, z) in the case where the jth incident field tp^d(x) has been propagated to jz within the refractive index distribution [nq)

Φ³(ζ, x, {nq}): value of a field in the place (x, z) in the case where the jth emergent field Φ³(χ) has been propagated backwards to z within the refractive index distribution {nq}

CA 02554553 2006-07-25

[0082]

In this embodiment, {n_q} is given so that the core width of the optical waveguide may become ip^j(z_e, x, {n_q}) = &lt;b^j(x) for all j's, or a state close thereto. An input port and an output port are regions where fields are concentrated at an incident end face and an emergent end face, respectively. By way of example, they are regions where light intensities can be propagated to optical fibers by connecting the fibers to the corresponding parts. Here, the intensity distributions and phase distributions of fields can be designed so as to differ between the jth and kth ones, so that a plurality of ports can be provided at each of the incident end face and emergent end face.

[0083]

Further, in a case where the set of the incident field and emergent field is considered, a phase which is developed by the propagation between the fields differs depending upon the frequency of light. Regarding lights of different frequencies (that is, lights of different wavelengths), therefore, different ports can be set irrespective of whether field shapes including phases are the same or orthogonal. Here, an electromagnetic field is a field of real-number vector value, and it has a wavelength and a polarized state as parameters, but the values of its components shall

CA 02554553 2006-07-25 be indicated by a complex number easy of general mathematical handling, and the solution of an electromagnetic wave shall be represented by the complex number.

[0084]

Besides, it is assumed in the ensuing computations that the intensity of the whole field is normalized to 1 (one) . For the jth incident field.

ip^d(x) and emergent field Φ³(χ), a propagation field and a backward propagation field shall be represented as ψ³(ζ, x, {n}) and Φ³(ζ, x, {η}) as the complex vector value functions of each place. The values of these functions change depending upon the refractive index distribution (n), and therefore have the refractive index distribution (nJ as a parameter.

[0085] ψ³(χ) = ψ³(0, x, {n}) and Φ³(χ) = Φ³(ζ_β, x, {η}) hold good in accordance with the definitions of the symbols. The values of these functions can be easily computed by a known technique such as beam propagation method, when the incident field ip^d(x), emergent field

Φ³(χ) and refractive index distribution (η) are given. [0086]

An algorithm for determining a spatial refractive index distribution will be described below. Shown in

Fig. 11 is a computation procedure for determining the spatial refractive index distribution of a wave

CA 02554553 2006-07-25 transmission medium. Since the computations are iteratively executed, the number of times of the iterations is indicated by q, and the situation of the qth computation after the computations up to the (q l)th one have been executed is illustrated.

[0087]

The propagation field and the backward propagation field are evaluated by numerical computations for the jth incident field ip^j(x) and emergent field &lt;3&gt;^d(x), on the basis of the refractive index distribution {nq_!} obtained by the (q - l)th computation, and the results are respectively represented as ip^d(z, x, {nq_i}) and Φ³(ζ, x, {n_q_i}) (step S22). On the basis of these results, the refractive index n_q(z, x) in each place (z, x) is evaluated by the following formula (step S24):

n_q(z,x) = n_ql - Ιπι[φ³(ζ, x, {n_qJ )‘ · ψ³(ζ, x,{n.J ) ] ···(!)

[0088]

Here, symbol · in the second term of the right side signifies an inner product calculation, and Im[] signifies the imaginary part of the result of the field inner-product calculation within [ ] . Incidentally, symbol * denotes a complex conjugate. A coefficient a has a value obtained in such a way that a value smaller than several tenths of n_q(z, x) is further divided by the number of the sets of fields.

CA 02554553 2006-07-25

Σ-j signifies to take a sum for the indices j's. The steps S22 and S24 are iterated, and the computation is ended when the absolute value of the difference between the value T^d(z_e, x, {n}) and the emergent field &lt;D^d(x) at the emergent plane of the propagation field has become smaller than a desired error dj (step S23: YES). Incidentally, at a step S21, ”q«-(q+l) signifies that a value with 1 (one) added to the value of the present q is set as a new q.

[0089]

In the above computations, the initial values {n_o} of the refractive index distribution may be appropriately set, but when the initial values {n_o} are close to an expected refractive index distribution, the convergence of the computations quickens to that extent (step S20). Besides, in computing 0^d(z, x, {nq_ x}) and Ψ^ΰ(ζ, x, {η^}) for individual j's, a computer capable of computations in parallel may compute for the respective j's (that is, for the respective 0^d(z, x, {ng.jD's and W^d(z, x, {nq_i})'s), and hence, the computations can be made efficient by employing a cluster system or the like (step S22). Besides, in a case where a computer is configured having a comparatively small memory, it is also possible to select appropriate j's for individual q's in the part of the sum for the indices j's in Formula (1), to compute only O^d(z, x, {n^D's and T^d(z, x, (ng.JJ's

CA 02554553 2006-07-25 of the corresponding parts and to iterate the subsequent computation (step S22). In a case where the values of Φ³(ζ, x, {η^}) and T^j(z, x, {ng-j}) are close in the above calculation,

Ιιη[Φ³(ζ, x, {n_q_i} ) *·Ψ³ ( z , x, {nq.i})] in Formula (1) becomes a value corresponding to a phase difference, and a desired output can be obtained by decreasing this value. That is, in determining the core width of the optical waveguide, the core width may be enlarged or reduced so that the value of Ιπι[Φ³(ζ, x, {η_α_₁})*·Ψ³(ζ, x, {nq.,})] may become smaller at the interface between the core and the clad in the refractive index distribution of the (q - l)th computed result.

[0090]

The above calculation contents for determining the core width of the optical waveguide are summarized as stated below. Ψ is let denote a field (forward propagating light) which is developed in such a way that the field of signal light inputted from the input port of the input optical waveguide 211 is propagated from the side of the input optical waveguide 211 onto the side of the output optical waveguide 214, while Φ* is let denote a field (backward propagating light) which is developed in such a way that a field obtained by inverting the phase of the field of desired signal light outputted from the desired output port of the

CA 02554553 2006-07-25 output optical waveguide 214 is propagated from the side of the output optical waveguide 214 onto the side of the input optical waveguide 211. On this occasion, when the z-axis shown in Fig. 7 gives a refractive index distribution in which the phase difference between the forward propagating light Ψ and the backward propagating light Φ* is minimized at each position, an optimal lightwave circuit for converting the inputted signal light into desired output signal light can be configured. Concretely, the phase difference (Ψ - Φ*) of the forward propagating light and the backward propagating light at the interface between the core and the clad is computed at each position of the z-axis shown in Fig. 7. In a case where the phase difference of the forward propagating light and the backward propagating light at the interface between the core and the clad is positive (Ψ - Φ* &gt; 0), the phase difference of Ψ and Φ* can be minimized by enlarging the core width of the optical waveguide. On the other hand, in a case where the phase difference of the forward propagating light and the backward propagating light at the interface between the core and the clad is negative (Ψ - Φ* &lt; 0), the phase difference of Ψ and Φ* can be minimized by reducing the core width of the optical waveguide. The optimal lightwave circuit can be configured in such a way that, on the basis of such a design method,

CA 02554553 2006-07-25 the optical waveguide widths which minimize the phase differences of the forward propagating light Ψ and the backward propagating light Φ* at the individual positions of the z-axis are respectively evaluated by computations .

[0091]

Here, in a case where the change of the optical waveguide width is abrupt relative to the signal-light propagation direction, there occurs the problem that the fabrication of the lightwave circuit becomes difficult. Accordingly, the variation of the core width of the optical waveguide should desirably be continuous and smooth and lie within a range of ±8.0 gm per unit length (1 gm) in the signal-light propagation direction in consideration of the wavelength of the signal light. Further, satisfactory

<td> effects</td><td colspan="3"> are attained even</td><td> when</td><td> the</td><td> variation</td><td> is</td>

<td> limited</td><td> within a</td><td> range of</td><td> ±4.</td><td> 0 gm.</td><td></td><td></td><td></td>

<td> [0092]</td><td></td><td></td><td></td><td></td><td></td><td></td><td></td>

<td colspan="2"> Next, the</td><td> design</td><td colspan="2"> of the</td><td colspan="3"> optical-waveguide</td>

<td> crossing</td><td> portion</td><td> 215 will</td><td> be</td><td colspan="2"> described.</td><td> Regarding</td><td> the</td>

core width of the optical waveguide of the opticalwaveguide crossing portion 215, the core width w2 of the optical waveguide at the position (z = z2) between the end (z = zl) of the optical-waveguide crossing portion 215 on the side of the input optical waveguides 211 and the central part (z = z3) of the

CA 02554553 2006-07-25 optical-waveguide crossing portion 215 is made larger than the core width wl of the optical waveguide at the end (z = zl) of the optical-waveguide crossing portion 215 on the side of the input optical waveguides 211 and the core width w3 of the optical waveguide at the central part (z = z3) of the optical-waveguide crossing portion 215 (that is, wl &lt; w2 and w2&gt; w3), and the core width w4 of the optical waveguide at the position (z = z4) between the central part (z = z3) of the optical-waveguide crossing portion 215 and the end (z = z5) of the optical-waveguide crossing portion 215 on the side of the output optical waveguides 214 is made larger than the core width w3 of the optical waveguide at the central part (z = z3) of the opticalwaveguide crossing portion 215 and the core width w5 of the optical waveguide at the end (z = z5) of the optical-waveguide crossing portion 215 on the side of the output optical waveguides 214 (that is, w3 &lt; w4 and w4 &gt; w5).

[0093]

Owing to such a configuration, there is brought forth the advantage that the higher-order mode and radiation mode of the signal light propagating through the optical-waveguide crossing portion 215 are avoided from being outputted from the output optical waveguide 214 except the desired output port, and a crosstalk characteristic in the crossing portion can be greatly

CA 02554553 2006-07-25 improved.

[0094]

The planar lightwave circuit shown in Fig. 7 can be fabricated by a procedure as stated below. An under cladding layer of SiO₂ is first deposited on an Si substrate by flame hydrolysis deposition or the like, and a core layer of SiO₂ glass which is doped with GeO₂ as a dopant is subsequently deposited. Next, the core layer is etched by employing a pattern based on the above design as shown in Fig. 7, thereby to fabricate an optical waveguide portion. Lastly, an over cladding layer of SiO₂ is deposited again.

[0095]

The planar lightwave circuit shown in Fig. 7 has been designed with the upper limit of the variation width of the core width of the optical waveguide set at ±4.0 μιη per unit length (1 gm) in the signal-light propagation direction. The widths of the cores of the input waveguides and output waveguides are 7 gm. The thickness of the core of the waveguide within the planar lightwave circuit is 6 gm.

[0096]

The z-axial lengths of the mode coupling means 212 and mode re-coupling means 213 are in the order of 100 gm. Since, however, the z-axial lengths of the mode coupling means 212 and mode re-coupling means 213 depend upon the crossing angle 216, they are not

CA 02554553 2006-07-25 strictly determined.

[0097]

The planar lightwave circuit shown in Fig. 8 is another planar lightwave circuit in this embodiment, and it differs from the planar lightwave circuit shown in Fig. 7, in the point that the upper limit of the variation width of the core width of an optical waveguide has been designed as ±8.0 μπι per unit length (1 μπι) in a signal-light propagation direction.

[0098]

By the way, in the case where the core width of the optical waveguide has been varied, a place where the waveguide partly becomes null is sometimes included with the variation of the core width. That is, the planar lightwave circuit in this embodiment has sometimes the mode coupling means 212 and the mode re-coupling means 213 configured of the optical waveguides whose core widths partly become zero, and advantages to be described below can be attained even in such a configuration.

[0099]

Shown in Fig. 9 are the wavelength-dependencies of the propagation losses of signal light in the planar lightwave circuit of the fourth embodiment according to the invention and the cross waveguide of the prior-art example. Regarding the planar lightwave circuit of the fourth embodiment according to the

CA 02554553 2006-07-25 invention, the wavelength-dependency properties of the propagation loss of the signal light was obtained in the planar lightwave circuit configured in such a way that the variation of the core width of the optical waveguide in the mode coupling means as well as the mode re-coupling means was limited within the range of ±8.0 μπι per unit length (1 pm) in the signal-light propagation direction. Incidentally, the crossing angle of the cross waveguide was 10°. It is seen from Fig. 9 that the propagation loss of the signal light

<td> has been</td><td colspan="2"> lowered to about</td><td> 0.1 dB</td><td> in a</td><td> wavelength</td><td> band</td>

<td> of 1300 -</td><td> 1600</td><td> nm.</td><td></td><td></td><td></td><td></td>

<td> [0100]</td><td></td><td></td><td></td><td></td><td></td><td></td>

<td> In</td><td> this</td><td colspan="2"> manner, even in</td><td> the</td><td> case where</td><td> the</td>

<td> variation</td><td> of</td><td> the optical</td><td colspan="2"> waveguide</td><td> width has</td><td> been</td>

limited within the range of ±8.0 pm per 1 pm in design, the sufficient effect of lowering the optical coupling loss is attained. Besides, although the result in the case of the crossing angle of 10° is shown in Fig. 9, the effect of lowering the optical coupling loss becomes greater as the crossing angle is smaller.

[0101]

Shown in Fig. 10 are the wavelength-dependencies of the crosstalk characteristics of the planar lightwave circuit of the fourth embodiment according to the invention and the cross waveguide of the priorart example. Regarding the planar lightwave circuit

CA 02554553 2006-07-25 of the fourth embodiment according to the invention, the wavelength-dependency properties of the crosstalk characteristic of the cross waveguide was obtained in the planar lightwave circuit configured in such a way that the variation of the core width of the optical waveguide in the mode coupling means as well as the mode re-coupling means was limited within the range of ±8.0 pm per unit length (1 pm) in the signal-light propagation direction. Incidentally, the crossing angle of the cross waveguide was 10°.

[0102]

It is seen from Fig. 10 that the crosstalk has been improved to about 45 - 49 dB in a wavelength band of 1300 - 1600 nm. In this manner, even in the case where the variation of the optical waveguide width has been limited within the range of ±8.0 μπι per 1 pm in design, the sufficiently favorable crosstalk characteristic is attained.

Besides, although the result in the case of the crossing angle of 10° is shown in Fig.

10, an effect on the enhancement of the crosstalk characteristic becomes greater as the crossing angle is smaller. Concretely, it has been verified that, also in a case where the crossing angle is 3°, a sufficient effect of lowering the optical coupling loss is attained.

[0103]

Further, in this embodiment, even in a case where

CA 02554553 2006-07-25 the crossing angle is 90° or wider, a sufficient effect of lowering the optical coupling loss can be attained. In a case, for example, where the crossing angle 216 is set at 150° - 177° (that is, the supplementary angle of the crossing angle 216 is set at 3° - 30°) in Fig. 7 or Fig. 8, a sufficient effect of lowering the optical coupling loss can be attained as in a case where the crossing angle 216 is set at 3° - 30°.

[0104]

As described above, in the prior-art cross waveguide, in the case where the crossing angle is 30° or narrower, the optical coupling loss in the crossing portion is high, and the crosstalk characteristic is inferior, whereas with the invention, even in the case where the crossing angle is 30° or narrower, the optical coupling loss can be lowered, and the crosstalk characteristic can be improved. Although this is not restrictive, the invention can provide the planar lightwave circuit having the cross waveguide whose crossing angle lies in, for example, the range of 3 - 30° or 150° - 177°.

[0105] (Fifth Embodiment)

Next, the fifth embodiment will be described with reference to Figs. 12 and 13.

Fig. 12 is a plan view in which a crossing planar

CA 02554553 2006-07-25 lightwave circuit in the fifth embodiment according to the present invention is seen in a direction perpendicular to a substrate. Here, the cross waveguide is supposed in Fig. 12, and this is because the planar lightwave circuit according to the invention functions for the lowering of a crossing loss very effectively. However, the planar lightwave circuit according to the invention is not restricted to this embodiment, but it can be configured as a planar lightwave circuit having another function, such as optical multiplexing/demultiplexing.

[0106]

As shown in Fig. 12, the cross waveguide (planar lightwave circuit) according to the fifth embodiment is configured of two input optical waveguides 111, mode coupling means 112 for coupling part of signal light inputted to the input optical waveguide 111, to a higher-order mode and a radiation mode, mode recoupling means 113 for re-coupling the higher-order mode and the radiation mode optically coupled in the mode coupling means 112, to output signal light in consideration of phases, two output optical waveguides 114 which output the output signal light optically recoupled in the mode re-coupling means 113, and one or more insular core portions 141 which have refractive indices equal to the refractive index of a core.

CA 02554553 2006-07-25

[0107]

The mode coupling means 112 and the mode recoupling means 113 are configured of optical waveguides whose widths are varied aperiodically smoothly.

[0108]

Besides, as shown in Fig. 12, in the cross waveguide (planar lightwave circuit) according to the fifth embodiment, not only the widths of the cores of the optical waveguides are varied, but also one or more insular core portions 141 equal in the refractive index to the cores can be caused to exist sporadically at parts outside those cores of the optical waveguides in which the phase difference between Ψ and Φ* is minimized. Further, a portion where the width of the core of the waveguide becomes zero (disappears) can be caused to exist.

[0109]

Here, Ψ and Φ* denote a field (forward propagating light) which is developed in such a way that the field of the signal light inputted from the input optical waveguide 111 is propagated from the side of the input optical waveguide 111 onto the side of the output optical waveguide 114, and a field (backward propagating light) which is developed in such a way that a field obtained by inverting the phase of the field of desired signal light outputted

CA 02554553 2006-07-25 from the output optical waveguide 114 is propagated from the side of the output optical waveguide 114 onto the side of the input optical waveguide 111, respectively.

[0110]

The modulated core widths of the optical waveguides of the crossing planar lightwave circuit shown in Fig. 12 can be formed by employing the formation method described in the first embodiment. [0111]

In this case, in comparison with the case of a configuration which does not include the insular core portions 141, a propagation loss in the case where a signal light wavelength is 1550 nm is greatly improved from 0.3 dB to 0.1 dB.

[0112]

However, in a case where the sizes of the insular core portions 141 equal in the refractive index to the cores are small, there is involved the problem that the fabrication of the planar lightwave circuit becomes difficult. Moreover, in a case where the sizes are excessively small, the signal light passes through the insular core portions, and hence, the improvement of the characteristics of the planar lightwave circuit cannot be expected. Accordingly, the length of one side of each insular core portion 141 equal in the refractive index to the core needs to

CA 02554553 2006-07-25 be made greater than about 1/10 of the wavelength of the signal light and less than about 1 pm in order that the characteristic of the planar lightwave circuit which is fabricated by employing the existing fabrication process may be enhanced by configuration. In a case, for example, wavelength of the signal light is 1.55 pm.

the above where the the length of one side of each insular core portion 141 needs to be about 0.15 pm. Also when such a condition is attached, a sufficiently favorable characteristic can be attained.

[0113]

Fig. 13 shows the wavelength-dependency properties of the propagation loss of signal light inputted to one port of the input optical waveguides 111, in the case where the planar lightwave circuit according to the invention has been fabricated as the cross waveguide. It is seen from Fig. 13 that the propagation loss of the signal light has been lowered to about 0.1 dB in a wavelength band of 1300 - 1600 nm. [0114] (Sixth Embodiment)

Next, the sixth embodiment according to the present invention will be described with reference to Fig. 14.

A cross waveguide (planar lightwave circuit) according to the sixth embodiment is a modification to

CA 02554553 2006-07-25 the cross waveguide (planar lightwave circuit) according to the fifth embodiment.

[0115]

Fig. 14 is a plan view in which a cross waveguide (planar lightwave circuit) according to the sixth embodiment is seen in a direction perpendicular to a substrate. Here, the cross waveguide is supposed in Fig. 14, and this is because the planar lightwave circuit according to the invention functions for the lowering of a crossing loss very effectively. However, the planar lightwave circuit according to the invention is not restricted to this example, but it can be configured as a planar lightwave circuit having another function, such as optical multiplexing/demultiplexing.

[0116]

The crossing planar lightwave circuit shown in Fig. 14 is configured of two input optical waveguides 111, mode coupling means 112 for coupling part of a signal inputted to the input optical waveguide 111, to a higher-order mode and a radiation mode, mode recoupling means 113 for re-coupling the higher-order mode and the radiation mode optically coupled in the mode coupling means 112, to output signal light in consideration of phases, two output optical waveguides 114 which output the output signal light optically recoupled in the mode re-coupling means 113, one or more

CA 02554553 2006-07-25 insular core portions 141 which have refractive indices equal to the refractive index of a core, and

<td colspan="2"> one or more insular clad</td><td> portions</td><td> 161</td><td> which have</td>

<td> refractive indices</td><td> equal to</td><td colspan="2"> the refractive</td><td> index of a</td>

<td> clad.</td><td></td><td></td><td></td><td></td>

<td> [0117]</td><td></td><td></td><td></td><td></td>

<td> Besides, as</td><td> shown in</td><td> Fig. 14,</td><td colspan="2"> in the crossing</td>

<td> planar lightwave</td><td> circuit</td><td> according</td><td> to</td><td> the sixth</td>

embodiment, not only the widths of the cores of the optical waveguides are varied, but also one or more insular clad portions 161 equal in the refractive index to the clads can be caused to exist sporadically inside those cores of the optical waveguides in which the above phase difference between Ψ and Φ* is minimized.

[0118]

Here, Ψ and Φ* denote a field which is developed in such a way that the field of signal light inputted from the input optical waveguide 111 is propagated in a forward direction from the side of the input optical waveguide 111, and a field which is developed in such a way that a field obtained by inverting the phase of the field of desired signal light outputted from the output optical waveguide 114 is propagated in a backward direction from the side of the output optical waveguide 114, respectively.

TDO-RED #8329326 v. 2

CA 02554553 2006-07-25

[0119]

In this case, in comparison with the case of a configuration which does not include the insular clad portions 161, a propagation loss in the case where a signal light wavelength is 1550 nm is greatly improved from 0.3 dB to 0.07 dB.

[0120]

The modulated core widths of the optical waveguides of the crossing planar lightwave circuit shown in Fig. 14 can be formed by employing the formation method described in the first embodiment. [0121]

However, in a case where the sizes of the insular clad portions 161 equal in the refractive index to the clads are small, there is involved the problem that the fabrication of the planar lightwave circuit becomes difficult. Moreover, in a case where the sizes are excessively small, the signal light passes through the insular clad portions, and hence, the improvement of the characteristics of the planar lightwave circuit cannot be expected. Accordingly, the length of one side of each insular clad portion 161 equal in the refractive index to the clad needs to be made greater than about 1/10 of the wavelength of the signal light and less than about 1 gm in order that the characteristic of the planar lightwave circuit which is fabricated by employing the existing

CA 02554553 2006-07-25 fabrication process may be improved by the above configuration. Also when such a condition is attached, a sufficiently favorable characteristic can be attained.

[0122]

Incidentally, although one or more insular core portions 141 equal in the refractive index to the cores and one or more insulator clad portions 161 equal in the refractive index to the clads are respectively existent in Fig. 14, they need not exist simultaneously, but a configuration in which only one or more insular clad portions 161 equal in the refractive index to the clads are existent may well be employed.

[0123] (Seventh Embodiment)

The seventh embodiment according to the present invention will be described with reference to Figs. 15 through 18.

Fig. 15 is a plan view in which an optical branch circuit (planar lightwave circuit) in the seventh embodiment according to the invention is seen in a direction perpendicular to a substrate. A z-axis indicates the propagation direction of signal light. As shown in Fig. 15, the optical branch circuit according to the seventh embodiment is configured of one input optical waveguide 311 to which the signal

CA 02554553 2006-07-25 light is inputted, mode coupling means 312 for coupling part of the signal light inputted to the input optical waveguide 311, to a higher-order mode or a radiation mode, mode re-coupling means 313 for recoupling the high-order mode or radiation mode optically coupled to the mode coupling means 312, in consideration of phases, at least two branching optical waveguides 314a and 314b which branches the signal light optical coupled to the mode re-coupling means 313, and at least two output optical waveguides 315a and 315b which output the signal light optically coupled to the branching optical waveguides 314a and 314b. Besides, in this embodiment, a crossing angle which is defined between two straight lines passing through the respective centers of the two output optical waveguides 315a and 315b, in a case where the two straight lines are extended onto the side of the input optical waveguide 311, is set as the branching angle 316 of the optical branch circuit. In addition, wl indicates the minimum interval between the branching optical waveguides 314a and 314b which adjoin along the signal-light propagation direction in the mode re-coupling means 313.

[0124]

The input optical waveguide 311 and the two output optical waveguides 315a and 315b are respectively connected to optical fibers which exist

CA 02554553 2006-07-25 outside the optical branch circuit according to the invention. The mode coupling means 312 is configured of an optical waveguide which is continuous from the input waveguide 311, and it is further connected continuously to an optical waveguide in the mode re coupling means 313. Besides, the optical waveguide in 313 is branched midway, or more branching optical

The branching optical continuously connected to 315a and 315b in the the signal light, regarding the mode the the the and the mode re-coupling means thereby to configure the two waveguides 314a and 314b. waveguides 314a and 314b are the output optical waveguides propagation direction of respectively. Incidentally, coupling action and the mode re-coupling action, actions fulfilled by the mode coupling means and mode re-coupling means change continuously in vicinity of the boundary part between these means, hence, the boundary is not definitely defined between the mode coupling means 312 and the mode re-coupling means 313. In Fig. 15, accordingly, the mode coupling means 312 and the mode re-coupling means 313 is illustrated overlapping partly.

[0125]

In the invention, the optical waveguides in the mode coupling means 312 and the mode re-coupling means 313 are configured so as to have their core widths varied aperiodically, respectively. That is, the

CA 02554553 2006-07-25 invention is characterized in that the optical waveguides of individual portions within an optical branch circuit are not configured only of the straight lines and curves of constant core widths as in the prior-art technique, but that the core widths of the optical waveguides are aperiodically varied. In the optical branch circuit according to the prior-art technique, the optical waveguide has been configured of only a simple shape such as a straight line, a curve or a taper, for the constant core width in order to suppress the development of the higher-order mode causing the variation of a branching ratio. In contrast, the optical branch circuit according to the invention is characterized in that the core width is aperiodically varied, whereby the higher-order mode having been avoided in the prior art is daringly developed and is thereafter re-coupled. That is, as will be described in detail later, the core width of the optical waveguide as is aperiodically varied is evaluated by iterative calculations based on a computer, whereby the shape of a circuit element is designed separately from the existing element shape such as the straight line, curve or taper. Thus, it is possible to realize the optical branch circuit whose optical coupling loss is low, whose branching ratio is stable, and which is much smaller than the prior-art optical branch circuit.

CA 02554553 2006-07-25

[0126]

Now, a design method for the optical-waveguide core widths varied aperiodically, in the mode coupling means 312 and the mode re-coupling means 313 shown in Fig. 15 will be described with reference to Fig. 18. The modulated core width of the optical waveguide is determined by applying the fundamental concept of a wave transmission medium. Here, the wave which is propagated through the wave transmission medium is light because the fundamental concept of the wave transmission medium is applied to the lightwave circuit. A theory concerning the wave transmission medium designates the characteristic of the medium on the basis of a general wave equation, and it can, in principle, hold true of a general wave. Since the use of symbols becomes clearer for describing the design method for the modulated core width of the optical waveguide, the symbols as stated below shall be employed for representing various quantities.

[0127]

Incidentally, the light (field) to be handled in the design of the branch circuit of the invention is not restricted to light in a single state. Therefore, light in each individual state shall be generally represented by applying an index j, in order that light in which lights in a plurality of states are superposed may be handleable. In the ensuing

CA 02554553 2006-07-25 description, as shown in Fig. 15, the coordinate axis of the propagation direction of the light will be assumed the z-axis (z = 0 corresponds to a plane of incidence, while z = z_e corresponds to a plane of emergence), and a coordinate axis in a direction which is perpendicular to the propagation direction of the light and which is parallel to the formation surface of the optical branch circuit will be assumed an xaxis .

•ip^d(x): jth incident field (which is a complex vector value function, and which is stipulated by an intensity distribution and a phase distribution to be set at the plane of incidence (z = 0), and wavelengths and polarizations) ·φ³(χ): jth emergent field (which is a complex vector value function, and which is stipulated by an intensity distribution and a phase distribution to be set at the plane of emergence (z = z_e) , and wavelengths and polarizations)

Incidentally, unless intensity amplification, wavelength conversion and polarization conversion are performed in the lightwave circuit, the summation of the light intensities of ψ³(χ) and φ³(χ) is the same (or is attended with a negligible loss), and the wavelengths and polarizations of ip^d(x) and φ-’(χ) are the same.

•(ip^d(x), φ³(χ)}: input/output pair (set of input/output

CA 02554553 2006-07-25 fields)

[ψ³(χ), φ³(χ)} is stipulated by the intensity distributions and phase distributions at the plane of incidence and the plane of emergence, and the wavelengths and the polarizations.

•{n_q}: refractive index distribution (set of the values of the whole lightwave-circuit design region)

When one refractive index distribution is given to the given incident field and emergent field, the field of light is determined, and hence, it is necessary to consider a field for the whole refractive index distribution given by the qth iterative calculation. Therefore, the whole refractive index distribution may well be represented as n_q(z, x) where (z, x) denotes an indeterminate variable, but it shall be represented as [n_qJ in order to distinguish it from the value n_q(z, x) of a refractive index in a place (z, x).

•tp^j(z, x, {nq}): Field value in the place (z, x) , in the case where the jth incident field ψ³(χ) has been propagated to 2) in the refractive index distribution {nqJ.

·φ³(ζ, x, [n_q]): Field value in the place (z, x) , in the case where the jth emergent field φ-’(χ) has been propagated backwards to z in the refractive index distribution (n_q).

CA 02554553 2006-07-25

[0128]

In this embodiment, the refractive index distribution {n_q} is given so that the core width of the optical waveguide may become ip^j(ze, x, {nq}) = (|)^J(x) for all j's, or a state close thereto. An input port and an output port are regions where fields are concentrated at an incident end face (z = 0) and an emergent end face (z = ze), respectively. By way of example, they are regions where light intensities can be propagated to optical fibers by connecting the fibers to the corresponding parts. Here, the intensity distributions and phase distributions of fields can be designed so as to differ between the jth and kth ones, so that a plurality of ports can be provided at each of the incident end face and emergent end face. Further, in a case where the set of the incident field and emergent field is considered, a phase difference which is developed by the propagation between the incident end face and the emergent end face differs depending upon the frequency of light. Regarding lights of different frequencies (that is, lights of different wavelengths), therefore, different ports can be set irrespective of whether field shapes including phases are the same or orthogonal.

[0129]

Here, an electromagnetic field is a field of real-number vector value, and it has a wavelength and

CA 02554553 2006-07-25 a polarized state as parameters, but the values of its components shall be indicated by a complex number easy of general mathematical handling, and the solution of an electromagnetic wave shall be represented by the complex number. Besides, it is assumed in the ensuing computations that the intensity of the whole field is normalized to 1 (one).

[0130]

For the jth incident field ip^j(x) and emergent field φ³(χ), a propagation field and a backward propagation field shall be represented as ip^J(z, x, {n}) and φ³(ζ, x, {n}) as the complex vector value functions of each place. The values of these functions change depending upon the refractive index distribution {n}, and therefore have the refractive index distribution {n} as a parameter. ψ³(χ) = ψ³(0, x, {n}) and φ³(χ) = φ³(ζθ, χ, {η}) hold good in accordance with the definitions of the symbols. The values of these functions can be easily computed by a known technique such as beam propagation method, when the incident field ψ³(χ), emergent field φ³(χ) and refractive index distribution (nJ are given. An algorithm for determining a spatial refractive index distribution will be described below.

[0131]

Fig. 18 shows a computation procedure for determining the spatial refractive index distribution

CA 02554553 2006-07-25 of a wave transmission medium. Since the computations are iteratively executed, the number of times of the iterations is indicated by q, and the situation of the qth computation after the computations up to the (q l)th one have been executed is illustrated in the computation procedure of Fig. 18. The propagation field and the backward propagation field are evaluated by numerical computations for the jth incident field ψ³(χ) and emergent field φ³(χ), on the basis of the refractive index distribution {ng.i) obtained by the (q - l)th computation, and the results are respectively represented as 'ψ-’( z, x, {ng.j}) and φ³(ζ, x, {ng-!}) (step S32). On the basis of these results, the optical waveguide width is enlarged or reduced so as to minimize the value corresponding to the phase difference, in accordance with the refractive index n_q(z, x) in each place (z, x) as is evaluated by the following formula (step S34):

<td> n(z,x) = n._x</td><td> ~^a2</td><td> ► Ιπι[φ</td><td>^J(z, x, {nJ )’ · ip^j(z, x, {nJ ) ]</td><td> • · · (1)</td>

<td> [0132]</td><td></td><td></td><td></td><td></td>

<td> Here,</td><td> the</td><td> above</td><td colspan="2"> formula (1) is the same as</td>

<td> Formula ( 1 )</td><td colspan="2"> described</td><td> in connection with the</td><td> fourth</td>

<td> embodiment,</td><td> and</td><td> symbol</td><td> ”· in the second term</td><td> of the</td>

<td> right side</td><td colspan="2"> signifies</td><td colspan="2"> an inner product calculation.</td>

while ”Im[] signifies the imaginary part of the result of the field inner-product calculation within

CA 02554553 2006-07-25

[]. Incidentally, symbol * denotes a complex conjugate. A coefficient a has a value obtained in such a way that a value smaller than several tenths of n_q(z, x) is further divided by the number of the sets of fields. Sj signifies to take a sum for the indices j's. The steps S32 and S34 are iterated, and the computation is ended when the absolute value of the difference between the value W^j(z_e, x, {n}) and the emergent field φΉχ) at the emergent plane of the propagation field has become smaller than a desired error dj (step S33: YES).

[0133]

In the above computations, the initial values {n_o} of the refractive index distribution may be appropriately set, but when the initial values {n_o} are close to an expected refractive index distribution, the convergence of the computations quickens to that extent (step S30). Besides, in computing φΉζ, x, {n_q. i}) and Ψ-’ίζ, x, {n_q_i}) for individual j's, a computer capable of computations in parallel may compute for the respective j's (that is, for the respective φΉζ, x, [ng.ijj's and Ψ^ζ, x, {nq.jD's), and hence, the computations can be made efficient by employing a cluster system or the like (step S32). Besides, in a case where a computer is configured having a comparatively small memory, it is also possible to select appropriate indices j's from among all the

CA 02554553 2006-07-25 indices j's to-be-handled, at each iterative computation step q in the part of the sum for the indices j's in Formula (1), to compute only φ³(z, x, {nq_i})'s and Ψ³(ζ, x, {nq_i})'s corresponding to the selected indices j's and to iterate the subsequent computation (step S32).

[0134]

In a case where the values of φ³(ζ, x, {nq_i}) and Ψ³(ζ, x, {ng-i)) are close in the above calculation, Im^^d(z, x, {nq_i} ) *·Ψ³ ( z, x, {nq_i})] in Formula (1) becomes a value corresponding to the phase difference between the propagation field and the backward propagation field. A desired output can be obtained by decreasing the value of the phase difference. That is, in determining the core width of the optical waveguide, the core width may be enlarged or reduced so that the value of ΙιηΕφΗζ, x, {η^} ) *·Ψ³ ( z, x, [nq_ !&gt;)] may become smaller at the interface between the core and the clad in the refractive index distribution of the (q - l)th computed result (step S34).

[0135]

The above calculation contents based on the general wave equation in the wave transmission medium are summarized as stated below, from the viewpoint of determining the core width of the optical waveguide in the optical branch circuit according to the invention. Ψ is let denote a field (forward propagating light)

CA 02554553 2006-07-25 which is developed in such a way that the field of signal light inputted from the input port of the input optical waveguide 311 is propagated from the side of the input optical waveguide 311 onto the side of the output optical waveguide 315, while φ* is let denote a field (backward propagating light) which is developed in such a way that a field obtained by inverting the phase of the field of desired signal light outputted from the desired output port of the output optical waveguide 315 is propagated from the side of the output optical waveguide 315 onto the side of the input optical waveguide 311. Here, let's consider a case where the number of the output ports of the optical branch circuit to be designed is N. The design of the optical branch circuit is permitted in such a way that the desired emergent fields at the respective output ports are superposed N times in consideration of output port positions, and that the superposed fields are set as the desired field at the emergent end face. On this occasion, when a refractive index distribution in which the phase difference between the forward propagating light Ψ and the backward propagating light φ* is minimized at each position of the z-axis shown in Fig. 15 is given, an optimal lightwave circuit for converting the inputted signal light into the desired output signal lights respectively outputted from the N output ports can be

CA 02554553 2006-07-25 configured.

[0136]

More concretely, the phase difference (Ψ - φ*) of the forward propagating light and the backward propagating light at the interface between the core and the clad is computed at each position of the zaxis shown in Fig. 15. In a case where the phase difference of the forward propagating light and the backward propagating light at the interface between the core and the clad is positive (Ψ - φ* &gt; 0), the phase difference of Ψ and φ* can be minimized by enlarging the core width of the optical waveguide. On the other hand, in a case where the phase difference of the forward propagating light and the backward propagating light at the interface between the core and the clad is negative (Ψ - φ* &lt; 0), the phase difference of Ψ and φ* can be minimized by reducing the core width of the optical waveguide.

[0137]

The lightwave circuit which suppresses the scattering of the wave and in which the propagation loss of the signal light is low, can be designed by varying only the core width of the optical waveguide as stated above.

[0138]

Here, in a case where the interval between the adjacent branching optical waveguides 314a and 314b

CA 02554553 2006-07-25 becomes narrow due to the variations of the core widths of these optical waveguides, there occurs the problem that the fabrication of the lightwave circuit becomes difficult. Accordingly, the minimum value wl of the optical-waveguide distance between the adjacent branching optical waveguides 314a and 314b should desirably satisfy wl s 1.0 pm in consideration of the use of the existing lightwave-circuit fabrication process. Besides, in a case where the change of the optical waveguide width is abrupt relative to the signal-light propagation direction, there occurs the problem that the fabrication of the lightwave circuit becomes difficult. Accordingly, the variation of the core width of the optical waveguide should desirably be continuous and smooth. Further, the variation should desirably lie within a range of ±8.0 pm per unit length (1 pm) in the signal-light propagation direction in consideration of the wavelength of the signal light as stated below.

[0139]

In general, the wavelength of signal light for use in optical communications lie in a range of 1.3 1.6 pm. Here, in a case where the variation of an optical waveguide width is extraordinarily large in comparison with the wavelength of the signal light, the signal light is scattered in a direction perpendicular to a substrate. For this reason, the

CA 02554553 2006-07-25 propagation loss of the signal light increases. Accordingly, the variation magnitude of the optical waveguide width is effectively set on the order of several times of the wavelength, concretely, within ±8.0 gm in order to excite the higher-order mode and suppress the scattering of the signal light as the characterizing features of the invention. Incidentally, as will be stated later, satisfactory effects are attained even when the variation magnitude of the core width is limited within ±4.0 gm.

[0140]

The optical branch circuit shown in Fig. 15 was fabricated by a procedure as stated below. An under cladding layer of SiO₂ was first deposited on an Si substrate by flame hydrolysis deposition or the like, and a core layer of SiO₂ glass which was doped with GeO₂ as a dopant was subsequently deposited. Next, the core layer was etched by employing a pattern based on the above design as shown in Fig. 15, thereby to fabricate an optical waveguide portion. Lastly, an over cladding layer of SiO₂ was deposited again.

[0141]

The optical branch circuit shown in Fig. 15 has been designed under the conditions that the upper limit of the variation magnitudes of the core widths of the optical waveguides in the mode coupling means 312 and mode re-coupling means 313 is set at ±4.0 gm

CA 02554553 2006-07-25 per unit length (1 pm) in the signal-light propagation direction, and that the minimum interval wl of the adjacent optical waveguides in the branching optical waveguides 314a and 314b is set at 1.0 pm, while the branching angle 316 is set at 2.5°. The widths of the cores of the input waveguide 311 and output waveguides 315 are 7 pm. The thickness of the core of the waveguide within the optical branch circuit is 6 pm. The refractive index of the core is 1.45523, while the refractive index of the clad is 1.44428. By the way, in the case where the core width of the optical waveguide has been varied, a place where the waveguide partly becomes null is sometimes included with the variation of the core width. That is, the lightwave circuit in this embodiment is sometimes such that the mode coupling means 312 and the mode re-coupling means 313 are configured of the optical waveguides whose core widths partly become zero, and a sufficient effect of lowering an optical coupling loss can be attained even in such a configuration.

[0142]

Fig. 16 shows another optical branch circuit in this embodiment. The optical branch circuit differs from the optical branch circuit shown in Fig. 15, in the point that it includes three branching optical waveguides 314a, 314b and 314c and output optical waveguides 315a, 315b and 315c. Incidentally, the

CA 02554553 2006-07-25 cases of the two and three branching optical waveguides and output optical waveguides have been mentioned as the embodiment, but it is needless to say that even a case where the numbers of the branching optical waveguides and output optical waveguides are N can be performed.

[0143]

Fig. 17 shows the wavelength-dependencies of the propagation losses of signal lights in the optical branch circuit of the seventh embodiment according to the invention and the optical branch circuit of the prior-art example. This corresponds to the case of designing the optical branch circuit under the conditions that the variation magnitudes of the core widths of the optical waveguides in the mode coupling means 312 and mode re-coupling means 313 are limited within the range of ±4.0 μπι per unit length (1 μιη) in the signal-light propagation direction, and that the minimum interval wl of the adjacent branching optical waveguides 314a and 314b is limited to 1.0 μπι. Incidentally, the branching angle 316 of the optical branch circuit is 2.5°.

[0144]

As seen from Fig. 17, the propagation loss of the signal light is about 0.1 dB in a wavelength band of 1300 - 1600 nm, and the propagation loss is substantially lowered as compared with that of the

CA 02554553 2006-07-25 optical branch circuit according to the prior-art technique. In this manner, the sufficient effect of lowering the optical coupling loss is attained even in the case where the design condition is limited so as to bring the variation magnitudes of the optical waveguide widths within the range of ±4.0 gm per 1 gm, and where the minimum interval wl of the adjacent branching optical waveguides 314a and 314b is limited to 1.0 gm. When the variation magnitudes are suppressed within ±4.0 gm, the sharp lowering of the optical coupling loss can be realized by utilizing the prior-art lightwave-circuit fabrication process.

[0145]

Incidentally, although the core is exemplified as being embedded in the clad, in this embodiment, the advantages of the invention can be satisfactorily attained even with a core of ridge shape.

[0146] (Eighth Embodiment)

Next, the eighth embodiment according to the present invention will be described with reference to Figs. 19 and 20.

Fig. 19 is a plan view in which an optical branch circuit in the eighth embodiment according to the invention is seen in a direction perpendicular to a substrate. A z-axis indicates the propagation direction of signal light. As shown in Fig. 19, the

CA 02554553 2006-07-25 optical branch circuit according to the eighth embodiment is configured of an input optical waveguide 311, mode coupling means 312, mode re-coupling means 313, at least two branching optical waveguides 314a and 314b, and at least two output optical waveguides 315a and 315b, and the input optical waveguide 311, mode coupling means 312 and mode re-coupling means 313 is endowed with the function of removing the firstorder mode contained in the signal light. The core width of each optical waveguide furnished with the first-order mode removal function can be designed by employing the same computation technique as that of the mode coupling means 312 and mode re-coupling means 313 stated in connection with the seventh embodiment. More specifically, when number 0 and number 1 are respectively assigned to the fundamental mode and the first-order mode in the signal light inputted to the input optical waveguide 311, the core width may be enlarged or reduced in the determination of the core width of the optical waveguide so that the value of Ιπι[φ^ο(ζ, x, {ng-iJ ) *·Ψ°( z, x, {nq.i})] may become smaller at the interface between the core and the clad in the refractive index distribution of the (q - l)th computed result, and that the value of Imtc/iz, x, (nq_ 1})*·Ψ¹(ζ, x, {nq_i})] may become larger.

[0147]

Here, in a case where the change of the optical

CA 02554553 2006-07-25 waveguide width is abrupt relative to the signal-light propagation direction, there occurs the problem that the fabrication of the lightwave circuit becomes difficult. Accordingly, the variation of the core width of the optical waveguide should desirably be continuous and smooth and lie within a range of ±8.0 gm per unit length (1 gm) in the signal-light propagation direction in consideration of the wavelength of the signal light. Further, even when the variation is limited within ±4.0 gm, satisfactory effects of the invention are attained as stated below. The optical branch circuit shown in Fig. 19 has been fabricated by the same procedure as that of the optical branch circuit shown in the seventh embodiment. [0148]

Fig. 20 shows the wavelength-dependencies of. the signal-light propagation losses in the cases where signal lights of the fundamental mode and first-order mode of the input optical waveguide 311 were respectively inputted as input signal lights to the optical branch circuit of the eighth embodiment according to the invention. This corresponds to the case of designing the optical branch circuit under the condition that the variations of the core widths of the optical waveguides in the mode coupling means 312 and mode re-coupling means 313 are limited within the range of ±4.0 gm per unit length (1 gm) in the signal85

CA 02554553 2006-07-25 light propagation direction. Incidentally, the branching angle 316 of the optical branch circuit is

2.5°.

[0149]

It is seen from Fig. 20 that, in the wavelength band of 1300 - 1600 nm, the propagation loss of the fundamental mode is only about 0.1 dB, whereas the propagation loss of the first-order mode is 16 dB or more. Accordingly, even when the first-order mode is contained in the input signal light to the optical branch circuit, it is sufficiently attenuated by the optical waveguide including the first-order mode removal function. Accordingly, only the fundamental mode is coupled to the output optical waveguides 315a and 315b, with the result that the branching ratio of the optical branch circuit is held constant. In this manner, even when the design condition is limited so as to bring the variation magnitudes of the optical waveguide widths within the range of ±4.0 pm per 1 pm, the first-order mode is sufficiently attenuated, and hence, the effect of stabilizing the branching ratio of the optical branch circuit can be attained in spite of the use of the prior-art lightwave-circuit fabrication process.

[0150]

Incidentally, although the core is exemplified as being embedded in the clad, in this embodiment, the

CA 02554553 2006-07-25 advantages of the invention can be satisfactorilyattained even with a core of ridge shape.

[0151] (Ninth Embodiment)

The ninth embodiment according to the present invention will be described with reference to Figs. 21 and 22.

Fig. 21 shows the structure of a slab type coupler (planar lightwave circuit) 510 in the ninth embodiment. Three, first input optical waveguides 511a, 511b and 511c, an optical slab waveguide 520, and four, second input/output optical waveguides 514a, 514b, 514c and 514d are arranged on a substrate.

Besides, the second input/output optical waveguides are provided with mode coupling regions 512 each of which is based on an optical waveguide having at least one of a core width and height varied continuously. [0152]

Here, the slab type optical coupler of this embodiment has been realized by silica-based optical waveguides which are formed on the silicon substrate. This is because the combination can provide a slab type optical coupler of superior reliability. However, the invention is not restricted to this example, but any other combination may, of course, be employed as the combination of the substrate and the optical waveguides.

CA 02554553 2006-07-25

[0153]

Besides, the slab type optical coupler of this embodiment has been realized by employing the optical waveguides whose cores and clads exhibit a relative refractive index difference of 0.3 %. This is because a slab type optical coupler of low connection losses with optical fibers can be provided by employing the relative refractive index difference. However, the invention is not restricted to this example, but the relative refractive index difference may, of course, have another value such as 0.75 % or 1.5 %.

[0154]

Further, in the slab type optical coupler of this embodiment, the number of the first input/output optical waveguides 511 has been set at 3, and that of the second input/output optical waveguides 514 has been set at 4, but the number of the first input optical waveguides 511 may be at least one, and that of the second input/output optical waveguides 514 may be at least 2. By way of example, the number of the first input/output optical waveguides 511 may well be one, and that of the second input/output optical waveguides 514 may well be 16 or 9.

[0155]

Next, the operation of this embodiment will be described. A light signal inputted to the first input/output optical waveguide 511 is spread in the

CA 02554553 2006-07-25 optical slab waveguide 520, and it is turned into a plane wave whose amplitude is in the shape of a Gaussian distribution, at the end of the optical slab waveguide. The plane wave enters into the second input/output optical waveguides. In this regard, in a conventional slab type coupler which does not have the mode coupling region, part of the light signal is discarded as the higher-order mode or radiation mode of the second input/output waveguides 514 on account of the difference between the shapes of the plane wave and the fundamental mode of the second input/output optical waveguides. Here, in the slab type optical coupler of this embodiment, the second input/output optical waveguides include the mode coupling means. Therefore, even the light signal to be discarded in the prior art is coupled to the fundamental mode and is outputted as the fundamental mode of the second input/output optical waveguides, with the result that a loss can be lowered.

[0156]

Fig. 22 shows the result of the comparison of losses in the slab type optical coupler of this embodiment shown in Fig. 21 and the slab type optical coupler of the prior art. In the configuration of the prior-art slab type optical coupler, the partial signal light is discarded at the connection points between the optical slab waveguide and the second

CA 02554553 2006-07-25 input/output optical waveguides as stated above, and.

hence, the loss occurs. It has been revealed, however, that the light can be branched with almost no loss in the slab type optical coupler of this embodiment.

[0157] (Tenth Embodiment)

The tenth embodiment according to the present invention will be described with reference to Figs. 23A, 23B and 23C.

Shown in Figs. 23A, 23B and 23C is the structure of an arrayed waveguide grating filter (planar lightwave circuit) 610 in the tenth embodiment according to the invention. On a substrate, there are arranged 16 input optical waveguides 611, a first optical slab waveguide 612 which is optically connected to the input optical waveguides, arrayed waveguides 614 which are optically connected to the optical slab waveguide, a second optical slab waveguide 616 which is optically connected to the arrayed waveguides, and output optical waveguides

617 which are optically connected to the optical slab waveguide.

Besides, mode coupling regions (Figs. 23B

<td> and 23C)</td><td> each of</td><td> which</td><td> is</td><td> based on an</td><td> optical</td>

<td> waveguide</td><td> having at</td><td> least</td><td> one</td><td colspan="2"> of a core width and</td>

<td colspan="3"> height varied continuously</td><td> are</td><td> respectively</td><td> disposed</td>

<td> at the</td><td> connection</td><td> part</td><td> 613</td><td> between the</td><td> arrayed</td>

waveguides 614 and the first optical slab waveguide

CA 02554553 2006-07-25

612, and the connection part 615 between the arrayed waveguides 614 and the second optical slab waveguide

616.

[0158]

Here, the arrayed waveguide grating filter of this embodiment has been realized by silica-based optical waveguides which are formed on the silicon substrate. This is because the combination can provide an arrayed waveguide grating filter of superior reliability. However, the invention is not restricted to this example, but any other combination may, of course, be employed as the combination of the substrate and the optical waveguides.

[0159]

Besides, the arrayed waveguide grating filter of this embodiment has been realized by employing the optical waveguides whose cores and clads exhibit a relative refractive index difference of 0.75 %. The reason therefor is that the minimum bending radius of each optical waveguide can be made 5 mm by employing the relative refractive index difference, so an arrayed waveguide grating filter of small size can be provided. However, the invention is not restricted to this example, but the relative refractive index difference may, of course, have another value such as 0.4 % or 1.5 %.

CA 02554553 2006-07-25

[0160]

Further, in the arrayed waveguide grating filter of this embodiment, the number of the first input/output optical waveguides 611 has been set at 16 , and that of the second input/output optical waveguides 617 has been set at 16, but the number of the first input/output optical waveguides 611 may be at least one, and that of the second input/output optical waveguides 617 may be at least 2. By way of example, the number of the first input/output optical waveguides 611 may well be one, and that of the second input/output optical waveguides 617 may well be 32 or 40 .

[0161]

Next, the operation of the tenth embodiment according to the invention will be described. A light signal inputted to the first input/output optical waveguide 611 is spread in the first optical slab waveguide 612, and it is turned into a plane wave

<td> whose amplitude</td><td> is</td><td> in</td><td> the shape</td><td> of</td><td> a Gaussian</td>

<td> distribution, at</td><td> the</td><td> end</td><td colspan="2"> of the first</td><td> optical slab</td>

<td colspan="2"> waveguide. The plane</td><td> wave</td><td> excites the</td><td colspan="2"> arrayed optical</td>

<td> waveguides 614.</td><td> In</td><td colspan="2"> this regard.</td><td> in</td><td> a prior-art</td>

arrayed waveguide grating filter which does not have the mode coupling region shown in Fig. 23B, part of the light signal is discarded as the higher-order mode or radiation mode of the arrayed waveguides on account

CA 02554553 2006-07-25 of the difference between the shapes of the plane wave and the fundamental mode of the arrayed optical waveguides. Here, in the arrayed waveguide grating filter of this embodiment, the arrayed optical waveguides 614 include the mode coupling region (Fig. 23B) . Therefore, even the light signal to be discarded in the prior art is coupled to the fundamental mode and is outputted as the fundamental mode of the second input/output optical waveguides, with the result that a loss can be lowered.

[0162]

Besides, the light signal propagated through the arrayed waveguides 614 is inputted to the second optical slab waveguide 616. Here, in the conventional arrayed waveguide grating filter which does not have the mode coupling region, inputted light fields assume a shape in which the fundamental modes of the respective arrayed optical waveguides are arrayed, and they have a period corresponding to the pitch of the arrayed waveguides. In the light propagation in the optical slab waveguide, an input field and an output field are in the relation of Fourier transformation.

Therefore, subpeaks corresponding to the arrayed waveguide pitches appear together with a main peak at a position at which the light ought to be condensed, and optical power levels led to the subpeaks become losses. Here, in the arrayed waveguide grating filter

CA 02554553 2006-07-25 of this embodiment, the arrayed optical waveguides 614 include the mode coupling region (Fig. 23C) . Therefore, light from the arrayed waveguides 614 can be prevented from having the period corresponding to the arrayed waveguide pitches, at the end face of the second slab waveguide 616, with the result that the appearance of the subpeaks can be suppressed to lower losses.

[0163]

Fig. 24 shows the result of the comparison of the losses in the arrayed waveguide grating filter of the tenth embodiment according to the invention as shown in Fig. 23A and the arrayed waveguide grating filter of the prior art. In the configuration of the priorart arrayed waveguide grating filter, the partial signal light is discarded at the junction points between the first optical slab waveguide and the arrayed waveguide grating, and the junction points between the arrayed waveguides and the second optical slab waveguide, as stated above, so that the losses develop. It is seen, however, that the losses can be substantially lowered in the arrayed waveguide grating filter of this embodiment.

[0164] (Eleventh Embodiment)

The eleventh embodiment according to the present invention will be described with reference to Figs. 25

CA 02554553 2006-07-25 through 29.

Besides, in the ensuing embodiment, it shall be assumed that the wave propagation direction of a wave propagation circuit is indicated by a z-axis, that two axes orthogonal to the z-axis are an x-axis and a yaxis, and that the inlet position of a wave lies at z = 0, while the outlet position of the wave lies at z = L.

[0165]

In addition, in this embodiment, a lightwave will be handled as the wave, and a lightwave circuit as the wave propagation circuit. This is because a design method for the wave propagation circuit has no essential difference for the lightwave, a microwave and a millimeter wave. Of course, the invention is not restricted to this example, but the wave propagation circuit may well be a microwave circuit or a millimeter wave circuit.

[0166]

Further, in this embodiment to be disclosed below, a planar lightwave circuit based on silica-glass optical waveguides each of which is formed of a core of silica glass having a constant thickness and embedded in a clad layer of the silica glass will be handled as a concrete example of the lightwave circuit. This is because the structure can provide a precise lightwave circuit and can provide a lightwave circuit

CA 02554553 2006-07-25 remarkably demonstrating the advantages of the invention. However, the invention is not restricted to this example, but a material may well be a different one such as polymer or semiconductor. Besides, the structure of the lightwave circuit may well be another structure which partly or wholly changes in three dimensions.

[0167]

Shown in Fig. 25 is the algorithm of the design method for the wave propagation circuit in the eleventh embodiment according to the invention. The design method for the wave propagation circuit in this embodiment includes the step 311 of determining the initial values of a refractive index distribution n(x, y, z) and storing the determined values in the memory of a computer, the step 312 of setting an optimized position at a position z = z₀ in the light propagation direction, the step 313 of computing a field Φ(χ, y,

<td> z₀) in the</td><td colspan="2"> case where an</td><td> input</td><td> field</td><td> Φ(χ, y.</td><td> 0)</td><td> has</td>

<td> propagated</td><td> forwards</td><td> from</td><td> the</td><td> inlet</td><td> z = 0</td><td> to</td><td> the</td>

<td colspan="2"> optimized position z</td><td> = z_o.</td><td colspan="2"> and a field</td><td> Ψ(χ, y.</td><td> Zo)</td><td> 1 in</td>

<td colspan="3"> the case where a desired &lt;</td><td> output</td><td> field</td><td> Ψ(χ, y,</td><td> L)</td><td> has</td>

<td> propagated</td><td> backwards</td><td> from</td><td> the</td><td> outlet</td><td> z = L</td><td> to</td><td> the</td>

optimized position z = z₀, and then storing the computed fields in the memory of the computer, the step 314 of altering the refractive index distribution n(x, y, z₀) by the computer so that the wavefronts of

CA 02554553 2006-07-25 the input field propagated forwards from the inlet to the optimized position and the output field propagated, backwards from the outlet to the optimized position may agree, and the step 315 of judging if the scanning of optimized positions has ended. The steps 312 - 315 are iterated until the judged result of the step 315 is satisfied.

[0168]

Here, in the design method for the wave propagation circuit in this embodiment, the results of the steps 311 and 313 have been stored in the memory of the computer. This is because the method can provide a technique which can compute at high speed by the computer. However, the invention is not restricted to this example, but the results of the steps 311 and 313 may well be stored in another computer-readable storage device such as hard disk.

[0169]

Next, an optimization method in the eleventh embodiment will be described using formulae. The fundamental concept of a wave transmission medium is applied to the design method for the wave propagation circuit in the invention. A theory concerning the wave transmission medium designates the characteristic of the medium on the basis of a general wave equation, and it can, in principle, hold true of a general wave. In this embodiment, the wave which is propagated

<img file="CA2554553C_D0001.tif" />

CA 02554553 2006-07-25 through the wave transmission medium is light because of the application to the lightwave circuit.

[0170]

The field Φ(χ, y, z₀) in the case of propagating the input field Φ(χ, y, 0) forwards from the inlet z = 0 to the optimized position z = z₀ as is computed at the step 313, is given by the following equation where Ηχ denotes a wave propagation operator from z = 0 to z = z₀:

Φ(χ, y, z₀) = Hi Φ(χ, y, 0) (2)

Besides, the field Ψ(χ, y, z₀) in the case of propagating the output field Ψ(χ, y, L) backwards from the outlet z = L to the optimized position z = z₀ as is computed at the step 313, is given by the following equation where H₂ denotes a wave propagation operator from z = z_o to z = L:

Ψ*(χ, y, z₀) = Ψ*(χ, y, L) H₂ (3)

Here, * represents a complex conjugate, and it indicates that the proceeding direction of the field is the backward direction.

[0171]

Now, the coupling constant of the fields Φ(χ, y, z₀) and Ψ(χ, y, z_o) evaluated at the step 313 is represented as:

<img file="CA2554553C_D0002.tif" />

(4) ψ’(χ, y, L)H₂H^(x, y, 0)dxdy

CA 02554553 2006-07-25

Here, when it is considered that H₂Hi denotes a wave propagation operator from z = z₀ to z = L, Formula (4) can be rewritten as :

(5) (x, y, L)H₂H^(x, y, 0)dxdy (x, y, Σ)φ(χ, y, L)dxdy

[0172]

Here, the right side of Formula (5) represents the coupling coefficient between the desired output field Ψ(χ, y, L) and the field Φ(χ, y, L) which is obtained at the outlet when the input field has been propagated from the inlet.

That is, when the refractive index distribution n(x, y, z₀) of the optimized position is modified so that the wavefronts of both the fields may agree, the coupling constant of the fields Φ(χ, y, z₀) and Ψ*(χ, y, z₀) is enhanced, and hence, the field Φ(χ, y, L) which is obtained at the outlet when the input field has been propagated from the inlet comes close to the desired output field Ψ(χ, y, L).

[0173]

In this manner, according to the design method for the wave propagation circuit in the eleventh embodiment as shown in Fig. 25, the input field can be brought close to the desired output field by altering the refractive index distribution n(x, y, z₀) so that the wavefronts of the fields Φ(χ, y, z₀) and Ψ*(χ, y.

CA 02554553 2006-07-25 z₀) may agree.

[0174]

With the design method for the wave propagation circuit in the eleventh embodiment, the refractive index distribution can be given as determinism, and hence, substantial improvement in the speed of the optimization of the wave propagation circuit can be realized as compared with the optimizing speed of the cut-and-try type technique wherein the refractive index distribution is changed by way of trial, the input field is propagated and the judgment is made from the result.

[0175]

Fig. 26 shows the initial values of the refractive index distribution of the lightwave circuit in the design method for the wave propagation circuit in the eleventh embodiment. The lightwave circuit shown in Fig. 26 has a structure in which a core 451 of constant film thickness is embedded in a clad layer 452. The refractive index of the clad layer 452 is 1.44428, and the thickness thereof is 60 pm, while the refractive index of the core 451 is 1.45523, and the thickness thereof is 6 pm. The core 451 is configured of a rectilinear optical waveguide 453 and a sectoral optical waveguide 454. The length of the rectilinear optical waveguide 453 is 600 pm, and the width thereof is 7 pm, while the length of the sectoral optical

100

CA 02554553 2006-07-25 waveguide 454 is 400 μπι, and the width thereof is 32 μπι. The inlet of the lightwave circuit lies at z = 0,

<td colspan="2"> and the outlet thereof</td><td colspan="2"> lies at z =</td><td> L = 1000 μπι.</td>

<td> Besides, in Fig.</td><td> 26,</td><td> the</td><td> optimized</td><td> position is</td>

<td> indicated by numeral</td><td> 455.</td><td></td><td></td><td></td>

<td> [0176]</td><td></td><td></td><td></td><td></td>

<td> Subsequently,</td><td> the</td><td colspan="2"> optimization</td><td> of the wave</td>

<td> propagation circuit</td><td> has</td><td> been</td><td> performed</td><td> in accordance</td>

with the design method for the wave propagation circuit in the eleventh embodiment as shown in Fig. 25 Here, the input field has been set as the field of the fundamental mode of the rectilinear optical waveguide 453, while the desired output field has been set as a field in which the fundamental modes are parallel with a spacing of 18 μπι, in order that the lightwave circuit may function as a two-branch circuit. Here, although the lightwave circuit has been optimized so as to function as the two branches, in the design method for the wave propagation circuit in the eleventh embodiment, the optimization may, of course, be performed for three branches or four branches, or for another function such as spot size conversion or the lowering of a waveguide crossing loss.

[0177]

Besides, in this embodiment, the optimized position 455 has been selected at random from within the sectoral region 454, and scanning has been

101

CA 02554553 2006-07-25 performed so as to optimize such selected optimized positions 455. The whole region from z = 0 to z = L need not be scanned. However, the optimized positions

455 may be scanned anyway, and the whole region from z = 0 to z = L may well be scanned.

[0178]

Further, in the design method for the wave propagation circuit in the eleventh embodiment as shown in Fig. 25, the field computations at the step 313 have been executed by the computer by employing a finite difference time domain method. However, the invention is not restricted to this example, but the field computations may, of course, be executed by employing either a beam propagation method or a mode matching method, or another computation method.

[0179]

Besides, in the design method for the wave propagation circuit in the eleventh embodiment as shown in Fig. 25, the refractive index distribution n(x, y, z₀) proportional to the phase difference has been given in order to bring the wavefronts into agreement, at the step 314. Figs. 27A and B show how to give the refractive index distribution. Fig. 27A shows the phase difference between the field obtained by propagating the input field forwards and the field obtained by propagating the desired output field backwards, while Fig. 27B shows the refractive index

102

CA 02554553 2006-07-25 distribution proportional to the phase difference. In this manner, the coupling coefficient between the field propagated forwards and the field propagated backwards can be enhanced by giving the refractive index distribution which compensates for the phase difference, with the result that the output obtained when the input field is inputted can be brought close to the desired field.

[0180]

Here, although the refractive index distribution proportional to the phase difference has been given in the design method for the wave propagation circuit in the eleventh embodiment as shown in Fig. 25, the invention is not restricted to this example, but another refractive index distribution may, of course, be given as long as refractive indices are given so as to bring the wavefronts into agreement at least partly. [0181]

Incidentally, an analog refractive index variation as shown in Figs. 27A and B can be realized using ultraviolet irradiation in the case of, for example, the silica-glass optical waveguide.

[0182]

Fig. 28 represents refractive—index adjustment magnitudes from the initial values of the refractive index distribution after the wave propagation circuit has been optimized by employing the design method for

103

CA 02554553 2006-07-25 the wave propagation circuit in the eleventh embodiment as shown in Fig. 25. A positive part along a vertical axis in Fig. 28 is a place where the refractive index has been increased, whereas a negative part is a part where the refractive index has been decreased. An actual refractive index becomes a value with the refractive index 1.45523 of the core added to the represented value. The refractive-index adjustment magnitudes shown in Fig. 28 are results which have been obtained by altering the refractive index distribution n until the whole region from z = 0 to z = L are scanned for the optimized positions 455, by employing the design method for the wave propagation circuit in this embodiment.

[0183]

In the case of the silica-glass optical waveguide shown in Fig. 26, however, it is difficult to decrease the refractive index. In the case of the silica-glass optical waveguide, accordingly, the waveguide in a state before the refractive index is varied by the ultraviolet irradiation is fabricated with the refractive indices of the core and the clad equalized, and the increase of the refractive index is made small at the part whose refractive index is to be decreased, whereas the increase of the refractive index is made large at the part whose refractive index is to be increased, whereby the refractive index distribution

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CA 02554553 2006-07-25 as designed can be realized.

[0184]

Fig. 29 shows the transmission characteristic of the wave propagation circuit which was optimized by employing the design method for the wave propagation circuit in the eleventh embodiment as shown in Fig. 25 As shown in Fig. 29, it is seen that the inputted light field has been branched into two as designed. A loss in this case is below 0.1 dB, and it has been verified that a favorable characteristic is attained. [0185] (Twelfth Embodiment)

The twelfth embodiment according to the present invention will be described with reference to Fig. 30 through Fig. 34 (A and B).

Besides, in the ensuing embodiment, it shall be assumed that the wave propagation direction of a wave propagation circuit is indicated by a z-axis, that two axes orthogonal to the z-axis are an x-axis and a yaxis, and that the inlet position of a wave lies at z = 0, while the outlet position of the wave lies at z = L.

[0186]

Shown in Fig. 30 is the algorithm of a design method for the wave propagation circuit in the twelfth embodiment according to the invention. The design method for the wave propagation circuit in the twelfth

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CA 02554553 2006-07-25 embodiment as shown in Fig. 30 includes the step 316 of determining the initial values of a refractive index distribution n(x, y, z) and storing the determined values in the memory of a computer, and setting an optimized position at the outlet, the step

317 of computing a field distribution Φ(χ, y, z) in the case where an input field Φ(χ, y, 0) has propagated forwards from the inlet z = 0 to the outlet z = L, and then storing the computed field distribution in the memory of the computer, the step

318 of propagating an output field Ψ(χ, y, z) backwards a minute distance Δζ in an altered refractive index distribution and storing the resulting distribution in the memory of the computer, the step 314 of altering the refractive index distribution by the computer so that the wavefronts of the input field propagated forwards from the inlet to the optimized position and the output field propagated backwards from the outlet to the optimized position may agree, the step 319 of shifting the optimized position onto an inlet side the minute distance Δζ, and the step 320 of judging if the optimized position has arrived at the inlet, and the steps 318, 314, 319 and 320 are iterated until the optimized position comes from the outlet to the inlet.

[0187]

Here, in the design method for the wave

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CA 02554553 2006-07-25 propagation circuit in the twelfth embodiment as shown, in Fig. 30, the results of the steps 316, 317 and 318 have been stored in the memory of the computer. This is because the method can provide a technique which can compute at high speed by the computer. However, the invention is not restricted to this example, but the results of the steps 316, 317 and 318 may, of course, be stored in another computer-readable storage device such as hard disk.

[0188]

Even when such an algorithm is employed, the optimization of the wave propagation circuit can be attained likewise to the design method for the wave propagation circuit in the eleventh embodiment as shown in Fig. 25.

[0189]

Further, with the design method for the wave propagation circuit in the twelfth embodiment as shown in Fig. 30, the fields in the case where the input field has propagated forwards can be collectively computed and stored in the memory of the computer at the step 317, so that a still higher speed for the computations can be attained.

[0190]

Fig. 31 shows the initial values of the refractive index distribution employed at the step 311 of the design method for the wave propagation circuit

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CA 02554553 2006-07-25 in the twelfth embodiment as shown in Fig. 30. As shown in Fig. 31, a core 451 of constant film thickness is embedded in a clad layer 452, and the core has a mosaic structure one side of which is 1 μπι long. The refractive index of the clad layer 452 is 1.44428, and the thickness thereof is 60 μπι, while the refractive index of the core 451 is 1.45523, and the thickness thereof is 6 μπι. The inlet of the lightwave circuit lies at z = 0, and the outlet thereof lies at z = L = 100 μπι.

[0191]

Subsequently, there will be described an example in which the optimization of the wave propagation circuit has been performed in accordance with the design method for the wave propagation circuit in the twelfth embodiment as shown in Fig. 30. Here, the input field has been set as the field of the fundamental mode of an optical waveguide having a width of 7 μπι and a thickness of 6 μπι, while the desired output field has been set so as to output the field of the fundamental mode at a position of x = 20 μπι for a wavelength of 1.3 μπι and at a position of x = -20 μπι for a wavelength of 1.55 μπι, in order that the lightwave circuit may function as a wavelength filter. In this manner, according to the design method for the wave propagation circuit in the invention, a plurality of wavelengths can be employed for the desired output

108

CA 02554553 2006-07-25 field. In case of employing the plurality of wavelengths, when a combined wavefront based on the plurality of wavelengths is considered, the lightwave circuit can be designed by quite the same procedure as in the case of one wavelength.

[0192]

Incidentally, although the lightwave circuit has been optimized so as to function as the wavelength filter, in the design method for the wave propagation circuit in the twelfth embodiment according to the invention, the optimization may, of course, be performed for another function.

[0193]

Besides, in the design method for the wave propagation circuit in the twelfth embodiment as shown in Fig. 30, the field computations at the steps 317 and 318 have been executed by the computer by employing a three-dimensional beam propagation method. However, the invention is not restricted to this example, but the field computations may, of course, be

<td colspan="3"> executed by employing another</td><td colspan="2"> technique such</td><td> as a</td>

<td> finite difference</td><td> time</td><td> domain</td><td> method or</td><td> a</td><td> mode</td>

<td> matching method.</td><td></td><td></td><td></td><td></td><td></td>

<td> [0194]</td><td></td><td></td><td></td><td></td><td></td>

<td> In addition.</td><td> in the</td><td> design</td><td> method for</td><td> the</td><td> wave</td>

<td> propagation circuit</td><td> in the</td><td colspan="2"> twelfth embodiment</td><td> as</td><td> shown</td>

in Fig. 30, the step 314 has been performed in such a

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CA 02554553 2006-07-25 way that a threshold value T is set as 0 rad in order to bring the wavefronts into agreement, and that the core is distributed in a place whose phase difference is greater than the threshold value, while the clad is distributed in a place whose phase difference is smaller. Figs. 32A and B show how to give such a refractive index distribution. In this manner, the coupling coefficient between the field propagated forwards and the field propagated backwards can be enhanced by giving the refractive index distribution corresponding to the magnitudes of the phases, with the result that the output obtained when the input field is inputted can be brought close to the desired field. Further, the wave propagation circuit which is easily fabricated by employing the two kinds of materials and the two kinds of refractive indices of the core and the clad layer can be provided by such a method of giving the refractive index distribution.

However, the invention is not restricted to this example, but it may, of course, employ a quite different method of giving the refractive index distribution, for example, three kinds of refractive indices are given in accordance with the magnitudes of the phases.

[0195]

In the case of giving the refractive index distribution, as the size of the core is larger as

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CA 02554553 2006-07-25 compared with the wavelength of the wave, the characteristic of the wave propagation circuit degrades more.

Besides, as the size of the core becomes smaller, difficulty is involved in the fabrication of the wave propagation circuit more. Accordingly, the method of giving the refractive index distribution in Figs. 32A and B has placed the limitation that the size of the core becomes a size which is on the order of the wavelength of the wave. That is, in this embodiment, in consideration of the fact that the signal wavelengths are about 1.3 gm and 1.5 gm, and in order that the size of the core may become on the order of the wavelength of the wave, there has been placed the limitation that the clad layer is not distributed in a case where the size of the core becomes smaller than 1 gm-square. This is because a wave propagation circuit easy of fabrication can be provided by the lightwave circuit configured of the clad layer and the core which has a certain larger size in this manner. Even in this way, the advantages of the invention can be attained. However, the invention is not restricted to this example, but the size of the core may be a fabricable size of at least 300 nm and may be determined in relation to the wavelength of a wave to-be-inputted.

[0196]

Fig. 33 shows the refractive index distribution

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CA 02554553 2006-07-25 of a wave propagation circuit which was optimized by the design method for the wave propagation circuit in the twelfth embodiment as shown in Fig. 30. Here, the algorithm in Fig. 30 was applied 24 times in order to obtain the wave propagation circuit in Fig. 33. In this manner, the design method for the wave propagation circuit in the invention can attain a favorable characteristic by being applied a plurality of number of times.

[0197]

Figs. 34A and B show the characteristics of a silica-made wave propagation circuit for which a wave propagation circuit was optimized by the design method for the wave propagation circuit in the twelfth embodiment as shown in Fig. 30, and which was fabricated by conventional flame hydrolysis deposition on the basis of the optimization. Fig. 34A shows the field distribution in the case where the wavelength of 1.3 μπι was inputted, while Fig. 34B shows the field distribution in the case where the wavelength of 1.55 pm was inputted. As shown in Fig. 33, there has been realized the wave propagation circuit in which the lights are concentrated at different positions, depending upon the wavelengths.

[0198] (Thirteenth Embodiment)

The thirteenth embodiment according to the

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CA 02554553 2006-07-25 present invention will be described with reference to

Figs. 35 through 39.

Besides, in the ensuing embodiment, it shall be assumed that the wave propagation direction of a wave propagation circuit is indicated by a z-axis, that two axes orthogonal to the z-axis are an x-axis and a yaxis, and that the inlet position of a wave lies at z = 0, while the outlet position of the wave lies at z = L.

[0199]

Fig. 35 shows the algorithm of a design method for the wave propagation circuit in the thirteenth embodiment according to the invention. The design method for the wave propagation circuit in the thirteenth embodiment as shown in Fig. 35 includes the step 321 of determining the initial values of a refractive index distribution n(x, y, z) and storing the determined values in the memory of a computer, and setting an optimized position at the inlet, the step

322 of computing a field distribution Ψ(χ, y, z) in the case where a desired output field Ψ(χ, y, L) has propagated backwards from the outlet z = L to the inlet z = 0, and then storing the computed field distribution in the memory of the computer, the step

323 of propagating an input field Φ(χ, y, z) forwards a minute distance Δζ in an altered refractive index distribution and storing the resulting distribution in

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CA 02554553 2006-07-25 the memory of the computer, the step 314 of altering the refractive index distribution by the computer so that the wavefronts of the input field propagated forwards from the inlet to the optimized position and the output field propagated backwards from the outlet to the optimized position may agree, the step 324 of shifting the optimized position onto an outlet side the minute distance Δζ , and the step 325 of judging if the optimized position has arrived at the inlet, and the steps 323, 314, 324 and 325 are iterated until the optimized position comes from the inlet to the outlet. [0200]

Here, in the design method for the wave propagation circuit in the thirteenth embodiment as shown in Fig. 35, the results of the steps 321, 322 and 323 have been stored in the memory of the computer. This is because the method can provide a technique which can compute at high speed by the computer. However, the invention is not restricted to this example, but the results of the steps 321, 322 and 323 may, of course, be stored in another computer-readable storage device such as hard disk.

[0201]

Even when such an algorithm is employed, the optimization of the wave propagation circuit can be attained likewise to the design method for the wave propagation circuit in the eleventh embodiment as

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CA 02554553 2006-07-25 shown in Fig. 25.

[0202]

Further, with the design method for the wave propagation circuit in the thirteenth embodiment as shown in Fig. 35, the fields in the case where the output field has propagated forwards can be collectively computed and stored in the memory of the computer at the step 322, so that a higher speed for the computations can be attained as in the design method for the wave propagation circuit in the twelfth embodiment of the invention as shown in Fig. 30.

[0203]

Fig. 36 shows the initial values of the refractive index distribution employed at the step 321 of the design method for the wave propagation circuit in the thirteenth embodiment as shown in Fig. 35. As shown in Fig. 36, a core 351 of constant film thickness is embedded in a clad layer 352, and the refractive index of the clad layer 352 is 1.44428, and the thickness thereof is 60 μιη, while the refractive

<td> index of the core</td><td> 351</td><td colspan="3"> is 1.45523, and the thickness</td>

<td> thereof is 6 pm.</td><td> The</td><td> inlet</td><td> of the lightwave</td><td> circuit</td>

<td> lies at z = 0, and</td><td> the</td><td> outlet</td><td> thereof lies at</td><td> z = L =</td>

<td> 1000 μιη.</td><td></td><td></td><td></td><td></td>

<td> [0204]</td><td></td><td></td><td></td><td></td>

<td> Subsequently,</td><td colspan="2"> there will</td><td> be described an</td><td> example</td>

in which the optimization of the wave propagation

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CA 02554553 2006-07-25 circuit has been performed in accordance with the design method for the wave propagation circuit in the thirteenth embodiment as shown in Fig. 35. Here, the input field has been set as the field of the fundamental mode of an optical waveguide having a width of 7 pm and a thickness of 6 pm, while the desired output field has been designed in order that the lightwave circuit may function as a waveguide lens, which forms a focus at a position being 100 pm distant behind the output.

[0205]

Incidentally, although the lightwave circuit has been optimized so as to function as the waveguide lens, in the design method for the wave propagation circuit in the thirteenth embodiment of the invention, the optimization may, of course, be performed for another function.

[0206]

Besides, in the design method for the wave propagation circuit in the thirteenth embodiment as shown in Fig. 35, the field computations at the steps 322 and 323 have been executed by the computer by employing a three-dimensional beam propagation method. However, the invention is not restricted to this example, but the field computations may, of course, be executed by employing another technique such as a finite difference time domain method or a mode

116

CA 02554553 2006-07-25 matching method.

[0207]

In addition, in the design method for the wave propagation circuit in the thirteenth embodiment as shown in Fig. 35, the step 314 has been performed in such a way that a threshold value T is set as 0 rad in order to bring the wavefronts into agreement, and that, regarding only the boundary between the core and the clad, the core is distributed (the core is added) at a position having been the clad originally, in a place whose phase difference is greater than the threshold value, while the clad is distributed without distributing the core (the core is removed) at a position having been the core originally, in a place whose phase difference is smaller.

[0208]

Figs. 37A and B show how to give such a refractive index distribution. In this manner, a wave propagation circuit in which the wave is difficult of being dispersed in up and down directions and which is favorable in point of loss can be provided by varying the refractive index distribution at only the boundary between the core and the clad. However, the invention is not restricted to this example, but it may, of course, employ a different method of giving the refractive index distribution, for example, a method which allows the distribution of a clad layer at the

117

CA 02554553 2006-07-25 center of the waveguide.

[0209]

Further, in the method of giving the refractive index distribution in Figs. 37A and B, the variation rate of a core width in the light propagation direction has been set at 60 degrees or less. That is, the maximum inclination of the core width relative to the light propagation direction has been set at 60 degrees or less. This is because a wave propagation circuit in which the dispersion of the wave is still less can be provided by placing such a limitation. However, the invention is not restricted to this example, but it may, of course, place the limitation with another angle or place no limitation.

[0210]

Fig. 38 shows the refractive index distribution of a wave propagation circuit which was optimized by the design method for the wave propagation circuit in the thirteenth embodiment as shown in Fig. 35. Here, in order to obtain the wave propagation circuit in Fig. 38, the design method for the wave propagation circuit in the thirteenth embodiment as shown in Fig. 35 and the design method for the wave propagation circuit in the twelfth embodiment of the invention as shown in Fig. 30 were alternately applied 15 times. In this manner, owing to the alternate applications, the refractive index distribution can be altered uniformly

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CA 02554553 2006-07-25 over the whole wave propagation circuit, and a favorable characteristic can be attained. In this way, the optimization can be performed by the selective combination and/or iteration of the design methods for the wave propagation circuit in the first through third embodiments of the invention.

[0211]

Fig. 39 shows the characteristic of a wave propagation circuit which was optimized by the design io method for the wave propagation circuit in the thirteenth embodiment of the invention as shown in Fig. 35. Fig. 39 has been obtained by measuring a loss in such a way that two pairs of waveguide lenses as shown in Fig. 38 were employed and that they were opposed 15 with a spacing of 200 μπι through an optical slab waveguide. It is seen that the favorable characteristic has been attained over a wide wavelength region.

119